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Energy 192 (2020) 116648

Contents lists available at ScienceDirect

Energy
journal homepage: www.elsevier.com/locate/energy

Retrofitting with different building materials: Life-cycle primary


energy implications
Chiara Piccardo a, *, Ambrose Dodoo b, Leif Gustavsson b, Uniben Tettey b
a
Department of Architecture and Design, University of Genoa, Stradone S. Agostino 37, 16123, Genoa, Italy
b €xjo
Sustainable Built Environment Research Group, Department of Built Environment and Energy Technology, Linnaeus University, Va €, SE-35195, Sweden

a r t i c l e i n f o a b s t r a c t

Article history: The energy retrofitting of existing buildings reduces the energy use in the operation phase but the use of
Received 8 May 2019 additional materials influence the energy use in other life cycle phases of retrofitted buildings. In this
Received in revised form study, we analyse the life cycle primary energy implications of different material alternatives when
23 September 2019
retrofitting an existing building to meet high energy performance levels. We design retrofitting options
Accepted 27 November 2019
Available online 29 November 2019
assuming the highest and lowest value of final energy use, respectively, for passive house standards
applicable in Sweden. The retrofitting options include the thermal improvement of the building enve-
lope. We calculate the primary energy use in the operation phase (operation primary energy), as well as
Keywords:
Building retrofit
in production, maintenance and end-of-life phases (non-operation primary energy). Our results show
Passive house that the non-operation primary energy use can vary significantly depending on the choice of materials
Life cycle for thermal insulation, cladding systems and windows. Although the operation energy use decreases by
Primary energy use 63e78%, we find that the non-operation energy for building retrofitting accounts for up to 21% of the
Building materials operation energy saving, depending on the passive house performance level and the material alternative.
A careful selection of building materials can reduce the non-operation primary energy by up to 40%,
especially when using wood-based materials.
© 2019 Elsevier Ltd. All rights reserved.

1. Introduction stock is estimated to be about 70% of the 2050 building stock [7].
Furthermore, about 50% of the existing residential buildings were
The building sector, accounting for 40% of the European Union’s built before energy efficiency standards were introduced in build-
(EU’s) final energy use [1], plays an important role in the transition ing codes in most EU countries, in the 1970s [8]. In Sweden, 30% of
to a sustainable energy system [2]. The EU Directive 2018/844 re- the current building stock was built between 1961 and 1975 [9] and
quires minimum energy performance not only for new buildings, these are expected to require major renovations in the coming
but also for existing buildings liable to significant renovation, and years [10].
encourages Member States to increase the number of high energy The operation energy use of new and retrofitted buildings is
performance buildings [3]. The definition of high energy perfor- expected to decrease, due to implementation of energy efficiency
mance building vary widely among European countries [4], but the measures. However, this may influence the non-operation primary
energy efficiency measures usually focus on the energy use for energy use in the other life cycle phases of buildings. Sartori and
water and space heating, and next on the use of renewable energy Hestnes [11] reviewed life cycle studies, finding that the production
sources and the energy use for cooling [5]. The passive house energy is usually higher in high energy performance buildings than
concept is a model for high performance buildings with improved in conventional ones. Cellura et al. [12] discussed the production
insulation and airtightness, energy-efficient windows and heat energy use in different climate zones. Chastas et al. [13] showed
recovery from exhaust ventilation air [6]. that non-operation energy in passive house buildings ranges be-
Energy retrofit of existing buildings is important for a transition tween 11 and 57% of the life cycle primary energy. This is consistent
to low energy built environment in the EU, as the existing building with an average value of 25% found by Karimpour et al. [14].
Retrofitting measures typically used to meet high energy per-
formance levels usually result in increased building production
* Corresponding author. energy, but contribute to save between 30 and 80% of operation
E-mail address: chiara.piccardo@arch.unige.it (C. Piccardo).

https://doi.org/10.1016/j.energy.2019.116648
0360-5442/© 2019 Elsevier Ltd. All rights reserved.
2 C. Piccardo et al. / Energy 192 (2020) 116648

energy in the remaining life of retrofitted buildings [15]. The rele- standards. The highest value is achievable with cost-effective ret-
vance of the non-operation energy when retrofitting an existing rofitting measures [27] while the lowest value requires further
building depends on the adopted retrofitting measures. A Swedish improvements in the building envelope. We retrofit the building to
study [16] found that the production primary energy of a building 50 kWh/m2 (PH50) or 30 kWh/m2 (PH30) final energy use for
retrofitted to meet the passive house standard ranges between 1 heating.
and 13% of the operation primary energy saving, depending on the The retrofitting measures are divided in two categories: upgrade
efficiency of the heating and energy supply systems. Similarly, of technical devices for space and tap water heating; thermal
Asdrubali et al. [17] estimated that the non-operation primary en- improvement of the building envelope. The initial mechanical
ergy use, including production, maintenance and end-of-life pha- exhaust ventilation system is upgraded to a balanced ventilation
ses, of high energy performance retrofitted buildings ranges system with heat recovery units, with energy efficiency of fans and
between 6 and 13% of the operation primary energy saving, ventilation heat recovery (VHR) unit of 50% and 85%, respectively,
depending on the efficiency of building systems, as well as the in both passive house levels. The final energy use for tap water
amount of insulation material needed. Beccali et al. [18] found that heating is reduced by 40% through resource-efficient taps [27], for
the non-operation energy use in high energy performance retro- both passive house levels. Electrical appliances are assumed to be
fitted buildings accounts for over 20% of the operation energy unchanged. Next, we apply extra insulation to the initial building to
saving. Furthermore, the thermal improvement of the building achieve the PH50 and PH30 final energy use, respectively, using the
envelope is the most relevant retrofitting measure in terms of non- most common cost-efficient practice and starting from the base-
operation primary energy use. An Italian extensive study [19] on ment and attic areas [28,29]. The calculated insulation thickness
the effectiveness of energy efficiency policies showed that the varies depending on the passive house level and insulation material
installation of new windows results in lower net primary energy (Table 2). The initial air leakage rate of 0.8 l/s m2 at a pressure
saving compared to the extra insulation of external walls due to the difference of 50 Pa[27] is improved to 0.3 l/s m2. The initial win-
higher non-operation primary energy. Studies [20,21] also point out dows U-value of 2.9 W/m2K is lowered for new windows to 0.8 and
efficient post-use management of building materials to reduce the 0.6 W/m2K in the PH50 and PH30 buildings, respectively.
total primary energy use of retrofitting buildings.
The selection of materials in retrofitted buildings might affect 2.3. Material alternatives
the net primary energy saving significantly. However, studies of
non-operation energy when using different material to retrofit We select different materials for the thermal insulation, external
existing buildings are mostly lacking. The aim of this study is to building cladding and windows. Next, we combine different ma-
analyse the implications of using different building materials for terials together to compare the maximum number of retrofitting
retrofitting existing buildings to passive house standard. The options. The selected materials are described below.
complete life cycle in retrofitting a building is considered including
production, operation, maintenance and end-of-life, when 2.3.1. Thermal insulation
comparing different insulation materials, façade systems and Improved thermal insulation is an efficient strategy to meet high
glazing components. The final and primary energy use, as well as energy-efficiency standards [30,31], also emphasised by the EU
the net primary energy benefits, are calculated for each retrofitting Directive 2018/844 and national building codes [4]. This can
option. significantly decrease the final energy use for space heating in
retrofitted buildings, as shown in Refs. [32,33]. Nevertheless, the
2. Study descriptions and assumptions use of different insulation materials affects the production primary
energy use of retrofitted buildings [34,35]. Here, we select glass
2.1. Analysed building wool, rock wool and wood fibre, as common insulation materials
[29,33]. Extruded polystyrene (XPS) is selected for the basement
The analysis is based on a typical 3-storey multi-family building insulation because of its moisture resistance.
from the Swedish million homes programme [22], located in Ron-
neby municipality in southern Sweden. It was built in 1972, before 2.3.2. Building claddings
energy efficiency was emphasised in the Swedish building code in Improving thermal insulation of external walls usually entails
1977. The heated living area of the building is 2000 m2, divided into new building claddings. The choice of cladding materials depends
27 apartments, and a basement of 600 m2 below the ground level. on several factors, including architectural issues, technical re-
The load bearing structure consists of in-situ concrete frame. quirements, budget and users’ perception. Only a few life cycle
The façades are insulated with 95e120 mm of mineral wool and/or analysis of buildings [20,36,37] report the primary energy use of
polystyrene while the basement walls are not insulated. The attic is cladding materials, which varies depending on the material. Other
insulated with 120 mm mineral wool panels and can still contain studies highlight that the production phase mainly contributes to
further insulation. The façades are mainly covered with bricks but the energy use of cladding materials [38e40]. We select wood and
also with wood panels (East- and West-facing walls). The building bricks, as common cladding materials used in retrofitting works in
has mechanical exhaust ventilation system and is connected to the Sweden [41], and aluminium, as an energy intensive material.
local district heating system (DHS) providing tap water and space
heating. 2.3.3. Energy-efficient windows
A maximum U-value of 0.8 W/m2K is recommended for win-
2.2. Passive house standard dows in passive houses [24,42]. The overall U-value of windows
depends on the glazing unit and window frame. The U-value of
Different passive house criteria are recommended for improved glazing units can be improved by extra glazed panes, low-
building energy efficiency [23]. In Sweden, three different passive emittance coating and high-density gas fill. Some studies [43,44]
house standards can be applied on a voluntary basis: FEBY12 [24]; report that triple-glazed windows have suitable U-values for pas-
Wahlstro€ m et al. [25]; and Passive House Institute (PHI) [26] sive houses. Low emittance coatings can reduce the U-value and
(Table 1). The highest and lowest final energy use for space and tap emittance of the glazing unit by approximately 0.1 W/m2K and 3%,
water heating is 50 kWh/m2 and 30 kWh/m2, respectively, in these respectively [45]. Argon and krypton fillings are used in energy
C. Piccardo et al. / Energy 192 (2020) 116648 3

Table 1
Comparison of different passive house standards applicable in Sweden.

Description Unit FEBY12 €m et al.


Wahlstro PHI
(2012) (2008) (2016)

Final energy use


Energy use for heating kWh/m2, year 50 45
Energy use for hot water (included in ‘Energy use for heating’) kWh/m2, year 25 e 30
Evva ¼ Vvvb55 Evva ¼ Vvvb55
2
Household electricity kWh/m , year 30 e e
a
Standardised annual energy use for hot water.
b
Annual volume of used hot water.

Table 2
Adopted thermal envelope improvements for different passive house levels.

Thermal improvement Unit Initial building PH50 building PH30 building

Insulation - attic mm 0 þ540/600a þ280/360a


Insulation - walls mm 0 0 þ160/170a
Insulation e basement mm 0 þ290 þ190/200a
Energy-efficient windows W/m2K 2.9 0.8 0.6
a
The insulation thickness varies within the range depending on the insulation material.

efficient windows [46,47]. The U-value of window frames can be produced in fossil coal-based stand-alone plants. In a sensitivity
about 0.6e0.8 W/m2K [46,47] by using spacers with improved analysis we show the impact of variation of marginal source for
thermal insulation, thermal breaks and extended glazing gaskets electricity production, assuming fossil gas-based plants.
[48]. Gustavsen et al. [49] show that equal thermal performance is
achievable with different frame materials. In Sweden, windows 3.3. Dynamic energy modelling
with U-values of 0.6e0.7 W/m2K are available on the market [50],
but commercially best available technologies can improve the U- We perform dynamic hourly energy balance calculations of the
value of windows to 0.4 W/m2K [43]. We assume U-values of initial and retrofitted buildings using the VIP-Energy simulation
windows of 0.8 and 0.6 W/m2K for the PH50 and PH30 buildings, software [65], which is validated by the International Energy
respectively. The U-values of the PH50 and PH30 windows are Agency Building Energy Simulation Test and diagnostic method
achievable with triple-glazed single low-e coated and argon-filled (IEA BESTEST). The final energy use includes space and tap water
windows and with triple-glazed double low-e coated and heating, as well as electricity for ventilation. Energy for domestic
krypton-filled windows, respectively. We select wood and purposes is not included.
aluminium for window frames. The following input data are used in the energy modelling:
hourly weather data for Ronneby in 2013 [66]; indoor air temper-
3. Method atures of 22  C and 18  C for the living and common areas,
respectively; internal heat gains from building occupants and
3.1. General approach electrical appliances of 2.16 and 3 W/m2, respectively, with a con-
stant profile over the year; tap water heat consumption (kWh)
The study integrates dynamic energy modelling and bottom-up based on standard equation from Boverket [67], calculated to be
life cycle analysis to explore the energy implications of the different equal to 1800  number of apartments þ 18  heated area [m2]. More
material alternatives for building retrofitting. The dynamic energy details are given by Dodoo et al. [68], who analyse appropriate
modelling allows design of thermally-equivalent retrofitting op- parameter values and assumptions for energy analysis of the
tions for each passive house standard. Then, we use a bottom-up studied building.
approach to analyse the life cycle primary energy use of the ret-
rofitted building elements, as well as the net primary energy 3.4. Life cycle inventory
benefit from material recovery. The life cycle analysis is developed
according to ISO 14040 [51] and EN 15978 [52]. We assume that Energy and raw material inputs for the building products are
each retrofitted building element is assembled at the current time based on the Ecoinvent database [69]. Process data include the
and disassembled after 50 years. allocated energy use from manufacturing of infrastructure, even
though it is supposed to be marginal. Ecoinvent input of wood
3.2. Energy scenarios products includes the solar energy embodied in biomass during its
growth, which is equal to the gross heating value of wood [70],
We consider the effects from expected changes in production, assumed to be based on the volume of the end product. However,
use and disposal of building materials within the life cycle of the the present study does not inventory this input value, as it consists
building being retrofitted. Therefore, we consider marginal of renewable primary energy resource used as raw materials, as
changes, for example, for the marginal electricity, we assume the defined by EN 15804 [71] and EN 16485 [72], and has no impact on
most likely marginal energy source of the electricity supply system the production energy of the retrofitting measures.
instead of its historical average energy mix. Marginal electricity in
the Nordic region is often produced by coal-based power plant 3.5. System boundaries
[53,54], but it is expected to be produced by fossil gas-based plants
in future [54]. Several studies assume coal as marginal source for We analyse the complete life cycle of the retrofitted building
electricity production [33,37,55e64]. We consider electricity elements with different material alternatives, considering the
4 C. Piccardo et al. / Energy 192 (2020) 116648

production, operation, maintenance and end-of-life phases. We when biomass replaces fossil coal, is assumed to be 0.98.
calculate the life cycle primary energy as in equation (1).
3.6.1. Operation phase
Elife cycle ¼ Eproduction þ Eoperation þ Emaintenance þ Eend of life (1) The operation primary energy includes the full chain to supply
the final energy of the building. The heat is provided by the local
DHS, which is composed of various heat-only boilers (HOBs),
including two wood chip boilers with flue gas condensers, three
3.5.1. Production phase wood pellet boilers and three oil boilers. The 2013 heat supply was
The production energy includes the primary energy used to 107 GWh [79]. Oil HOBs are used as a peak-load unit, while wood
manufacture, transport and assemble the building materials. The pellets HOBs as a medium-load unit and wood chips HOBs as base-
manufacture energy use is calculated based on a bottom up load unit. The conversion efficiency of the DHS production is
approach by Gustavsson et al. [60], as expressed in equation (2): assumed to be 90% [79], 108% [79] and 85% [80] for fuel oil, wood
XX  chips and wood pellets units, respectively. The distribution
Li
Eproduction ¼ Fi;k ð1 þ ak Þ þ þ Bi (2) network heat loss is assumed to be 10.7% of the overall district heat
i k
h delivered to the building, based on average value of Swedish district
heating systems [81]. Electricity is produced in fossil coal-based
where Eproduction is the total primary energy use for material pro- marginal power plant and distribution loss is assumed to be 7.7%
duction (kWh); i are the individual types of materials in the as the average value for the Swedish electricity network between
building; k is the type of fossil fuel; F is the end-use fossil fuel 2004 and 2013 [81]. The fuel cycle energy inputs of the energy
energy used to extract, process and transport the materials (kWh); carriers is assumed to be 11% for oil, 3% for wood chips and 11% for
a is the fuel cycle energy requirement of the fossil fuel; L is the end- wood pellets [82].
use electricity to extract, process, and transport the materials
(kWhe); h is the conversion efficiency for electricity production; B 3.6.2. Maintenance phase
is the heat content of the biomass recovered for energy purposes The maintenance primary energy includes the energy use to
during material processing (kWh). manufacture, transport and assemble the materials used to replace
The fossil fuel energy (F), the biomass (B) and electricity (L) or renovate worn-out elements throughout their life cycle. The
consumption of the building materials are based on Ecoinvent data. bioenergy recovery from materials’ manufacture is included. The
But, the primary use of electricity consumption is based on adjusted number of times the materials are replaced or the elements are
Ecoinvent data by assuming that coal is used as marginal energy renovated (maintenance cycles) is based on standard service lives
source for the electricity production. The conversion efficiency (h) for the Swedish residential building stock [83]. Building materials
of coal-fired condensing plants is assumed to be 34.9% [73], while to be maintained and their service lives are: painted aluminium
distribution losses for high-voltage electricity delivered to indus- sheet, 50 years; clay tiles, 30 years; painted impregnated sawn
trial facilities is assumed to be 2% [74,75]. timber, 50 years; painting of aluminium parts, 10 years; painting of
The calculation of the material production primary energy takes wood parts, 9 years. The maintenance primary energy is calculated
into account the wastage on the construction site, increasing the by multiplying the number of maintenance cycles and the pro-
amount of materials through the application of the following per- duction primary energy of each of the materials. In a sensitivity
centage values from Bjo €rklund and Tillman [76]: 7% for insulation analysis, we repeat the calculation reducing the service life of both
waste, 10% for wood waste, 5% for all other materials. The final painted aluminium sheet and painted impregnated sawn timber
quantities of materials are summarized in Fig. 1. The primary en- from 50 to 30 years.
ergy used to transport and assemble building materials is calcu-
lated based on average data of 40 kWh/m2 and 80 kWh/m2, 3.6.3. End-of-life phase
respectively, for multi-family buildings in Sweden [77], weighted The net end-of-life energy is calculated as the primary energy
by the relative primary energy for material production. used to sort and transport construction and demolition waste
(CDW), minus the energy saving from recycling the CDW. The pri-
3.6. Bioenergy recovery mary energy use for demolition is assumed to be negligible based
on [84]. The energy use from landfilling is neglected. The following
We assume forest and processing residues to be recovered for key factors are taken into account: materials’ end-of-life option,
energy purposes during the production phase of wood products. CDW recovery rate and CDW recycling efficiency. The most com-
The total tree biomass is assumed to be composed of 59% round- mon recycling options of CDW are considered in order to analyse
wood under bark, 6% bark and 35% branches and tops, excluding the potential primary energy benefit.
stumps and coarse roots, based on Ecoinvent flow data [70]. The
amount of roundwood under bark needed to produce sawn timber 3.6.3.1. Sorting phase. The sorting primary energy use is based on
is calculated based on a breakdown between the end product and adjusted Ecoinvent data accounting for coal as source of marginal
processing residue of 51% and 49%, respectively [70]. The electricity. The energy use for CDW transport in the Ecoinvent data
manufacturing of boards is based on industrial residual wood and is excluded and instead Swedish haul distances are accounted.
does not produce any biomass residues as co-product. The lower Recovery rates of CDW from sorting activities are expected to in-
heating values of the processing residues are based on Frischknecht crease in future, due to technology development and the European
and Jungbluth [78] but adjusted for the Swedish context based on waste policies. This study identifies recovery rates based on current
[60], resulting in: 3.09 kWh/kg for forest residues, 4.17 kWh/kg for and future scenarios. In the current scenario, the overall CDW re-
sawing residues and 5.39 kWh/kg for planing residues. The biomass covery is about 50%, based on 2012 Swedish statistics [85]. In the
recovery rate is assumed to be 75% for forest residues and 100% for future scenario, CDW recovery is assumed to be 95%, an average of
the processing residues. The energy used for recovery and transport the following values in literature: 90% [20], 93% [86], 95% [87] and
of biomass residues is diesel, corresponding to 5% and 1% of the 100% [Quack, 2001 in 87].
heat value of forest and processing residues, respectively [60]. The
relative end-use conversion efficiency between biomass and coal, 3.6.3.2. Transport phase. The recovered waste is delivered to the
C. Piccardo et al. / Energy 192 (2020) 116648 5

Fig. 1. Quantities (tons) of building materials used in PH50 and PH30 buildings.

recycling site, while the remaining and non-recoverable waste is wool waste is 120% [92] and about 9% based on [97], respectively,
delivered to landfill. Backfill material (i.e. brick waste) is assumed to based on best available technology. We assume glass and mineral
be crushed at the waste processing site. The transport primary wool waste to be recycled only in the future scenario. Wood and
energy use is calculated based on specific haul distances to the XPS waste have a lower heating value of 5.17 [60] and 9.65 kWh/kg
nearest recovery/disposal site, assuming the Swedish waste man- [43], respectively. The calculation of energy recovery of wood waste
agement and production systems, as shown in Table 3. is as described in section 3.5.1.1. XPS waste is assumed to be
We assumed that transportation occurs by middle-sized truck of incinerated in a municipal incineration plant producing electricity
26 tons, travelling full to the plant with a capacity of 70%, with conversion efficiency of 30% [98].
consuming 32 l/100 km of diesel fuel, based on NTM Road [2008, in
[90]]. However, fuel consumption of heavy-duty vehicles is ex- 4. Results
pected to decrease between 41 and 52% by 2030, thanks to tech-
nology advancements in engine, lightweighting, driver assistance, 4.1. Operation energy saving
etc. Therefore, we assume diesel fuel consumption to be 15 l/
100 km at the time of the building’s demolition. The heating value The operation annual final energy use of the initial building is
and the fuel-cycle energy use of diesel are taken to be equal to 271 MWh (136 kWh/m2), including space and tap water heating,
35.3 MJ/L and 9% [82], respectively. and ventilation, and decreases by 171 MWh (86 kWh/m2 or 63%)
and 211 MWh (106 kWh/m2 or 78%) in the PH50 and PH30 build-
3.6.3.3. Recycling phase. We calculate energy benefits from recy- ings, respectively, to achieve the passive house standards of
cling (backfilling included) and energy recovery of waste, as the 50 kWh/m2 and 30 kWh/m2 final energy use (Table 4). The annual
production primary energy of the substituted primary materials heat saving from the VHR units and improved water taps are 35 and
and marginal fossil fuels, respectively. 10 kWh/m2, respectively, together accounting for 52% and 42% of
We identify materials’ end-of-life options based on the most the overall final energy saving in the PH50 and PH30 buildings,
common practices and regulations on waste management in Swe- respectively. The remaining heat saving is from improved thermal
den (Table 3). The recycling efficiency rate of aluminium scrap and building envelope.
brick rubble is 96% [96] and 15% [84], respectively, based on average Fig. 2 shows the profiles of the annual final space heating de-
used technology. The recycling efficiency rate of glass and mineral mands of the initial and retrofitted buildings. The peak space heat

Table 3
Haul distances and end-of-life options assumed for each construction and demolition waste.

Construction and demolition waste Transport phase Recycling phase

Haul distance [km] References End-of-life option References

Aluminium 100 [88] recycle [88]


Brick 10 [89] backfill [91]
Glassa 1000 Based on European production sites. landfill, recycle [91,92]
Mineral woola 200 Based on Swedish production sites. landfill, recycle [91,93]
Wood 90 [89] energy recovery [91,94]
XPS 90 [89] energy recovery [95]
a
Materials expected to be recycled in the future scenario.
6 C. Piccardo et al. / Energy 192 (2020) 116648

Table 4
Final and primary operation energy use in MWh per year (in brackets kWh per m2 heated floor area and year) of the initial building and final and primary operation energy
saving in MWh per year (in brackets kWh per m2 heated floor area and year) of the PH50 and PH30 buildings.

Description Initial building PH50 building PH30 building

Final energy use Primary energy use Final energy saving Primary energy saving Final energy saving Primary energy saving
Space heat 216 (108) 314 (157) 153 (77) 221 (111) 193 (97) 280 (140)
Tap water 50 (25) 70 (35) 20 (10) 28 (14) 20 (10) 28 (14)
Ventilation 6 (3) 15 (7) 2 (1) 5 (2) 2 (1) 5 (2)

Total 271 (136) 399 (199) ¡171 (86) 244 (123) ¡211 (106) 303 (152)

variation, as the wood-framed windows has 31% lower non-


operation primary energy use than aluminium-framed windows.
The production phase dominates the non-operation energy of
the building parts. Notwithstanding, end-of-life primary energy
benefit is significant for the burnable materials. End-of-life benefits
of XPS and wood fibre account for 7% and 87% of the non-operation
energy, respectively. In the windows, primary energy benefits are
mainly from the energy recovery of wood waste and the recycling
of aluminium. The end-of-life primary energy benefits of windows
are 90% and 86% from the wood and aluminium frames, alterna-
tively, while the remaining is from glass recycling. The energy re-
covery of biomass residues in the production and maintenance
phases increases the primary energy benefits of wood-framed
windows by up to 48%.
The total non-operation primary energy of the retrofitting op-
tions ranges between 629 and 1191 MWh, where the low-energy
option has wood fibre insulation and wood-framed windows and
Fig. 2. Annual profiles of final space heat demand of the initial and retrofitted the high-energy option has glass wool insulation and aluminium-
buildings, arranged in descending order. framed windows (Fig. 4). Retrofitting options using rock wool
insulation result in intermediate non-operation energy values. The
total non-operation primary energy follows the trend of the pro-
demands of the PH50 and PH30 retrofits are 71 and 90% lower duction energy, accounting for between 80 and 92%. The mainte-
compared to the initial building, respectively. The annual primary nance phase is not significant, ranging from 3 to 4% in the
energy use of the initial building is 399 MWh (199 kWh/m2) and retrofitting options with wood-framed windows and from 5 to 6%
decreases by 244 MWh (122 kWh/m2 or 61%) and 303 MWh in retrofitting options with aluminium-framed windows. The end-
(152 kWh/m2 or 76%) after the PH50 and PH30 retrofits, respec- of-life primary energy ranges between 3 and 14%, depending on the
tively, with trends similar to the final energy savings. primary energy benefits from the waste recovery. The end-of-life
primary energy is between 0 and -80 MWh, where the highest
4.2. PH50 retrofitting options benefits are from the bioenergy recovery of wood fibre insulation.
Bioenergy recovery in production and maintenance phases is sig-
Table 5 shows the primary energy use of the PH50 retrofitted nificant in wood-framed windows.
building parts for the non-operation life cycle phases. The base- The share of non-operation primary energy use of the total
ment and attic floor account for the highest share of the non- operation primary energy saving ranges between 5 and 10%. The
operation primary energy, together ranging from 56 to 80%. The annual net primary energy saving, which is the operation primary
lowest share corresponds to the retrofitting options with wood energy saving minus the non-operation primary energy use
fibre insulation and wood-framed windows and the highest share calculated on an annual basis assuming a life span of 50 years,
to the options with glass wool insulation and aluminium-framed ranges between 222 and 233 MWh (23 and 12 MWh compared
windows (Fig. 3). The non-operation primary energy varies signif- to the total operation energy saving, respectively), depending on
icantly for different insulation materials, with the wood fibre the retrofitting options.
insulation giving 97% lower primary energy use than the glass wool
insulation. Different window frame materials give a more moderate

Table 5
Primary energy use (MWh) of the PH50 building parts by non-operation life cycle phase.

Production Maintenance End of life Bioenergy recovery Total

Basement walls
XPS 398 25 27 0 396
Attic floor
Glass wool 473 0 0 0 473
Rock wool 329 0 0 0 329
Wood fibre 92 0 80 0 12
Windows
Aluminium 306 30 15 0 321
Wood 256 8 20 23 220
C. Piccardo et al. / Energy 192 (2020) 116648 7

4.3. PH30 retrofitting options

Table 6 shows the primary energy use of the PH30 retrofitted


building parts for the non-operation life cycle phases. The external
walls account for the highest share of non-operation primary en-
ergy, ranging between 64% and 80%. The breakdown between
thermal insulation and cladding depends on the materials. Clad-
ding account for about 90%, 92% and 99.8% of the non-operation
energy of the external walls when thermal insulation is glass
wool, rock wool and wood fibre, respectively (Fig. 5). Windows
account for the second highest share of non-operation primary
energy, ranging between 9% and 19%, followed by basement walls
and attic floor. Thermal insulation in basement walls (i.e. XPS
insulation) accounts for 32%, 41% and 96% of the non-operation
Fig. 3. Non-operation primary energy use (MWh) of the PH50 retrofitting options by
primary energy when glass wool, rock wool or wood fibre,
building part.
respectively, are used.
Consistent with the PH50 retrofitting options, the non-
operation primary energy linked to the thermal insulation varies
significantly, depending on the material, while windows and
cladding show moderate variations. The production phase usually
dominates the non-operation energy of the building elements, with
the exception of cladding. The maintenance primary energy is
normally negligible, since minor maintenance interventions are
expected, but it accounts for 5%, 12% and 18% of the production
energy for wood, brick and aluminium claddings, respectively. The
end-of-life primary energy benefits are up to 14%, 7% and 6% of the
production primary energy for the wood, aluminium and brick
claddings, respectively. These primary energy benefits are from
energy recovery of wood, recycling of aluminium and backfilling
with brick.
The end-of-life primary energy benefit of wood cladding is
roughly three and two times greater compared to brick and
aluminium claddings, respectively. Although specific primary en-
ergy benefit from aluminium recycling (16.5 kWh/kg) is higher
Fig. 4. Primary energy use (MWh) of the PH50 retrofitting options by non-operation compared to energy recovery of wood waste (5.3 kWh/kg), total
life cycle phase. primary energy benefit from wood cladding is higher compared to

Table 6
Primary energy use (MWh) of the PH30 building parts by non-operation life cycle phase.

Production Maintenance End of life Bioenergy recovery Total

Basement walls
XPS (with glass wool)a 225 25 14 0 236
XPS (with rock wool)a 213 25 13 0 225
XPS (with wood fibre)a 213 25 13 0 225
Attic floor
Glass wool 283 0 0 0 283
Rock wool 170 0 0 0 170
Wood fibre 49 0 43 0 6
Windows
Aluminium 352 30 15 0 368
Wood 300 8 20 23 265
External walls
Insulation
Glass wool 218 0 0 0 218
Rock wool 157 0 0 0 157
Wood fibre 41 0 37 0 4
Cladding
Aluminium (with glass wool)a 1815 328 123 0 2020
Aluminium (with rock wool)a 1798 328 126 0 2000
Aluminium (with wood fibre)a 1793 328 121 0 2000
Brick (with glass wool)a 1790 216 106 0 1900
Brick (with rock wool)a 1762 216 108 0 1870
Brick (with wood fibre)a 1758 216 104 0 1870
Wood (with glass wool)a 1660 86 225 161 1360
Wood (with rock wool)a 1631 86 220 157 1340
Wood (with wood fibre)a 1627 86 196 157 1360
a
The selected insulation materials in the external walls and their corresponding thermal performance influence the quantity, as well as the primary energy use, of the
materials in the basement walls and the cladding.
8 C. Piccardo et al. / Energy 192 (2020) 116648

3129 MWh, where the low-energy option has wood fibre insu-
lation, wood cladding and wood-framed windows and the high-
energy option has glass wool insulation, aluminium cladding and
aluminium-framed windows. Retrofitting options using rock wool
insulation result in intermediate non-operation energy values with
variations depending on the cladding and window frame materials.
The total production primary energy ranges between 2231 and
2898 MWh, where the low- and high-energy retrofitting options
are consistent with the non-operation primary energy results. The
total production primary energy accounts for between 86% and 95%
of the non-operation primary energy use. The total maintenance
primary energy is between 119 and 384 MWh, accounting for 5e7%,
9e11% and 12e15% of the net non-operation energy use for the
retrofitting options with wood, brick and aluminium cladding,
respectively. The total end-of-life energy is between 308
Fig. 5. Non-operation primary energy use (MWh) of the PH30 retrofitting options by
building part. and 135 MWh, accounting for 4e8%, 5e9% and 10e17% of the
non-operation energy in the retrofitting options with brick,
aluminium and wood cladding, respectively. Bioenergy recovery in
aluminium cladding due to the material quantity. In the cladding the production phase gives 10% of the non-operation energy in the
category, the low-energy option is wood. Bioenergy recovery in the wood-maximised option.
production phase increases the primary energy benefits in wood The share of non-operation primary energy use of the total
claddings by up to 80%. operation primary energy saving for the PH30 retrofitting options is
Fig. 6 shows the total non-operation primary energy of the PH30 between 12% and 21%. The annual net primary energy saving ranges
retrofitting options. The values range between 1861 and between 241 and 267 MWh (63 and 37 MWh compared to the

Fig. 6. Primary energy use (MWh) of the PH30 retrofitting options by non-operation life cycle phase.
C. Piccardo et al. / Energy 192 (2020) 116648 9

Table 7
Non-operation primary energy use (MWh) of the PH30 building claddings with a service live of 30 years for aluminium and wood claddings.

Production Maintenance End of life Bioenergy recovery Total

Cladding
Aluminium (with glass wool) 1817 1046 173 0 2690
Aluminium (with rock wool) 1793 1045 178 0 2660
Aluminium (with wood fibre) 1796 1045 171 0 2670
Wood (with glass wool) 1662 823 335 250 1900
Wood (with rock wool) 1624 822 330 246 1870
Wood (with wood fibre) 1629 822 305 246 1900

total operation energy saving, respectively), depending on the Table 8


retrofitting options. Total non-operation primary energy use (MWh) of the PH30 retrofitting options
with a service live of 30 years for aluminium and wood claddings.

Basement walls Attic floor Windows External walls Total


5. Sensitivity analysis
Insulation Insulation Window frame Insulation Cladding
XPS Glass wool Aluminium Glass wool Aluminium 3800
5.1. Maintenance cycle of building claddings
XPS Glass wool Aluminium Glass wool Wood 3000
XPS Glass wool Wood Glass wool Aluminium 3700
Our reference building is situated in a normal condition and the XPS Glass wool Wood Glass wool Wood 2900
service life of the aluminium and wood claddings is expected to be XPS Rock wool Aluminium Rock wool Aluminium 3600
50 years as the assumed remaining lifetime of the building. How- XPS Rock wool Aluminium Rock wool Wood 2800
XPS Rock wool Wood Rock wool Aluminium 3500
ever, in exposed conditions, the service life of aluminium and wood XPS Rock wool Wood Rock wool Wood 2700
claddings might be reduced significantly, resulting in the substi- XPS Wood fibre Aluminium Wood fibre Aluminium 3300
tution of worn-out claddings once in the life span of the PH30 XPS Wood fibre Aluminium Wood fibre Wood 2500
retrofitted building. Tables 7 and 8 show the non-operation pri- XPS Wood fibre Wood Wood fibre Aluminium 3200
XPS Wood fibre Wood Wood fibre Wood 2400
mary energy use when the building claddings are in exposed
condition with a service life of 30 years.
The maintenance primary energy of aluminium and wood
claddings increases by 33% and 40%, respectively, because of the benefits from the waste recovery when using fossil gas instead of
need to produce, transport and assemble new claddings coal electricity. However, the reduction of net primary energy use of
substituting worn-out ones. The changes in maintenance primary the wood cladding is 30% higher if compared to the brick cladding,
energy increase the total non-operation primary energy use of the because of the material quantity (Fig. 8).
aluminium- and wood-cladded retrofitting options by 21e27% and
22e29%, respectively. This results in higher non-operation primary
6. Discussion
energy use of the wood-cladded retrofitting options compared to
brick-cladded ones.
The results of this study show that the thermal improvement of
The share of non-operation primary energy use of the total
the building envelope is indispensable to achieve high-energy ef-
operation primary energy saving for the PH30 retrofitting options
ficiency standard in retrofitted buildings. Although the operation
increases by about 21% and 29% for aluminium- and wood-cladded
energy still significantly contributes to the life cycle energy use of
options, respectively.
both the PH50 and PH30 buildings, the non-operation energy used
to retrofit the PH50 and PH30 buildings accounts for 5e10% (8%, on
5.2. Energy supply for retrofitted buildings average) and 12e21% (17%, on average) of the operation primary
energy saving over a life span of 50 years, respectively. Based on
The effects of changed electricity production from fossil coal to material choice giving the highest net primary energy savings, the
gas in stand-alone plants on the primary energy for non-operation net primary energy saving of the PH50 and PH30 retrofitting op-
life cycle phases are shown in Tables 9 and 10 for the PH50 retro- tions are 11606 and 13325 MWh, respectively. Using rock or glass
fitting options and Tables 11 and 12 for the PH30 retrofitting op- wool for insulation instead of wood fibre reduces the net savings by
tions, respectively. Using fossil gas instead of coal reduces the 3 and 4%, respectively for the PH50 option. The corresponding
production and maintenance primary energy use for the building numbers for the PH30 option are 2 and 4%. Based on material choice
materials, due to the higher conversion efficiency of gas-fired giving the lowest net primary energy savings, the net primary
plants, assumed to be 44.3% [73]. The estimated primary energy
benefits from waste (i.e. XPS) and biomass recovery decrease as
these products are assumed to replace fossil gas instead of coal. Table 9
Primary energy changes (MWh) of the PH50 building parts when changing from
In the PH50 retrofitting options, the primary energy trend is
fossil coal to gas electricity, by non-operation life cycle phase.
unchanged. However, the net primary energy use reduces by 3%, 5%
and 7% for the retrofitting options with wood fibre, rock wool and Production Maintenance End of life Bioenergy recovery Total

glass wool insulation in the attic floor, respectively (Fig. 7). Basement walls
In the PH30 retrofitting options, the net primary energy use is XPS 11 3 6 0 ¡9
Attic floor
reduced by about 8%, 9% and 13% for the aluminium, brick and
Glass wool 48 0 0 0 ¡49
wood claddings, respectively, when using fossil gas instead of coal Rock wool 16 0 0 0 ¡16
based electricity. Claddings account for an average of 80% of the Wood fibre 8 0 16 0 8
primary energy variation due to the material quantities. Net pri- Windows
mary energy use is lower for aluminium and wood claddings than Aluminium 21 1 0 0 ¡23
Wood 28 1 4 5 ¡20
for brick cladding per material quantity, due to the lower energy
10 C. Piccardo et al. / Energy 192 (2020) 116648

Table 10 energy saving of the PH50 and PH30 retrofitting options are 11109
Total non-operation primary energy changes (MWh) of the PH50 retrofitting options and 12070 MWh, respectively. This supports the initial assumption
when changing from fossil coal to gas electricity.
that retrofitting options for existing buildings need to be analysed
Basement walls Attic floor Windows Total PE in a life cycle perspective. Furthermore, the electricity supply sys-
Insulation Insulation Window frame tem can affect the impact of energy-efficient envelope measures
XPS Glass wool Aluminium 81 significantly. When using electricity from gas-fired, power plant,
XPS Glass wool Wood 78 the net primary energy savings decrease somewhat for the PH30
XPS Rock wool Aluminium 48
retrofitting options but are still between 6 and 22% higher
XPS Rock wool Wood 45
XPS Wood fibre Aluminium 24 compared to the PH50 retrofitting options.
XPS Wood fibre Wood 21 The PH30 retrofitting options use up to 2524 MWh more energy
in the production and maintenance phases and recover up to
267 MWh more of energy in the end-of-life phase than the PH50
Table 11 retrofitting options. This is because the PH30 building includes
Primary energy changes (MWh) of the PH30 building parts when changing from additional retrofitting measures increasing the material quantities
fossil coal to gas electricity, by non-operation life cycle phase. for thermal insulation, cladding and windows. In the PH50 retro-
Production Maintenance End of Bioenergy Total fitting options, the choice of the attic insulation materials in-
life recovery fluences the primary energy balances by up to 73%. In the PH30
Basement walls retrofitting options, cladding materials affect the primary energy
XPS (with glass wool) 7 3 3 0 ¡7 balances more than insulation materials, accounting for between
XPS (with rock wool) 7 3 3 0 ¡7 55 and 80% of the non-operation energy. The highest share corre-
XPS (with wood fibre) 7 3 3 0 ¡7
spond to the use of aluminium cladding together with wood fibre
Attic floor
Glass wool 29 0 0 0 ¡29 insulation and wood-framed windows.
Rock wool 9 0 0 0 ¡9 The production phase accounts for the highest share of life cycle
Wood fibre 5 0 9 0 4 non-operation primary energy use for both the PH50 and PH30
Windows building retrofitting options. In the PH50 options the production
Aluminium 27 1 1 0 ¡27
Wood 33 1 4 5 ¡25
energy for insulation materials give the largest net primary energy
External walls use, while in the PH30 options the results are variable due to the
Insulation use of a larger number of materials. In both PH50 and PH30 ret-
Glass wool 22 0 0 0 ¡22 rofitting options, a maximum use of wood materials gives the
Rock wool 8 0 0 0 ¡8
lowest net primary energy use. This is due to the low production
Wood fibre 4 0 8 0 4
Cladding energy of wood and to the energy recovery of woody biomass from
Aluminium (with glass 180 14 3 0 ¡191 manufacture, construction and demolition activities.
wool0029 The maintenance primary energy is negligible in the PH50 ret-
Aluminium (with rock 178 14 3 0 ¡189 rofitting options but not for PH30 retrofitting options. Maintenance
wool)
Aluminium (with wood 178 14 3 0 ¡189
primary energy mainly depends on the service lives of building
fibre) elements, especially for cladding materials. For buildings in
Brick (with glass wool) 174 13 2 0 ¡185 exposed conditions, the expected service life of aluminium and
Brick (with rock wool) 171 13 2 0 ¡182 wood claddings may be shorter than the expected remaining life-
Brick (with wood fibre) 171 13 2 0 ¡182
time of the building in contrast to brick cladding. This results in
Wood (with glass wool) 316 4 46 33 ¡241
Wood (with rock wool) 310 4 45 32 ¡237 higher primary energy balance also for the wood-cladded options,
Wood (with wood 310 4 40 32 ¡242 compared to the brick-cladded options, as shown in the sensitivity
fibre) analysis. Finally, maximising CDW recovery for recycling or energy

Table 12
Total non-operation primary energy changes (MWh) of the PH30 retrofitting options when changing from fossil coal to gas electricity.

Basement walls Attic floor Windows External walls Total

Insulation Insulation Window frame Insulation Cladding


XPS Glass wool Aluminium Glass wool Aluminium 276
XPS Glass wool Aluminium Glass wool Brick 270
XPS Glass wool Aluminium Glass wool Wood 326
XPS Glass wool Wood Glass wool Aluminium 274
XPS Glass wool Wood Glass wool Brick 268
XPS Glass wool Wood Glass wool Wood 324
XPS Rock wool Aluminium Rock wool Aluminium 240
XPS Rock wool Aluminium Rock wool Brick 233
XPS Rock wool Aluminium Rock wool Wood 288
XPS Rock wool Wood Rock wool Aluminium 238
XPS Rock wool Wood Rock wool Brick 231
XPS Rock wool Wood Rock wool Wood 286
XPS Wood fibre Aluminium Wood fibre Aluminium 215
XPS Wood fibre Aluminium Wood fibre Brick 208
XPS Wood fibre Aluminium Wood fibre Wood 268
XPS Wood fibre Wood Wood fibre Aluminium 213
XPS Wood fibre Wood Wood fibre Brick 206
XPS Wood fibre Wood Wood fibre Wood 266
C. Piccardo et al. / Energy 192 (2020) 116648 11

operation primary energy saving for the PH30 is higher than for the
PH50 retrofitting options. However, when comparing the annual
net primary energy saving of the PH30 and PH50 retrofitting op-
tions, the low-energy PH30 retrofitting option results in 20% higher
net primary energy savings than the high-energy PH50 retrofitting
option, but the high-energy PH30 retrofitting option has only 3%
higher net primary energy savings than the low-energy PH50 ret-
rofitting option.

7. Conclusions

Energy retrofit of existing buildings is important for a transition


to low energy built environment. Here, the operation primary en-
ergy use of the analysed building could be reduced by 12235 and
15186 MWh for the PH50 and PH30 options, respectively, during
the expected remaining lifetime of the building of 50 years.
Building materials are mostly responsible for the non-operation
primary energy use when the thermal envelope is improved. This
is consistent with the mentioned Refs [17e19]. Our results show
that the non-operation primary energy use can vary significantly,
between 629 and 1191 MWh in PH50 building and between 1861
Fig. 7. Total non-operation primary energy use (MWh) of the PH50 retrofitting options
when using fossil coal or gas electricity. and 3129 MWh in PH30 building, depending on the choice of ma-
terials for thermal insulation, cladding systems and energy-
efficient windows. Consequently, the net primary energy savings
purposes gives primary energy benefits. The use of wood-based from building retrofitting can vary significantly, especially in the
materials results in wood waste that can be recovered for energy retrofitted buildings with high energy performance levels, due to
purposes in the production, maintenance and end-of-life-phases. the larger amount of materials used for building retrofitting. The
The non-wood materials can be incinerated for energy purposes estimated net primary energy saving is between 5 and 21%, which
(e.g. XPS) or recycled. Assuming the most common waste disposal is similar to the results of previous studies [16e18]. Using wood can
practices for the building materials, recycling usually gives primary be decisive to achieve low non-operation primary energy use,
energy benefits, especially for metal scraps. The primary energy especially if biomass residues from wood production are recovered
benefits from the recovery of inert materials is minor, since the for energy purposes. Furthermore, the impact on the non-operation
primary energy used to recover clay elements is typically higher energy use of retrofitted buildings is largest when wood materials
than the benefits from the avoided production of primary aggre- is used in those building parts with the highest material quantity, as
gates. This is mainly because of the energy use for crushing oper- building cladding and thermal insulation. Design strategies should
ations and the losses of crushed material [58]. The variations in pay attention to the durability of building materials to reduce
primary energy use and recovery between the PH50 and PH30 maintenance need. Finally, both the energy recovery of burnable
buildings are also dependent on the area of the overall extra- materials and the recycling of non-burnable materials in the end-
insulation layer and on the surface area to volume ratio. This of-life phase save primary energy and raw material resources.
could be explored by studying different building types. However, the amount of savings from energy recovery and recy-
The ratio between non-operation primary energy use and total cling of CDW depends on the technology development and waste

Fig. 8. Total non-operation primary energy use (MWh) of the PH30 retrofitting options when using fossil coal or gas electricity.
12 C. Piccardo et al. / Energy 192 (2020) 116648

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