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Clin. Otolaryngol.

2001, 26, 134±142

Pleomorphic adenomas of the major salivary glands:


a study of the capsular form in relation to surgical management
A . J . W E B B  & J . W. E V E S O N y

Department of Surgery, University of Bristol, Bristol Royal In®rmary and yDepartment of Oral and Dental Science,
University of Bristol, Dental Hospital and School, Bristol, UK

Accepted for publication 1 November 2000

W E B B A . J . & E V E S O N J . W.
(2001) Clin. Otolaryngol. 26, 134±142
Pleomorphic adenomas of the major salivary glands: a study of the capsular form in relation to
surgical management
This was a retrospective study of 126 primary pleomorphic adenomas to correlate capsular characteristics with
tumour histopathology in relation to current surgical debate (parotidectomy versus local excision). Capsular
thickness was measured by micrometry and tumours classi®ed into subtypes (1±4). Evidence of ®ne needle
aspiration damage (needle tracks, infarction) was sought. Minimal changes were seen in eight tumours. Tumour
growth features (bosselations, enveloping) were present in 57% and 33%, respectively, also microinvasion (42%) and
tumour `buds' (12%). Parotid lesions possessed thicker capsules than submandibular tumours. There was little
correlation between capsular thickness and cellular structure. The signi®cant exception was large (> 25 mm)
hypocellular parotid tumours which had thinner capsules and could be vulnerable to operative rupture. In 110
standard operations (parotidectomy, submandibular gland excision), capsular exposure was evident in 81%. Field
irrigation is recommended to lessen the risk of tumour seeding. This study reaf®rms many elements of capsular
weakness and suggests that parotidectomy is the operation of choice.
Keywords pleomorphic adenoma capsule recurrence parotidectomy needle biopsy

The surgical management of pleomorphic adenoma has studies of Patey and Thackray,23 who con®rmed the existence
evolved since the 1920s,1±3 but during the past 50 years, there and connections of pleomorphic adenoma satellites. They
has emerged a continuing debate concerning both diagnosis4,5 ®rmly discounted tumour multicentricity. At that time, surgi-
and surgical management.6±9 Despite recent optimism for a cal pioneers had already rejected the hitherto popular opera-
complete solution of problems surrounding this unusual tion of enucleation or local excision in favour of super®cial,
tumour,10 confusion and uncertainty remains. facial nerve conserving parotidectomy,6,21,24,25 but this impor-
There is a consensus that, in the major salivary glands, tant research persuaded many other surgeons away from local
pleomorphic adenomas are enclosed by a layer of ®brous excisions.26,27 The reputed advantage of parotidectomy was
tissue often termed a `capsule',11±16 but there is disagreement that it ensured an adequate margin around the tumour. Never-
over the form, extent and thickness of this layer.17 It has long theless, enucleation-local excision retained adherents.28±32
been recognised that a capsule might be extremely thin and Some surgeons de®ned a procedure termed `extracapsular
that tumour satellites or `buds' may extend through it (Figs 1 dissection' for a clinically benign parotid tumour.33 This
and 2). Masson18 classi®ed the assumed malignant potential of `re®ned' operation was distinguished from simple enuclea-
the pleomorphic adenomas on the basis of capsular form and tion. The impression given was that `popular enucleation' was
his ideas were supported.2,11,12,19±22 in the style of Hybbinette34 who favoured direct incision of the
Subsequently the uncertainty of capsular integrity was exposed tumour, curettage of the contents and sharp dissection
convincingly demonstrated by the exhaustive microscopical of the visible capsule. This was probably a false assertion and
many reported series of enucleation from reputable centres
Correspondence: Mr A. John Webb, Senior Research Fellow, were closer to extracapsular dissection.35,36 To examine this
Department of Surgery, University of Bristol, Level 7, Bristol Royal genuine surgical controversy a precise knowledge of capsular
Infirmary, Bristol BS2 8HW, UK. morphology is essential. Variations in capsular thickness,

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Pleomorphic adnenomas of the major salivary glands 135

Table 1. Distribution of tumours: UBHT 1984±1995


Total patients (tumours) 126
Total operative procedures 127
Pleomorphic adenoma 126
Primary parotid 106
Primary submandiublar 19
Recurrent parotid 4
Accessory parotid 1

(2) Seeking evidence of previous FNA and identifying any


microscopical disruption or distortion related to need-
ling.40±42

Materials, patients and methods


Figure 1. Satellite nodule (bud): tumour capsule thickness (capsular
thickness) 150±110 mm. Haemotoxylin and eosin, 10. ac c u m u l at e d s e r i e s

Examples of pleomorphic adenoma affecting the major sali-


vary glands were identi®ed from the volume and computer
histology ®les of the United Bristol Health Care Trust (UBHT)
for the interval 1984±1995 and the microscopical slides with-
drawn.
The accumulated series is shown in Table 1. The number of
histological slides per tumour varied from two to eight
(average four); staining was by haematoxylin and eosin. It
is accepted that there are limitations within a study of this type
which examines sections taken in limited planes. A minority
of the specimens were marked with India Ink so it is feasible
that minor capsular artefacts arose during ®xation and cutting
so the degree of invasion or capsular damage might have been
under estimated. Nevertheless, our material is representative
of routine pathological practice and is commensurate with
Figure 2. Absent and very thin capsule: capsular thickness 7± current NHS resources. Particular attention was directed
30 mm. Haemotoxylin and eosin, 40. towards the following:
1. Capsular characteristics: the presence or absence of the
capsule (Fig. 2); gross surgical trauma; capsular lamella-
microinvasion and tumour buds have been described in qua- tion and a pericapsular areolar space (Figs 3 and 4).
litative terms but quantitative data is very limited.11,12,22,23,37 2. Possible tumour growth features: bosselation at the sur-
In addition, recurrence following surgery is a serious com- face; envelopment of capsular structures; epithelial mar-
plication and although, in experienced hands, the incidence is gination; microinvasion of the capsule; satellite buds
low (1±2%), the mechanism is incompletely understood. (Figs 1,2,5±7). Tumour size (mm) was measured directly.
Also, it is alleged that ®ne needle aspiration cytology 3. Evidence of recent and past distortion from ®ne needle
(FNA), itself a controversial mode of diagnosis, may induce puncture, especially the presence of tumour infarction.
haemorrhage, infarction and perversion of histological detail. (Fig. 8).
This caveat is relevant to our centre where FNA is widely
used.38,39 These controversies concern current surgical
measurement
debate, hence an in depth investigation was undertaken to
address two major areas of importance, namely: The capsule was measured using a standard micrometer and
(1) A study of capsular form, incorporating micrometric graticule (2 mm 1 Interval ± 0.01 mm). Calibrations were
measurements to supplement standard histopathology made for microscope objectives  2.5,  6.3  40
of the tumour edge, i.e. capsular absence, microinvasion, (magni®cations  25,  63 and 400, respectively). The
tumour buds, capsular lamellation and bosselation, in favoured objective was  6.3 whence 10 graticule units repre-
respect of capsular vulnerability at operation. sented 150 mm. At this power it was possible to measure from

# 2001 Blackwell Science Ltd, Clinical Otolaryngology, 26, 134±142


136 A.J. Webb & J.W. Eveson

Figure 3. Lamellated capsule measuring 100 mm in thickness. Figure 6. Seifert type 2 (hypocellular) adenoma; epithelial mar-
Haemotoxylin and eosin,  40. gination with thin capsular thickness, 15±45 mm. Haemotoxylin and
eosin, 25.

Figure 4. Chronic inflammatory infiltration of capsule: capsular


thickness 150 mm±pericapsular `areolar space' 150 mm wide. Figure 7. Microinvasion of capsule by tumour: capsular thickness
Haemotoxylin and eosin,  16. 450 mm. Haemotoxylin and eosin, 25.

Figure 5. Enveloping between two bosselae: compressed ducts


within capsule: capsular thickness 30±75 mm. Haemotoxylin and Figure 8. Needle track within an `infarcted' pleomorphic adenoma
eosin, 16. measuring 600  700 mm. Haemotoxylin and eosin, 6.

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Pleomorphic adnenomas of the major salivary glands 137

7 mm (0.5 units) to 2000 mm (2 mm). For each tumour 10±20 Table 2. Tumour size related to capsular thickness measurements
measurements of capsular thickness were made and judged Tumours Size (mm)
to be representative of capsular variations. The readings

were reproducible. In three cases of pleomorphic adenoma Small (> 8 mm/< 25 mm diameter )
Mean 223.8
`enucleation', the capsule was absent. Statistical assessment SD 235.0
of mean, SD, SEM AND P-values was undertaken by the Stu- SEM 15.0
dent's two tailed t-test using a Microsoft Excel computer Large (> 25 mm diametery)
program. Mean 2020
SD 252.6
SEM 15.1
gr a di ng 
No. ˆ 20. Total capsular measurements 245; mean 12/tumour.
Histological grading of subtypes was attempted in 130 yNo. ˆ 20. Total capsular measurements 315; mean 15/tumour.
P ˆ 0.30 (not significant).
tumours, according to the style of Seifert et al.43

pathological characteristics of the lesion altered. FNA was


Results
performed in 120/126 (95%) of tumours.
b o s s e l at i o n
t u m o u r c h a r ac t e r i s t i c s
Bosselation is de®ned as a smooth bulging prominence at the
tumour margin. Adjacent bosselations tend to infold some of Several aspects of capsular thickness and tumour form were
the surrounding capsule and compress salivary tissue into the examined and are presented in order. The range of capsular
outer region of the tumour: for this we have used the term thickness was 15±1750 mm. A comparison was made between
`enveloping' (Fig. 5). To evaluate bosselation and enveloping, 101 parotid and 19 submandibular pleomorphic adenomas.
143 slides from 126 tumours were examined. In 76/126 Maximal, minimal and mean readings of capsular thickness
(60.3%) bosselation was present and in 27/76 (35%) this were submitted to statistical analysis. A signi®cant difference
moulding was extreme. For capsular enveloping, 44/126 emerged between those two sites. Parotid tumours possessed a
(34.9%) demonstrated the feature, while in 9/44 (20.4%) thicker capsule (P < 0.001).
the ®brous intrusion was prominent. Epithelial margination, Tumour size was assessed by direct measurements from the
characteristically arranged at the outer limit of myxoid bos- histological sections and compared with capsular thickness.
selae, was present in 62/126 (49.2%) and marked in 6/62 Where multiple slides were available for one tumour, the
(9.6%) (Fig. 6). maximal size was selected. For each tumour the total number
of measurements was compared. It was appropriate to select
20 of the smallest and 20 of the largest tumours and the results
m i c r o i n va s i o n a n d t u m o u r b u d s
are presented in Table 2. We were unable to con®rm any
Microinvasion of the capsule was visible in 53/126 (42%) relationship between tumour size and capsular thickness.
primary adenomas (Fig. 7); tumour buds were detected in The largest adenoma measured 35  25 mm; the smallest
15/126 (11.9%) (Fig. 1). These buds were bounded by a thin 8  8 mm.
®brous capsule. The presence of an `areolar space' around the Focal capsular absence and tumour cellularity was studied
neoplasm was sought in 143 slides. An incomplete space was by comparing hypercellular (Seifert subtypes 3 and 4) (Fig. 9)
detected in 42/143 (29.3%) but in only 3/42 (7.1%) was this with hypocellular (Seifert subtype 2) adenomas (Fig. 10),
feature prominent and in no case was a total circumferential yielding the following results: the hypercellular tumours (n
areolar space seen (Figs 4 and 6). ˆ 38) possessed focal absence in 34%, whereas for hypocel-
lular tumours (n ˆ 5) the equivalent was 74%. There was a
clear association between cellularity and a visibly intact
m i c r o s c o p i c a l f e at u r e s
capsule.
Microscopical features which might be attributed to direct, The relationship between tumour cellularity and capsular
trans®xed, FNA were problematic. Within 126 primary pleo- thickness was examined in submandibular and parotid ade-
morphic adenomas there were 10 possible intrinsic needle nomas. Maximal and total thickness measurements for Seifert
tracks (8.0%) (Fig. 8). In 4/126 pleomorphic adenomas (3.1%) subtypes 1 and 2 (hypocellular) were compared with subtypes
minor tumour infarction was seen. Associated with 1/10 3 and 4 (hypercellular). The results are shown in Table 3. An
(10%) of possible needle tracks there was infarction. Assum- association between hypocellularity and a low capsular thick-
ing that in 14/126 (11%) primary tumours there existed the ness was con®rmed for parotid tumours only where the total
possibility of FNA-induced damage, in none was the histo- capsular readings were analysed.

# 2001 Blackwell Science Ltd, Clinical Otolaryngology, 26, 134±142


138 A.J. Webb & J.W. Eveson

Table 4. Extent of capsular exposure

No. (%)

Total Neoplasms 126


Enucleation±local excision 18y
Morcellation 4
Standard surgical procedures
Total 104
Superficial parotidectomy 89
Submandibular gland excision 15
Capsular exposure  50% 64 (61.5%)
`Intact' tumours 21 (20%)z

Gross damage 7/126 (5.5%).
yGross damage 3/18 (16.6%).
zEighteen parotid, three submandibular.

Figure 9. Cellular pleomorphic adenoma (`adenoid cystic'), Seifert


type 4. Haemotoxylin and eosin, 25. enucleation±local excision resulted in 100% capsular expo-
sure. The results are shown in Table 4. Gross surgical damage
was present in 7/126 (5.5%) tumours. In respect of neoplasms
treated by `standard excisions', 81% revealed some degree of
capsular exposure and in 61.5% this exceeded 50% of the
discernible surface.

g r a di ng
Grading into histopathological subtypes was attempted for the
126 pleomorphic adenomas (Fig. 11). In three, variability in
tumour pattern obviated a con®dent reading. For the remain-
der (123/126, 97.6%), microscopy classi®ed subtypes as
shown in Table 5.
All 19 submandibular pleomorphic adenomas were graded
and the prevalent impression that, at this site, tumours are
more `cellular' than those in the parotid, was con®rmed: 8/19
Figure 10. Seifert type 2 (hypocellular) tumour. Haemotoxylin and (42%) were Seifeit subtype 3 (hypercellular), whereas the
eosin, 6.
equivalent for subtypes 3 and 4 combined, in the parotid
lesions, was 27/104 (25.9%).
The extent of capsular exposure was measured from the
histological sections. A 1-mm enclosure by salivary gland or
other tissue (fascia) was considered adequate. In addition, an
assessment was possible from the sections as to whether the
surgical procedure was enucleation±local excision, paroti-
dectomy or morcellation (`piecemeal' removal). By de®nition,

Table 3. Tumour cellularity and capsular thickness in submandib-


ular and parotid pleomorphic adenomas

Gland P

Submandibular
Maximal dimensions of capsular thickness (mm) 0.352
Total dimensions of capsular thickness (mm) 0.55
Parotid
Maximal dimensions of capsular thickness (mm) 0.22
Total dimensions of capsular thickness (mm) < 0.001y

Not significant; ysignificant. Figure 11. Seifert type 1 tumour. Haemotoxylin and eosin, 25.

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Pleomorphic adnenomas of the major salivary glands 139

Table 5. Pleomorphic adenoma subtypes: Seifert classification

Stromal component No. Present series Seifert et al. [47]

Subtype 1 30% 50% 45 (Subm. 7) 37.6 37


(Par 38)
Subtype 2 50% 80% 43 (Subm. 4) 34.9 53.5
(Par 39)
Subtype 3 20% 30% 33 (Subm. 8) 26.8 9
(Par 25)
Subtype 4 20% 30% 2 (Par) 1.6 6.5
(Adenoid cystic pattern)
Total 123

Subm. ˆ submaudibular; par ˆ parotid.

They possess thinner capsules, abundant myxoid stroma


Discussion
(Seifert subtype 2) and are inclined to rupture during dissec-
There are few studies on capsular status in major gland tion.41 This hazard is extended by our ®nding that focal
pleomorphic adenomas. Lawson44 investigated tumour size capsular absence was detected in 74% of 45 Seifert subtype
and capsule in seven parotid lesions and concluded that the 2 tumours.
deep surface possessed a thicker capsule and less `bud' The phenomenon of capsular exposure at surgery was
formation than elsewhere. Naeim,45 in a detailed study of de®ned by Donovan and Conley,15 who estimated that in
112 tumours, had enunciated three features of capsular thick- 50% of their parotidectomy specimens, close capsular dissec-
ness in relation to tumour pattern, namely: tion was unavoidable. Of 15 pleomorphic adenomas, all had
1. Hypercellularity increases capsular thickness. revealed some exposure and in four (27%) surgical capsular
2. Hypocellularity is associated with focal capsular absence injury was evident microscopically.
in 69% of cases. For hypercellular tumours, the equivalent Our ®ndings from 126 primary adenomas (1984±1995)
was 22%. treated surgically are both con®rmatory and disturbing. Enu-
3. Tumour overall size is related to capsular thickness; small cleation of parotid tumours was performed in 19 and mor-
tumours possessed thicker capsules. cellation (piecemeal removal) in four. In these, there was
A time sequence was proposed for the evolution of pleo- 100% capsular exposure and in 3/19 enucleations (15.7%)
morphic adenomas: a small hypercellular adenoma growing gross surgical damage was detected.
into a larger hypocellular entity with sites of capsular absence, Standard surgical procedures (110) were performed in
microinvasion and `bud' formation. Our data did not include accordance with accepted operative techniques, yet in 64/
`alleged duration' of the tumour. The most precise study 110 (58.1%) there was extensive ( 50%) capsular exposure:
undertaken46 involved 15 parotid lesions using whole organ in only 21/110 (19%) was complete enclosure of the adenoma
sections, to permit a three-dimensional assessment of tumour anticipated. This proportion could be an overestimate using
shape, capsular exposure and surgical damage. A signi®cant our methodology and a ®gure of 100% exposure at some site
conclusion was that cellularity bore no relation to capsular might be more realistic. There is no consensus in the literature
thickness. These opposed views added signi®cance to our as to a satisfactory margin for pleomorphic adenoma excision.
investigations, especially as we found minimal correlation of General statements such as `remove with a margin that looks
capsular morphometry with cellular features. The Seifert normal to the naked eye' are commonplace.47±49 Hancock,33
grading into subtypes was both feasible and reproducible an enthusiast for extracapsular enucleation, described a `small
for 97.3% of pleomorphic adenomas (Figs 9±11). Comparing margin or fringe of normal tissue'; yet for 64 primary parotid
parotid and submandibular adenomas in respect of capsule, we tumours he reported 40% with a covering; 38% part exposed;
found that the former showed thicker capsules (P < 0.001) but and 22% totally exposed. Various publications15,21,46,50 sug-
the latter were more cellular. gest a range of 1±10 mm as adequate and McGurk10 observed
Comparing 20 of the smallest with 20 of the largest that 50% of parotid adenomas are at some point, apposed to
adenomas, we con®rmed that small tumours tended to be seventh nerve divisions. Our microscopical measurements,
hypercellular and that for the parotid alone hypocellular taking into account capsular microinvasion and bud forma-
tumours were associated with low capsular thickness tion, suggested that 1 mm of normal tissue was acceptable.
(P < 0.001). In practical terms this is a signi®cant ®nding In support of the feasibility of extracapsular dissection or
and supports the widely-held view that large (i.e. >25 mm enucleation the pericapsular areolar space is emphasized and
diameter) parotid adenomas can be a problem at operation. illustrated;32,33,51 but our ®nding of a limited space in only

# 2001 Blackwell Science Ltd, Clinical Otolaryngology, 26, 134±142


140 A.J. Webb & J.W. Eveson

28% of slides examined suggests that arti®cial cleavage may showed any possible evidence of a needle track (Fig. 8).
arise during attempted enucleation (Figs 4±6). Infarction was a minor feature (4/126, 3.2%) and in these
A question mark remains, however, as descriptions of cases coexisting tracks were not found. We concluded that
operative technique are confusing.33,51 In addition, advocates carefully performed FNA (needle size 21±25 gauge) should
for super®cial parotidectomy place little emphasis on the not prejudice a standard histopathological diagnosis.
extent of capsular exposure encountered during the opera- Recurrent pleomorphic adenomas, continue to be a serious
tion,26,47,52 yet this operation fails to ensure tissue enclosure of clinical problem, but the precise causation is controver-
the tumour. Possible evidence for tumour growth character- sial.37,54 A rate of 1% 2% over a 10-year interval can be
istics was important.11,22,23,53 Surface bosselation and general achieved but, with notable exceptions,32,33,39,52 general clin-
irregularity receives mixed emphasis. Lam46 outlined a profu- ical follow-up is poor and anecdotal evidence suggests that
sion of surface distortions and our observations were that in recurrence rates may be higher than the best reported ®gures.
58.4% of pleomorphic adenomas, bosselae were seen, while in Despite every care, tumour rupture can complicate sur-
20.4% these protrusions were extreme. Bosselation must be a gery.30,31,55 It has been proposed that single recurrences,
manifestation of neoplastic growth pattern and we regarded which constitute the minority, derive from a residual isolated
the associated `capsular enveloping' phenomenon as a con- bud, whereas multiple ®eld recurrence results from tumour
®rmation (Fig. 5). This feature was seen in 33% of adenomas. rupture.56 The revelation of tumour buds led to strong con-
Epithelial margination indicates a neoplastic growth advan- demnation of surgical enucleation in any guise.23 Neverthe-
cing edge pattern and is particularly conspicuous in myxoid less, the proponents of extracapsular dissection have rejected
bosselae (Fig. 6). tumour `buds' as a cause of recurrence and invoke surgical
Microinvasion of the capsule is well described in pleo- inadequacy. This matter is unresolved. Many surgeons report
morphic adenomas and together with tumour buds is an rates of tumour rupture and minor capsular damage in the
indication of neoplastic activity (Fig. 7). We found tumour range of 9% 50%.28±31,52,57 Some assert that spillage of cells,
buds in 15/126 (11.9%). All `buds' were bounded by a thin inadequate microscopical margins and known residual tumour
®brous capsule and were closely connected to the main foci can be effectively controlled by external radiotherapy, but
tumour mass (Fig. 1). We found no evidence of multicentricity this view is also strongly contested.33,51,58,59
in the 126 primary tumours. Staining for reticulin enhanced Another reason advanced for recurrence is the intrinsic
the impression from haemotoxylin and eosin slides that the neoplastic biology of the tumour,60,61 as such patients tend to
pleomorphic adenoma capsule can be strikingly lamellated be signi®cantly younger than the mean age for primary
(Fig. 12). The reticulin ®bres align in the direction of the pleomorphic adenoma presentation. Also parotid surgery in
lamellae. This feature, along with bosselation and enveloping, the young±especially females±might be suboptimal for fear of
lead ustospeculatewhether the capsuleis a product ofthe tumour facial nerve damage.26,32,33,54,62
itself and not the host tissue as is usually stated.11±13,41,43 A very important aspect of parotid pleomorphic adenoma
The concern in respect of FNA perversion of tumour surgery is the action required if there is accidental rupture. The
morphology was not supported: of 126 tumours, only 8% question of irrigation arises and this subject receives minimal
attention in published work. The use of 50% zinc chloride
solution; Harrington's solution (mercuric chloride±hydrochlo-
ric acid±ethyl alcohol), iodine and 60% ethyl alcohol appears
in historical literature.1,24,63 More recent reports favour a
variety of agents: 0.15% Cetrimide, normal saline, and sterile
distilled water alternating with saline.37,45,64,65 Common
knowledge suggests that the practice of wound irrigation is
rare. Our preference, in the event of tumour rupture, is for
liberal sterile water irrigation acting as a tumouricidal agent
followed by normal saline (200±500 ml) as repeated 20 ml
syringe washouts. Reported rates for temporary facial neur-
apraxia following parotidectomy or extracapsular dissection
range from 11% to 47%.32,51,64,66 Our observations are anec-
dotal over 27 years, but it seems possible that peroperative
saline irrigation reduces facial nerve dysfunction and
diminishes the risk from minor capsular breaches leading
to tumour seeding.
Figure 12. Pleomorphic adenoma capsule showing fibrous lamella-
tion and pericapsular space. Capsular thickness and space 75 mm. Is there common ground between the seemingly diametri-
Reticulin stain  40. cally opposed surgical procedures? Fervent extracapular

# 2001 Blackwell Science Ltd, Clinical Otolaryngology, 26, 134±142


Pleomorphic adnenomas of the major salivary glands 141

dissectors do regard this operation as suitable only for the very 12 PERZIK S.L. (1956) The case against enucleation. Calif. Med.
85, 27±29
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surgical practice some form of super®cial parotidectomy is the of the salivary glands. In Problems in Pathology, pp. 167±225.
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