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An examination of military strategy since the end of the Cold War, particularly
following the Strategic Defence Review of 1998, reveals that there has been a
approach. However, whilst strategy and doctrine have been moving increasingly
in the maritime direction, actual force configurations do not, yet, match the
strategic plan. In short, there is a gap between stated intentions and actual
capabilities and as such the Government, despite its own policy position, is a
long way from fully implementing a maritime strategy. In understanding why this
maritime strategy. This paper will then consider the change in strategic emphasis
that has occurred since the end of the Cold War and assess the extent to which
this has been achieved in terms of policy formulation, force configuration, actual
operations and resource allocation. This paper will also consider the
Eric Grove has emphasised that it is the joint operations between naval, land and
strategy, which is more narrowly concerned with the use of purely naval forces.1
His view echoes that of Julian Corbett who stated that the strategic effectiveness
1 Eric J. Grove, Dimensions of Sea Power (ed. Eric Grove and Peter Hore), (Hull: University of
Hull Press, 1998), p. 26-31
1
of naval forces is largely determined by their ability to influence decisive land
campaigns:
‘Since men live on the land and are not upon the sea, great issues
between nations at war have always been divided. . .either by what your
army can do against the enemy’s territory or else by the fear of what the
Thus, maritime strategy is largely concerned with the projection of power across
the seas and it is most effective when naval forces are used to enable and assist
land and air forces, as Grove says, ‘. . .it cannot be stressed too much that
Peter Hore has rightly highlighted the inherent mobility of naval forces which
globe. The seas are completely joined up and international law allows for the
transit of all ships in the vast majority of the world’s oceans and seas. As such,
2 Julian S. Corbett (1911), Some Principles of Maritime Strategy. Classics of Sea Power ed.
(Eric.J Grove, (Annapolis: Naval Institute Press ) p. 16. Quoted from Peter Hore, Dimensions of
Sea Power, (Hull: University of Hull Press, 1998), p. 14
3 Eric J. Grove, Dimensions of Sea Power (ed. Eric Grove and Peter Hore), (Hull: University of
Hull Press, 1998), p. 26
2
the world, through contiguous seas and adjacent to 80% of the world’s
As well as mobility, Hore also points out the versatility of maritime forces. They
can provide poise (gunboat diplomacy) and leverage over the political and
first achieve command of the sea, or what is now known as sea control. The
‘The condition in which one has the freedom of action to use the sea
for one’s own purposes in specified areas for specified periods of time.’5
control in order to be able to project power ashore, and hence fulfill a maritime
strategy. Since the 1990’s much maritime doctrine has been concerned with
littoral warfare, that is to say close to the enemy‘s shore. During the Cold War,
the NATO navies’ role would have been to attack the Soviet Navy in blue, or
deep, water environments. But with the demise of the Soviet Navy the ‘blue
4 Peter Hore, Dimensions of Sea Power (ed. Eric Grove and Peter Hore), (Hull: University of Hull
Press, 1998)p. 18
5 British Maritime Doctrine (1806), Quoted from Eric Grove, Dimensions of Sea Power, (Hull:
University of Hull Press, 1998), p. 27
3
projection from the littoral.6
Maritime strategy, therefore, allows a state to project its power in any part of the
strategy. It was argued by strategists such as Basil Liddell-Heart that the natural
strategy for Britain to pursue was a maritime one.7 However, from 1914 until
1989 (with a significant interlude in the 1920s and ’30s) Britain was committed to
land and air power to the continent. British policy makers felt compelled to focus
much of their efforts on securing the home base and continental Europe from the
interests and commitments outside of Europe during this period, but economic
the projection of British power east of Suez8. Prior to 1968 a limited maritime
posture had played second fiddle to the continental strategy; thereafter the
In 1989, however, the Cold War came to an end and with it the rationale which
military collapse of Soviet power was confirmed by the revolutions across eastern
Europe and the Soviet Union itself was dissolved in 1991. At a stroke almost fifty
4
years of superpower confrontation had ended. Strategically, this changed the
However, the continental approach was deeply ingrained in British policy circles
and steps towards a change in direction were slow to come about. Though two
Defence White Papers were produced during the early 1990’s - Options for
Change9 and Front Line First10, both were primarily concerned with securing the
‘peace dividend’ which the end of the Cold War offered. It was not until the
publication of the Strategic Defence Review (SDR) in 1998 that the current
There is no doubt that the SDR represented a break with the past and was the
review, the then Defence Secretary, George Robertson, was explicit in his view
that the strategic position had changed and that policy would reflect this:
9 Peter Hore, Dimensions of Sea Power (ed. Eric Grove and Peter Hore), (Hull: The University of
Hull Press, 1998), p. 20
10 M. Rifkind, Parliamentary debate discussing Options for Change,Hansard Report, London,
14th July 1994. http://www.publications.parliament.uk/pa/cm199394/cmhansrd/1994-07-
14/Debate-1.html (accessed 20th December 2006).
11Ministry of Defence, The Strategic Defence Review, (London: The Stationery Office, 1998), p. 1
5
which would allow Britain to project power further from the home base: ‘In the
post-Cold War world, we must now be prepared to go to the crisis, rather than the
crisis come to us.’ The centrality of the Royal Navy was key to Robertson’s
plans, he continued by saying ‘. . .so we plan to buy two new larger aircraft
carriers to project more power flexibly around the world. . .new transport aircraft
and ships will move our people and equipment rapidly to trouble-spots.’12
Britain’s survival for the first time since the 1930’s. Peter Hore correctly noted in
1998 that:
‘With the end of the Cold War and the absence of a threat at the grand
strategic level there is a much reduced need for the forward deployment
seen as the policy highpoint of the period. The clarity of its vision is almost
beyond dispute. Furthermore, it is difficult to argue with the small naval cuts
contained within the document as they appear to have been driven by strategic
logic rather than pressure from the Treasury. Labour also seems to have been
underpinned the Review than the previous Conservative Government had been.
Robertson’s thinking was clearly influenced by the need for expeditionary forces
12 ibid. p. 2
13 Peter Hore, Dimensions of Sea Power (ed. Eric Grove and Peter Hore), (Hull: The University
of Hull Press, 1998), p. 20
6
in the first Gulf War of 1991 and those peacekeeping units used in the former
Yugoslavia. It is evident from the Review that Robertson felt that addressing
This was in marked contrast to the arch-realist view taken under the
Conservatives with its extraordinarily narrow view of what constituted the British
national interest.15 By 1998 it was clear that this extended beyond the defence of
Events in Iraq (1998), Kosovo and Sierra Leone confirmed the view that
expeditionary forces would be required to operate far from the home base, and
so confirmed the logic of the SDR. Crises such as these were particularly
Leone) and would sometimes be at odds with its American ally (Kosovo).16 This
is an important point because the ability to take a slightly different position from
the US, or to act independently if necessary, was based upon the flexibility
14 Ministry of Defence, The Strategic Defence Review, (London: The Stationery Office, 1998), p.
5
15 Oliver Kamm, Anti-Totalitarianism - The Left-wing Case for a Neoconservative Foreign Policy,
(London: The Social Affairs Unit), p. 109
16 Lawrence Freedman, ‘Britain at War From the Falklands to Iraq‘, RUSI Journal, February
2006, Vol. 151, No.1, p. 13
7
we shall see, this capability had been undermined.
In terms of the conflicts Britain has fought since the SDR was written, there has
The aircraft carrier HMS Illustrious and the helicopter carrier HMS Ocean formed
the key part of the task force which defeated rebels in the country during
Operation Pallister. As well as other naval assets, the task force was supported
Regiment and Special Forces.17 The Sierra Leone campaign was seen as an
exemplar of the way in which operations would be conducted under the new
strategy:
Operation Telic, the 2003 invasion of Iraq, was also enabled by maritime assets.
The First Sea Lord, Sir Jonathon Band, has estimated that the Royal Navy
accounted for 95% of the operation’s strategic lift as well as leading the assault in
17 Eric J. Grove, The Royal Navy, Basingstoke: Palgrave Macmillan, 2005), p. 262
18 ibid. p. 262
19 First Sea Lord Admiral Sir Jonathon Band, UK Maritime Power in a Global Context,
University of Edinburgh, 23rd February 2006. http://www.royal-
8
Thus, most of Britain’s military activity since SDR has been expeditionary in
nature. This confirms that both in terms of theory and actual practice there has
this has certainly been the correct policy, in some respects it has not gone far
enough and too much general capability has been sacrificed in the name of
specialisation. The cuts are now so deep that Britain’s forces lack balance and
committed to key aspects of a maritime strategy, and has delivered some of the
In December 2003, following the war in Iraq, the Ministry of Defence produced
another White Paper entitled Delivering Security in a Changing World. This was
Capabilities, which expanded upon what the effects of the White Paper would be
on the armed forces. Both documents are contradictory and both represent a
strategy. At one point its author Geoff Hoon declares: ‘We will increase our
confirmed that the SSN fleet will be cut to eight vessels, that the destroyer/frigate
fleet would be reduced from 32 to 25 (a 22% cut), and that the minesweeper fleet
9
would be cut to 16. Additionally the army’s infantry battalions would be reduced
from 40 to 36.21
As stated earlier, naval forces are inherently mobile and flexible and hence
the Navy’s ability to deliver a maritime strategy. The documents state that this is
not the case and puts a strong emphasis on Networked Enabled Capability22,
services and with allies to deliver greater strategic effects from existing forces.
expense of superior communication. After all, there is not much point having the
best communication tools if there are no forces left to communicate with each
effects in the littoral environment would always require making choices in a world
of finite resources. However, the composition of a Navy is such that without the
argues that whilst future naval operations will focus on the littoral securing sea
21 ibid. p. 7-8
22 ibid. p. 5-6
23 Eric J. Grove, Dimensions of Sea Power (ed. Eric Grove and Peter Hore), (Hull: University of
Hull Press, 1998), p. 29-30
10
moment key to being a security provider, it should not be assumed that
assumed that this focus in any sense reduces the need for sea control,
or the abiding qualities that are required to gain and maintain it.’24
craft.’25
The White Paper and its supporting document contained within them one
particularly risky policy development. An admission that at the high end of war
fighting capability the UK would not field the full spectrum of military capability
24 Geoffrey Till, Sea power - A Guide for the Twenty-First Century, London: Frank Cass, 2004), p.
375-6
25 Lieutenant Commander Jeremy Stocker, ‘Nonintervention: Limited Operations in the Maritime
Environment‘, UNNWC Review, Autumn 1999, p. 8
26 The Ministry of Defence (2004), Delivering Security in a Changing World - Future Capabilities,
MOD website, p. 1
11
Herein lies the limit to which Britain’s policy has been changed from a continental
Britain’s foreign policy options and ignores the lessons of both recent and more
distant history. The Falklands War of 1982 was fought unilaterally without the
USA as an active participant. Indeed, Britain fought the war in spite of American
Force, Tony Blair and Bill Clinton had a profound disagreement over the use of
considered, which was not necessarily in line with the USA‘s thinking. The
Falklands War could not have been won without the Sea Harrier’s air defence
capability and yet in 2006 the Sea Harriers were withdrawn removing the main air
Of course, until the attack on Pearl Harbour in December 1941, the USA had
scrapped the Anti-Ballistic Missile Treaty and refused to sign the Kyoto
Agreement. Bearing in mind these facts, it seems a perilous course not to equip
the armed forces with the equipment they need to be able to carry out a maritime
27Lawrence Freedman, ‘Britain at War From the Falklands to Iraq‘, RUSI Journal, February 2006,
Vol. 151, No.1, p. 12
28 John Kampfner, Blair’s Wars, (London: Free Press, 2003), p. 56-57
29 David Aaronovitch ( 2006) ’Forget Red, Blue and Yellow Now the Choice is Progressive v
Reactionaries’ Times Online May 22nd.
http://timesonline.typepad.com/david_aaronovitch/2006/05/forget_red_blue.html. (accessed 21st
December 2006).
12
strategy and to ensure Britain’s independence in extremis.
All of this is not to argue that tough choices about what to spend the defence
budget on do not have to be made, but rather the Government can only achieve
its stated objectives by retaining a balanced fleet, with full spectrum capability, if
it wishes to have a full and effective maritime strategy. There are several
reconsider the posture outlined in late 2003. First, Britain’s likely enemies have
caught onto the importance of the littoral and have been arming accordingly;
secondly, there remain some Cold War commitments which could be cut in order
to make way for extra investment in naval forces and finally, we need to consider
It seems reasonable to suppose that future threats to Britain will come from
states such as North Korea, Iran and possibly China. The key question here is to
what extent these countries could threaten an expeditionary force which Britain
is sobering. The Military Balance 2006 shows that North Korea has 65+
SSN’s).30 Iran has only three SSKs but over 250 fast patrol craft. Iran has also
30 The International Institute for Strategic Studies ed. Colonel Christopher Langton, The Military
Balance 2006, (Abingdon: Taylor Routledge, 2006), p. 266 and p. 278-9
13
per hour.31
So, in the littoral environment where Britain’s forces are likely to be deployed the
countries have numerically large air forces, which again suggests that recent cuts
bureaucratic, political and resource constraints. One such issue is the cost of
systems and bases which are legacies of the continental strategy. The biggest
example of which is British Forces Germany. In 2004 the BBC reported that
25,000 British troops remained in Germany, contributing 1.5 billion euros to the
German economy.33 One of the arguments put forward for the retention of the
BFG is that there are no suitable bases for British armoured training in the UK. It
14
the Navy is being required to cut its escort fleet by 22%. If Britain is serious
about its maritime strategy it must consider axing this legacy of the Cold War.
committed itself to 232 of these at a unit cost of £65 million although the last 88
‘marinising’ these so that they could be operated from the proposed new
Elizabeth class aircraft carriers. By operating from the decks of the new carriers
they are more likely to provide value for money to the taxpayer than being used
has also recently reported that the purchase of 138 F-35 Lightning 2s is likely to
These examples illustrate that the transition to a maritime strategy has not been
without problems and that strategic logic has often had to play second fiddle to
political and military inertia. The result is that the Royal Navy, the key enabler of
If the money for a fully functioning maritime strategy cannot be found from a
more prudent expenditure of the defence budget, then perhaps greater resources
should be found for military expenditure. In October 2006 The Guardian reported
that in terms of GDP share the budget was the lowest it had been since the
1930’s at 2.1%.36 The most up to date data from SIPRI reveals that, when based
34 Richard Norton-Taylor (2006), ‘MoD projects overspent by £3billion and a total of 36 years
late.’ http://www.guardian.co.uk/military/story/0,,1955881,00.html (accessed 21st December 2006).
35 BBC News (2006), ‘Joint Strike Fighter deal agreed’, 12th December
http://news.bbc.co.uk/1/hi/uk_politics/6173143.stm (accessed 21st December)
36 Mark Oliver (2006), ‘British Military Bites the Bullet’, October 11th.
http://www.guardian.co.uk/international/story/0,,1899128,00.html (accessed 21st December 2006).
15
on 2003 prices, British military spending is hardly different today than it was at
the end of the Cold War. In 1989 Britain spent $52.6 billion on defence and $51
billion in 2004 (in 2003 prices).37 However, the proportion of GDP spent had
It does not seem unreasonable that the Government should allocate more of its
The former Chief of the Defence Staff, Lord Guthrie, said in a recent interview
that the armed forces need more resources if they are to meet the Government’s
policy objectives:
In some respects there has been a shift to a maritime strategy. The SDR
destroyers and attack submarines and there is a commitment to build two new
aircraft carriers. In terms of strategic lift and amphibious shipping the picture
looks very rosy. But other components of the Navy have been cut which must
call into question the extent to which the Government has moved towards a
maritime strategy.
16
Additionally, it needs to be borne in mind that whilst the primary role of the Navy
a wide variety of missions and these require numbers. In December 2006 the
Royal Navy’s website reported that ships are deployed in the Atlantic, the
Caribbean, the South Atlantic, the Mediterranean and the Persian Gulf. Such
separate from the forces required to support any future crisis.39 The Navy is also
expected to play its role in protecting fisheries, protecting the world’s sea lanes of
communication (SLOC’s), protecting the UK’s North Sea energy installations and
numbers to achieve its many tasks. When pressed on this in an interview the
former First Sea Lord, Sir Alan West, warned against reducing numbers further:
‘. . .we do have to be careful to make sure that we do not reduce the Navy
to a level that makes recovery very difficult. Whenever the UK has got to
the stage where it is spending too little on defence the nation has suffered
In summary the stated strategy of the Government has moved strongly towards a
maritime strategy. This policy however has not been matched by the necessary
17
minesweepers and frigates is at odds with the ability to project power
have suggested that the two new carriers may not be built and that half of the
Navy’s main units may be mothballed. If either of these were to happen then the
maritime strategy Britain’s foreign policy options will also be severely curtailed,
leaving the country largely dependent upon the goodwill of the USA, or perhaps
even France.
replacement system on the grounds that the threats are unpredictable and
Britain’s role as a great power will probably be at an end, with or without the
nuclear deterrent.
41 The Daily Telegraph (2006), ‘From Royal Navy to coastal defence force’
http://www.telegraph.co.uk/opinion/main.jhtml;jsessionid=U34W5VBWKJDQLQFIQMFCFGGAVC
BQYIV0?xml=/opinion/2007/01/05/dl0501.xml&posted=true&_requestid=77689, (accessed 5th
January 2007)
42 Ministry of Defence (2006), ‘The Future of the United Kingdom’s Strategic Deterrent.’
http://www.mod.uk/NR/rdonlyres/AC00DD79-76D6-4FE3-91A1-
6A56B03C092F/0/DefenceWhitePaper2006_Cm6994.pdf (accessed 21st December 2006).
18
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Paul Kennedy, The Rise and Fall of British Naval Mastery, London: Penguin Group,
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19
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20
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