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Review

Diagnosis, prognosis, and clinical management of mild


traumatic brain injury
Harvey S Levin, Ramon R Diaz-Arrastia

Concussion and mild traumatic brain injury (TBI) are interchangeable terms to describe a common disorder with Lancet Neurol 2015
substantial effects on public health. Advances in brain imaging, non-imaging biomarkers, and neuropathology during Published Online
the past 15 years have required researchers, clinicians, and policy makers to revise their views about mild TBI as a March 20, 2015
http://dx.doi.org/10.1016/
fully reversible insult that can be repeated without consequences. These advances have led to guidelines on
S1474-4422(15)00002-2
management of mild TBI in civilians, military personnel, and athletes, but their widespread dissemination to clinical
Michael E. DeBakey Veterans
management in emergency departments and community-based health care is still needed. The absence of unity on Affairs Medical Center,
the definition of mild TBI, the scarcity of prospective data concerning the long-term effects of repeated mild TBI and Houston, TX, USA
subconcussive impacts, and the need to further develop evidence-based interventions to mitigate the long-term (Prof H S Levin MD);
Departments of Physical
sequelae are areas for future research that will improve outcomes, reduce morbidity and costs, and alleviate delayed
Medicine and Rehabilitation,
consequences that have only recently come to light. Neurology, Neurosurgery,
Pediatrics, and Psychiatry and
Introduction contribute 15%. This survey was done between 2002 and Behavioral Sciences, Baylor
College of Medicine, Houston,
Traumatic brain injury (TBI) is usually classified as mild, 2006 and collected data from 426–445 hospitals in the
TX, USA (Prof H S Levin); and
moderate, or severe, on the basis of the initial Glasgow USA. Although these emergency room visits were not Center for Neuroscience and
coma scale (GCS)1 score recorded in the emergency room, identified as mild TBI, the exclusion of patients who Regenerative Medicine,
the duration of loss of consciousness, and duration of were admitted to hospital, died, or transferred to another Department of Neurology,
Uniformed Services University
post-traumatic amnesia2 (ie, loss of memory of events hospital indicates that the majority had sustained mild
of the Health Sciences,
after the injury). Age groups at high risk of TBI are TBI. Mild TBI is estimated to account for 80–90% of all Bethesda, MD, USA
children 4 years or younger, young adults 15–19 years of cases of TBI in both civilian3 and military populations.7 (Prof R R Diaz-Arrastia MD)
age, or elderly people older than 65 years. Every year in the In view of the high incidence and prevalence of mild Correspondence to:
USA alone, about 1·7 million people are assessed in an TBI, the resulting aggregate of economic and social Prof H S Levin, Baylor College
of Medicine, Department of
emergency room after sustaining TBI of any severity, of burden is substantial.8 On the basis of incidence and cost
Physical Medicine and
whom 52 000 die of TBI and other contributory injuries data from 1985, Max and colleagues9 concluded that 44% Rehabilitation, Baylor College
and another 275 000 are admitted to hospitals and survive.3 of the total lifetime costs associated with TBI were due to of Medicine, Houston,
By comparison, 1·4 million people with TBI are seen in mild TBI. TX 77030, USA
hlevin@bcm.edu
emergency rooms in England and Wales every year.4 Mild TBI can result from any type of mechanical force
Estimates indicate that in the USA, an additional impacting on the cranium.3 Mild TBI and concussion are
84 000 patients with TBI are seen annually in hospital interchangeable terms, wherein sports concussion is a
outpatient departments, and 1·08 million patients with subtype of mild TBI. Concern about the long-term
TBI are seen by office-based physicians and in community sequelae of mild TBI sustained by civilians and military
health clinics. Thus, about 3 million patients with TBI personnel and widely cited reports linking chronic
seek medical attention in the USA annually.5 These traumatic encephalopathy with repetitive mild TBI and
estimates still do not include a large number of exposure to subconcussive head impacts in contact
concussions that occur in sporting events and never result sports make this a clinically important topic. However,
in an encounter with the medical-care system. Injuries mild TBI has been relatively understudied for several
cared for in military, federal, and Veterans Affairs hospitals reasons. First, most patients with mild TBI make a
are also not included in the US Centers for Disease seemingly complete recovery, and early identification of
Control and Prevention (CDC) Injury Prevention and mild TBI patients who are likely to have persistent
Controls’ figures. Military personnel are at especially high symptoms or develop neuropsychological deficits is
risk of sustaining TBI. TBI is reported in 8–22% of difficult. Second, because mortality and functional
military personnel participating in combat operations6 dependence are rare in mild TBI, the outcome
and is also common during participation in non-combat assessments that are traditionally used in more severely
activities, such as martial training, and activities in injured patients are insufficiently sensitive to assess the
dangerous environments. subtle cognitive and behavioural sequalae that most
According to a CDC survey3 of emergency room visits often result from mild TBI.10 The cognitive and
for TBI, falls account for 38% of cases, primarily in psychiatric consequences of TBI are nonspecific and
children and elderly people. Road traffic accidents (which often occur in people with pre-existing emotional
include motor vehicle collisions, motor vehicle– disorders.11–13 Furthermore, many of the long-term
pedestrian collisions, motorcycle, or bicycle accidents) results of TBI manifest years after the trauma, and
contribute 16% of TBI cases, blunt trauma to the head might not be ascribed to a brain injury from which there
accounts for 20%, assaults for 11%, and other causes was an apparently complete recovery.14 For example, TBI

www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2 1


Review

early in preschool years might alter the developmental dizziness, headache, blurred vision, fatigue, and sleep
potential of the young brain and cause problems, such disturbance that cannot be explained by peripheral
as substance misuse, mood disorders, and conduct injury or other causes); cognitive deficits (eg, poor
disorders, that manifest during adolescence and young memory, attention, and executive functions) that cannot
adulthood.15 Repetitive mild TBI might also accelerate be explained by emotional state or other causes; and
ageing effects on cognition years after the injury.16 behavioural or emotional changes (eg, depression,
In this Review, we will assess advances in brain irritability, anxiety-related disorders, and emotional
imaging and other biomarkers that can aid diagnosis lability) that cannot be accounted for by a psychological
and clinical decision making, and discuss approaches to reaction to physical or emotional stress or other causes.
diagnosis and management of mild TBI. The Although the ACRM does not include post-concussion
pathophysiology and secondary disorders pertaining to symptoms in the definition of mild TBI, the diagnostic
mild TBI and new information relating to the high criteria for sports concussion include acute or delayed
incidence and effects of sports concussion are also onset of these symptoms.22
reviewed. Finally, we provide our thoughts on the Variability across studies in whether patients with acute
direction for future research and clinical services. neuroimaging findings, such as contusions, haematomas,
and haemorrhage, are included23 or excluded12,24 is another
Diagnosis indicator of the poor definition of mild TBI. The
When acknowledging the absence of unity on the classification of TBI as mild, moderate, or severe relies
definition of mild TBI, the International Collaboration primarily on the GCS and does not include
on Mild Traumatic Brain Injury Prognosis17 have pathophysiology,25 which is otherwise increasingly used
recommended use of the American Congress of in clinical practice and research.26 Consistent with the
Rehabilitation Medicine (ACRM)18 definition of mild TBI, findings of the International Collaboration on Mild
as revised by the WHO Collaborating Centre Task Force Traumatic Brain Injury Prognosis, the US Department of
on Mild Traumatic Brain Injury.19 The ACRM defines mild Defense further defines mild TBI as injuries that do not
TBI as a traumatically induced physiological disruption of result in abnormalities on CT or MRI, or both.27 However,
brain function resulting from the head being struck or the neuroimaging-based criterion is vague, as it does not
striking an object or the brain undergoing an acceleration specify the modality used or the time after injury at which
and deceleration movement, as manifested by at least one the imaging was obtained.
of the following: any period of loss of consciousness up to
30 min; post-traumatic amnesia not exceeding 24 h; any Prognosis
period of confusion or disorientation; transient The typical clinical course of uncomplicated mild TBI (ie,
neurological abnormalities, including focal signs, no brain lesions found by CT scans) diagnosed in the
seizures, and intracranial lesions not requiring surgery; a emergency room is the clearing of confusion within 24 h.
GCS score of 13–15 (ie, ranging from confusion to normal Post-concussion symptoms, including somatic (eg,
consciousness on examination within 30 min after headaches, dizziness), cognitive (eg, poor attention and
presentation). The WHO Task Force stipulated that none memory), and emotional symptoms (eg, irritability,
of these manifestations can be due to alcohol, recreational depression), gradually resolve in most patients with mild
drugs, medications, systemic illness, or extracranial TBI during the following 12 weeks. However, in a
injures. However, the ACRM18 and WHO Taskforce19 did prospective, longitudinal study,13 29 (30%) of 62 patients
not specify minimum durations of loss of consciousness, with mild TBI had new onset or intensification of at least
post-traumatic amnesia, and disorientation,17 nor did they one post-concussion symptom 3 months after injury.
specify how to differentiate overwhelming stress after a Findings of this and another prospective, longitudinal
traumatic event from confusion due to head trauma. study12,13 indicate that a pre-injury neuropsychiatric
Servadei and colleagues’20 definition of mild TBI restricted disorder is strongly related to persistence of symptoms
the GCS score to 14–15 because outcomes of patients with for 3 months or longer after mild TBI. The trajectory of
a GCS score of 13 are more similar to those of moderate recovery from concussion in athletes seems to be more
TBI. Reliance on recall of the event and subjective report rapid than recovery from mild TBI in the general
of loss of consciousness, post-traumatic amnesia, and population, and differences in the loss of consciousness,
symptoms affect the diagnostic accuracy of mild TBI and comorbidities, and pre-injury disorders suggest that
introduce selection bias,17,21 particularly in cases of sports concussion might be a distinct type of mild TBI.
unwitnessed trauma or when the reporting of symptoms Because sub-acute symptoms after mild TBI do not
is influenced by potential secondary gain, such as the consistently differ from those of trauma controls (ie,
desire to return to play in athletes or involvement in patients with acute injury to a body region other than the
accident-related litigation. head), the term post-traumatic symptoms has been
Post-concussion symptoms are common after mild proposed to replace post-concussion symptoms.11 However,
TBI. The ACRM18 states that post-concussion symptoms results of a prospective, longitudinal study showed that
include: physical symptoms of brain injury (eg, nausea, complaints of sadness and fatigue were more common

2 www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2


Review

in patients 3 months after mild TBI than in healthy pathology is detected by CT scan (ie, uncomplicated mild
controls.12 In comparison with patients with mild TBI TBI).19,30 The International Collaboration on Mild
presenting to emergency rooms, post-concussion Traumatic Brain Injury Prognosis29 identified positive CT
symptoms in 80–90% of adult athletes typically resolve findings as an evidence-based indication of poor
within 7–10 days after their first concussion.22 outcome, regardless of surgical relevance, but noted that
Although functional recovery improves over 3 months, confirmatory studies are needed.
patients with mild TBI frequently take 1 month or longer
to return to work, and unemployment at 3 months could New methods to assess mild TBI
be as high as a third of patients.28 However, employment Imaging of structural abnormalities
should be seen in relation to pre-injury work status, and Concussion, according to the present definition, is
the rate of unemployment at 3–6 months does not differ synonymous to mild TBI. Concussions were traditionally
from that of general trauma patients.12,28 When returning conceived as purely physiological injuries, resulting
to work, patients with mild TBI have reported that they from metabolic dysfunction of the brain due to changes
expend greater effort and become more fatigued relative in ionic gradients, dysfunction of sodium, potassium,
to pre-injury.27 and calcium channels, neurotransmitter imbalance, and
Initial impairment of memory, slow information inflammation.31 This view is supported by metabolic or
processing, and executive dysfunction are common functional imaging studies in humans32,33 and animal
findings on neuropsychological tests within the first models.31 However, studies using advanced structural
2 weeks after injury.29 Whereas cognitive recovery by neuroimaging techniques, such as susceptibility-
3 months has been documented in prospective, weighted imaging and diffusion tensor imaging, have
longitudinal studies,12 confirmatory research is needed to identified subtle structural abnormalities in white
characterise the timecourse and identify any persistent matter and cerebral microvasculature in a substantial
cognitive deficit that is attributable to mild TBI.29 fraction of patients with mild TBI, particularly in those
Prognosis for recovery from mild TBI has been who had post-concussion symptoms, disability, or both,
reviewed by the International Collaborating Group on 3 months after injury (figure).32–34
Mild Traumatic Brain Injury Prognosis.11,29 Cognitive On the basis of histopathological findings in isolated
deficits affecting attention, processing speed, and cases of mild TBI who died from concomitant injuries,
memory are frequently present during the first week to diffuse axonal injury is thought to be the predominant
a month.29 Despite favourable recovery in an estimated pathologic mechanism underlying mild TBI.35,36 Advanced
80–85% of patients within 3–6 months after sustaining neuroimaging studies, particularly those using diffusion
an isolated mild TBI (depending on case definition, tensor imaging, support this view. Diffusion tensor
follow-up interval, outcome measure, and comparison imaging is used to measure the diffusion of water along
group), a subgroup of patients with mild TBI might be the axis of white matter tracts and can detect disruption of
left with residual deficits or symptoms that impair diffusion within 2 weeks of sustaining mild TBI in
their ability to fulfil their work, school, or family patients with normal MRI.37,38 Although diffusion tensor
responsibilities.11,29 However, post-concussive symptoms imaging metrics (eg, fractional anisotropy and mean
such as fatigue are nonspecific,17 and the normal diffusivity) are potential biomarkers of mild TBI (figure),
variability in scores that occurs in healthy persons inconsistencies across studies in the direction of altered
across a series of cognitive tests could be misattributed diffusion; between centre variations in imaging protocols,
to mild TBI.29 With few prospective, controlled quality assurance, and analysis techniques; and the
longitudinal studies extending beyond 6 months, the scarcity of normative data applicable across centres have
evidence that cognitive deficits persist longer than to be resolved before clinical application is an option.
6 months is weak.29 Carefully designed longitudinal Diffuse microhaemorrhages are another pathology
research is needed to characterise the time course for underlying mild TBI. Although diffuse microhaemorrhages
cognitive and functional recovery and to differentiate have long been recognised as a pathology of severe TBI,
persistent deficits and symptoms due to mild TBI from abnormalities in cerebral blood flow and cerebrovascular
the effects of pre-injury neuropsychiatric disorder and reactivity have also been shown in mild TBI, particularly in
other non-mild TBI factors.11–13,29 patients who have sustained multiple mild TBIs and
Pathology found in imaging analysis contributes to have persistent post-concussive symptoms.39,40 Findings
the prediction of outcome in patients with GCS scores from neuroimaging studies23 using T2*-weighted gradient
of 13–15.23 For example, in patients with a GCS score of echo imaging, which is sensitive to microhaemorrhages
13–15, intracranial pathology detected by CT within 24 h (figure), identified diffuse vascular injury in the deep white
after injury (ie, complicated mild TBI), such as matter in 23 (24%) of 98 patients with mild TBI presenting
parenchymal lesions, intracerebral and extra-axial to trauma centres.
haemorrhage, brain swelling, shear injury, and depressed Other abnormalities identified in mild TBI using
or basilar fractures, is associated with a worse outcome, CT and high-resolution MRI techniques include focal
compared with patients for whom no intracranial contusions, traumatic subarachnoid haemorrhage, and

www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2 3


Review

extra-axial haematomas (including epidural haematomas used to identify physiological dysfunction after mild
and subdural haematomas). As expected, MRI is far TBI and shows evidence of persisting neuronal
more sensitive than CT for the identification of subtle dysfunction days or weeks after resolution of clinical
abnormalities. Results of a multicentre study23 showed symptoms.42 Although these advanced imaging and
that 27 (28%) of 98 patients presenting to trauma centres electroencephalogram techniques seem to be more
after a mean interval of 12 days after injury with CT- sensitive than clinical assessments, their use is mainly
negative scans had abnormal MRI results. In this study, in research at present.
subarachnoid haemorrhage found by CT scans and four
or more foci of haemorrhagic axonal injury on MRI Biomarkers
analysis were associated with greater disability 3 months The diagnosis of acute mild TBI can be complicated if the
after injury. injury is not witnessed, no evidence of external trauma
In the weeks following mild TBI, alterations in the exists, CT scan is normal, or the assessment was delayed
pattern of brain activation and functional connectivity in for longer than 24 h. To aid the diagnosis of mild TBI and
resting state or performing a cognitive task have been reduce dependence on self-report, biomarkers in the
found by functional MRI (fMRI). Alterations of task- blood, saliva, urine, and CSF are under investigation.43
related and resting-state fMRI have been reported even Serum is the most frequently studied source of
when patients perform well on cognitive tests and are biomarkers.44 The most widely studied blood biomarkers
allowed to return to regular activities, including are glial fibrillary acidic protein (GFAP) and ubiquitin
participation in contact sports.32,33,41 C-terminal hydrolase-L1 (UCH-L1). Receiver operating
Quantitative electroencephalogram has also been characteristic analysis finds area-under-curve higher

A B C

D E

Figure: MRI findings in patients with mild traumatic brain injury


In each patient cranial CT scan was normal. MRI was obtained within 48 h of injury. (A) Fluid-attenuated inversion recovery (FLAIR) image showing left frontal cortical
region of oedema, indicating non-haemorrhagic contusion. (B) FLAIR image, showing region of oedema in splenium of corpus callosum, indicating diffuse axonal
injury (DAI); the splenium is often affected in DAI because its location close to the falx makes it vulnerable to shearing forces. (C) Susceptibility-weighted image
showing diffuse microhaemorrhages in left temporal and left frontal regions. (D) T1-weighted image, before (left) and after (right) administration of gadolinium-
diethylenetriamine pentaacetic acid (DTPA), indicating blood–brain barrier breakdown associated with non-haemorrhagic surface contusion in the right frontal lobe.
(E) Diffusion tensor imaging (DTI) of patient with mild TBI and diffuse axonal injury. Voxel-based analysis indicates regions where fractional anisotropy is lower than
pooled controls (p<0·01, false discovery rate=0·05; left). Pink and red areas denote areas of white matter tracts with fractional anisotropy that differs from that of a
comparison group without TBI. Tract-based spatial statistics analysis of same patient (right). DTI is more sensitive than FLAIR for detecting the multifocal nature of
diffuse axonal injury.

4 www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2


Review

than 0⋅87 for both GFAP and UCHL1.45 The high making.52 Panel 1 also includes the National Institute for
sensitivity and specificity of these biomarkers mean that Health and Care Excellence (NICE) 20144 guidelines for
they can discriminate between mild TBI and healthy the management of mild TBI in adults and children. A
controls (0⋅87, 95% CI 0⋅83–0⋅90, and 0⋅91, 95% CI decision to repeat CT scans should probably be guided by
0⋅88–0⋅94, for GFAP and UCHL1, respectively) and changes in the patient’s neurological status, including
differentiate between patients with mild TBI who have an GCS score, pupillary response, and focal neurological
abnormal CT scan and those with normal CT scan (0⋅71, findings. Routine repeat of the CT scan within 24 h after
95% CI 0⋅64–0⋅78, and 0⋅88, 95% CI 0⋅84–0⋅93, for admission to hospital for patients with an intracranial
GFAP and UCHL1, respectively).45,46 However, the haematoma on their first CT scan but normal neurological
sensitivity and specificity is inadequate for the prediction findings did not lead to any change in conservative
of good recovery from complicated mild TBI at 6 months.45 neurosurgical management, during which a haematoma
Professional hockey players who had biomarkers
measured before the game season and again after a
Panel 1: Evidence-based factors that affect the decision for patient referral to a
concussion had raised concentrations of microtubule-
specialised treatment centre
associated tau protein in plasma after a concussion,
and the magnitude of this rise in tau concentration Children (<16 years)
correlated with duration of post-concussive symptoms • Age <5 years: GCS <14 on initial examination in emergency room4
(Spearman correlation coefficient 0⋅60, 95% CI • Age <1 year: GCS <15 on examination in emergency room4
0⋅23–0⋅90; p=0⋅002).47 Despite progress in animal and • Age ≥1 year: GCS<15 within 2 h after the injury4
human studies and evidence that biomarkers can • Age <1 year: bruise, swelling, or laceration larger than 5 cm4
potentially aid diagnosis of mild TBI, further validation • Seizure without a history of epilepsy4
is needed. With the heterogeneity of pathological • Prolonged loss of consciousness (>2 min)4
mechanisms implicated in mild TBI, development of a • Focal neurological deficit4
panel of biomarkers might be required to achieve • Suspected open or depressed skull fracture or tense fontanelle4
sufficient sensitivity and specificity for broad clinical • Any sign of basal skull fracture (haemotympanum, ‘panda’ eyes, CSF leakage from the
application.45 ear or nose, Battle’s sign)4
• Decrease in sensorium (responsiveness) after an initial lucid interval4
Clinical management • Dangerous mechanism of injury (eg, pedestrian-vehicle collision, fall from great height)4
Acute management • Prolonged confusion or post-traumatic amnesia (>30 min)4
Patients with mild TBI require immediate assessment at • Severe headache4
the scene of injury to identify those at risk of serious • Taking anticoagulants4
damage. These patients require transport to the nearest • Suspicion of non-accidental injury4
trauma centre4 with the resources to manage TBI and
other injuries appropriate to the patient’s age.4 Medical Adults (≥16 years)
management of acute serious TBI in the UK is organised • Age>60 years4,51 *
in regional neuroscience centres, whereas so-called • GCS <14 on initial assessment in emergency room or GCS <15 within 2 h after injury
level 1 in the USA designates centres that provide the on assessment in the emergency room 52
highest level of trauma care. • More than one episode of vomiting52
Delayed onset of an intracranial haematoma is a • Post-traumatic seizure4,50†
major threat to a patient with apparent mild TBI. This • Loss of consciousness4,51
complication accounted for 72 (62%) of 116 avoidable • Focal neurological deficit4,51
deaths in a necropsy series of patients who “talked and • Suspected open or depressed skull fracture4,52
died”.48,49 Delayed onset of brain swelling was the second • Any sign of basal skull fracture (haemotympanum, ‘panda’ eyes, CSF leakage from the
most frequent cause of avoidable death. Rose and ear or nose, Battle’s sign)4,51
colleagues49 found that failure to promptly recognise • Decrease in sensorium after an initial lucid interval, extreme drowsiness, weakness,
neurological deterioration or arrange transport to a inability to walk, slurred speech, restlessness, or agitation4
neurosurgical centre were frequent factors for mortality, • Dangerous mechanism of injury (eg, pedestrian-vehicle collision, fall from great
whereas the distance travelled was rarely a factor. These height)51
findings were confirmed in a three-country study50 of • Comorbid medical illness, such as cirrhosis, diabetes, immunosuppression4
severe TBI, in which 86 (13%) of 680 patients were • Pregnancy
completely lucid before neurological deterioration due to • Severe headache4,51
delayed haematoma. Evidence-based factors,4,51 which • Taking anticoagulants50
should prompt community health-care providers to refer • Systemic injuries requiring hospital assessment
patients for assessment and CT scan, are listed in panel 1. NICE 2014 guideline recommends that CT scans be performed within 1 h after identification of the risk factor. These risk factors
These factors follow the recommendations by a committee reflect NICE 2014 and 2008 American College of Emergency Physicians (ACEP)/ US Centers for Disease Control and Prevention
(CDC) policy statement. *Recommended age 55–65 years, dependent on the specific guideline. †Not supported as a univariate
organised jointly by the American College of Emergency predictor of intracranial lesions by ACEP/CDC Panel (2008) and New Orleans rule.52,53
Physicians and the CDC on neuroimaging and decision

www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2 5


Review

is surgically evacuated only in the case of neurologic intoxication, visible injury above the clavicle, and a
deterioration or increased size of hematoma seen on the seizure) and the Canadian CT head rule (one or more
repeat CT scan, and there were no cases of neurological risk factors, including GCS score <15 2 h after
deterioration in a prospective study.53 presentation, suspected open fracture, signs of basal
NICE 20144 also recommended a cervical CT scan for fracture, more than one episode of vomiting, and older
mild TBI patients aged 65 years or older who have GCS than 64 years).52,55 These criteria were validated in patients
scores less than 13, have been intubated, have been who had loss of consciousness or anterograde amnesia,
injured by a dangerous mechanism of injury (panel 1), or both, and were not taking anticoagulants, which could
have a focal peripheral neurological deficit, paresthesia increase the risk of an intracranial lesion such as
of the lower or upper extremities, or for whom there is haemorrhage. The primary outcomes used in the
clinical suspicion of a cervical injury. validation studies were detection of an intracranial lesion
The NICE 20144 guidelines recommend CT scans in and detection of a neurosurgical lesion.
children within 1 h of the identification of more than Follow-up studies have assessed the effectiveness of
one of the following factors: witnessed loss of these and other criteria in terms of sensitivity and
consciousness for longer than 5 min; abnormal specificity for the identification of clinically significant
drowsiness (ie, progressive drowsiness in a child who is intracranial injury in adults. On the basis of the data
initially conscious); three or more episodes of vomiting; available from these studies, the American College of
involvement in a dangerous mechanism of injury (eg, Emergency Physicians and the CDC issued a joint
high speed road traffic accident as pedestrian, cyclist, or clinical policy statement51 in 2008 on indications for
passenger, fall from a height of more than 3 m, high- obtaining head CT scans in adults with head trauma,
speed injury from a projectile or other object); or including adults with loss of consciousness or post-
amnesia (anterograde or retrograde) lasting longer than traumatic amnesia, or both, and those with no loss of
5 min. A provisional written report of the CT findings consciousness or post-traumatic amnesia.
made available within 1 h after scanning was also The factors that affect the decision to obtain a CT scan
recommended. and transport the patient to a trauma centre (panel 1) are
In the emergency room, a careful but focused history based on these recommendations and the NICE 2014
and physical examination is the initial step in the guidelines, which apply to patients with GCS scores of
assessment of TBI. Although this clinical examination 13–15 within 1 h after arriving at the emergency room.
might be compromised by intoxication with alcohol, Results of studies have supported the sensitivity of the
recreational drugs, or prescribed drugs in 13% of patients New Orleans and Canadian criteria to detect intracranial
with mild TBI,54 the guidelines for acute CT scans are not lesions and the subgroup of lesions that need
substantially changed by these cofounders.54 Brain neurosurgery, but the specificity of these criteria for the
imaging and neurological signs, which are robust to detection of lesions requiring neurosurgery is low. The
intoxication, can aid diagnosis and differentiate mild TBI Canadian and New Orleans criteria both had 100%
from more severe injuries. Brain imaging can show the sensitivity in identifying lesions for which surgical
presence and size of a haematoma and whether it is evacuation was indicated, but a specificity of 76⋅3% (95%
causing shift of midline structures. Brain imaging can CI 74–78) versus 12⋅1% (95% CI 11–14), respectively.52,55,58,59
also show intracranial haemorrhage and brain swelling. Observation for 6–8 h in the emergency room or brief
Unequal response of the two pupils can suggest that a admission to the hospital can probably be used as an
lesion is present and the patient is at risk for neurological alternative to CT scans in patients without altered mental
deterioration. Both CT scanning and pupillary response status or signs of skull fracture.60 Additional factors that
to light are robust, whereas the verbal component of the might play a part in the decision to observe a patient
GCS score is affected because the score depends on instead of CT scan include the absence of factors and
whether the patient is oriented or confused. worsening symptoms (panel 1) and an age of 12 months
Cranial CT scan is the neuroimaging modality of or younger. Infants are most difficult to examine, need a
choice in the emergency room, as it can readily identify paediatric version of the GCS,61 and have an increased
the small subset of patients who require prompt incidence of both asymptomatic intracranial
neurosurgical intervention.4 However, fewer than 10% of haemorrhages and other injuries. Home observation is
patients with mild TBI have abnormalities detected on another option for patients with a normal mental status,
the acute CT scan,55 and only about 1% of these lesions normal neurological examination, and the availability of
need neurosurgery.52,55–57 Many studies have addressed a companion.4
clinical criteria that physicians can use to determine Panel 2 presents recommendations from NICE4 for
whether a patient with mild TBI should undergo head instructions to patients when they leave the emergency
CT scan. In North America, the two most widely used room.
clinical criteria for the indication of a CT scan are the
New Orleans criteria (one or more risk factors, including Post-acute management
headache, one episode of vomiting, older than 60 years, Symptom levels and stress 3 months after injury might

6 www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2


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be reduced in patients who receive educational material


explaining the most common post-concussion symptoms, Panel 2: Post-discharge follow-up4
the likely time course for resolution, gradual resumption When a patient with any degree of head injury is discharged
of activities, and coping strategies.62 In addition to from an emergency room or observation ward, verbal and
information and reassurance, evidence exists that printed discharge advice should be given to the patient,
cognitive behavioural therapy for patients with sub-acute their family, and caregivers; follow recommendations in
mild TBI can reduce symptoms within 1–6 months.63,64 Patient experience in adult NHS services (NICE guideline For the NICE guideline [CG138]
Although early behavioural intervention shows promise [CG138]) about provision of information in an accessible see http://www.nice.org.uk/
in mitigating secondary disorders, definitive, randomised guidance/cg138
format; printed advice should be age-appropriate and include
trials are needed to confirm the results of previous studies the following:
that had methodological limitations.64 Panel 3 summarises • details of the nature and severity of the injury
the interventions to improve outcome and reduce • recommendation that a responsible adult should stay
morbidity after mild TBI, organised by the level of with the patient for the first 24 h after injury
evidence to support their effectiveness. • details of the recovery process, mentioning the fact that
some patients might appear to make a quick recovery, but
Persistent post-concussion symptoms later have difficulties or complications
Patients with persistent post-concussion symptoms • contact details of community and hospital services in case
3 months after sustaining mild TBI, including headaches of delayed complications
and cognitive complaints, might benefit from treatment. • information about the return to everyday activities,
Pre-injury history of psychiatric disorders, previous TBI, including school, work, sports, and driving
and level of social support contribute to, or moderate, the • details of support organisations
persistence of post-concussion symptoms.12,13 Post-acute
interventions include symptomatic treatment of
headaches,71 sleep disturbance, cognitive behavioural pharmacological treatments is usually needed for
therapy,64 and cognitive rehabilitation.72 Although some maximum efficacy. Disordered sleep is also very common
evidence suggests the efficacy of cognitive behavioural in patients with mild TBI patients; 1 week after injury,
therapy in the treatment of post-concussion symptoms, 43% of uncomplicated patients with mild TBI reported
this is insufficient to justify the inclusion of this sleeping more than before injury, compared with 14% of
intervention as a guideline.64 Mindfulness training and trauma controls, a clinically significant difference that
other self-management techniques might be useful for was not present at 3 months.12 Counselling about good
symptom reduction, but again the evidence for these sleep hygiene is fundamental and often helpful.
approaches is marginal.64 A letter to teachers or employers Treatment of post-traumatic depression is empirical, and
requesting gradual resumption of demands might mitigate a combination of pharmacological and behavioural
secondary disorders and enhance recovery. approaches is widely used.
Pharmacological and non-pharmacological therapies Despite these recommendations, the results of a national
are useful for treatment of post-concussive symptoms in survey76 of emergency rooms in the USA showed that of
the post-acute period. A comprehensive discussion is 67 269 patients who received a pain assessment at the
beyond the scope of this review, and the US Department emergency room, 56 161 (84%) reported pain, and a pain
of Veterans Affairs has published a useful review.73 assessment was documented in only 29 463 (44%) patients,
Nonetheless, we include a brief discussion of the despite the high rate of headaches in this population, and
principles underlying the most common therapies. Post- that 57 113 (38%) of 49 563 patients with mild TBI were
traumatic headaches most frequently have features of discharged without recommendation for follow-up.
migraine headaches, followed in frequency by those of
tension headaches.71,74,75 Although definitive clinical trials Repetitive mild TBI, sub-concussive impacts,
have not been done specifically for post-traumatic and chronic traumatic encephalopathy
headache, drugs to relieve symptoms and prophylactic An association between repetitive mild TBI or sub-
antimigraine treatments are widely used. However, concussive head impacts,68 or both, and chronic traumatic
results of a 12 month follow-up study71 showed that encephalopathy (a progressive neurodegenerative disorder
patients with mild TBI frequently self-managed their with primarily tau pathology) has been found in
headaches with over-the-counter drugs, which provided neuropathology studies.68 The neurological deterioration is
complete relief in only 11 (26%) of 43 cases with the similar to that of dementia pugilistica, which was described
migraine phenotype and 12 (70%) of 17 cases with tension in retired boxers,77 but chronic traumatic encephalopathy
headaches. Of 53 patients who were receiving drugs for has also been confirmed in athletes participating in other
migraine headaches at 12 months post-injury, only 4 (8%) contact sports and in military veterans.68 Although
were treated with triptans, and 29 (27%) of 108 patients the latent period for onset of chronic traumatic
used non-pharmacological therapy at 12 months post- encephalopathy symptoms is estimated to last 8–10 years,
injury. A combination of pharmacological and non- few prospective longitudinal studies have assessed at-risk

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Review

encephalopathy.79 Moreover, a review by the International


Panel 3: Post-acute management Collaboration on Mild Traumatic Brain Injury Prognosis
Beneficial concluded that little evidence exists to support an
No return to play on day of sports concussion to allow recovery of putative brain association between single or repetitive mild TBI and later
metabolic disturbance and associated susceptibility to subsequent injury22,65 development of dementia.80 The International
Collaboration on Mild Traumatic Brain Injury Prognosis
Likely to be beneficial recommended prospective longitudinal studies, including
• Triage for follow-up if pre-injury history of neuropsychiatric disorder is noted or if severe appropriate comparison groups, to assess the long-term
acute anxiety or depression are present in emergency room; follow-up to mitigate consequences of these injuries.81 Relatedly, the threshold of
persistent post-traumatic symptoms and secondary psychiatric disorders 12,66 exposure to head impacts or repetitive mild TBI to trigger
• Educational intervention on discharge from emergency room, including written chronic traumatic encephalopathy is also unknown.
checklist or instructions for early and late risk factors, time course for recovery, and
contact information (in case of complications) to prevent and reduce posttraumatic Secondary disorders
symptoms62,64 The most frequent psychiatric disorders that develop after
• Gradual return to full-time work or school and guidance to mitigate stress, prevent mild TBI are depression and anxiety disorders, including
anxiety and depression, as patients might have to expend more effort to maintain post-traumatic stress disorder (PTSD). Findings in an
concentration27 Australian study showed that the increased prevalence of
• Sleep hygiene counselling if sleep disturbance is present62 psychiatric disorders in mild TBI relative to non-brain
• Assess and treat symptoms and depression if these intensify between initial traumatic injury was restricted to PTSD, phobias, and
emergency room visit and 1 month or longer after injury66,67 panic disorder.67,82 By contrast, in a study66 of 559 patients
• Cognitive behavioural therapy for anxiety-related post-concussion symptoms or with mild TBI who had brain abnormality on CT,
depression63,64,66 297 (53%) of the patients had major depressive disorder
• For athletes engaged in contact sport, neurological examination, neuropsychological in the first year following mild TBI, and 130 (41%) of the
assessment, and MRI after repetitive concussions associated with persistent 321 patients without a history of major depressive
symptoms;22,65 counselling to review results and consider retirement from contact disorder had their first onset during the year following
sports to prevent or slow progression of neurodegenerative disease, such as chronic the mild TBI. Age, sex, and pre-injury history of
traumatic encephalopathy68 depression were predictive of major depressive disorder.
• MRI within 2 weeks of mild TBI if risk factors for important neurosurgical lesion (ie, a However, investigators of a prospective, longitudinal
lesion that might cause delayed or persistent effects or require surgical evacuation) comparison of CT-negative patients with mild TBI with
are present;23 MRI can identify haemorrhagic axonal injury not seen on CT scans patients who had sustained mild traumatic injury to other
• Cognitive rehabilitation therapy for memory problems persisting for at least 3 months69 body regions reported no between-group difference in
Uncertain benefits depression 3 months after injury.12
• Medication to treat sleep disturbance70 PTSD is a comorbidity that can be diagnosed at 1 month
• Triptans for headaches with features of migraine71 or longer after mild TBI. It occurs more frequently in
• Non-pharmacological interventions other than cognitive behavioural therapy and civilians following assault than from other injury
cognitive rehabilitation therapy64 mechanisms and is directly related to combat exposure
in military personnel with mild TBI. In civilians, PTSD
3 months after injury was found to occur in 50 (12%) of
individuals. Accelerometers in the helmets of football and 425 patients with mild TBI and was thus more prevalent
hockey players have provided a cumulative record of the than in trauma controls, for whom PTSD occurred in 40
force of head impacts.78 Results of post-season tests of (8%) of 532 patients.82 On the basis of interviews, which
American football players showed a decline from pre- were validated as the criterion for diagnosis83 for military
season scores in their ability to learn a word list, but this personnel, PTSD comorbid with deployment-related
decline did not occur in athletes engaged in a non-contact mild TBI 3 months post-deployment was reported in
sport. Post-season performance on a measure of attention about 15% of 285 military personnel. This rate of PTSD
(reaction time) was also impaired in players who had a was twice that of military personnel exposed to a high
high exposure to head impacts. Although repetitive mild intensity of combat without sustaining TBI.83 By
TBI or head impacts, or both, in American football players comparison with clinician-diagnosed PTSD, the rate of
have been investigated in neuropathological studies of clinically significant PTSD symptom levels measured by
chronic traumatic encephalopathy and post mortem self-report instruments is much higher in military
interviews with next-of-kin,68 the scarcity of prospective, personnel and veterans with mild TBI. Clinically
longitudinal imaging and neurobehavioural data obtained significant, comorbid PTSD symptoms were present
from athletes engaged in contact sports has been a 6 months post-deployment in 54 (43%) of 123 US military
confounding factor in identifying the causal link between returnees, as measured by a self-report survey.6
exposure to mild TBI and chronic traumatic Concomitant injury to other body regions complicates
encephalopathy. Other factors, such as genotype, are also recovery from mild TBI in civilians84 and military
likely to play a part in development of chronic traumatic personnel,21 but the presence and severity of non-brain

8 www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2


Review

injuries are not consistently reported in studies. thus lending credence to this management strategy.65
Depending on the severity of non-brain injury, pain, Experimental evidence shows that mild TBI is followed
depression, and disability might be accentuated as by an interval of heightened susceptibility to a second
compared with isolated mild TBI.67,82,84 insult. Investigators of experimental and clinical studies
The criteria for diagnosis of post-concussive disorder have reported a rapid rise in cerebral glucose metabolism
according to Diagnostic and Statistical Manual of Mental immediately after TBI, followed by a sustained period of
Disorders IV (DSM-IV) are more stringent than the criteria depressed cerebral glucose metabolism, which might be
for diagnosis of post-concussive syndrome according to a biomarker of susceptibility to a second injury.22,28 After
the International Statistical Classification of Disease-10. mild TBI, rodents were found to have decreased parietal
DSM-IV specifies an injury severity threshold for post- and hippocampal glucose metabolism and impaired
concussive disorder as including loss of consciousness for memory, which was resolved 3 days after injury; a second
a minimum of 5 min, at least three symptoms present for mild TBI 24 h after the first injury produced further
3 months, disruption of occupational or social activities, declines in cerebral glucose metabolism and memory,
and impaired attention or memory on cognitive testing. but not if it was delayed until 120 h after first injury.85
Both diagnostic formulations have been criticised19 Results of imaging studies have shown preliminary
because of the scarcity of evidence to support the severity evidence for a period of cerebral dysfunction in conscious
threshold, the non-specificity of the symptoms (eg, patients following mild TBI. This dysfunction includes
headaches are common in the general population), and reduced cerebral glucose metabolism on PET in patients
the potential for litigation or for compensatory or other with complicated mild TBI (defined by abnormalities on
secondary gain. The rates of post-concussion syndrome CT scan or MRI) during a period of 2–28 days after
and post-concussion disorder vary considerably across injury.86 Results of fMRI studies suggest that functional
studies, depending on the diagnostic criteria used for mild connectivity of brain networks in athletes might not fully
TBI and these secondary disorders. Pre-injury psychiatric recover despite resolution of symptoms,33 but the clinical
disorder, but not mild TBI, has been shown to be predictive implications of this finding are not clear.
of post-concussion syndrome at 3 months, and the rate of Despite a rationale based on laboratory research and
post-concussion syndrome did not differ between mild clinical observations, few randomised clinical trials are
TBI and trauma controls.12,13 Ponsford and colleagues12 available to support the approach of cognitive and
found that onset of acute stress disorder within 5 days physical rest for treating concussed athletes, including
after injury was predictive of post-concussion syndrome at the optimum duration of rest, ie, the number of days and
3 months in both mild TBI and trauma control groups. criteria for termination of rest, and type of rest.65 Rest can
Women show a higher rate of post-concussion syndrome be refrainment from physical activity or cognitive activity,
than men,13 but the mechanism for this effect is unknown. including operating a computer, attending classes, or
Screening with a reliable and valid psychiatric interview completing homework. A review of an athlete’s mild TBI
can identify patients with a positive psychiatric history (number of concussions, their severity, the persistence of
who are at greater risk of post-concussion syndrome or symptoms, and the effects on everyday activities
post-concussion disorder early after injury. Brief screening including cognitive performance), history, comorbidities
could also inform triage for follow-up of patients at high (eg, depression), and neurological and neuropsychological
risk for persistent morbidity after mild TBI. findings can inform return-to-play decisions. MRI
acquired with appropriate protocols might provide useful
Management of sports concussion information.23 If return-to-play is recommended,
Athletes generally recover from sports concussion within decisions about the frequency and intensity of play
days to weeks, with resolution of symptoms and should consider the current guidelines, which, although
improved cognitive performance.22,65,81 Risk factors for based on little evidence,65 are under development.22
delayed recovery include young age (<16 years), acute Counselling for players about retirement from contact
onset of migraine-type headaches, dizziness, slowed sports is guided by clinical judgment.
reaction time, memory deficit, or a history of
concussion.22,81 Sports concussion is managed by physical Conclusions and future directions
and mental rest until the athlete is asymptomatic. This Advances in mild TBI research during the past 20 years
initial phase is followed by graded increases in physical have at least preliminarily characterised the time
exertion before return to play.22 The clinician monitors course for cognitive and functional recovery and the
post-concussion symptoms and cognitive performance resolution of symptoms, and studies have identified
relative to the player’s report of symptoms and test scores prognostic factors, such as pre-injury neuropsychiatric
on a pre-season examination, if this baseline was disorder and specific fi ndings on early post-injury
obtained. Recovery to pre-season level is one of the brain imaging. Animal models and brain imaging
criteria used by clinicians to decide when the player can have elucidated mechanisms and shaped clinical
return to play. During the rest phase, premature physical management of mild TBI and recovery. It is now
exercise might intensify post-concussion symptoms, evident that mild TBI encompasses a range of severities,

www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2 9


Review

Panel 4: Directions for future research and clinical services for clinical application (panel 4).
for mild traumatic brain injury
Contributors
• Develop a precise consensus definition to improve Both authors did the literature review, wrote and revised the report, and
approved the final version.
accuracy and reliability of diagnosis17
• Improve application of MRI, diffusion tensor imaging, Declaration of interests
We declare no competing interests.
susceptibility-weighted imaging, and other advanced
imaging techniques and specify rules for referral, Acknowledgments
Our work is supported by the US National Institutes of Health, the
optimisation, and standardisation of imaging protocols Department of Veterans Affairs, Chronic Effects of Neurotrauma
to detect pathology and guide treatment, while Consortium, the Center for Neuroscience and Regenerative Medicine, and
assuring reproducibility of results across and within Department of Defense. Our funding sources had no role in the literature
review, interpretation of data, writing of this Review, or in the decision to
centres submit for publication. The contents of this paper are solely the
• Research on the neural mechanisms, diagnosis, and responsibility of the authors and do not represent the official views of the
treatment of mild traumatic brain injury (TBI) in young National Institutes of Health, the Department of Veterans Affairs, Chronic
children and older adults Effects of Neurotrauma Consortium, the Center for Neuroscience and
Regenerative Medicine, and Department of Defense. We thank James
• Development and validation of non-imaging biomarkers Montier (Baylor College of Medicine) for his assistance in the preparation
that have sensitivity and specificity to detect mild TBI and of this Review. We thank Lawrence Latour (National Institute of
guide clinical management Neurological Disorders and Stroke, Bethesda, MD, USA) for panels A–D
of the figure, and we thank Carlos Marquez de la Plata (University of
• Validate treatment guidelines for triage to follow-up, Texas at Dallas, Dallas, TX, USA) for panel E of the figure.
management of headaches, and other postconcussion
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12 www.thelancet.com/neurology Published online March 20, 2015 http://dx.doi.org/10.1016/S1474-4422(15)00002-2

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