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Use of a Movement System Impairment Diagnosis for Physical Therapy in the


Management of a Patient With Shoulder Pain

Article  in  Journal of Orthopaedic and Sports Physical Therapy · October 2007


DOI: 10.2519/jospt.2007.2283 · Source: PubMed

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Cheryl Caldwell Shirley Sahrmann


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[ CASE REPORT ]
CHERYL CALDWELL, PT, DPT, CHT1 • SHIRLEY SAHRMANN, PT, PhD, FAPTA2 • LINDA VAN DILLEN, PT, PhD1

Use of a Movement System Impairment


Diagnosis for Physical Therapy in the Management
of a Patient With Shoulder Pain
houlder pain is a problem commonly treated by physicians15,74 vention is required rather than a trial

S and physical therapists. Shoulder pain is associated with a


variety of diagnoses, such as impingement, instability, acromio-
clavicular joint pathology, and rotator cuff tear.7,14,63,66,72,82,83
Both physical therapists and physicians attempt to differentiate among
possible causes of pain before selecting an approach to treatment.
of conservative management, including
medications, restriction of activities, and
physical therapy. In most cases, conserva-
tive management is the first approach, of
which physical therapy is an important
component.3,80 The physician's diagnoses
related to the pathoanatomical source of
The diagnoses made by physicians are Common to the medical diagnoses for pain are not designed to guide physical
based on the findings from their exami- shoulder pain is the fact that the diag- therapy intervention.
nation and special tests,6,7 with a focus noses relate to the specific anatomical As in this case, most often the pain
on identifying the injured tissue that ap- tissues that are considered the source of is associated with movement; thus we
pears to be the source of the symptoms the symptoms. In general, the findings believe that alterations in the precision
and ruling out other sources that may be from the physician's examination deter- of movement are the cause of the tissue
referring pain to the shoulder region.24,31 mine whether immediate surgical inter- irritation and need to be corrected for
achieving the optimal outcomes. Based
T STUDY DESIGN: Case report. alignment, movement, muscle length, muscle on the premise that the physical therapist
strength, and function. Based on the examination, has primary expertise in analysis of the
T BACKGROUND: Based on our assumption
the MSI diagnosis was humeral anterior glide movement system, Sahrmann60 has devel-
that subtle deviations in the precision of shoulder
movement cause tissue injury, we have developed with scapular downward rotation. The treatment oped a set of diagnoses for the shoulder,
a set of movement-related diagnoses for shoulder focused on correction of her shoulder alignment, based on movement system impairments
problems. The purposes of this case report are to functional movements, and associated impair- (MSI), to guide physical therapy treat-
(1) illustrate the use of a movement system impair- ments of muscle function. The patient was seen 4 ment. The diagnoses are named for the
ment (MSI) diagnosis in a patient with shoulder times in 6 weeks.
alignments and movements that appear
pain, (2) illustrate how the MSI diagnosis guided T OUTCOMES: The patient was pain free with all to be related to the patient's symptom
treatment prescription, and (3) describe the activities at 1 month and there was no recur-
outcomes of treatment based on a MSI diagnosis
behavior.60 The focus of the diagnoses is
rence of symptoms 3 years after the last physical
for shoulder impingement. on the movement that produces the pain
therapy visit.
rather than the pathoanatomic source of
T CASE DESCRIPTION: The patient was a 46- T DISCUSSION: A MSI diagnosis of humeral
year-old female with recurrent right-shoulder pain the pain.60 TABLE 1 provides a list of the
anterior glide with scapular downward rotation
of 2 months' duration. Initially she reported that proposed diagnoses. TABLE 2 provides defi-
guided physical therapy treatment and resulted
her pain was constant but varied in intensity and nitions of the scapular movements.
in positive short- and long-term outcomes. J
had increased gradually over time. Shoulder pain The MSI system of classification of
Orthop Sports Phys Ther 2007;37(9):551–563.
limited her ability to bicycle and perform reaching shoulder problems is based on the basic
doi:1025.19/jospt.2007.2283
movements. The systematic clinical examination
premise that loss of precise movement
for assessing the patient's preferred alignment T KEY WORDS: glenohumeral joint, impingement,
and movements included items related to pain, scapula, rotator cuff is the result of repetition of movements
and positions in specific directions with

1
Assistant Professor, Program in Physical Therapy, Washington University School of Medicine, St Louis, MO. 2Professor, Program in Physical Therapy, Washington University School of
Medicine, St Louis, MO. Informed consent for clinical case studies was obtained according to the procedures established by the Human Studies Committee of Washington University.
Address all correspondence to Cheryl Caldwell, Program in Physical Therapy, Washington University School of Medicine, 4444 Forest Park Blvd, Campus Box 8502, St Louis, MO 63108.
E-mail: caldwellc@msnotes.wustl.edu

journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 551
[ CASE REPORT ]
and extensibility,13,23,29,49,58 or changes in
Diagnostic Categories for the Shoulder as timing or magnitude of activity of various
TABLE 1
Described by Sahrmann 60* muscles.16,17 The loss of movement preci-
sion is proposed to contribute to repeated
Scapular
low-magnitude stresses to the tissues in
Downward rotation
the same direction. This accumulation of
• Insufficient upward rotation
stresses to the tissues in a specific region
Depression
of the shoulder may lead to microtrauma
• Insufficient elevation
and eventually shoulder symptoms.17 The
Abduction
MSI theory also contends that, until the
• Excessive abduction
alterations in the biomechanical and
Winging/tilting
motor control components are modified,
• Winging and tilting during the return from arm elevation, or
the shoulder problem has the potential to
• Insufficient posterior tilt at the end range of arm elevation, or
persist or recur.60
• Winging during arm elevation, and/or
The clinical examination includes a
• Alignment of winging and/or anterior tilt
history and a set of clinical tests of move-
Humeral
ments and positions.60 The examination
Anterior glide
is unique in the way the effect of each
• Excessive anterior or insufficient posterior glide, and/or
test on the person's shoulder symptoms
• Alignment of humeral head excessively anterior
is monitored. The person performs each
Superior glide
test using his preferred strategy, while
• Excessive superior or insufficient inferior glide, and/or
the examiner assesses symptoms and
• Alignment of humeral head excessively superior
makes judgments about direction-relat-
Shoulder medial rotation
ed patterns of movement or alignment.
• Insufficient lateral rotation, and/or
If a movement or position provokes
• Alignment of excessive medial rotation
symptoms, the test is standardly modi-
Glenohumeral hypomobility
fied to correct the person's preferred pat-
• Decreased range of motion in all directions
tern. The effect of the modification on
* The diagnoses are named for the alignment and/or movement impairment that when corrected de-
the symptoms is assessed relative to the
creases or abolishes the symptoms. The following combinations may occur: (1) normal alignment and
movement impairment, (2) impaired alignment and normal movement, and (3) impaired alignment symptoms, using the preferred pattern.
and impaired movement. Overall, the modifications involve either
changes in (1) movement to improve the
timing and magnitude of the scapular
TABLE 2 Definitions of Terms 26,34,35,55,60 movement or to improve movement
of the humerus relative to the scapula,
(2) initial alignment to improve move-
Scapular adduction/abduction—The scapula translates along the rib cage medially towards (adduction), or later-
ment of the humerus and scapula, or (3)
ally away from (abduction), the vertebral column
static alignment of the trunk, scapula,
Scapular upward/downward rotation—A movement of the scapula (about an axis perpendicular to the scapula
and humerus.60 Upon completion of the
at the acromioclavicular joint) in which the inferior angle moves laterally and the glenoid fossa rotates to face
examination, the findings are reviewed
cranially (upward rotation) or the inferior angle moves medially and the glenoid fossa rotates to face caudally
to determine if there is a consistent pat-
(downward rotation)
tern of symptom responses (increased
Scapular anterior/posterior tilt/tipping—A movement of the scapula (about an axis parallel to the scapular spine
and decreased) associated with move-
at the acromioclavicular joint) in which the coracoid moves anteriorly and caudally while the inferior angle
ment and alignment patterns related
moves posteriorly and cranially (anterior tilt) or the coracoid moves posteriorly and cranially and the inferior
to a specific direction. Consistency of
angle moves anteriorly and caudally (posterior tilt)
responses across the direction-related
Scapular winging—Abnormal movement of the scapula about a vertical axis at the acromioclavicular joint in which
tests leads to the assignment of the
the vertebral border moves in a posterior and lateral direction away from the ribcage
MSI-related diagnosis and the focus of
physical therapy treatment. Treatment
daily activities.23,29,60 The repetition is components of the movement system. involves (1) educating the person about
proposed to induce alterations in the bio- For example, repetition may result in in- the specific direction(s) of alignment and
mechanical16,18,57,61 and motor control4,17 creases or decreases in tissue stiffness61 movement that appear to be contribut-

552 | september 2007 | volume 37 | number 9 | journal of orthopaedic & sports physical therapy
ing to the shoulder problem, (2) modify- ago and initiated the exercises that were down the arm, or pain with neck mo-
ing the direction-specific alignment and prescribed for a previous episode of right tions. The elbow and wrist were ruled out
movement patterns during daily activi- shoulder pain. The exercises did not re- as pain sources, because the patient had
ties, and (3) exercises to address the im- lieve but increased the pain. The pain no pain distal to the deltoid. Tentatively,
pairments (for example, weak scapular increased with (1) reaching out to the the diagnosis of glenohumeral hypomo-
upward rotator muscles) that appear to side and was worse if the shoulder was bility was ruled out because her primary
contribute to the direction-related align- laterally rotated versus medially rotated, complaint was pain not stiffness or loss
ment and movement patterns. (2) horizontal adduction associated with of range of motion. Nerve or significant
The purposes of the following case re- turning off her alarm clock, (3) reaching muscle injury was ruled out because the
port are to (1) illustrate the use of a MSI across the car from the driver's seat, and patient did not report any significant
diagnosis for physical therapy in a patient (4) using a curling iron. The patient's weakness. Based on the painful motions
with shoulder pain, (2) illustrate how the pain was worse upon awakening in the reported, any of the scapular or humeral
diagnosis guided treatment prescription, morning. She reported sleeping in su- diagnoses proposed by Sahrmann,60 be-
and (3) describe the outcomes of treat- pine or left sidelying. Her pain decreased sides glenohumeral hypomobility, were
ment based on a MSI diagnosis for shoul- with rest. The patient reported no neck possible diagnoses (TABLE 1). The physical
der pain. pain, paresthesias, stiffness, feelings of examination was used to clarify the exact
Informed consent for clinical case instability, clicks, or weakness, and her MSI diagnosis.
studies was obtained according to the es- pain never extended beyond the mid del-
tablished procedures of the Human Stud- toid region. Physical Examination
ies Committee of Washington University. Occupation and Fitness Activities As a The examination was performed by the
physical therapist she led exercise classes first author, a physical therapist with 28
CASE DESCRIPTION for people with osteoporosis and cancer. years of experience, with expertise in
She also performed interventions for the shoulder and certification as a hand
History patients with lymphedema, including therapist. The examination consisted of
atient Characteristics and Current bandaging and lymphedema massage. direction-specific tests of movements

P Medications The patient was a 46-


year-old, Caucasian, female physi-
cal therapist who was referred to physical
Her fitness activities included use of the
treadmill, bike, Stairmaster, or elliptical
glider for 45 minutes, 5 times per week.
and alignments, during which, pain was
monitored and judgments were made
regarding alterations relative to a kine-
therapy for evaluation and treatment of Medical History and Screening The siological standard. The tests were per-
right shoulder pain. The patient was right patient had 1 previous episode of right formed in various positions. Functional
handed, weighed 61 kg, and was 1.68 m shoulder pain 3 or 4 years prior to the movements that were painful were sim-
tall. At the time of her first clinic visit, she current episode that started after using ulated by the patient and analyzed by the
was taking Fosomax for osteopenia and a rowing machine. The prior episode examiner. The examiner's judgments of
Celexa for depression, but was not tak- resolved with physical therapy that con- alignment and movement were based
ing medication for the shoulder pain. She sisted of shoulder exercises. She reported on visual or visual and tactile informa-
was working. having had no shoulder or spine surgery, tion. If the patient reported an increase
Pain Location and Behavior The patient and no other medical problems except in pain with a primary test in which the
reported (1) pain located in the superior osteopenia and Bouchard's nodes on her patient used her preferred strategy, the
and anterior aspects of her right shoul- right hand. Her goal for physical therapy patient's preferred movement was im-
der that had begun 2 months ago, (2) was to "get rid of the pain in her right mediately followed by a secondary test
pain that was constant, with varying shoulder." in which the patient's preferred move-
intensity and had a stabbing and ach- Based on the information obtained in ment or alignment was modified. The
ing quality, (3) pain intensity at rest of 1 the history, the chief complaint of pain modification was performed in an at-
on a 0-to-10 verbal numeric pain scale, seemed to be related to the movement tempt to decrease or eliminate the pain.
with 0 being no pain present and 10 se- system because the location of the pain Modifications were accomplished using
vere pain that would require going to was at the shoulder and was produced either verbal cues, muscle activation by
the emergency room,54 and (4) a worst with shoulder motions. The focus of the the patient, as instructed by the exam-
pain intensity of 6/10 for this episode. examination was, therefore, directed to iner, or manual assistance by the exam-
The patient also reported that her pain the shoulder region. The cervical spine iner. TABLE 3 provides the standard and
started while riding an Aerodyne bicycle was ruled out as the source of pain be- the positive findings from the primary
2 months ago and gradually increased. cause the patient had no complaints of and secondary tests for the patient in
She stopped riding the bike 1 month neck pain, radiating pain, paresthesias this case.

journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 553
[ CASE REPORT ]
TABLE 3 Positive Findings From Standardized Examination

Test*,† Standard Findings‡

Standing
Alignment: side view
• Humeral head relative to acromion • No more than ¹/³ of humeral head anterior to • Greater than ¹/³ of right humeral head
anterolateral corner of acromion60 anterior to acromion
• Resting position of glenohumeral joint • 0º flexion or extension60 • Right glenohumeral joint resting in extension
• Shoulder joint relative to plumb line • Plumb line bisects shoulder joint34 • Shoulders anterior relative to imaginary plumb line
Alignment: posterior view • Vertebral border of scapula 7.62 cm from spine64 • Adducted bilaterally, less than 7.62 cm from spine
• Scapula anteriorly tilted 20º50 • Tilted anteriorly bilaterally greater than 20º
Active shoulder flexion • Humerus glides posteriorly37 • Right humeral head anterior greater than left
• Humerus should not medially rotate excessively60 • Humerus medially rotated greater than left
• Scapula upwardly rotates 60º30 and posteriorly tilts40 • Scapula upwardly rotated 45º§
• Painful arc of motion with active shoulder flexion
Modified active shoulder flexion
• Manually assisted to increase scapular upward rotation • Minimal decrease in symptoms
• Manually applied posterior glide to head of humerus • Resulted in greater decrease in symptoms
• Active increased glenohumeral lateral rotation?? • Increased symptoms
Functional active reaching out to the side • Motion consists of both glenohumeral horizontal • Decreased scapular adduction and increased
abduction and scapular adduction humeral anterior glide
• Symptoms were produced
Modified functional active reaching out to the side • Symptoms alleviated

Sitting
Manual muscle test¶ of serratus anterior • 5/5 strength • 4/5
• Symptoms produced

Supine
Muscle length (tested passively)
• Pectoralis minor • Posterior aspect of acromion less than 2.54 cm from • Short on right
table with passive stretch60
• Teres major • 170º-180º of shoulder flexion with lateral border of • Short on right
scapula protruding from posterior lateral border of
trunk no greater than 1.27 cm60
continued on next page

Alignment Impairments in alignment minor.9,34,60 Adducted scapulae may indi- in pain. The examiner next corrected the
are believed to correlate with specific cate shortness or stiffness of the scapular humeral head position by applying a pos-
movement-related diagnoses and also adductors. 34,60 The left scapula was also teriorly directed force during shoulder
to provide clues as to the resting lengths anteriorly tilted and adducted, but not motion. The posterior glide decreased the
of the muscles. Alignment findings on as much as the right. pain more than correction of the scapular
the right, with the patient in the stand- Movement Testing The patient's pre- motion. Thus, the primary impairment
ing position, included an anterior hu- ferred method of shoulder flexion in was assumed to be the anterior humeral
meral head, glenohumeral joint resting standing produced pain on the right, head position (TABLE 1). Based on the pain
in extension, and anteriorly tilted and and movement impairments included response, the scapular movement impair-
adducted scapula (TABLE 3). An anteri- decreased scapular upward rotation, a ment of insufficient upward rotation was
orly positioned humeral head relative humeral head that by visual assessment also believed to be contributing to the
to the acromion and the glenohumeral appeared too prominent anteriorly, and production of pain but was not consid-
joint extension are signs typical of the increased shoulder medial rotation. Dur- ered the primary problem. Correction
MSI diagnosis of humeral anterior glide ing the modified shoulder flexion test in of the humeral medial rotation was also
(TABLE 1).60 Anteriorly tilted scapulae standing, manual correction of the scapu- performed, resulting in an increase of
may indicate a short or stiff pectoralis lar motion resulted in a minimal decrease symptoms. Therefore shoulder medial

554 | september 2007 | volume 37 | number 9 | journal of orthopaedic & sports physical therapy
TABLE 3 (Continued)

Test*,† Standard Findings‡


Active and passive range of motion
• Shoulder lateral rotation (with 90º abduction) • 90º with shoulder abducted 90º60 • Greater than 90º lateral rotation on right
||
• Shoulder medial rotation (with 90º abduction) • 70º with shoulder abducted 90º60 • 40º on right; greater than 70º on left
• Horizontal adduction • Olecranon passes midline during passive horizontal • Range of motion into horizontal adduction
adduction with scapula stabilized limited bilaterally
• Horizontal adduction produced symptoms on right

Prone
Active and passive range of motion
• Shoulder lateral rotation (with 90º abduction) • Humeral anterior glide while maintaining humeral • Excessive humeral anterior glide during
head alignment relative to glenoid55 active motion
• Symptoms were produced during active motion
• Primary movers should be infraspinatus and teres • Excessive activity of posterior deltoid with
minor34 and humerus should spin on an axis without horizontal abduction of shoulder
horizontal abduction
Modified shoulder active lateral rotation
• Manual application of posterior glide to head of • Symptoms were alleviated
humerus by examiner and verbal cues to avoid
horizontal abduction
Manual muscle strength tests¶
• Middle trapezius • 5/5 strength • 3/5 on right
• Lower trapezius • 5/5 strength • 3/5 on right
• During both middle and lower trapezius muscle tests,
glenohumeral joint flexion occurred more readily
than scapular posterior tilt and adduction on right
• Rhomboids • 5/5 strength • 5/5 strength
* Includes tests of symptoms as well as judgments of alignment and movement with tests in various positions.

A modified test is a secondary test performed if the patient reports an increase in symptoms with the associated primary test of symptoms. Modifications
involved either restricting excessive movement or assisting decreased movement. Modifications were accomplished manually by the examiner, with verbal cues
or actively by the patient. The patient reported symptoms with each secondary test relative to the symptomatic primary test.

Includes responses to tests of symptoms (primary and secondary) as well as signs with various tests.
§
Measured with 15.24-cm plastic goniometer aligning moving arm parallel to vertebral border of scapula and stationary arm parallel to vertebral column.
??
Correction of the movement impairment of excessive medial rotation of the shoulder during active shoulder flexion was accomplished by verbally instructing
the patient to actively laterally rotate the shoulder during the movement.

Tested as described by Kendall et al34: 5/5, normal strength; 4/5, able to hold against moderate resistance; 3+/5, able to hold against minimal resistance; 3/5
able to hold against gravity but not against additional minimal resistance applied manually.

rotation was not considered as a likely scapulothoracic movement. This move- the movement. Based on visual observa-
diagnosis. ment impairment was believed to be tion of slight glenohumeral horizontal
No winging or tilting of the scapula contributing to the anterior humeral abduction, prominence of the posterior
was noted during shoulder flexion or the head position. Pain was reduced by de- deltoid muscle belly, and palpation, the
return from shoulder flexion, so the di- creasing the amount of glenohumeral posterior deltoid seemed to have exces-
agnosis of scapular winging/tilting was movement relative to the scapulotho- sive activity. The boundaries of the pos-
unlikely. The diagnosis of scapular ab- racic movement. terior deltoid muscle were clearly visible
duction was also unlikely because at rest Shoulder active lateral rotation in and easily palpable, and glenohumeral
the patient's scapulae were adducted and prone was tested to assess the pattern horizontal abduction coincided with the
did not abduct excessively during active of muscle recruitment. The muscles in- increase in humeral anterior glide. Con-
shoulder flexion. volved included the trapezius, serratus sistent with the MSI diagnosis of humer-
When simulating reaching out to the anterior, infraspinatus, teres minor, and al anterior glide, pain was abolished if
side in standing (scapular adduction posterior deltoid. The patient's preferred shoulder lateral rotation was performed
and horizontal abduction), pain was method of performing shoulder lateral without anterior glide and horizontal ab-
produced and excessive glenohumeral rotation produced pain, and excessive hu- duction (TABLE 1). The impairments were
joint movement was noted relative to meral anterior glide was palpated during corrected by the examiner applying suf-

journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 555
[ CASE REPORT ]
ficient force posteriorly to align the head tent with the insufficient scapular upward meral joint into horizontal adduction
of the humerus properly with the glenoid rotation noted during shoulder flexion while manually stabilizing the scapula.56
for the starting position, and during the in standing.30 During the testing of the Shoulder medial rotation was assessed
active motion. The patient was also cued middle trapezius muscle, the patient-pre- as described by Kendall et al34 and Sah-
to avoid moving the glenohumeral joint ferred movement pattern was excessive rmann.60 Both glenohumeral joint medial
into horizontal abduction. glenohumeral joint horizontal abduction rotation and horizontal adduction were
Manual Muscle Testing The strength of rather than scapulothoracic adduction considered limited on the right.
the serratus anterior was tested in sitting, and posterior tilt. This movement pattern Shoulder lateral rotation was per-
as described by Kendall et al.34 Although is consistent with a proposed diagnosis of formed in supine with the arm abducted
testing the right shoulder of the patient in humeral anterior glide.60 90° to assess the length of the anterior
this case was painful, the pain was mini- Flexibility and Range of motion Muscle structures of the glenohumeral joint. The
mal and did not appear to affect the test, length tests of the pectoralis minor, teres anterior glenohumeral joint structures
so a grade of 4/5 was assigned. Optimal major, latissimus dorsi, and pectoralis include the clavicular pectoralis major,
function of the serratus anterior is needed major were tested in supine, as described subscapularis, and the anterior capsule.
for appropriate pain-free scapular motion by Kendall et al34 and Sahrmann.60 This patient's shoulder lateral rotation
during overhead movements.22,34,39,60,62,79 Short pectoralis minor and teres major motion was excessive. Excessive shoulder
Weakness is a contributing factor to in- muscles were identified. The finding of lateral rotation may be indicative of laxity
sufficient scapular upward rotation. 34 a short pectoralis minor was consistent of the anterior structures of the glenohu-
Weakness of the serratus anterior when with the alignment of an anteriorly tilted meral joint, potentially allowing exces-
tested at its shortened length is proposed scapula.8 A short pectoralis minor may sive anterior translation of the humeral
to be consistent with the alignment fault contribute to insufficient scapular up- head during arm movements.1,23,29,49,68
of scapular adduction in standing.60 ward rotation during shoulder flexion The shortness of the posterior structures
These signs are consistent with a MSI and insufficient scapular posterior tilt9 and the laxity of the anterior structures
diagnosis of scapular downward rotation during the functional motion of reach- of the glenohumeral joint are findings
(TABLE 1). ing out to the side. consistent with the proposed MSI diag-
Manual muscle tests34 of the right Shoulder medial rotation and horizon- nosis of humeral anterior glide.60 Gle-
middle and lower trapezius indicated tal adduction in supine were performed nohumeral hypomobility was ruled out
weakness of the muscles that upwardly to assess the length of the posterior struc- because the criteria for this MSI diagno-
rotate the scapula. This finding is consis- tures of the glenohumeral joint.41,56,71,77 sis is limitation of glenohumeral motion
The posterior structures include the pos- in all directions.
terior deltoid, infraspinatus, teres mi-
nor, and the posterior capsule.41,53,56,71,77 Diagnosis
Shortness of the posterior structures of The patient was given the primary MSI
the shoulder are believed to contribute diagnosis of humeral anterior glide
to humeral anterior glide by not allowing and a secondary diagnosis of scapular
sufficient posterior glide during overhead downward rotation. The findings from
motions and horizontal adduction.3,28,41,79 the history and examination that led to
The length of the posterior deltoid53 and
glenohumeral joint posterior capsule
were assessed by moving the glenohu-

FIGURE 3. Incorrect alignment for shoulder lateral


rotation exercise in prone. The scapula was abducted
and glenohumeral joint was positioned in horizontal
FIGURE 1. Shoulder horizontal adduction exercise in FIGURE 2. Shoulder medial rotation exercise in abduction so that the humeral head was not aligned
supine. supine. well with the glenoid cavity.

556 | september 2007 | volume 37 | number 9 | journal of orthopaedic & sports physical therapy
these diagnoses included the following: humeral anterior glide. process to increase scapular upward rota-
(1) resting alignment of anterior humeral Factors believed to be contributing tion during overhead motions, scapular
head and glenohumeral joint extension, to the movement impairments were (1) adduction and posterior tilt during hori-
(2) excessive anterior humeral head posi- short pectoralis minor9 and posterior zontal abduction, and to avoid excessive
tion during active shoulder flexion that structures of the glenohumeral joint, and anterior positioning or movement of the
produced pain and was alleviated when (2) weakness of the middle and lower tra- humeral head. The exercises were per-
a posteriorly directed force was applied, pezius and serratus anterior muscles. 30,39 formed initially without resistance. Resis-
(3) insufficient scapular upward rotation tance was added when the exercise could
during active shoulder flexion that pro- Treatment be performed without pain, maintaining
duced pain and decreased when scapular Based on the MSI diagnosis, the patient the modified alignment and performing
rotation was corrected, (4) a reduction of was educated to avoid positions and the modified movement pattern. During
pain that was greater with the applica- movements that promoted excessive each visit, the pain-provoking functional
tion of a posterior force to the head of humeral anterior glide and to increase activities were simulated, observed, cor-
the humerus than the reduction of pain scapular upward rotation with overhead rected, and practiced. The patient was
with the correction of scapular upward motions. Treatment consisted of instruc- consistently able to move without pain if
rotation, (5) excessive glenohumeral tion in a home exercise program (HEP), the movement pattern was modified. She
joint movement relative to scapulotho- practice correcting functional move- was told that none of the exercises should
racic movement during scapular adduc- ments, and patient education. Practice of produce or increase her pain.
tion and posterior tilt with horizontal the modified movement patterns during Home Exercise Program Passive shoul-
abduction, and pain that was reduced by functional activities was incorporated der horizontal adduction and shoul-
decreasing the amount of glenohumeral into the treatment sessions and HEP. The der medial rotation were prescribed to
relative to scapulothoracic movement, patient was educated regarding how to increase the flexibility of the posterior
(6) limited passive shoulder medial ro- increase scapular upward rotation during deltoid, shoulder lateral rotators, and
tation and horizontal adduction range overhead motions, scapular adduction, glenohumeral joint posterior capsule
of motion, (7) excessive passive shoul- and posterior tilt during horizontal ab- (FIGURES 1 and 2).3,28,41,72,80
der lateral rotation, and (8) a movement duction motions, and to avoid prolonged Active shoulder lateral rotation in
pattern of humeral anterior glide and positions with the glenohumeral joint in prone was prescribed to teach the patient
excessive activity of the posterior del- extension. The patient was cued to el- to rotate without excessive anterior glide,
toid during prone lateral rotation, with evate the acromion to increase scapular while keeping the scapula stationary. FIG-
a decrease in pain by correction of the upward rotation, especially in the last URE 3 displays the incorrect positioning
half of overhead movement. Manual as- for the exercise and FIGURE 4 the correct
sistance was provided during the learning position. Correct positioning is believed
to increase the recruitment of the infra-
spinatus and teres minor, and to decrease
recruitment of the posterior deltoid.
Active shoulder medial rotation in
prone was initiated to improve the per-
formance of the subscapularis, which
helps to prevent humeral anterior trans-

FIGURE 4. Correct alignment and instructions for


movement for shoulder lateral and medial rotation
exercises in prone. A towel roll was placed under the
anterior aspect of the glenohumeral joint so that the FIGURE 5. Middle trapezius exercise in prone. The
scapula was aligned on thorax approximately 7.62 patient was positioned prone with a pillow under
cm from the spine, and the humerus was aligned in the chest and abdomen and a towel roll under the
the scapular plane. This is believed to promote good forehead. The head was positioned in midline. The
alignment of the humerus with the glenoid cavity. arms were positioned overhead so that the shoulder
During the exercise the patient was instructed to was abducted greater than 90º and the humerus in
rotate the humerus on an axis, avoiding lifting the lateral rotation maintaining the scapula in an upwardly
elbow (horizontal abduction) and moving the head rotated position. The elbows were flexed to decrease FIGURE 6. Starting position for serratus anterior
of the humerus anteriorly against the towel roll. The resistance. The patient was instructed to adduct exercise in quadruped. The back should be flat,
patient was instructed to keep the scapula stable the scapula and lift the arms off the surface without hips aligned vertically over knees, hips flexed 90º,
during the humeral movement. horizontal abduction of the glenohumeral joint. vertebral border of scapulae flat against thorax.

journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 557
[ CASE REPORT ]
lation (FIGURE 4).3,22,25,68,69 Later, resistance prescribed for the middle trapezius and
exercises for medial rotation in prone and in quadruped for the serratus anterior
in standing were added. (FIGURES 5 through 7). Shoulder flexion
Exercises were prescribed for strength- performed with the back to the wall was
ening the middle trapezius and the serra- prescribed to facilitate activity of the tra-
tus anterior to improve upward rotation pezius and serratus at the correct length
of the scapula. An exercise in prone was during arm elevation. We have observed
that the sensory feedback provided by
contact with the wall facilitates maintain-
ing correct alignment (FIGURE 8). FIGURE 9. Pectoralis minor stretching exercise in
The patient was instructed in an ex- supine. The patient was instructed to relax while
ercise to stretch the pectoralis minor be- the therapist placed the palm of her hands over the
coracoid processes and applied a force diagonally in
cause shortness may prevent sufficient
a posterior, lateral, and superior direction opposite
scapular upward rotation and posterior the direction of the muscle fibers of the pectoralis
tilt (FIGURE 9).9 minor. The force was applied bilaterally to avoid
FIGURE 7. Serratus anterior exercise rocking back in TABLE 4 provides information about any rotation of the patient’s trunk. The patient
quadruped. The patient was instructed to rock back timing and progression of the prescribed was instructed to have a partner help her with this
exercise at home.
as far as possible allowing her hands to slide forward exercises.
so that the scapula moved through the full range of
scapular upward rotation.
Specific Exercises Included in
TABLE 4
Home Exercise Program

Visit 1 (4/10/02) Visit 2 (4/23/02) Visit 3 (5/7/02) Visit 4 (5/22/02)


Supine passive Continued Continued Continued
horizontal adduction
Supine shoulder MR Not documented Not documented Continue (increased
ROM to 55º)
Supine pectoralis Continued Continued
minor stretch
Prone active middle Progressed to using Patient had not added Continue same
trapezius with 0.17-kg weight weight, so instructed
elbows flexed to add 0.17-kg weight
Prone active shoulder LR Progressed to using Progressed weight Continue same
a 0.45-kg weight to 0.9 kg
Standing active shoulder Continued Cued to correct anterior Continue: no problems
flexion with back to glide on return from with exercise
wall shoulder flexion and
added resistance with
yellow Thera-Band
Quadruped rocking back Progressed to resistance
by self via active knee
extension into table
Prone active medial Worked on alignment/ Progressed to using
rotation positioning during 0.45-kg weight.
FIGURE 8. Shoulder flexion exercise in standing with exercise. No weight Provided cues for
added because patient positioning
back against the wall. The patient was instructed
getting pain if not
to stand with her trunk resting against the wall and positioned very carefully.
her heels 5.08 to 7.62 cm from the wall. The lumbar Needed cues for
spine should be flat. Because the patient was unable positioning
to flatten the lumbar spine with the heels 5.08 to Resisted shoulder MR in
7.62 cm from the wall, the feet were moved farther standing with humerus
from the wall and the hips and knees flexed until the adducted using yellow
desired lumbar spine alignment could be achieved. Thera-Band and with
careful alignment (elbow
The patient was then instructed to raise her arms
in front of shoulder)
overhead in the sagittal plane, sliding her fingertips
up the wall as far as possible, while maintaining the Abbreviations: LR, lateral rotation of shoulder; MR, medial rotation of shoulder; ROM,
range of motion.
correct spinal alignment.

558 | september 2007 | volume 37 | number 9 | journal of orthopaedic & sports physical therapy
Specific Functional Activities The pa- OUTCOMES comes. Three of the items on the ques-
tient was given instructions to support tionnaire related to pain intensity and
her right arm on pillows when sleeping utcome measures included (1) presence of pain with movements or
on her left side, to maintain the cor-
rect alignment of the shoulder. The pa-
tient was cued to increase the amount
O a visual analogue pain scale to
measure pain intensity at rest and
with the use of her right arm, (2) patient
functional activities. The remaining 2
items related to whether the patient was
performing the HEP and consciously
of scapular adduction and posterior report of overall percentage decrease in modifying her functional movements.
tilt and decrease the amount of gleno- pain from first physical therapy visit, (3) The patient was seen every other week
humeral horizontal abduction during frequency of pain with painful functional for a total of 4 sessions. By the last visit,
reaching into the passenger seat of the activities, (4) range of motion of passive the patient was pain free at rest, with turn-
car. She was cued to increase scapular shoulder medial rotation and horizontal ing off the alarm clock, and upon awaken-
upward rotation and keep the humerus adduction, and (5) strength of the scapu- ing in the morning. She still reported pain
in the scapular plane during use of the lar muscles. TABLE 5 provides the outcome with use of her curling iron. Shoulder
curling iron. measures across the treatment period. medial rotation had increased from 40°
Suggestions were made to avoid exces- No formal measure of compliance was to 55°, and horizontal adduction was con-
sive glenohumeral horizontal abduction used during the treatment of this patient. sidered normal and pain free. The patient
or extension and to increase the amount However, the patient appeared to be called 1 month after discharge stating that
of scapular upward rotation with over- compliant, based on her performance of her shoulder continued to be pain free
head movements used during her fitness the HEP upon request during the physi- at rest, with turning off the alarm clock,
activities. The suggestion was made that cal therapy sessions. and upon awakening in the morning. She
the patient ride a regular bicycle rather The patient was contacted by phone reported 95% improvement in her pain
than the Aerodyne, because the Aerodyne twice after discharge from treatment and compared to the first visit. One hundred
requires repetitive motion of the gleno- was given a standardized 5-item written percent improvement was defined as no
humeral joint into extension. questionnaire to measure long-term out- longer having any shoulder pain at rest

TABLE 5 Measures of Treatment Outcome*

Questionnaire
Visit 1 Visit 2 Visit 3 Visit 4 Phone Call Phone Call Questionnaire and Final Measures Questionnaire
Measure (4/10/02) (4/23/02) (5/7/02) (5/22/02) (6/19/02) (8/5/02) (10/13/02) (10/25/02) (8/31/05)
Pain*
With use 6/10 5/10 0/10 0/10 0/10 0/10
At rest 1/10 1-2/10 0/10 0/10 0/10 0/10 0/10
Turning off alarm clock Painful Minimal pain Pain free Pain free Pain free Pain free Pain free Pain free Pain free
Upon awakening Painful Improved Pain free Pain free Pain free Pain free Pain free Pain free Pain free
Using curling iron Painful Painful 7/10 pain Painful Pain free Pain free Pain free Pain free
Work and fitness Pain free Pain free Pain free Pain free
Percent decreased N/A 70%-75% 85% 95% 100% 100% 100% 100%
Shoulder ROM
MR† 40º 55º
Horizontal adduction‡ Limited, painful Normal, no pain Normal, no pain
Strength§
Serratus anterior 4/5, painful 4/5
Middle trapezius 3/5 3+/5
Lower trapezius 3/5 3+/5
Rhomboid 5/5 5/5
Abbreviations: MR, medial rotation; ROM, range of motion.
*
Verbal pain scale: 0 to 10, with 0 as no pain present and 10 as the worst pain imaginable.54

Medial rotation range of motion of shoulder measured in supine with humerus abducted 90˚.

Assessed passively supine with the scapula stabilized manually by the examiner. This was considered limited if the olecranon did not move past midline.
§
Tested as described by Kendall et al.34 Scoring scale: 5/5, normal strength; 4/5, able to hold against moderate resistance; 3+/5, able to hold against minimal
resistance; 3/5 able to hold against gravity but not against additional minimal resistance applied manually.

journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 559
[ CASE REPORT ]
and during or after work, fitness, or activi- guided the treatment, resulting in positive pingement may have increased humeral
ties of daily living. She was pleased with short- and long-term outcomes. Patients anterior glide and decreased scapular
the results of the physical therapy and with a diagnosis of impingement have a upward rotation.
did not feel like she needed further treat- variety of different movement impair-
ment. As a result, some of the outcome ments.60 Depending on the type of scapu- MSI Theory
measures were not retested at the time of lar or humeral movement impairment, The theory underlying the approach to
the last physical therapy visit. the treatment provided to the patient examination and treatment used in our
The second written questionnaire was would vary.60 We are proposing that the case proposes that the patient's pre-
administered in person. Upon request, same exercises are not equally effective ferred movement pattern is the cause of
the patient consented to come in to ob- across all the movement-based diagnos- the patient's pain for 2 reasons: (a) the
tain photographs and final measures, tic categories, nor for all patients with a movement pattern is associated with
including manual muscle testing, tests diagnosis of impingement. Of importance symptoms, and (b) when the movement
for soft tissue differential diagnosis, and in this case was the differential MSI diag- is modified the pain is alleviated.60 In this
range of motion. At this time, the patient nosis for the shoulder region (TABLE 1). case, the scapular and humeral movement
was performing all activities that she per- impairments are believed to decrease the
formed prior to her episode of shoulder Diagnostic Systems for Patients With subacromial space,36,39,48,65 increasing the
pain without pain. Shoulder Pain wear and tear on the structures within
Three years postdischarge the patient To our knowledge no other shoulder pain the space. We hypothesize that correction
completed a third questionnaire. At this diagnostic classification systems have been of the patient's alignment and movement
time, the patient still reported that her described that specifically guide physical pattern will increase the subacromial
shoulder was pain free and she was per- therapy intervention. The Guide to Physi- space and thus remove the cause of the
forming all activities that she performed cal Therapy Practice2 describes “patient tissue irritation. The treatment of the pa-
prior to this episode of shoulder pain. She diagnostic classifications” and options for tient in our case focused on correction of
was no longer performing the prescribed care. The classifications are named for the the movement impairments of both the
home exercises but continued to modify “preferred practice patterns” for various scapula and the humerus.
her movement pattern during functional conditions.2 These practice patterns have
activities. served as an important resource. The MSI Reliability and Validity of the Examination
diagnostic categories, however, add a level and Diagnostic Categories
DISCUSSION of specificity for treatment not currently Reliability and validity have been estab-
provided by the patient diagnostic clas- lished for parts of the clinical examination
sifications in The Guide. used in this case, including (1) manual

W
e have proposed that physi-
cal therapists identify the MSI Some investigators have documented muscle testing,19 (2) goniometric measure-
diagnosis to select the most ef- relationships between movement pat- ment of range of motion,44,59 and (3) test-
fective and efficient treatment for the terns and shoulder pain in patients with ing the length of the posterior deltoid.53
patient. The MSI diagnosis assigned to the physician’s diagnosis of shoulder im- Reliability and validity have not yet
our patient was humeral anterior glide pingement.32,41,39,43,78 These investigators been established for many of the other
with scapular downward rotation. The selected subjects based on the physician’s judgments made during the tests of align-
diagnosis extends beyond a list of impair- diagnosis of impingement and were com- ment and movement used in this clinical
ments in that it identifies the primary pared to healthy control subjects rather examination. Borstad8 questioned the va-
movement impairment that provoked the than differentiating shoulder conditions lidity of the supine test for assessing the
patient's shoulder pain and describes the according to specific movement-system length of the pectoralis minor used in this
contributing impairments such as align- impairments. Ludewig and Cook39 found case. Our proposed diagnostic categories
ment and tissue adaptations. In this way that decreased scapular posterior tilt, de- have also not yet been tested for validity.
the MSI diagnosis describes a syndrome. creased upward rotation, and increased Therefore, it is possible that another ther-
The patient was instructed in methods of scapular internal rotation are related to apist might not agree with the findings or
modifying the movement patterns that shoulder impingement. Jobe and Kvitne33 the diagnostic category assigned in this
had been identified as contributing to her and Ludewig and Cook41 have provided case. Planning for future studies related
shoulder pain. She practiced the modi- evidence to suggest that patients with to these issues is in progress.
fications during her home exercises and impingement may have more humeral
functional activities until the movements anterior glide than control subjects. The Treatment
could be performed correctly and with- findings in our patient seem consistent Impairments such as decreased strength
out pain. The MSI diagnosis specifically with the fact that some patients with im- or shortened muscles may contribute to

560 | september 2007 | volume 37 | number 9 | journal of orthopaedic & sports physical therapy
functional limitations, therefore these the muscles. The elbow is flexed to de- tient's pain. Our patient reported that her
were addressed in the patient's HEP.24 crease the load on the muscles, making it right shoulder continued to be pain free 3
For example, short lateral rotators and easier for the person to correctly perform years after discharge from treatment. She
posterior deltoid muscles and poste- the modified scapular movement pattern. reported that she no longer performed
rior capsule28 are thought to contribute There is evidence for prescribing specific the home exercises that were prescribed,
to humeral anterior glide during over- exercises for improving the performance but that she continued to consciously
head arm motions.41 Specific exercises to of the trapezius and serratus anterior, modify her movements during functional
stretch these structures were prescribed based on EMG data.22,39,42,52,62 However, activities. Others have described success-
(FIGURES 1 and 2). Others also recommend we do not believe that performance of ful treatment outcomes with functional
stretching of the posterior structures of exercises based solely on EMG data will training as applied to the patient with low
the glenohumeral joint for the patient necessarily result in correction of the back pain based on the MSI model.27,45,75
with shoulder impingement.5,12,38,46,70,79 movement pattern.
To improve muscle performance we Other perceived key exercises pre- Outcomes
first correct the alignment and movement scribed were exercises to improve the The patient in this case appeared to re-
pattern so that the pain is alleviated. In performance of the rotator cuff muscles, spond favorably to the treatment provid-
our experience, this is often accom- both medial and lateral rotators (FIGURES ed. It is possible that the patient would
plished initially by decreasing, instead of 3 and 4). The purpose of these exercises have recovered spontaneously. The natu-
increasing, the load on the muscle. Once was to correct the anterior position and ral history of shoulder pain is unclear.63
the movement pattern is corrected, re- movement of the humeral head. Our The fact that this episode, however, had
sistance is gradually increased. Various initial emphasis was on maintaining the lasted 2 months and was reported as
investigators have demonstrated benefi- correct alignment of the humerus relative worsening until the initiation of physi-
cial effects of different aspects of training to the scapula and the scapula relative to cal therapy treatment increases the po-
on muscle activation.4,10,47,67,73,81 However, the trunk during active shoulder rota- tential value of the described treatment.
none of these studies have examined the tion exercises, instead of strengthening One case is not sufficient, however, to
benefit of muscle activation at a certain muscles. We believe that performing ro- establish a cause-and-effect relationship
muscle length and correlated that with tation exercises maintaining the correct between intervention and outcomes. Use
pain reduction during the movement. alignment facilitates recruitment of the of a standardized functional outcome
A common exercise we prescribe to infraspinatus and teres minor instead of measure would have enhanced the cred-
correct scapular downward rotation is the posterior deltoid muscle. This should ibility of the outcomes in this case. Some
shoulder flexion in standing with the back minimize humeral anterior glide during studies have been completed, providing
against the wall (FIGURE 8).60 The purpose shoulder lateral rotation. Maintaining evidence to support the use of exercise
of the exercise is to improve the perfor- the correct scapular alignment during to treat shoulder pain, but these studies
mance of the serratus anterior, and upper the rotation exercises is also thought to have not examined the exercise approach
and lower trapezius as upward rotators be important to maintaining the correct used in this case.11,21,20,38,51,76
of the scapula with shoulder flexion. The length tension capabilities of the rota- This report illustrated the use of a MSI
strength grades of our patient's right ser- tor cuff muscles.12 A load was added to diagnosis for physical therapy, the treat-
ratus anterior and lower trapezius were the exercise when the patient was able to ment of a patient with shoulder impinge-
4/5 and 3/5, respectively, as defined by perform the modified shoulder rotation ment based on the assigned diagnosis,
Kendall et al.34 In theory, a muscle with a movement pattern without pain. and the outcomes of treatment. The pa-
strength grade of 3/5 should be capable Addressing the repetitive functional tient in our case had positive short- and
of moving a joint through the full range activities or prolonged postures that are long-term outcomes with the described
of motion against gravity.34 Therefore, we believed to cause impairments of the treatment. Prospective, randomized con-
believe that strength alone does not ex- movement system is considered more trolled trials should be done to test the
plain our patient's pattern of movement. important than addressing specific im- efficacy of the physical therapy treatment
Our patient had insufficient scapular up- pairments, such as short or weak muscles, used in this case.
ward rotation and pain that was partially with a HEP.60 We believe that these ac-
relieved by modification of the scapular tivities must be modified to achieve long- ACKNOWLEDGEMENTS
movement in the last half of the shoulder term benefits from treatment. A primary
flexion range of motion. Our patient prac- focus of the physical therapy treatment in The authors would like to thank
ticed modifying her scapular movement our case, therefore, was correction of the Barbara J. Norton, PT, PhD, FAPTA
in the last half of the shoulder flexion movement impairments noted during the for her support and contributions to
range of motion, instead of strengthening functional activities that produced the pa- this paper. T

journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 561
[ CASE REPORT ]
RH, Reiss BB. Shoulder disorders in the el- 30. Inman VT, Saunders JB, Abbott LC. Observa-
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journal of orthopaedic & sports physical therapy | volume 37 | number 9 | september 2007 | 563

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