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Webb 2001
Webb 2001
Webb 2001
W E B B A . J . & E V E S O N J . W.
(2001) Clin. Otolaryngol. 26, 134±142
Pleomorphic adenomas of the major salivary glands: a study of the capsular form in relation to
surgical management
This was a retrospective study of 126 primary pleomorphic adenomas to correlate capsular characteristics with
tumour histopathology in relation to current surgical debate (parotidectomy versus local excision). Capsular
thickness was measured by micrometry and tumours classi®ed into subtypes (1±4). Evidence of ®ne needle
aspiration damage (needle tracks, infarction) was sought. Minimal changes were seen in eight tumours. Tumour
growth features (bosselations, enveloping) were present in 57% and 33%, respectively, also microinvasion (42%) and
tumour `buds' (12%). Parotid lesions possessed thicker capsules than submandibular tumours. There was little
correlation between capsular thickness and cellular structure. The signi®cant exception was large (> 25 mm)
hypocellular parotid tumours which had thinner capsules and could be vulnerable to operative rupture. In 110
standard operations (parotidectomy, submandibular gland excision), capsular exposure was evident in 81%. Field
irrigation is recommended to lessen the risk of tumour seeding. This study reaf®rms many elements of capsular
weakness and suggests that parotidectomy is the operation of choice.
Keywords pleomorphic adenoma capsule recurrence parotidectomy needle biopsy
The surgical management of pleomorphic adenoma has studies of Patey and Thackray,23 who con®rmed the existence
evolved since the 1920s,1±3 but during the past 50 years, there and connections of pleomorphic adenoma satellites. They
has emerged a continuing debate concerning both diagnosis4,5 ®rmly discounted tumour multicentricity. At that time, surgi-
and surgical management.6±9 Despite recent optimism for a cal pioneers had already rejected the hitherto popular opera-
complete solution of problems surrounding this unusual tion of enucleation or local excision in favour of super®cial,
tumour,10 confusion and uncertainty remains. facial nerve conserving parotidectomy,6,21,24,25 but this impor-
There is a consensus that, in the major salivary glands, tant research persuaded many other surgeons away from local
pleomorphic adenomas are enclosed by a layer of ®brous excisions.26,27 The reputed advantage of parotidectomy was
tissue often termed a `capsule',11±16 but there is disagreement that it ensured an adequate margin around the tumour. Never-
over the form, extent and thickness of this layer.17 It has long theless, enucleation-local excision retained adherents.28±32
been recognised that a capsule might be extremely thin and Some surgeons de®ned a procedure termed `extracapsular
that tumour satellites or `buds' may extend through it (Figs 1 dissection' for a clinically benign parotid tumour.33 This
and 2). Masson18 classi®ed the assumed malignant potential of `re®ned' operation was distinguished from simple enuclea-
the pleomorphic adenomas on the basis of capsular form and tion. The impression given was that `popular enucleation' was
his ideas were supported.2,11,12,19±22 in the style of Hybbinette34 who favoured direct incision of the
Subsequently the uncertainty of capsular integrity was exposed tumour, curettage of the contents and sharp dissection
convincingly demonstrated by the exhaustive microscopical of the visible capsule. This was probably a false assertion and
many reported series of enucleation from reputable centres
Correspondence: Mr A. John Webb, Senior Research Fellow, were closer to extracapsular dissection.35,36 To examine this
Department of Surgery, University of Bristol, Level 7, Bristol Royal genuine surgical controversy a precise knowledge of capsular
Infirmary, Bristol BS2 8HW, UK. morphology is essential. Variations in capsular thickness,
Figure 3. Lamellated capsule measuring 100 mm in thickness. Figure 6. Seifert type 2 (hypocellular) adenoma; epithelial mar-
Haemotoxylin and eosin, 40. gination with thin capsular thickness, 15±45 mm. Haemotoxylin and
eosin, 25.
7 mm (0.5 units) to 2000 mm (2 mm). For each tumour 10±20 Table 2. Tumour size related to capsular thickness measurements
measurements of capsular thickness were made and judged Tumours Size (mm)
to be representative of capsular variations. The readings
were reproducible. In three cases of pleomorphic adenoma Small (> 8 mm/< 25 mm diameter )
Mean 223.8
`enucleation', the capsule was absent. Statistical assessment SD 235.0
of mean, SD, SEM AND P-values was undertaken by the Stu- SEM 15.0
dent's two tailed t-test using a Microsoft Excel computer Large (> 25 mm diametery)
program. Mean 2020
SD 252.6
SEM 15.1
gr a di ng
No. 20. Total capsular measurements 245; mean 12/tumour.
Histological grading of subtypes was attempted in 130 yNo. 20. Total capsular measurements 315; mean 15/tumour.
P 0.30 (not significant).
tumours, according to the style of Seifert et al.43
No. (%)
g r a di ng
Grading into histopathological subtypes was attempted for the
126 pleomorphic adenomas (Fig. 11). In three, variability in
tumour pattern obviated a con®dent reading. For the remain-
der (123/126, 97.6%), microscopy classi®ed subtypes as
shown in Table 5.
All 19 submandibular pleomorphic adenomas were graded
and the prevalent impression that, at this site, tumours are
more `cellular' than those in the parotid, was con®rmed: 8/19
Figure 10. Seifert type 2 (hypocellular) tumour. Haemotoxylin and (42%) were Seifeit subtype 3 (hypercellular), whereas the
eosin, 6.
equivalent for subtypes 3 and 4 combined, in the parotid
lesions, was 27/104 (25.9%).
The extent of capsular exposure was measured from the
histological sections. A 1-mm enclosure by salivary gland or
other tissue (fascia) was considered adequate. In addition, an
assessment was possible from the sections as to whether the
surgical procedure was enucleation±local excision, paroti-
dectomy or morcellation (`piecemeal' removal). By de®nition,
Gland P
Submandibular
Maximal dimensions of capsular thickness (mm) 0.352
Total dimensions of capsular thickness (mm) 0.55
Parotid
Maximal dimensions of capsular thickness (mm) 0.22
Total dimensions of capsular thickness (mm) < 0.001y
Not significant; ysignificant. Figure 11. Seifert type 1 tumour. Haemotoxylin and eosin, 25.
28% of slides examined suggests that arti®cial cleavage may showed any possible evidence of a needle track (Fig. 8).
arise during attempted enucleation (Figs 4±6). Infarction was a minor feature (4/126, 3.2%) and in these
A question mark remains, however, as descriptions of cases coexisting tracks were not found. We concluded that
operative technique are confusing.33,51 In addition, advocates carefully performed FNA (needle size 21±25 gauge) should
for super®cial parotidectomy place little emphasis on the not prejudice a standard histopathological diagnosis.
extent of capsular exposure encountered during the opera- Recurrent pleomorphic adenomas, continue to be a serious
tion,26,47,52 yet this operation fails to ensure tissue enclosure of clinical problem, but the precise causation is controver-
the tumour. Possible evidence for tumour growth character- sial.37,54 A rate of 1% 2% over a 10-year interval can be
istics was important.11,22,23,53 Surface bosselation and general achieved but, with notable exceptions,32,33,39,52 general clin-
irregularity receives mixed emphasis. Lam46 outlined a profu- ical follow-up is poor and anecdotal evidence suggests that
sion of surface distortions and our observations were that in recurrence rates may be higher than the best reported ®gures.
58.4% of pleomorphic adenomas, bosselae were seen, while in Despite every care, tumour rupture can complicate sur-
20.4% these protrusions were extreme. Bosselation must be a gery.30,31,55 It has been proposed that single recurrences,
manifestation of neoplastic growth pattern and we regarded which constitute the minority, derive from a residual isolated
the associated `capsular enveloping' phenomenon as a con- bud, whereas multiple ®eld recurrence results from tumour
®rmation (Fig. 5). This feature was seen in 33% of adenomas. rupture.56 The revelation of tumour buds led to strong con-
Epithelial margination indicates a neoplastic growth advan- demnation of surgical enucleation in any guise.23 Neverthe-
cing edge pattern and is particularly conspicuous in myxoid less, the proponents of extracapsular dissection have rejected
bosselae (Fig. 6). tumour `buds' as a cause of recurrence and invoke surgical
Microinvasion of the capsule is well described in pleo- inadequacy. This matter is unresolved. Many surgeons report
morphic adenomas and together with tumour buds is an rates of tumour rupture and minor capsular damage in the
indication of neoplastic activity (Fig. 7). We found tumour range of 9% 50%.28±31,52,57 Some assert that spillage of cells,
buds in 15/126 (11.9%). All `buds' were bounded by a thin inadequate microscopical margins and known residual tumour
®brous capsule and were closely connected to the main foci can be effectively controlled by external radiotherapy, but
tumour mass (Fig. 1). We found no evidence of multicentricity this view is also strongly contested.33,51,58,59
in the 126 primary tumours. Staining for reticulin enhanced Another reason advanced for recurrence is the intrinsic
the impression from haemotoxylin and eosin slides that the neoplastic biology of the tumour,60,61 as such patients tend to
pleomorphic adenoma capsule can be strikingly lamellated be signi®cantly younger than the mean age for primary
(Fig. 12). The reticulin ®bres align in the direction of the pleomorphic adenoma presentation. Also parotid surgery in
lamellae. This feature, along with bosselation and enveloping, the young±especially females±might be suboptimal for fear of
lead ustospeculatewhether the capsuleis a product ofthe tumour facial nerve damage.26,32,33,54,62
itself and not the host tissue as is usually stated.11±13,41,43 A very important aspect of parotid pleomorphic adenoma
The concern in respect of FNA perversion of tumour surgery is the action required if there is accidental rupture. The
morphology was not supported: of 126 tumours, only 8% question of irrigation arises and this subject receives minimal
attention in published work. The use of 50% zinc chloride
solution; Harrington's solution (mercuric chloride±hydrochlo-
ric acid±ethyl alcohol), iodine and 60% ethyl alcohol appears
in historical literature.1,24,63 More recent reports favour a
variety of agents: 0.15% Cetrimide, normal saline, and sterile
distilled water alternating with saline.37,45,64,65 Common
knowledge suggests that the practice of wound irrigation is
rare. Our preference, in the event of tumour rupture, is for
liberal sterile water irrigation acting as a tumouricidal agent
followed by normal saline (200±500 ml) as repeated 20 ml
syringe washouts. Reported rates for temporary facial neur-
apraxia following parotidectomy or extracapsular dissection
range from 11% to 47%.32,51,64,66 Our observations are anec-
dotal over 27 years, but it seems possible that peroperative
saline irrigation reduces facial nerve dysfunction and
diminishes the risk from minor capsular breaches leading
to tumour seeding.
Figure 12. Pleomorphic adenoma capsule showing fibrous lamella-
tion and pericapsular space. Capsular thickness and space 75 mm. Is there common ground between the seemingly diametri-
Reticulin stain 40. cally opposed surgical procedures? Fervent extracapular
dissectors do regard this operation as suitable only for the very 12 PERZIK S.L. (1956) The case against enucleation. Calif. Med.
85, 27±29
expert or `surgical connoisseur',32,33,51 and that in routine 13 EVANS R.W. & CRUICKSHANK A.H. (1970) Epithelial tumours
surgical practice some form of super®cial parotidectomy is the of the salivary glands. In Problems in Pathology, pp. 167±225.
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salivary glands. In Atlas of Tumor Pathology. Second Series,
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questioned the completeness of excision. 15 DONOVAN D.T. & CONLEY J.J. (1984) Capsular significance in
For submandibular pleomorphic adenomas, enucleation is parotid tumor surgery: reality and myths of lateral lobectomy.
Laryngoscope 94, 324±329
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