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CHAPTER 14
Biopolymer
F. G. TORRES,* O. P. TRONCOSO AND C. E. TORRES
14.1 Introduction
Byssus fibres produced by mussels are tough biopolymers composed mainly of
proteins and water. These natural biopolymer fibres have been intensively
studied owing to their mechanical and adhesive properties. The remarkable
strength, unmatched toughness and extensibility of byssus fibres allow mussels
to withstand the large and repetitive forces produced by crashing waves with
velocities of over 10 m s1 and accelerations of approximately 400 m s2. They
are composed of three collagenous proteins that make up the bulk of the thread
core. Their toughness is considered six times greater than that of the human
tendon collagen and comparable with that of Kevlar and carbon fibres.
In addition, the adhesive properties of byssus fibres allow mussels to be
attached to hard and soft substrates in aquatic environments through their glue
proteins located in their adhesion plaques. These plaques contain at least six
different types of adhesive proteins that have attracted great interest for their
potential applications.
In this chapter, we review the properties, characterization and applications of
byssus fibres. First, we give a brief introduction to the natural history of
mussels. Then, we discuss the structure at different levels of byssus fibres,
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including their chemical composition and morphology. We then continue by
describing the structural, mechanical, thermal and adhesive properties of
byssus fibres. Finally, we present several applications of the mussel adhesive
proteins found in the byssus fibres. The last section includes the analysis of
adhesive properties for applications in medicine and biotechnology, such as cell
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(a)
(b)
Figure 14.1 (a) Schematic view of a mussel showing the stem, byssal thread and
adhesive plaque;8 (b) photograph of byssus fibres from Aulacomya ater
attached to various stones.
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Figure 14.2 SEM micrograph of a stem and its byssus fibres from the species
Aulacomya ater.
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Figure 14.3 SEM micrograph of the external morphology of mussel byssus from
Aulacomya ater.
diameter of around 0.8 mm and comprise about 50% of the cuticle volume.
In the case of M. galloprovincialis, the granular cuticle exhibits hardness and
stiffness approximately one order of magnitude greater than those of the
fibrous core. Holten-Andersen et al.41 have shown that this cuticle is extensible
(breaking strain B70%). They found that during the stretching of byssal
threads, microcracks were formed within the matrix of the cuticle. These cracks
did not propagate through the entire cuticle owing to the fact that the granules
arrest microcracks so that they cannot develop into microtears. Byssus cuticle is
the only known coating that has both high compliance and hardness which co-
exist without mutual detriment.42
Structural characterization of the adhesive plaque has been made in order to
understand the underlying principles of the attachment of mussels to hard and
soft surfaces. Byssal threads mediate attachment of the soft mushy body of the
mussel to a very stiff and hard substratum through their adhesive plaques.
When the adhesive plaque is joined to a hard substrate such as a rock, there is a
significant mismatch in the stiffness of the rock and the stiffness of the mussel
body. In order to prevent an excessive deformation of mussel body and mussel
byssus, the adhesive proteins within the adhesive plaque are present as solid
foam.43,44
The structure of the adhesive plaque from M. californianus is shown in
Figure 14.4. It is a continuous, partially open cell network in which the pore
size gradually increases from the interface towards the cuticle. The microfibrils
descending from the thread extend into the adhesive plaque. The damage
caused by contact deformation is mitigated by the pore size gradient within the
adhesive plaque.
The external morphology of plaques of A. ater is shown in Figures 14.4a and
14.4b. The shape of the plaques is elliptical. The patterned surface of plaques
plays an important role in the interaction with a variety of both organic and
inorganic substrates in aqueous environments. Through these plaques, mussels
secret adhesive proteins that allow them to attach themselves to hard sub-
strates. The adhesive proteins are characterized by the presence of an unusual
amino acid known as DOPA (3,4-dihydroxy-L-phenylalanine) that is thought
to be responsible for the strong adhesion of byssal threads.25,39,45
The morphological characteristics of assembled PreCols have been explored
by both transmission electron microscopy (TEM) and atomic force microscopy
(AFM).40,46 TEM of both the liquid crystalline polymer secretor granules and
byssal threads reveal a smectic packing that consists of ‘‘6 þ 1’’ bundles; that is,
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(a)
(b)
Figure 14.4 (a) SEM micrograph of an Aulacomya ater byssal adhesive plaque;
(b) SEM micrograph showing a closer view of the morphology of an
A. ater byssal adhesive plaque.
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Figure 14.5 Representative stress–strain curves of byssus from (a) Dreissena poly-
morpha,1 (b) Bathymodiolus thermophilus,1 (c) Modiolus modiolus,1
(d) Mytilus edulis,1 (e) Geukensia demissa1 and (f) Aulacomya ater.
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byssus fibres after fall and winter. They also report that the strongest attach-
ment occurs during spring, while the weakest attachment takes place in fall.
The distal and proximal regions of byssal fibres from several mussel species
have different mechanical properties among each other. In the case of M. edulis,
Allen et al.9 found that the distal region was stronger than the proximal region.
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Smeathers and Vincent10 reported that the proximal region is more extensible
than the distal region. Waite et al.40,46 found that the distal region of the mussel
byssus from M. galloprovincialis is about 10 times stiffer than the proximal
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region.
Bell and Gosline investigated the stress–strain behaviour of full threads and
individual proximal and distal regions of several mussel species.14 They showed
that the byssal threads of edulis-like species have both similar compositions
and mechanical behaviour. They found major differences between the distal
and proximal regions. Typical stress–strain curves for isolated distal and
proximal regions showed that the proximal region has a lower Young’s mod-
ulus, a lower ultimate stress and a higher ultimate strain than the distal region.
The distal region exhibits a striking yield behaviour (at around 35 MPa) and is
considerably stronger than the proximal region.
In the case of entire byssal fibres, the same authors divided the stress–strain
curve into three phases: the mechanical behaviour of the first phase is due to the
stretching of the proximal region; the second phase of the curve is dominated
by the yield of the distal region; whereas the third phase shows the stiffening of
the distal region.14
Carrington and Gosline have reported cyclical loading tests carried out on
byssal threads. The mechanical behaviour of mussel byssus depends on the
loading history of the thread. In Mytilus californianus, whole threads cycled
below the yield point were highly resilient and increased slightly in stiffness
when loaded once again. By contrast, threads cycled beyond the yield point had
much lower resilience and were dramatically less stiff when reloaded.3
Harrington and Waite have observed the behaviour of native seawater-
treated distal threads when cycled multiple times, to a slightly higher strain each
time. They noted a second yield point for cycles beyond the initial yield point.
After each successive yield, the threads showed a reduction in the elastic
modulus. The largest reduction in the stiffness occurs during the 20% strain
cycle, with the initial modulus reduced by almost 40% from the first cycle.15
Troncoso et al. have studied the mechanical properties of mussel byssus from
A. ater. They used true stress and strain to model the mechanical behaviour of
byssal threads in hydrated and dry environments. Linear, power law-type and
Mooney–Rivlin relationships were used to model the results obtained from
their uniaxial tensile tests.8
The results of the tensile tests carried out by Troncoso et al. are summarized
in Table 14.2.8 The mechanical properties of byssus immersed in distilled and
sea water are similar. By contrast, hydrated byssus is more extensible than dry
byssus, as it reaches higher maximum strain values. Furthermore, differences
between true and engineering ultimate stresses are similar for both dry and
hydrated byssus.
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(a)
(b)
Figure 14.6 (a) Experimental () and theoretical (–) stress–strain curve for dry byssus
from A. ater; (b) experimental () and theoretical (–) stress–strain curve
for hydrated byssal threads from A. ater immersed in sea water.
temperature, the byssus fibres started to expand rapidly. The latter might be
attributed to the fast thermal movement of the molecules, along with the
decomposition and partial reforming of the intermolecular bonds. These results
suggested that both the high degree of contraction registered by the TMA test
above 200 1C and the minor endothermic peak (around 230 1C) are related to
the occurrence of some changes in the byssus fibres at a molecular level.54
Aldred et al. have used DMA tests to study mussel byssus fibres (Figure
14.7b).55 They found that the denaturation and thermal decomposition of
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(a)
(b)
Figure 14.7 (a) Representative thermograms of mussel byssus with different water
contents; (b) dynamical mechanical analysis of mussel byssus in dry
conditions.55
byssus fibres start at 217 1C. They determined that the glass transition tem-
perature (Tg) of dried byssus fibres takes place at around 6 1C.
14.4.4 IR Analysis
IR analyses of peptides and proteins are characterized by typical absorptions
peaks such as amide bands. Figure 14.8 shows the IR spectra of byssus fibres
from A. ater. These byssus fibres exhibit an amide I band showing a narrow
peak at B1655 cm1. Amide I (B1600–1700 cm1) is associated with the C¼O
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deconvoluted spectrum was be fitted with Gaussian band shapes. The decon-
voluted amide I band frequencies, assignments to secondary structure for
byssus fibres of A. ater, as well as the percentage of their secondary structures,
are shown in Table 14.3. The results confirm the presence of crystalline and
amorphous regions in the secondary structure of byssus fibres with a high
b-sheet (B37%), a-helix (23%) and b-turn (18%) structural content.
Hagenau et al.57 studied the secondary structure of byssus fibres of
M. galloprovincialis. They found that for byssus fibres which can be divided
into two parts, distal and proximal regions, they present secondary structure in
the following way. Proteins of the distal region are oriented along the thread
axis and are well ordered with a high b structural content (70%) and collagen
typical triple helices (22%). Proteins of the proximal part are not as well
oriented and show less order, with primarily a-helical structure (47%) with less
b conformations (15%) and triple helical structures (13%).
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Table 14.4 Mass (kDa) and DOPA content (mol%) of mussel byssus foot
proteins.
Proteins Mass (kDa) DOPA (mol%) Ref.
Mefp-1 B110 B10–15 33,64
B42–47 B2–3
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Mefp-2 73
Mefp-3 B5–7 B20–25 31,64,73
Mefp-4 B79–80 B4–5 31,73,74
Mefp-5 B9 B27–30 73,77
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Mefp-6 B12 B4 77
DOPA residues, whereas mussel adhesive proteins with less or without DOPA
show a reduced ability for adhesion.31,33,34 In addition, DOPA residues allow
mussel adhesive protein molecules to cross-link each other by oxidative con-
version to DOPA-quinone. It has been suggested that the reactive quinone
provides the water resistance characteristic of mussel adhesion.67,68 Therefore,
DOPA functions as a cross-linking agent and mediates adhesion to the
substratum.
The first mussel adhesive protein to be identified was fp-1 from M. edulis
(Mefp-1).33,69 This protein is found on the thin protective cuticle that covers the
entire structure of the adhesion plaque and the distal region of the thread.
Mefp-1 has a high molecular mass as it is composed of about 80 repeats of a
decapeptide (Ala-Lys-Pro-Ser-Tyr-Hyp-Hyp-Tyr-DOPA-Lys). The DOPA
content is 10–15 mol% and has the highest molecular mass among mussel
adhesive proteins (110 kDa). Mefp-1 is directly related to the durability of byssus
fibres and its robust coating is 4–5 times stiffer and harder than the byssal
collagens that it covers.42 Analogous proteins with slight differences in the
amino acid composition have been reported to be present in M. galloprovincialis
(Mgfp-1), M. coruscus (Mcfp-1) and M. californianus (Mcfp-1).70–72
Mefp-2 and Mefp-4 are located in the bulk of the mussel’s adhesion plaque.
Unlike Mefp-1, Mefp-2 is a smaller adhesive protein (40–47 kDa) with
approximately 2–3 mol% of DOPA.64,73 Mefp-2 contains abundant secondary
structure and is relatively resistant to a variety of proteases, which is an
important characteristic for the integrity of the byssal plaque. In addition,
Mefp-2 is an adhesive protein that plays a stabilization role due to its high
cysteine content (6–7 mol%).30
Mefp-4 has a molecular mass of B80 kDa and a DOPA content of
4 mol%.64,74,75 Mefp-4 also contains high levels of arginine, histidine and gly-
cine.64,73 This protein likely serves as a coupling agent in the thread plaque
junction designated by the pre-collagens and the byssal plaque protein Mefp-2.75
The interface between the substratum and the adhesion plaque of mussels is
formed by Mefp-3 and Mefp-5 proteins. Both proteins contain higher levels of
DOPA. Mefp-3 contains 20–25 mol% DOPA, whereas Mefp-5 contain about
30 mol% DOPA.73
Mefp-3 is the smallest adhesive protein (B5–7 kDa), with a large number of
arginine residues.31 Other mussels contain analogous proteins. Mgfp-3A and
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and a small amount of DOPA (o5 mol%). It is suggested that its function is to
provide a cohesive link between the surface-coupling DOPA-rich proteins and
the bulk of the plaque proteins.
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III
diDOPA cross-links of bis- and triscatecholato-Fe complexes with
Mefp-1,83–85 and even triscatecholato-FeIII complexes that serve as vehicles for
diDOPA cross-link formation by a one-electron redox exchange.86 Mefp-3 and
Mefp-5 are deposited at the interface with a hard surface and remain with their
DOPA intact (surface metal chelates).43
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cross-linked resin, rendering it resistant to heat and solvents. The fibres are
formed by collagen and the resin is proteins with basic isoelectric points, high
levels of the amino acid DOPA and an extended, flexible conformation.25
One of the attributes why mussel adhesion has attracted interest for potential
applications is that mussels can adhere themselves to a variety of substrates.43
The adhesion of these glue proteins to various solid materials, such as plastic,
glass, metals, Teflon and even living body substances such as porcine skin and
diverse types of mammalian cells, has been verified.62,64,65,87–93 Another
advantage of mussel byssal adhesion is that it is fully functional under water or
in humid conditions.4 All stages of the bonding process occur rapidly under
ambient and wet conditions. Finally, byssal adhesion appears to be a smart
process in the sense that it exhibits compliance or modulus matching.40 In
addition, byssal threads are environmentally friendly and biodegradable
materials. Therefore, mussel adhesion has a wide range of potential uses in
diverse biotechnological applications.
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Extracellular matrix proteins have been widely used in cell culture and tissue
engineering because they have various cell-adhesion motifs. However, they are
expensive and are associated with infection risks since they are extracted from
foreign animals. By contrast, PLL is cheaper than extracellular matrix proteins
but it is not always an effective cell-adhesion material due to cytotoxicity and
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derived from Mefp-1 and Mefp-2. Cell-Tak has less cytotoxicity and promotes
improved cell-adhesion ability among various cell types, including mammalian
and human cell lines.105 Although Mefp-1 and Mefp-2 have no higher DOPA
levels than Mefp-3 and Mefp-5, these products have been used to improve the
attachment of cultured cells and tissues. It is now quite evident that the role of
Mefp-1 is related mainly to its coating function rather than with its adhesion
properties, owing to its lower DOPA levels.42 Even though mussel adhesive
proteins have many remarkable properties, their practical applications are
restricted by an inefficient generation process and an extremely low production
rate.106
In order to overcome these disadvantages, Hwang et al. designed and con-
structed a hybrid of the MAP fp-151, which is a fusion protein with six type
1 (fp-1) decapeptide repeats at each type 5 (fp-5) terminus.89 It was found that
fp-151 has advantages such as high production yield in Escherichia coli and
simple purification. Several cell-adhesion experiments have demonstrated the
potential use of fp-151 for cell or tissue adhesion.
Hwang et al. have designed a new cell-adhesive protein called fp-151-RGD
that is a fusion of the Arg-Gly-Asp motif to hybrid MAP fp-151.91 The Arg-
Gly-Asp (RGD) sequence is the most effective cell-adhesion recognition motif
that can be found in materials, such as collagen, fibronectin and tenascin C, and
has been used to stimulate cell adhesion on artificial surfaces.107–110 The results
showed that fp-151-RGD had the advantages of fp-151, but also showed
superior cell adhesion and spreading abilities under serum-free conditions
regardless of mammalian cell type compared with other commercially produced
cell-adhesion materials such as poly-L-lysine (PLL) and the naturally extracted
MAP mixture Cell-Tak. These properties might be explained due to three cell-
binding mechanisms: cationic binding, DOPA adhesion and the cell-adhesion
motif. The results demonstrated the suitability of fp-151-RGD as a cell-adhe-
sion material in cell culture and tissue engineering. In addition, fp-151 has the
potential to be fused with other specific motifs instead of RGD motifs, so that
specific target cells can be tightly bonded to an artificial extracellular matrix or
biomaterial; thus fp-151-based fusion proteins with specific cell-recognition
motifs can be used in tissue engineering as specific cell-adhesion biomaterials.
Proteins with a high DOPA content have been studied as cell-adhesion
biomaterials. Hwang et al. reported the production of recombinant M. gallo-
provincialis foot protein type-5 (Mgfp-5) in E. coli,65 showing that the
recombinant protein had better adhesive properties than Cell-Tak in terms of
surface adhesion and cell immobilization. They also used purified and
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and biotechnological research. In this field, various histone proteins have been
analyzed as potential gene delivery materials because they display higher
transfection efficiency in mammalian cells compared to the widely used
transfection agent Lipofectamine 2000. In order to find new alternatives, a
recombinant mussel adhesive protein has been assessed as a potential gene
delivery material. Hwang et al. investigated the use of the recombinant mussel
adhesive protein fp-151 as a gene delivery material,90 because hybrid fp-151
displays a similar basic amino acid content and high theoretical pI values as
histone HI proteins, and exhibits efficient DNA binding ability. Hwang et al.
transfected mammalian cells (human 293T and mouse NIH/3T3) with foreign
genes using the hybrid fp-151 as the gene delivery carrier. The results showed
that this hybrid protein displays a transfection efficiency comparable with the
efficiency of the widely used Lipofectamine 2000. Therefore, mussel adhesive
protein may also be used as a potential protein-based mediator for efficient
gene delivery.
14.6 Conclusions
In this chapter we have reviewed some important characteristics and properties
of the mussel byssus. The mussel byssus is a tough biopolymer fibre that occurs
in nature and shows remarkable mechanical as well as adhesive properties. The
composition of the proteins that allow mussel byssus fibres to adhere them-
selves to many different substrates in dry and humid environments has been
reviewed and an up-to-date summary of the main applications that are inspired
by or take advantage of these adhesive proteins have been reported. These
applications include surgical and dental adhesives, biosensors and adhesives for
tissue engineering.
The mechanical properties of byssal fibres have also been reviewed, since
their toughness is six times greater than that of the human tendon collagen and
is comparable with that of Kevlar. It has been shown that the mechanical
behaviour of such fibres is influenced by environmental conditions such as
temperature, humidity and salinity, among others. For instance, dry byssal
fibres show an elastoplastic stress–strain curve, while humid byssus display an
elastomeric-like behaviour. As in the case of other protein-based fibres such as
spider silk and silkworm silk, the understanding of the underlying principles
that allow such remarkable mechanical behaviour is important for the devel-
opment of new applications for mussel byssus.
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326 Chapter 14
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