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S A JH E / SA T HO V O L 1 6 N O 2 2 0 02

Nation building and the role of the university:


a critical reflection
P Higgs
University of South Africa

included universities, reflected the distortions and


ABSTRACT inequalities of the apartheid past, as well as the
tensions and uncertainties of the national transition to
The ongoing process of transformation in South
a democratic order. In order to address this situation
African universities testifies to the enduring
in higher education, it was proposed that:
seriousness of the questions of meaning and
purpose that universities face. The response to
. the national government must have central re
this situation often is in terms of transformation sponsibility for the provision of higher education;
programmes that focus on the social role of the . the redressing of historical imbalances must be a
university, that is, on the meaning of the priority;
university as a social institution whose purpose . the higher education system, and individual in
is defined as meeting the needs of society. In stitutions, must be required to be effective and
South Africa, political and economic discourse have clearly defined objectives linked to national
has to a large extent perceived the social role of development, and
the university in terms of nation building. In this . democratic values of representivity, accountability,
essay, I argue that such an understanding of the transparency, freedom of association, and aca
social role of the university is misdirected, and if demic freedom must underpin the higher educa
allowed to guide educational transformation, tion system.
damaging. Rather, I would argue that the basis
for the university's service to society lies in its
character as a community of reason. Samuels (1992:8) underscored these proposals when
he argued that universities as public institutions
utilising national resources clearly have a central role
to play in the process of national development, and
that as a result: ``... the ethos of the university in terms
INTRODUCTION
of content and curriculum, issues of governance,

I n the continuing debate in South Africa concern


ing the place that the universities should occupy in
a democratic, non racist and non sexist society, it has
accountability, autonomy and academic freedom will
have to be looked at in relation to the task of
contributing to national development.''
become evident that the dominant issue governing
many proposals for university transformation is social For Samuels (1992:7) this meant that universities
transformation. With regard to the question of social would:
transformation, the principle task of a university is
seen as contributing to the establishment of a . have to begin to accept responsibility for directing
democratic society in serving the needs of the state their teaching and research towards the strength
and the economy. In other words, the role of a ening of communities and the strengthening of
university is determined by the requirements implicit their capacities to empower themselves;
in the provision of high level manpower, and the . need to play a critical role in identifying and
objectives of its teaching and research programmes addressing significant social problems;
are directed at vocational needs, the establishment of . have to generate new knowledge towards solving
a just South African society and the creation of educational, housing and economic problems;
wealth. . have to be seen to play a major role in ensuring the
development of a more just and equal South
These sentiments find expression in the published Africa.
Policy Framework for Education and Training, issued
by the Education Department of the African National This vision which sees the role of universities as being
Congress in 1994. In this discussion document, it was determined by national needs is encapsulated in the
asserted that the higher education sector, which notion of what Reddy (1992:19) calls, ``... the

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transformation of universities''. By ``transformation'' is the purely internal life of the academic community,
meant a fundamental and deep rooted restructuring universities should be put to practical use externally
process ultimately directed at national development. It as instruments to correct social ills and make the
means a substantial and meaningful degree of popular nation a better place to live and work.
participation in key initiatives. It means empowering
the disempowered, it means the reorganisation of Such a response, rejects Newman's (1941:124) idea
power relations and it focuses on common interest that a university should be founded on the principle
rather than special interest. It addresses the issues of that knowledge is an end in itself and that a ``liberal''
gender and racial inequality. When applied to the role education be given an Aristotelian interpretation as
of universities in society, Fehnel (1993:ii) claims that tending towards ``enjoyment'' in which `'nothing
it alludes to the bringing about of fundamental accrues of consequence beyond the using''. The
changes in the system of higher education in South rejection of this particular view of the role of a
Africa in order to adapt to the transformative national university in society, stems from the fact that it is
and regional realities of the 21st century. argued (Bok 1990:4 5), that much has changed in
education and society since Newman's day, changes
These transformative directives are further enunciated that include the development of university profes
in the National Plan for Higher Education published in sional schools, increased enrollment from a diverse
February 2001, which gives effect to the vision for the society, growth of public funding and the consequent
transformation of the higher education system out public accountability of universities, and, in the moral
lined in the Education White Paper 3 A Programme realm, the complexity of the practical problems that
for the Transformation of Higher Education (Depart must be addressed in the contemporary world. As a
ment of Education, July 1997). It provides an result of these rapid changes universities are now
implementation framework and identifies the strategic perceived as instruments for careerism and social
interventions and levers necessary for the transforma change whose fundamental mandate is the pursuit of
tion of the higher education system. According to the practical issues rather than pure learning.
National Plan, the key challenges facing the South
African higher education system remain outlined in The point of this essay is that such an understanding
the White Paper, namely, ``... to redress past inequal of the social role of the university in society is
ities and to transform the higher education system to misdirected, and, if allowed to guide transformation
serve a new social order, to press pressing national processes, damaging. There is no denying the con
needs, and to respond to new realities and opportu nection between the university and society; the
nities'' (White Paper:1.1). university serves the various societies that it helps
form. But there are several problems with defining this
In response to these challenges, this essay sets out to social role of a university primarily in terms of national
reflect critically on what the role of universities should needs and the production of graduates who can
be within the landscape of higher education and in shape a socially just and economically strong nation.
the context of society.
The first problem concerns society's image of itself
and the determination of its goals and functioning
UNIVERSITIES IN THE SERVICE OF THE which are far from luminously clear and self evident.
NATION As a result, no matter what label or category is
attached to teaching and research, the content of
There is a crisis of confidence in the role that which is deemed necessary changes over time with
universities should play in society. The ongoing shifting political currents, alterations in the under
process of transforming universities testifies to the standing of science, and revisions in the urgency of
enduring seriousness of the questions of meaning and what are called national needs. The question to be
purpose that the academy faces. The response to this asked, therefore, is whether what is regarded as
situation often is in terms of transformation pro necessary is a sufficient criterion for the determination
grammes that focus on the social role of the of a university's function. The point is that university
university, that is, on the meaning of the university teaching and research whose sui generis can be
as a social institution whose purpose is to meet the traced to so called national needs as currently
needs of society. In this framework, reformers see the conceived is a guarantee of obsolescence. An
crisis of university education as part of a `'national'' important role for universities is to pursue ideas that
crisis evident in the social needs of society and, the render current practice out of date and in this pursuit
weakening position of commerce and business in current estimations of national needs may be irrele
global economic competition. The response that vant.
follows from this is to call for universities to produce
graduates with the ability to address society's social The demand for university transformation in addres
needs and also help a nation compete economically sing national needs is typical of developing societies
with other nations in the global context. In other that have acquired political independence and now
words, whatever activities may seem appropriate to determine who administers power on the basis of

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S A JH E / SA T HO V O L 1 6 N O 2 2 0 02

mass electoral competitive politics. Such societies, to be subservient to the political and economic
see a university as an instrument of national devel demands of a rapidly changing technological world.
opment and as a means of spreading social services
and other benefits equitably; and not least among Secondly, definitions which set out to demarcate the
these benefits is higher education, which for most in social role of a university in society, assume that a
developing societies remains the surest gateway to university has a primary obligation to serve society,
recognition and status, to lifelong occupational and that this society is to be understood as the nation.
challenges and a lucrative career. Within this per However, identifying the society the university is to
spective, a university's role in society is exposed to serve with the nation is too restrictive. ``Society'' does
the conflict between populist democratic urges and not necessarily equal `'nation'', particularly when the
aristocratic elitist impulses. The role of a university in nation itself is defined in terms of political economy.
society also becomes the target for questions of The danger here is a nationalism that sets up borders
autonomy versus service, of pure research versus to the kind of multicultural, global discourse that
applied, of excellence versus equality, of ivory tower should be going on in universities: collaboration
exclusivity versus populist development relevance. ultimately is ruled out by principles of economic
But all these questions are often mere euphemisms for competition, namely, in a world view based on ally
unstated political positions or serve the interests of versus foe. Further, the definition of ``society'' as this
competing power centres which are jealous of their kind of `'nation'' ignores the multiplicity of societies in
own right to define the parameters of their own which we all live. ``Society'' should be kept as
concern and to be able to follow through with action multivalent a term as possible and attempts to
based on such definitions of purpose (Higgs connect educational transformation to any form of
1991:164 169). nationalism, clearly resisted.

Consequently, one of the most important roles for a Thirdly, a more fundamental danger lurking in the
university, in its service to the society that sustains it, programme to transform the university's role in the
nation's service, is misunderstanding what ``reason''
is to submit to constant critical scrutiny and review
means and, therefore, of what it means for the
that society's institutions, policies, goals, value
university to be a community of reason. The pre
systems, and its self images real and imagined. In
dominant tendency has been to demarcate practical
this endeavour, the role of a university in society is not
from pure reason. The latter grounds liberal arts
to be an ideological handmaiden of the state. One of
education and university research programs, but the
the hallmarks of an open society is that universities
former is taken as the hallmark of the social role of
and their graduates are able and free to act as critics
universities in society. Transformation discourses tend
and agents of social renewal and reconstruction. This
to centre on assessable goals and the ``cash value'' of
does not entail taking the state to task at every
the academy in society. Talk about liberal arts and
opportunity and still less plotting its violent over
basic research often has to be given a utilitarian
throw; such a view is an extreme and degenerate
rhetorical ``spin'' in order to be persuasive. There is an
conception of the social functions of a university. instrumental thinking here that externally identifies
However, it does mean that social, moral and political the university in terms of its social ``uses'' and
issues of current concern are subjected by universities internally turns academic communities into bureau
to debate while alternative value systems are com cratic systems. Pure theoretical talk of a university is
pared and critically examined. Transformation initia abandoned for a more practical analysis of university
tives arising out of pure necessity with respect to the communities in terms of their functional value to
present state of a particular society at best simply pre society.
empts this debate and at worst leads to the creation of
a barren and soulless technocracy. Dichotomizing pure reason and practical or instru
mental reason results in a poor programme for
``Man does not live by bread alone'' expresses the transforming the university because, in its mistaken
fundamental rationale of much university teaching characterization of reason in terms of this dichotomy,
and research which, in a purely materialist and it produces contradictions in transformation pro
technocratic conception of the nature of society, grammes themselves. For example, universities are
seems to be irrelevant. If necessity in terms of national being called on to produce graduates who will
needs is to be the defining criterion of what is contribute to the establishment of a better society.
valuable and worth retaining in considering the role of But in this call there is a fundamental inconsistency
a university in society, it should be a concept of between this goal and the university conceived as a
necessity that pays heed to all aspects of the human community of instrumental reason: on the one hand,
condition and not merely to a person's material needs. universities are to be the places where graduates
The human imperative which is distinguished by develop skills and values to be applied in the real
homo sapiens enquiring nature and quest for uni world; but at the same time universities are organized
versal culture should not be sacrificed for that instrumentally on the model of value neutral systems
utilitarian motive which seeks to compel universities of interaction.

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For a response to this misunderstanding of reason and spirit; but even more important than these, the
the transformation programme that follows from it, I nineteenth century university model had been dis
will now turn to the work of Jurgen Habermas. For credited by its failure to produce real resistance to
Habermas, descriptions of reason as ``pure/theoreti fascism.
cal'' or ``practical/instrumental'' are useful but should
not subsume the character of reason as communica Habermas in the 1960s saw two options for uni
tive praxis: reason is discursive, and we are rational as versities. One was to concentrate on the production of
we participate in communities characterized by free knowledge and skilled graduates to serve an industrial
and unconstrained discourse. The university is such a society, the university as a factory turning out,
community and as such, any transformation process producing, making knowledge and workers as its
should be conducted with specific reference to the product. This type of university would be less
university as practicing reason. In other words, to put concerned with grounding its activity in the kind of
this in terms of the university in society, the social role self understanding that had characterized past uni
of the university and the basis for its service to society versity life and more concerned with integrating itself
lies in its character as a community of reason. into social systems of production. University auton
omy would be a matter of de politicizing university
Further, analyzing social systems in instrumental education in order to concentrate on the business at
terms can be useful, but Habermas wants to offer an hand. Efficiency of production would be the uni
alternative analytic concept of the community as versity's goal.
lifeworld, a concept borrowed from George Herbert
Mead and important for Habermas's own activity in This efficiency would not be politically innocent,
German university reform. For Habermas, the uni however, and would in fact be dangerous in its
versity is a lifeworld, a complex ``bundling of covering over of its ideological effectiveness, in its
functions'' oriented toward action wherein values masking of its support for the status quo. Habermas
always are under discussion. (1970:10) feared, ``It could pay for its unreflected
relation to practice by stabilizing implicit professional
standards, cultural traditions, and forms of political
HABERMAS AND THE UNIVERSITY IN A consciousness, whose power expands in an uncon
DEMOCRACY trolled manner precisely when they are not chosen but
result instead from the ongoing character of existing
Bernstein (1991:207) notes that, ``... pervading all of institutions''. Habermas (1970:11) points out here
Habermas's writings is his strong and unshakeable that this conservativism is a danger to democracy
commitment to democracy. No less than John because it hides control systems and takes their
Dewey, Habermas is the philosopher of democracy.'' exercise out of the realm of deliberation.
This democratic orientation influences Habermas
(1970:6) in what he writes about the role of the The other option for university reform was to focus on
university in society. the process of reaching for self understanding (not
the foundational ``idea'') that characterizes university
Habermas was very active in the German university practice. This entails looking at what Habermas
reform movement of the 1960s that centred on the identifies as the three other functions of the university
Free University in Berlin. Habermas's (1989:100 besides producing knowledge and skilled graduates:
127) program for reform could be called the ``demo equipping graduates with the ``extrafunctional'' abil
cratization of the university'' and his goal ``to ities (attitudes and attributes) necessary for success in
demonstrate the affinity and inner relation of the a profession but not strictly professional knowledge;
enterprise of knowledge on the university level to the critically transmitting and developing the cultural
democratic form of decision making''. This ``inner tradition of a society; and forming the political
relation'' provides the ``organic'' relationship between consciousness of students.
democracy inside and outside the university.
Relating these functions, according to Habermas in
The ``idealism'' of the ``German mandarins'' that the 1960s, is a matter of the university community
grounded university identity and autonomy in the finding its rational principle of self understanding. In
nineteenth and early twentieth centuries was no an earlier era this self understanding had been
longer, according to Habermas (1970:4), a viable secured through philosophy or, earlier still, theology
source for university reform activity. In part the size of as the integrating discipline among university
the university both in terms of number of students departments. In the contemporary university, how
involved and diversity of disciplines forced a change; ever, the hegemony of philosophy has been cast aside
the increasing role of technology in society was as too objectivist or foundationalist. Unity must be
forcing a re evaluation of the connection between the provided instead by the practice of critical reflection
university and society; philosophical and sociological about assumptions and practices within the various
understandings of institutions had moved beyond the disciplines themselves. Self understanding here be
idealist notion of an institution as a form of objective comes the product of the communicative activity of

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practitioners of the various disciplines, and for this . dramaturgical action which represents expressions
discussion to proceed rationally, democracy is neces of the self whose validity is assessed in terms of
sary. Self understanding is reached through discus honesty or integrity; and, finally,
sion aimed at potential consensus. Habermas . communicative action, the aim of which is not
(1970:24) labels this the ``democratic form'' of external to the activity itself but is rather mutual
decision making: ``rationalizing decisions in such a understanding based on rational arguments. Such
way that they can be made dependent on consensus understanding may be frustrated in many actual
arrived at through discussion free from domination''. discussion situations but remains possible in
In a democracy, the better arguments succeed in principle in light of the structures of reason
carrying the day. Further, this mode of discourse common to all persons.
enables the university community also to reflect
critically on its relation to the larger society in the
Philosophically, communicative action is more prop
very process of fulfilling the functions Habermas
erly called communicative praxis, where the under
describes.
standing of ``praxis'' is adapted from Aristotle's
Nicomachean Ethics. There Aristotle makes a tripartite
Habermas quickly became aware of a problem with
division of human activity, distinguishing between:
looking to critical reflection within disciplines and
rational, democratic discussion as grounding the self
. theoretical knowing (theoria) aimed at (scientific)
understanding of the university as well as its relation
truth, that which is most divine in us;
to society: while it may work in principle, ``It is
. technical/artistic production (techne/poesis),
binding but not real''. He (1989:123 124) explains
aimed at the beautiful, a ``making'' whose aim is
why this is the case when he returns to this topic in an
some external product, the animal level;
address given on the six hundredth anniversary of the
. and in the middle in Aristotle's schema, political
University of Heidelberg entitled, ``The Idea of the
activity (praxis] guided by the good of the polls,
University''. Further reflection on the nature of change
the most human of our activities as we are
in science (in light of Thomas Kuhn, Paul Feyerabend,
``political animals''.
Yehuda Elkana, and others) led Habermas to realize
that there was less critical reflection going on in the
various sciences than he had hoped changing Habermas, along with several other philosophers,
scientific paradigms was not a reflective process. reorients Aristotle in the direction of the primacy of
Further, the democratic discussion Habermas looked praxis as a rational human activity. Communicative
for as a result of university reform failed to take place praxis is by necessity historically and socially situated
and was resisted by professors. and is always underway; that is, mutual understand
ing, to put its telos in Habermas's terms, is not a
The question remains, then, ``on what could an product that remains unchanged and objectively at
integrative self understanding of the corporative body hand once achieved, but is itself part of an ongoing
of the university be based?'' Such an integrating self process. Rather than seeing knowledge as a useful
understanding is necessary not only internally in order product of learning as communicating, Habermas
to guarantee ongoing communication, the basis of the (1970:2 3; 1897:113 197; 1989:107, 119 122) says
university's claim to be a community of reason for about understanding, ``It has not been made it has
Habermas; it also is necessary in order for the taken shape and it can be pursued further or
university to engage critically the larger society of abandoned out of discouragement''.
which it is a part. For an answer to the question,
Habermas (1973:1 23) returns to Friedrich Schleier Communicative action/praxis also plays a role in
macher's statement, ``The first law of all efforts understanding the university Returning to a social
directed toward knowledge [is] communication''. scientific perspective, Habermas agrees with those
The self understanding of the university and the key contemporary social scientists who describe the
to its functioning both internally and in society lies university as a tremendously complex community
not in an unchanging idea; neither is it the product of and conclude that it is impossible to subsume this
critical reflection within disciplines and rational complexity under a unifying idea. Habermas rejects,
discussion of differences; it rests rather in commu however, the turn to an analysis of this complexity in
nicative action itself. terms of a functional reason that sees the university as
a congeries of autonomous systems each tailored to a
What is this communicative action? From a social particular function and having no particular connec
science perspective, Habermas (1992:146) differenti tion to each other. There are social systems where
ates between four types of action: such an analysis of activity in terms of the value
neutral control mechanisms of functional reason is
. teleological action aims at making valid claims appropriate, but there are other kinds of societies, too.
about the objective order;
. norm based action aims at actions whose validity Habermas names this other kind of society a ``life
is evaluated in terms of social appropriateness; world,'' a concept he develops with a backward

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glance to George Herbert Mead and Emile Durkheim. ties, that is, societies which are not fixed once and for
A lifeworld, for Habermas is characterized by com all and which have no guiding images, must reach an
municative reason rather than the functional reason understanding about themselves''.
that characterizes social systems. Systems are value
neutral steering mechanisms oriented toward attain
ing particular social goals; systems analysis takes the CONCLUSION
form of third party ``objective'' interpretation in terms
of the outcomes of action. A lifeworld on the other The crisis of confidence in university education can be
hand, is a social means for the self reproduction of a characterized as a loss of confidence in the integrative
society through cultural reproduction, social integra and political power of modern reason. The response
tion, and socialization; analysis of a lifeworld is on the part of university reformers is to turn to a
oriented toward action itself rather than products, functionalism that accepts an understanding of the
and is necessarily from the standpoint of a participant university as a multiplicity of unrelated systems and
in the lifeworld activity. sets its sights on the minimal goals of producing
graduates who can help a nation compete in the
Habermas (1989:125) claims that the university is a world marketplace and make for a better society.
lifeworld, a complex ``bundling of functions in a
single society rather than a group of unrelated Two generations ago John Dewey voiced a concern
functional social systems''. Habermas describes the about education in America. Dewey (1956:90)
social functions ``bundled'' in the university in a claimed that the entire educational system left
variety of ways (including Talcott Parsons's four students with `'no intellectual legs of their own to
functions of research and training new scientists, stand upon, no sense of perspective by which to take
professional preparation, general education, and their bearings, no insight into the causes of the
cultural self understanding, as well as the categories economic and social breakdown, and no way for
used in the earlier ``The University in a Democracy'' orienting themselves''. This situation Dewey traced in
corresponding to his description of the general part to rapid changes in society and the economy
functions of a lifeworld namely extrafunctional abil brought on by factors such as industrialization and
ities/socialization, critical transmission of culture/ technology.
cultural reproduction, and developing political con
sciousness/social integration). Moreover it is essen Today, at the outset of the 21st century, rapid change
tial to realize that the university as lifeworld carries in society seems to be the order of the day, and in this
out all of these activities simultaneously. The uni context, the role of universities in society, including
versity is a rational society, then, where reason is those in South Africa, are coming under critical
understood as communicative praxis and society is scrutiny in terms of their identity in the landscape of
understood as lifeworld. higher education. In South Africa, the development of
the new National Plan for Higher Education (2001)
What is the relation of all this to democracy? Why, in has been informed by the Report of the Council on
light of the above, does Habermas feel justified in Higher Education entitled, Towards a new higher
claiming that there is a reflexive (internal/external) education landscape: meeting the equity, quality and
relationship between the university and democratic social development imperatives of South Africa in the
society? The university is a lifeworld, a complex 21st century which was released in June 2000. The
society whose rationality is grounded in communica Council on Higher Education Report (25 26) which
tive praxis. This praxis aims at mutual understanding builds on the Report of the National Commission on
through the rational use of argument; or, put another Higher Education (1996) entitled, A framework for
way, there is an egalitarian and universalistic commit transformation clearly states that with regard to the
ment in academic discourse (generally speaking) to role of higher education in social and economic
free and open discussion and a confidence that better development: ``Higher education ... has immense
reasons win arguments and lead to understanding potential to contribute to the consolidation of
this, for Habermas, is the ``democratic form of democracy and social justice, and the growth and
decision making''. development of the economy ...'' and ``... the overall
well being of nations is vitally dependent on the
In this regard, Habermas (1992:117) asks whether it contribution of higher education ...''.
is too much to claim that the university is exemplary
for society as a whole, because broader society is also The framework for the transformation of the higher
made up of functionally rational social systems and education landscape in South Africa is therefore
systems cannot be sublated in a lifeworld. In unambiguously concerned with social and economic
response, Habermas (1992:188) concludes that it reform in the interests of national development and
might not be too much to claim that universities are well being. These calls for the transformation of
essential in a democratic society. Universities and higher education in the name of national develop
democratic societies ``share emphatically in the com ment, however, also represent statements of political
municative rationality in whose form modem socie intent whose utilitarian notions of a university's

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function have given rise to the movement away from More discourse means more contradiction and differ
elitist to mass and universal higher education. Such ence. The more abstract the agreements become, the
utilitarian perceptions of a university's role in society more diverse the disagreements with which we can
need, however, to be treated with some reservation nonviolently live.'' (Habermas 1992:140).
because there is an explicit narrowness in these goals
which ignores the inherent value of democracy in It would be tempting at this point to reject any notion
education. Habermas offers democracy as a rational that the university has a role to play in society and
value which constitutes a new way to understand retreat to the notion that the goals of higher education
reason and the character of the university as a rational are entirely interior to the university, that the
society. This does not represent a retreat to a rational university should be concerned strictly with knowl
``idea'' as the basis for university life; and neither does edge for its own sake, that the university should
it despair at attempts at the formation of rational remain ``pure''. This would, however, be a mistake
communities. Rather, Habermas describes the uni too, and not only because it would result in a
versity as a lifeworld practicing reason understood as misreading of the history of universities in society
communicative praxis. Moreover, Habermas's notion the contemporary scene in higher education is not
of communicative reason is also committed to merely the corruption of a golden era of ``purity'' in
democracy in its respect for the plurality of voices the past.
engaged in the quest for mutual understanding
through reasoned argument while maintaining con Fortunately there are alternative readings for both the
fidence in the unity that makes the democratic respect character of the university as a social institution and
for plurality possible. On the one hand, ``the unity of of the society it serves. Jurgen Habermas's work in
reason only remains perceptible in the plurality of its educational reform provides this kind of alternative,
voices'', while at the same time this unity `'not only an alternative that would claim that the university's
supports but furthers and accelerates the pluralization role in a democratic society is simply to be itself a
of forms of life and the individualization of lifestyles. community of communicative reason.

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