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10 1002@nur 22023
10 1002@nur 22023
DOI: 10.1002/nur.22023
RESEARCH ARTICLE
1
Yale School of Nursing, West Haven,
Connecticut Abstract
2
Yale Child Study Center, Yale University
Racially and ethnically diverse young children who live with socioeconomic adversity
School of Nursing, West Haven, Connecticut
3
Department of Pediatrics, Yale School of are at high risk for sleep deficiency, but few behavioral sleep interventions (BSIs) are
Medicine, New Haven, Connecticut tailored to their needs. To support the future development of a feasible, acceptable,
Correspondence and culturally relevant sleep intervention, we conducted a community‐engaged,
Monica R. Ordway, Yale School of Nursing, mixed‐methods study with 40 low‐income, racially, and ethnically diverse parents to
West Haven 06516, CT.
Email: Monica.ordway@yale.edu and describe sleep characteristics, sleep habits, and parental sleep knowledge of their
monica.ordway@gmail.com 6–36‐month‐old children and to examine the associations between children's sleep
Funding information
characteristics and sleep habits. This report presents quantitative data from this
National Institute of Nursing Research, mixed‐methods study. We measured objective (actigraphy) and parent‐reported
Grant/Award Numbers: 5K23NR016277‐03,
P20NR014126, R21NR01690
sleep (Brief Infant Sleep Questionnaire) characteristics, sleep habits at bedtime,
sleep onset, and during night awakenings, parental sleep knowledge, psychological
function (Brief Symptom Inventory), and parenting stress (Parenting Stress Index).
Children had low sleep duration (537.2 ± 54.7 nighttime and 111.2 ± 29.8 nap
minutes), late bedtimes (22:36 ± 1.5 hr), and high bedtime variability (mean squared
successive difference = 3.68 ± 4.31 hr) based on actigraphy. Parental knowledge
about sleep recommendations was limited. Sleep habits before bedtime, at sleep
onset, and during night awakenings were varied. Sixty‐five percent of parents
reported co‐sleeping. Feeding near bedtime or during the night was associated with
later bedtimes, more fragmented sleep, and increased bedtime variability. These
findings suggest the need for BSIs to support earlier bedtimes and improve sleep
duration and continuity by addressing modifiable behaviors. Tailored BSIs that
consider socioecological influences on the development of sleep habits are needed.
KEYWORDS
future intervention within this community. Therefore, we did not approaches). The BIS‐Extended is valid for children ages 0–36 months
conduct a power analysis. and has a grade 5 reading level (Sadeh, 2004; Sadeh, Mindell, Luedtke, &
Wiegand, 2009) The items are correlated with a daily sleep diary and
caregiver reports of sleep. It has test–retest reliability of 0.82–0.95 for
2.3 | Procedures individual items (Sadeh, 2004).
(69.0)
(186)
(SD)
Total 24‐hr sleep
Full sample (N = 40)
Mean/N (SD)/%
Children
Mean
613.5
648
Age (months) 18.4 (8.7)
Sex (Male) 18 45%
Race/ethnicity
(76.7)
(29.8)
Non‐Hispanic white 12 27.5%
(SD)
Black 11 25%
Asian 3 7.5%
Multiracial 7 17.5%
Mean
134.4
111.2
Other/unknown 7 17.5%
Abbreviations: BISQ, Brief Infant Sleep Questionnaire; MSSD, mean squared successive differences; SD, standard deviation; WASO, wake after sleep onset.
Hispanic 22 55%
Attend childcare center 10 25%
Parents
(173.2)
Parent sex (male) 1 2.5%
(54.7)
(SD)
Education (years) 12.5 (3.3)
Race/ethnicity
Non‐Hispanic white 9 22.5%
Black 11 27.5%
Asian 3 7.5%
Mean
499.0
537.2
Multiracial 4 10%
Other/unknown 13 32.5%
Hispanic 18 45%
(45.57)
(25.3)
Marital status
(SD)
WASO (min)*
Single 28 70%
Married 12 30%
Mean
Dwelling
Apartment 31 77.5%
House 7 17.5%
(SD)
T A B L E 2 Parent‐reported and actigraph‐measured sleep characteristics
Other 2 5%
(4.31)
Employed 17 42.5%
MSSD bedtime
Full‐time 9 22.5%
Part‐time 8 20%
Mean
Shiftwork 10 25%
3.68
NA
Unemployed 23 57.5%
Health insurance
(1.1 hr)
(1.5 hr)
Medicaid 30 75%
(SD)
Private 4 10%
Bedtime*
None 6 15%
21:06
22:36
Mean
Actigraph‐measured N = 28
Parents reported that their children most commonly fall asleep “in
his/her own crib/bed and with a parent in the room” (30%), “in his/
her own crib/bed alone in the room” (40%), “in the parents' bed with
*p < .01.
a parent” (40%), and “in the parents' bed alone” (10%; parents could
select more than one option). Children also fell asleep while bottle
6 | ORDWAY ET AL.
normal sleep duration, and less than a fifth responded correctly on measured sleep characteristics. Being bottle‐fed to fall asleep was
the need for consistent bedtimes and sleep routines (Table 4). The associated with later bedtimes (rpb = .51; p = .006) and breastfeeding
sleep knowledge scores were not associated with self‐reported or was associated with more variability in bedtime (rpb = .54; p = .003).
actigraph‐recorded sleep characteristics. Parents with higher sleep Children who fell asleep in their parents' beds with a parent in the
knowledge were less likely to report that their children watch TV room had more fragmented sleep (rpb = .41; p = .03), but earlier
before bedtime (rpb = −.32; p = .04), but sleep knowledge was not median bedtimes (rpb = .40; p = .04) than other children. Rocking
associated with any other child's sleep habits. children to sleep was associated with more WASO according to
parent report (rpb = .51; p < .001), but higher total sleepover 24 hr as
measured by actigraphy (rpb = .40; p = .03).
3.5 | Associations between sleep habits and sleep
characteristics
3.5.3 | Night awakening approaches and sleep
3.5.1 | Bedtime routine activities and sleep characteristics
characteristics
When children woke up at night, bottle‐fed children had more
Having something to drink before bed was associated with later fragmented sleep (rpb = .48; p = .01) and breast‐fed children had more
bedtimes (rpb = −.40; p = .04), lower sleep efficiency (rpb = −.51; variable bedtimes (rpb = .41; p = .03). Children left to cry when they
p = .005) and more fragmented sleep (rpb = .44; p = .02) as measured woke at night had lower nighttime (rpb = −.54; p = .003) and 24‐hr
by actigraphy. Children who cuddled in the hour before bedtime (rpb = −.45; p = .01) sleep durations. Children who had diaper changes
(rpb = −.40; p = .04) had less bedtime variability and longer total if they woke at night had lower sleep efficiency (rpb = −.40; p = .03),
nighttime sleep (rpb = .33; p = .03). Listening to music was associated longer nap duration (rpb = .50; p < .01) and shorter parent‐reported
with more variability in bedtimes (rpb = .41; p = .03) as measured longest period of sleep (rpb = −.41; p = .008). Sleep location (bed‐
by actigraphy. Watching TV in the hour before bedtime was asso- sharing, rooming‐in, independent sleeping) was not significantly as-
ciated with poorer sleep quality (“how well your child usually sleeps sociated with any of the parent‐reported or actigraph‐measured
at night”; rpb = .40; p = .01) and parent‐reported sleep problems sleep characteristics.
(rpb = −.34; p = .03).
Children who do not get enough sleep are more likely to be underweight than overweight 10 (25)
Being under‐ or overactive can both be warning signs that a child is not getting enough sleep 12 (30)
Watching TV in their bedroom makes it more difficult for children to fall asleep 9 (22.5)
Children should have the same bedtime and waketime on weekdays and weekends 8 (20)
Children only need a bedtime routine if they are having trouble falling asleep 6 (15)
The average school‐aged child (6–12 years) needs about 8 hr of sleep 29 (72.5)
variability in bedtime (r = .38; p = .04). Parent anxiety was negatively Sleep habits and behaviors can be organized into three distinct
associated with consistency in the bedtime routine (r = −.33; p = .04), categories based on their timing relative to the sleep interval
but there were no statistically significant associations between (bedtime/the hour before bedtime; sleep onset; and the time after
parental distress, difficult child, parents' report of depression or sleep onset) and their potential influence on bedtime, sleep onset,
somatization and children's sleep characteristics. and sleep continuity (Hager et al., 2016). Behaviors related to each of
these time frames are discussed below.
The most common parent‐reported bedtime routine activities
4 | D I S C U S SI O N were bathing, drinking milk or juice, playing, watching TV, reading,
and brushing teeth. Some behaviors are likely to be adaptive (e.g.,
This study adds new information to explain sleep and sleep habits brushing teeth, praying, reading a story), while others may be ma-
among multiethnic infants and toddlers living in socioeconomically dis- ladaptive or arousing (e.g., watching TV, engaging in play). However,
advantaged homes and confirms the presence of sleep deficiency in these specific behaviors may be less important than the ways in which
children. The children had shorter sleep durations than clinical re- parents cluster prebedtime activities (Henderson & Jordan, 2010).
commendations (a minimum of 11–12 hr per 24 hr; Paruthi et al., 2016). Identifying and choosing adaptive activities from the broad domains
Bedtimes were much later than recommended (Mindell, Meltzer, Cars- of nutrition, hygiene, communication, and physical contact that last
kadon, & Chervin, 2009) and were more variable (Paruthi et al., 2016). no more than 30 min may help to improve bedtime routines (Mindell
Parents had limited knowledge about sleep health recommendations and & Williamson, 2018). These activities may be tailored to specific
interacted with their children in a variety of ways during the time before cultural or social practices (e.g., prayer in families with religious
and at bedtime and during the night. Some of these behaviors may be traditions or healthy snacks of specific cultural foods). The strate-
adaptive; others may have a negative impact on sleep. gies could also be tailored for families that experience high levels of
Our finding that close to half of the children did not have regular psychosocial and/or economic adversity and use different strategies
bedtime routines is consistent with previous reports among low‐ (Cronin, Halligan, & Murray, 2008; Sheridan et al., 2013). Best
income families. (Hale, Berger, Lebourgeois, & Brooks‐Gunn, 2009; approaches to BSIs for these families should likely be flexible to
Henderson & Jordan, 2010; Yoo, Slack, & Holl, 2010). Sleep accommodate family schedules (e.g., parent work schedules), en-
deficiency may result from increased household stress, less struc- vironments (crowded and noisy living space and neighborhoods),
tured routines, and/or lack of awareness of the benefits of children's and cultural traditions, while promoting the importance of bedtime
bedtime routines, as evident in the literature (e.g., Hale et al., 2009), routines. For example, suggestions for simple types of bedtime
and in the previously reported qualitative findings collected from activities that consider the families’ traditions and resources (i.e.,
these parents (Sadler et al., in press). Although some of these social access to specific kinds of books, parental literacy level, availability
and environmental influences may not be readily modifiable (e.g., of pajamas) with instructions to choose four to five activities for the
mother's work schedule, noise in the neighborhood), sleep inter- same time at night might be helpful. These approaches could be
ventions (behavioral sleep interventions) that address modifiable enhanced with the use of a visual bedtime routine chart that is
factors (e.g., bedtime, bedtime behaviors) and are tailored to families' commonly used in interventions for children with autism (Vriend,
needs may support parents to improve children's sleep. Corkum, Moon, & Smith, 2011), and inclusion of free online re-
Our findings suggest a need to focus on earlier and more regular sources, but they should be selected to be consistent with the
bedtimes and improve sleep efficiency. Because we found low levels characteristics of individual families (e.g., depictions of children that
of parental sleep knowledge, education about the importance of early look like the target group).
and regular bedtimes may be a first step to raise awareness. Moving Parental presence at bedtime including rocking, holding or
bedtimes to the recommended time of 9:00 p.m. or earlier may in- feeding children, was associated with more variable sleep and poorer
crease sleep opportunity. Even a 45‐min increase in sleep opportu- sleep continuity in this study. Caregiver presence at sleep onset
nity can make a meaningful difference in children's physical, can create a sleep‐onset association and/or limit‐setting problems
cognitive, and behavioral health (Gruber, Cassoff, Frenette, Wiebe, & that have a negative influence on sleep continuity (Allen, Howlett,
Carrier, 2012; Sadeh, Gruber, & Raviv, 2003). Helping parents Coulombe, & Corkum, 2016; Mindell, Kuhn, Lewin, Meltzer, &
recognize improvements in children's daytime behavior after Sadeh, 2006). These behavioral sleep problems are most often as-
lengthening and regularizing sleep may help to reinforce this beha- sociated with difficulty maintaining sleep, as we found in more than
vior. It may be helpful to share the importance of quality sleep and half of the children in our study who were attended by parents
recommended sleep duration by emphasizing the active role of sleep during night awakenings. The negative impact of difficulty main-
on children's brain maturation, information processing of early taining sleep on children's emotional, behavioral, and cognitive
childhood experiences, and memory consolidation (Sadeh, 2007). The function (Sadeh et al., 2003; Vriend et al., 2013) supports the im-
result of quality sleep and meeting sleep duration recommendations portance of our findings and the need to help parents assist their
is likely to favor children's optimal cognitive function and lead to children to settle to sleep without the parental presence (e.g., self‐
favorable dispositions for learning, which is critical for the developing soothing; Allen et al., 2016). This is an important focus for education,
brains of infants, toddlers, and preschoolers (Sadeh, 2007). counseling, and feedback to assist with sustained behavior.
ORDWAY ET AL. | 9
Studies of BSIs in early childhood demonstrate modest improve- consistent with that literature. However, the lack of an association
ments in sleep duration and quality (Hall et al., 2015; Meltzer & between parent depression and other aspects of child sleep conflicts
Mindell, 2014; Mindell et al., 2011a, 2011b; Paul et al., 2016). Few with these findings. Although the reason for this difference is not
studies, however, included children during toddlerhood or racially and clear, these findings might be explained by the small sample size in
ethnically diverse families who live with socioeconomic adversity— this study. Future study is needed to expand on these results.
factors that may limit the feasibility, acceptability, and efficacy of these
interventions because of environmental differences or lack of re-
sources (Schwichtenberg et al., 2019). One study of a brief sleep 4.1 | Study strengths and limitations
education program provided through the head start for preschool‐
aged children (3–5 years) improved parent‐reported preschoolers' The strengths of this study include its community‐engaged approach
sleep, parent knowledge, and parent self‐efficacy at the immediate and the racial and ethnic diversity of the sample of very young
conclusion of the program, but these improvements were not sus- children that enabled an improved understanding of sleep from the
tained at 1 month, and beliefs about sleep did not change (Wilson, perspectives of these families. This is especially important, given that
Miller, Bonuck, Lumeng, & Chervin, 2014). Reasons for this are not most published sleep research has been limited to older children
known, but it is possible that the intervention was not sufficiently from primarily white families with higher incomes and education
personalized and tailored with strategies to address the practice of (Schwichtenberg et al., 2019). However, because our goal was to
skills (Arlinghaus & Johnston, 2017) or the specific needs and stressors conduct research within the population of interest and was not de-
of families living with socioeconomic adversity. signed to compare the data from these families with other groups, we
Another potential shortcoming of existing BSIs is the focus cannot quantify differences from those groups. We used health in-
on a singular aspect of sleep health such as sleep duration surance type as a proxy for income; and 90% of our sample were
(Santos et al., 2019) or parent‐identified bedtime problems (Mindell among people with the lowest incomes in the state based on their
et al., 2006). Our findings highlight the multidimensional nature of sleep enrollment with Medicaid insurance or having no health insurance,
health by identifying the variation in sleep duration, timing, regularity, thus limiting our ability to stratify for income. A measure of socio-
and quality within our sample of low‐income children. The idea that economic status that we did not collect was a measure of food
sleep quality may be more important to health than sleep duration is insecurity that would allow us to examine the impact of hunger on
gaining increasing interest among sleep researchers (Bin, 2016). sleep in early childhood. While food insecurity may be related to the
A Lancet series on child development included a review of the need to feed children during the night, most of these families parti-
best strategies to promote child development and concluded that cipated in the Women, Infants, and Children program and therefore,
approaches should focus on early intervention targeted to dis- this may have been less of a concern. The potential role of food
advantaged children; inclusion of high quality, direct learning ex- insecurity should be considered in future studies.
periences for the child and family; and integration with family The sample size was adequate for the overall aim of the larger
support, health (e.g., dental), nutrition, and educational services mixed‐methods study designed to obtain foundational data to in-
(Engle et al., 2007). Our findings of the low prevalence of tooth form the development of an intervention that would be sensitive
brushing at bedtime (45%) and high prevalence of drinking juice or to sociocultural factors (Redeker et al., 2018; Sadler et al., in
milk before bed (70%) and/or when waking at night (57.5%) are press). However, the sample size was small and under‐powered for
concerning because of the association between nighttime feedings the correlational analyses that we conducted. Therefore, the
and early childhood caries (American Academy of Pediatric Den- results of the correlational analyses should be interpreted
tistry, 2017). Considering the higher rates of dental caries among cautiously. It is possible that we missed correlations that would
children who live in socioeconomically disadvantaged communities have been detected in a larger sample, and it is also possible that
(Kim Seow, 2012) and the arguable synergy between sleep, nutri- conducting multiple correlations increased the potential for type I
tion, and dental hygiene at bedtime, it makes sense to integrate error. Nevertheless, our data provide an important foundation for
these topics as part of the bedtime routine, similar to the American future larger‐scale studies.
Academy of Pediatrics (2017) recommendations. However, recent We included both infants and children (6–36 months) because of
reviews of efficacy trials of children's sleep interventions have our interest in developing future interventions to begin healthy sleep
identified possible diluted effects from including too many habits at an early age. Sleep health recommendations and behavioral
behavior‐change messages that consequently stretch caregivers' sleep interventions are very similar in this age group, so we did not
capacity to actually use them on a daily basis (Hurley, Yousafzai, & expect to see many differences in sleep health characteristics or
Lopez‐Boo, 2016). bedtime sleep habits between infants and toddlers. However, there
There is considerable evidence that parental stress, depression, may be differences that could be addressed in a larger study in which
and anxiety contribute to poor sleep health in early childhood those groups are considered separately.
(Caldwell & Redeker, 2015; Cortesi, Giannotti, Sebastiani, Vagnoni, & The use of actigraphy to provide objective data in addition to
Marioni, 2008; Meltzer & Mindell, 2007). Our findings of associations self‐report was a strength of this study. However, the results need to
between parenting stress and anxiety and inconsistent bedtimes are be interpreted cautiously given the limited number of days and
10 | ORDWAY ET AL.
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study, such as the BISQ, to measure sleep behaviors. However, there Arlinghaus, K. R., & Johnston, C. A. (2017). Advocating for behavior
may be other sleep behaviors, including variations in cultural habits change with education. American Journal of Lifestyle Medicine, 12,
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and parents had limited knowledge about sleep. Families used
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The authors are grateful to Barbara Caldwell for her advice and
Cortesi, F., Giannotti, F., Sebastiani, T., Vagnoni, C., & Marioni, P. (2008). Co‐
help with research design and to the student research assistants, sleeping versus solitary sleeping in children with bedtime problems: Child
community families and advisory committee members who made the emotional problems and parental distress. Behavioral Sleep Medicine, 6,
project possible. This study was supported by the National Institutes 89–105. https://doi.org/10.1080/15402000801952922
of Health (R21NR01690; P20NR014126) Monica Ordway received Cronin, A., Halligan, S. L., & Murray, L. (2008). Maternal psychosocial
adversity and the longitudinal development of infant sleep. Infancy,
support from the National Institute of Nursing Research (K23
13, 469–495. https://doi.org/10.1080/15250000802329404
5K23NR016277‐03). The project is registered in clinicaltrials.gov Derogatis, L. R. (1993). BSI brief symptom inventory: Administration, scoring,
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Diekelmann, S., & Born, J. (2010). The memory function of sleep. Nature
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OR CID
Doane, L. D., Breitenstein, R. S., Beekman, C., Clifford, S., Smith, T. J., &
Monica R. Ordway http://orcid.org/0000-0002-9765-8962 Lemery‐Chalfant, K. (2019). Early life socioeconomic disparities in
Nancy S. Redeker http://orcid.org/0000-0001-7817-2708 children's sleep: The mediating role of the current home environment.
Journal of Youth and Adolescence, 48, 56–70. https://doi.org/10.1007/
s10964‐018‐0917‐3
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