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Guptaetal2017 IJIM
Guptaetal2017 IJIM
VISHAL GUPTA*
Organizational Behavior Area
Indian Institute of Management Ahmedabad, Gujarat, India
vishal@iima.ac.in
SHAILENDRA SINGH
Human Resource Management Group
Indian Institute of Management Lucknow, Uttar Pradesh, India
shail@iiml.ac.in
ABHIJIT BHATTACHARYA
Decision Science Group
Indian Institute of Management Lucknow, Uttar Pradesh, India
abhijit@iiml.ac.in
⁄
Corresponding author.
1750055-1
V. Gupta, S. Singh & A. Bhattacharya
Introduction
Organisations of today operate in a turbulent economic environment characterised
by heightened competition and unpredictable technological changes. The success
of an organisation is greatly influenced by the innovative contributions of its
workforce. Research and Development (R&D) departments are of strategic im-
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portance for organisations as they shoulder the mission of carrying out major
innovations by the effective generation, deployment, transfer and integration of
knowledge, particularly technological knowledge (Ángel and Sánchez, 2009;
Manolopoulos, 2006; Gupta and Singh, 2015; Zhang and Bartol, 2010). While the
identification of key factors that can foster and sustain innovative performance
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1750055-2
Leadership, Engagement and Innovative Performance
(Bakker and Demerouti, 2007, 2008). Research examining the relationships be-
tween engagement and employee-level innovation has been limited to only crea-
tivity and innovative work behaviours so far (Agarwal et al., 2012; Bakker and
Xanthopoulou, 2013; Bhatnagar, 2012; Zhang and Bartol, 2010). Researchers
(e.g., Bakker and Demerouti, 2008; Bakker and Xanthopoulou, 2013; Christian
et al., 2011; Eldor, 2016) have argued that there is a need for more systematic
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studies that test the relationship between work engagement and employee inno-
vative performance.
The goal of the present study is to examine the process through which
leadership affects innovative performance of R&D professionals. Drawing on
the behavioural theory of leadership (Yukl, 2008) and the job demands–
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resources (JD–R) theory (Bakker and Demerouti, 2008), the study examines
the mediating role of work engagement for the positive relationship between
leadership and individual-level innovative performance in the context of R&D
work.
The present study makes multiple contributions to theory and practice. First, the
study tests the mediating role of work engagement for the relationships between
leadership and employee-level innovative work behaviours and innovative per-
formance. Second, we use multiple criterion measures — papers published in
journals, patents applied and awarded, PhDs trained and invited keynote
addresses — to assess R&D professionals’ innovative performance alongside their
self-reported ratings of innovative work behaviours. Third, the study provides a
test of all the above mentioned relationships in an applied (R&D) setting. Through
replication, this study provides a validation of the relationships that have been
suggested in the leadership, work engagement and creativity and innovation
management literatures.
The study has been organised as follows. The next section describes the the-
oretical background and rationale for the hypotheses. The ‘Method’ and ‘Results’
sections present details about the study sample, the measures used in the study and
the data analyses performed. The final section discusses the main findings, the
implications for both theory and practice, the limitations of the research and the
directions for future research.
1750055-3
V. Gupta, S. Singh & A. Bhattacharya
2015).
The apparent differences between the leadership requirements of traditional and
R&D environments suggest that the conventional measures of leadership may apply
only partially to empowered environments (Arnold et al., 2000; Yukl, 2008). In our
close review of the literature, we have observed that researchers continue to use an
available, “validated” questionnaire for their research without careful consideration
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about the relevance of the content for their research question and sample.
Researchers (e.g., Berson and Linton, 2005; Stoker et al., 2001; Paulsen et al.,
2013) studying leadership in R&D context have mostly tested the impact of aspects
of transformational leadership on performance. Leadership and creativity scholars
have argued that such leadership taxonomies are too multifaceted, broad, abstract,
and the measurement is arbitrary to yield consistent results on subordinate per-
ceptions or performance (Amabile et al., 2004; van Knippenberg and Sitkin, 2013;
Yukl, 1999; Yukl and van Fleet, 1992). We believe that field studies that measure
only the behaviours included in a traditional measure usually miss the opportunity to
examine a wide range of behaviours, or to collect rich, descriptive information about
leader behaviours considered to be important for a specific context.
Following the call for testing the impact of alternate conceptualisations of
leadership (Bakker et al., 2011; van Knippenberg and Sitkin, 2013) and given the
uniqueness of R&D settings in the present study, we adopted the five-factor
behavioural conceptualisation of R&D leadership developed and validated by
Gupta and colleagues (Gupta and Singh, 2013; Gupta et al., 2013) for R&D
settings. The five-factor conceptualisation is based on the behavioural theory of
leadership (Yukl, 2008; Yukl et al., 2002; Yukl and van Fleet, 1990) and includes
positive leader behaviours like task-oriented, recognising and inspiring, team
building, empowering and leading by example behaviours. The conceptualisation
is grounded in the context of R&D work and has been tested and validated in
previous studies (Gupta and Singh, 2014, 2015). Empowering, team building,
supporting, problem solving, monitoring, developing behaviours have been found
to be important for R&D settings in Western studies as well (e.g., Amabile et al.,
2004; Berson and Linton, 2005; Hirst and Mann, 2004). However, there were a
few other behaviours (e.g., leading-by-example, inspiring) that were also consid-
ered to be very important for R&D work. We discuss the five-factors of R&D
leadership very briefly below.
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Leadership, Engagement and Innovative Performance
the juniors understand the importance of the work and promotes the proud feeling
of contributing to a larger cause. Empowering refers to involving others in the
decision-making process and giving them autonomy to complete the work in the
manner they deem fit. Team-building behaviour is important when the organisa-
tional mission requires employees to share information and resources, help each
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other, and work together for long periods of time. Leading by example is about
setting high standards of integrity and performance by one’s own behaviours.
Authority exercised by a non-qualified supervisor is resented, as it violates
employees’ professional pride. Leading by example behaviour, on the other hand,
develops trust and mutual respect.
Innovation constitutes the logical sequel to creativity (Baer, 2012). Profes-
sionals who are innovative need to indulge in not just idea generation, considered
to be central to creativity (Zhang and Bartol, 2010), but also in idea promotion and
idea implementation (Janssen, 2000; West, 2002; Gomes et al., 2015). Recent
research studies have also revealed that innovation (idea promotion and imple-
mentation) may be different from creativity (idea generation) and may place very
different demands on the leadership of the organisation. For example, Çokpekin
and Knudsen (2012) studying the relationship between creativity and innovation
observed opposite and contradicting relationships between work environment
characteristics (e.g., autonomy) and product and process innovations. Montag et
al. (2012) observed non-significant to only small correlations between idea gen-
eration and innovation outcomes. In order to measure the construct of innovation
holistically and to bring out the differences between the impact of workplace
factors on subjective (innovative work behaviours) and objective (innovation
outcomes) dimensions of innovation, we measured both the dimensions. Innova-
tive work behaviours were measured using a self-reported subjective measure,
whereas innovative performance was measured using objective measures such as
papers published in peer-reviewed journals, patents applied and awarded, number
of PhD students trained, and invited keynote addresses.
the necessary skills in tasks that can aid in eventual task accomplishment (Gupta
and Singh, 2015). Clarifying includes setting specific task-related objectives,
encouraging search for efficient ways to do the work, and facilitating evaluation
of performance by providing a benchmark against which to compare it (Yukl
et al., 2002). Empowering behaviour can fulfill the need for autonomy, an
essential prerequisite for promoting innovative performance (Amabile, 1983;
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Deci and Ryan, 2000). Acknowledgement of ideas and opportunities for self-
direction, and frequent constructive feedback confirm competence and provide
important information on how to improve performance (Amabile et al., 1996).
Innovative work often is an outcome of team work (Ángel and Sánchez, 2009;
Hirst et al., 2009). Leaders who promote teamwork increase the frequency of
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H1: Leader behaviours (a) task-oriented, (b) recognising and inspiring; (c) team-
building; (d) empowering; (e) leading by example) will be positively related
to R&D professionals’ innovative work behaviour.
H2: Leader behaviours (a) task-oriented, (b) recognising and inspiring; (c) team-
building; (d) empowering; (e) leading by example) will be positively related
to R&D professionals’ innovative performance (i) papers published; (ii)
patents applied and awarded; (iii) PhDs trained; and (iv) keynote
addresses).
1750055-6
Leadership, Engagement and Innovative Performance
1750055-7
V. Gupta, S. Singh & A. Bhattacharya
Leaders can play a variety of roles depending on the work situation like
recognising good ideas, defining the significant problems, influencing work goals
and providing technical stimulation (Badawy, 1988). Leaders, by providing su-
pervision (task-oriented behaviour), and by being supportive can enhance per-
ceptions of social support at work. Social support from the supervisor may buffer
the impact of job demands on levels of engagement because employees receive
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work-related help and emotional support (Bakker and Schaufeli, 2008). Empow-
ering leader behaviour has been found to be positively related to both affiliative
extra-role behaviours (having an interpersonal, cooperative focus like helping
and supporting behaviours) and challenging extra-role behaviours (challenging
status quo) (Raub and Robert, 2010). By empowering subordinates at work, lea-
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ders can help in coping with job demands because subordinates have discretion on
when and how to respond to the demands. Choice, acknowledgement of ideas,
and opportunities for self-direction are vital preconditions for enhancing enthu-
siasm (vigour) at work and can significantly promote employee dedication to work
(Deci and Ryan, 2008; Kahn, 1990). Feedback and recognition can have positive
impact on dedication at work as it provides them with the information necessary to
maintain their performance and promotes a sense of significance.
Team building behaviour can help build an environment of trust and cohesive-
ness. Leaders, by emphasising team work, can increase the frequency of interactions
between the team members (Mumford et al., 2002), thereby, fulfilling the need for
relatedness and safety (Deci and Ryan, 2000; Rich et al., 2010) and promoting
absorption. When employees perceive the presence of a cohesive work group, they
feel more attached and relate better to it (Deci and Ryan, 2000). Expert leaders can
provide coaching to subordinates and promote subordinate’s levels of energy and
mental resilience (components of vigour). Individuals are more likely to perform a
work after a visual demonstration of a successful behaviour or through setting
examples of appropriate rules and thought processes (Bandura, 2001; Shalley and
Perry-Smith, 2001). Employees who work under expert supervisors are bound to
receive greater modelling experience that can enhance their competence and even-
tually vigour at work. Based on the above arguments, we hypothesize:
H3: Leader behaviours (a) task-oriented, (b) recognising and inspiring; (c) team-
building; (d) empowering; (e) leading by example) will be related to R&D
professionals’ work engagement.
1750055-8
Leadership, Engagement and Innovative Performance
competition with time-tested courses of actions (Elkins and Keller, 2003; Huhtala
and Parzefall, 2007; Thamhain, 2003). Beyond knowledge and skills, innovative
work requires a certain level of inner force that pushes the employee to persevere
in the face of challenges inherent in the creative work (Shalley and Gilson, 2004).
In the present study, we argue that when work engagement is high, employees are
not just more motivated at work (Schaufeli et al., 2009b) but are also more likely
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to engage in activities that can help them in converting ideas into innovative
outputs (Bakker and Xanthopoulou, 2013). Engaged employees are dedicated and
vigorous at work and are more likely to be physically, cognitively, and emo-
tionally connected with their work roles (Kahn, 1990). Engaged employees show
high levels of self-efficacy in terms of directing their own career and investing
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1750055-9
V. Gupta, S. Singh & A. Bhattacharya
innovative work (Deci and Ryan, 2000). Employees who perceive high supervi-
sory support are more likely to have higher levels of mental resilience (strength
and vigour) and have lesser reasons to fear incurring damaging consequences for
their self-images, statuses, or careers as a result of investing themselves fully into
innovative work (Rich et al., 2010; Zhou and Pan, 2015). Leading by example
behaviours can influence subordinates modelling and self-control processes
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(Bandura, 2001). Individuals are more likely to feel confident, and capable of
performing a work after a visual demonstration of a successful innovation or
through the transmission of examples of appropriate rules and thought processes
(Shalley and Perry-Smith, 2001). By observing exemplary behaviours and psy-
chological strengths of their leaders (i.e., vicarious learning), and by receiving
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critical feedback from them, employees may develop greater confidence in their
abilities, be absorbed at work and persist in innovative pursuits (Rego et al., 2012).
Based on the above arguments, we hypothesize:
H6: Work engagement will mediate the relationships between leader behaviours
(a) task-oriented, (b) recognizing and inspiring; (c) team-building; (d)
empowering; (e) leading by example) and R&D professionals’ innovative
work behaviours.
H7: Work engagement will mediate the relationships between leader behaviours
(a) task-oriented, (b) recognising and inspiring; (c) team-building;
(d) empowering; (e) leading by example) and R&D professionals’ innovative
performance (i) papers published; (ii) patents applied and awarded;
(iii) PhDs trained; (iv) keynote addresses).
Method
Sample and data collection
The research study was conducted in 11 R&D institutes of India’s largest civilian
research and development agency. With 37 constituent institutes and about 4,000
R&D scientists, the agency produces one of the world’s largest collections of
industrially-oriented public research that are measured in terms of peer-reviewed
scientific and technical publications and patents. Innovation is among the clearly
stated goals in the agency’s mission statement. Furthermore, the scientists working
in the organisation are very well aware that innovation (technology/product de-
velopment) is expected from them. Thus, innovation is a part of employees’ in-role
performance. The 11 surveyed institutes represented each of the major research
domains of the agency (biological sciences, chemical sciences, physical sciences,
and engineering sciences).
1750055-10
Leadership, Engagement and Innovative Performance
institutes, 467 completely filled surveys were obtained (response rate of sixty-four
percent). Twenty-five percent of the respondents were females. Five percent of the
respondents had a graduate degree, 33% had a post-graduate qualification and 62%
had a Ph.D. degree. The average job tenure was 13.4 years. Forty-one percent of
the respondents were junior level scientists, 39% were middle-level scientists,
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Measures
The specific measures used in the study are described below along with the results
of the confirmatory factor analyses (CFA).
R&D leadership. Positive R&D leadership was measured using the 39 item scale
developed by Gupta et al. (2013). The responses were measured using a five-point
Likert scale (1 ¼ not at all, 5 ¼ great extent). Model consisting of five first-order
factors (task-oriented, recognising and inspiring, team building and developing,
empowering and leading-by-example) showed strong interrelationships between
the first-order factors (average r ¼ 0.79) suggesting the presence of a higher-order
common factor (Kline, 2011). The high correlations among the behaviour
dimensions suggested the presence of a ‘halo effect’, or the subordinates’ tendency
to have a holistic perception of their leaders that affects their ratings. Conse-
quently, another model was specified consisting of the first-order dimensions plus
one second-order factor labelled as positive R&D leadership. The model showed
very good fit with the data ( 2 [657] ¼ 1172.81, p < 0.01; GFI ¼ 0.89; CFI ¼
0.96; TLI ¼ 0.96; RMSEA ¼ 0.04). Sample items included ‘monitors key process
variables as well as outcomes’ (task-oriented behaviour), ‘develops in me proud
feeling of giving something back to society’ (recognising and inspiring behaviour),
‘provides me decision-making autonomy’ (empowering behaviour), ‘encourages
interaction among colleagues’ (team-building behaviour), and ‘works as hard as
he/she can’ (leading-by-example behaviour).
In order to keep the ratio of manifest indicators to latent constructs manageable,
reduce the number of free parameters in the model, decrease sample size
requirements, and increase the chances of adequate model fit, we used partially
disaggregated parceling for the construct. Partially disaggregated model uses the
1750055-11
V. Gupta, S. Singh & A. Bhattacharya
average of subsets of items from a measure to form indicators for a latent variable,
with these indicators referred to as parcels (Bagozzi and Edwards, 1998; Hall
et al., 1999; Williams and O’Boyle Jr, 2008). The leadership construct had five
sub-dimensions, namely, task-oriented, recognising and inspiring, empowering,
team-building and leading by example that were measured by their respective
items. All the items representing task-oriented behaviour were combined (aver-
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aged) to form the first parcel in order to maximise the internal consistency of the
parcel (Williams and O’Boyle Jr, 2008). Similarly, items measuring ‘recognizing
and inspiring’ behaviour were combined to form the second parcel. The procedure
was repeated for the remaining three behaviours. With this approach, the parcels
together reflected all of the facets (or dimensions) present within the positive R&D
leadership construct. The partially disaggregated model showed excellent fit with
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the data ( 2 [3] ¼ 1.08, p > 0.05; GFI ¼ 0.99; CFI ¼ 1.00; TLI ¼ 1.00; RMSEA
< 0.001).
Work engagement. Work engagement was measured using Utrecht Work
Engagement Scale (UWES)-9 developed by Schaufeli et al. (2006). The Utrecht
scale was used as it has been shown to be discriminant from job involvement and
organisational commitment (Hallberg and Schaufeli, 2006), and has also been
validated for the Indian context (e.g., Agarwal et al., 2012; Bhatnagar, 2012;
Gupta and Kumar, 2013). The responses were measured using a five-point Likert
scale (1 ¼ never, 5 ¼ very frequently). This was done to ensure consistency of
scales being used to measure different constructs and also to reduce any possible
errors that may creep in switching between different response scales. Sample items
included ‘at my job, I feel strong and vigorous’ (vigour), ‘when I am working, I
lose track of time’ (absorption), and ‘my job inspires me’ (dedication). Three first-
order factors plus one second-order factor (labelled as work engagement) model
showed very good fit with the data ( 2 [30] ¼ 67.36, p < 0.01; GFI ¼ 0.97; CFI ¼
0.98; TLI ¼ 0.97; RMSEA ¼ 0.05). In order to keep the ratio of manifest indi-
cators to latent constructs manageable, reduce the number of free parameters in the
model, decrease sample size requirements, and increase the chances of adequate
model fit, we used partially disaggregated parceling for the engagement construct.
Three partially disaggregated parcels were created for the three sub-dimensions
(vigour, dedication, absorption) of engagement in a manner similar to that fol-
lowed for the R&D leadership construct above. The model showed excellent fit
with the data ( 2 [1] ¼ 0.18, p > 0.05; GFI ¼ 1.00; CFI ¼ 1.00; TLI ¼ 1.00;
RMSEA < 0.001).
Innovative performance. A preliminary understanding of innovative perfor-
mance indicators was generated through the review of literature (e.g., Oldham and
Cummings, 1996; Dewett, 2007; Tierney et al., 1999). Interview-based pilot study
was conducted about four months before the survey collection to validate and
1750055-12
Leadership, Engagement and Innovative Performance
parceling for the four sub-dimensions of innovative work behaviour (as explained
for the leadership construct above). The partially disaggregated model showed
excellent fit with the data ( 2 [1] ¼ 0.03, p > 0.05; GFI ¼ 1.00; CFI ¼ 1.00; TLI
¼ 1.01; RMSEA < 0.001).
Control variables. We controlled for demographic variables (age, gender,
education, job tenure, and job level) that have been found to be significantly
related to creativity in the previous studies (e.g., Dewett, 2007; George and Zhou,
2007; Madjar and Ortiz-Walters, 2009; Shin and Zhou, 2003; Tierney and Farmer,
2002; Tierney et al., 1999; Zhang and Bartol, 2010). Age was measured as a
continuous variable. Gender was modelled as a categorical variable. Education
was measured as an ordinal variable. Graduates were assigned a code of 2, post-
graduates were assigned a code of 1, and Ph.D. degree holders were assigned a
code of 0. Employee job tenure was measured as years in service and was mod-
elled as a continuous variable. Job level was measured as an ordinal variable.
Junior-level scientists were assigned a code of 2, middle-level scientists were
assigned a code of 1 and senior-level scientists were assigned a code of 0. Dummy
variables were developed for education and job level in order to conduct regres-
sion analyses.
reliability of the group means. The ICC(2) value of leadership was 0.38, lower
than the criterion of 0.70 (Bliese, 2000). The values of ICC(1) and ICC(2) for
work engagement were 0.01 and 0.93. The above results showed that there was
not sufficient evidence for aggregating the individual-level variables to R&D in-
stitute-level. Individual employees may act according to what they perceive are the
behaviours of their supervisors, and since we were concerned about the effects of
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leadership on their work engagement, it was appropriate to let the study variables
be at the individual level in order to capture the uniqueness of the survey
respondents.
The convergent and discriminant validity of the perceptual variables were tested
through CFA. Table 1 presents the descriptive statistics and inter-correlations
between study variables.
The results in Table 1 point to desirable psychometric properties of the sub-
jective measures. In particular, Cronbach alpha and composite reliability values
were well above the suggested minimum value of 0.70 (Anderson and Gerbing,
1988; Nunnally and Bernstein, 1994). Measurement model consisting of the study
variables showed very good fit with the data ( 2 [85] ¼ 199.55, p < 0.01; 2 =df ¼
2.35; GFI ¼ 0.95; TLI ¼ 0.96; CFI ¼ 0.97; RMSEA ¼ 0.05). The discriminant
validity of the latent constructs was analysed by applying the Fornell and Larcker
(1981) test. This test requires average variance extracted (AVE) of each construct
to exceed the square of inter-correlations between the latent constructs. Results of
Table 1 show that the AVE of leadership and work engagement were greater than
0.5 and that the square of correlations between constructs was lesser than AVEs of
individual constructs. The results of the above-mentioned tests provided strong
evidence of the discriminant validity of the constructs.
a CR b M SD 1 2 3 4 5 6 7 8 9 10 11 12
1. Age — — 42.1 10.5 —
2. Gender — — 0.75 0.43 0.17 * —
3. Education — — 1.59 0.58 0.30 * 0.00 —
4. Tenure — — 13.7 10.6 0.89 * 0.15 * 0.12 ** —
5. Job Level — — 0.83 0.76 0.68 * 0.16 * 0.42 * 0.54 * —
6. R&D leadership 0.92 0.92 3.72 0.77 0.03 0.05 0.02 0.03 0.06 (0.70) 0.10
V. Gupta, S. Singh & A. Bhattacharya
7. Work 0.85 0.85 4.15 0.57 0.13 * 0.13 * 0.15 * 0.10 ** 0.11 ** 0.32 * (0.66) 0.08
engagement
8. Innovative work 0.79 0.83 3.98 0.49 0.02 0.03 0.03 0.03 0.00 0.29 * 0.57 * (0.52) 0.32
behaviours
1750055-16
9. Peer-reviewed — — 7.25 10.1 0.28 * 0.03 0.38 * 0.19 * 0.37 * 0.02 0.17 * 0.04 —
journal papers
10. Patents — — 1.00 2.49 0.20 * 0.01 0.23 * 0.15 * 0.21 * 0.01 0.12 ** 0.05 0.37 * —
11. PhDs guided — — 1.01 2.40 0.31 * 0.06 0.29 * 0.19 * 0.37 * 0.01 0.22 * 0.07 0.58 * 0.28 * —
12. Keynote — — 2.41 5.08 0.28 * 0.12 * 0.24 * 0.19 * 0.37 * 0.01 0.15 * 0.01 0.34 * 0.17 * 0.36 * —
addresses
Notes: a : Cronbach alpha reliability; b CR: Composite reliability of the construct measures.
AVE for each construct (Nos. 6–8) is provided in parentheses along the diagonal; Values below the diagonal are inter-construct correlations; Values
above the diagonal (i.e., AVE) are square of correlations (Nos. 6–8).
* p < 0.01 (two-tailed); ** p < 0.05 (two-tailed); N ¼ 467.
Leadership, Engagement and Innovative Performance
Results
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Hypotheses testing
Relationships between perceptual measures were estimated using covariance based
Structural Equation Modelling (SEM), performed through AMOS 22. We esti-
mated the structural model comprising of control variables, leadership, work en-
gagement, innovative work behaviour, innovative performance measures and
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common method factor. The structural model showed very good fit with the data
( 2 [152] ¼ 333.37, p < 0.01; 2 =df ¼ 2.19; GFI ¼ 0.94; TLI ¼ 0.94; CFI ¼ 0.96;
RMSEA ¼ 0.05).
Innovative performance was measured using count data representing the
number of times an event occurred during a given time period. Skewness and
restrictions of range associated with event counts result in a high degree of non-
normality (Cameron and Trivedi, 1998). In order to account for the non-normality
of the data, we analysed the structural model comprising of control variables,
leadership, work engagement, innovative work behaviour and innovative perfor-
mance measures using the bootstrap algorithm (Arbuckle, 2013; Byrne, 2010). We
Innovative Work
Behaviour
Journal Papers
.14**
Notes: Results represent bootstrap estimates of the standardised path coefficients. Control variables (age, gender,
tenure, education and job level) and common method factor are not shown for ease of presentation. Paths from
leadership to objective measures and from innovative work behaviour to objective measures were non-significant
and are not shown for ease of presentation. Full results can be found in Table 2.
Model fit: 2 [152] ¼ 333.37, p < 0.01; 2 =df ¼ 2.19; GFI ¼ 0.94; TLI ¼ 0.94; CFI ¼ 0.96; RMSEA ¼ 0.05.
*p < 0.01; **p < 0.05; ***p ¼ 0.1; N ¼ 467.
1750055-17
V. Gupta, S. Singh & A. Bhattacharya
generated 10,000 bootstrap samples and estimated the 95% bias-corrected confi-
dence intervals for the bootstrap estimates. The results of the bootstrap runs and
SEM analyses are presented in Fig. 1 and Table 2.
Leadership was positively related to innovative work behaviour ( ¼ 0.20, p <
0.05) but was not related to peer-reviewed journal papers published, patents filed
and awarded, PhDs guided and number of invited keynote addresses. Thus, only
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1750055-18
Leadership, Engagement and Innovative Performance
H1 was supported and H2 was not supported. Leadership was positively related to
work engagement ( ¼ 0.26, p < 0.01), providing support to H3. Work en-
gagement was positively related to innovative work behaviour ( ¼ 0.23, p <
0.05). Work engagement was significantly related to all the employee-level in-
novation outcomes. The direct effect of work engagement on peer-reviewed
journal papers published ( ¼ 0.13, p < 0.05), on patents filed and awarded ( ¼
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0.10, p ¼ 0.1), on PhDs guided ( ¼ 0.13, p < 0.05), and on number of invited
keynote addresses ( ¼ 0.14, p < 0.05) were positive and significant. The 95%
bootstrap confidence intervals for all of the paths between work engagement and
innovative outcomes and 90% confidence interval for the path between work
engagement and PhDs guided did not contain 0, thereby, signifying the existence
Int. J. Innov. Mgt. Downloaded from www.worldscientific.com
of significant direct effects. The results provided evidence for a positive rela-
tionship between work engagement and innovative outcomes measures. The above
results provided support for H4 and H5.
The path from leadership to innovative work behaviour was significant ( ¼
0.14, p < 0.05) even in the presence of work engagement, thereby suggesting the
presence of mediation. The standardised indirect effect was 0.06 with 95%
bootstrap confidence interval ranging from 0.02 to 0.12. H6 was, therefore,
supported. As can be seen from Table 2, the 95% confidence intervals for the
indirect paths from leadership to peer-reviewed journals, patents filed and
awarded, keynote addresses and PhDs guided did not contain a 0. The results
suggested that leadership had an indirect effect on innovation outcomes through
work engagement. However, the direct paths from leadership to innovative out-
comes were non-significant. Overall, because the direct effect of leadership on
innovation outcomes (H2) was non-significant, we conclude that H7 was not
supported.
Following Anderson and Gerbing (1988) suggestion, an alternate model for
the hypothesized model was tested. Given that the innovative performance
measures referred to the three years before the administration of the survey, it is
possible that they are the drivers of current work engagement because
employees’ previous performance gives them feedback about how well they do
and can play the role of a job resource (Huhtala and Parzefall, 2007). In order to
check this possibility, we performed regression of work engagement on inno-
vative performance measures. The alternate model had a fit that was poorer
( 2 [0] ¼ 2.50). As shown in Table 2, the direct paths from innovative per-
formance measures to work engagement were not significant (95% bootstrap
confidence intervals contained a zero), thereby ruling out the possibility of
reverse relationships.
1750055-19
V. Gupta, S. Singh & A. Bhattacharya
Discussion
Theoretical contributions
The study makes important contributions to theory. First, the study demonstrates
relationships between leadership, work engagement and employee innovative
performance. Researchers (e.g., Bakker et al., 2011; Bakker and Xanthopoulou,
by INDIAN INSTITUTE OF MANAGEMENT - AHMEDABAD LIBRARY on 03/26/17. For personal use only.
2013; Bhatnagar, 2012) have often observed that there exists scant literature
testing the relationships between leader interventions and employee innovative
outcomes, and between work engagement and employee innovative outcomes. To
the best of our knowledge, this is one of the few studies that has tested the
relationships between leadership, work engagement and employee innovative
performance using objective measures. The study showed that employees who are
Int. J. Innov. Mgt. Downloaded from www.worldscientific.com
engaged at work are more likely to exhibit behaviours and conduct activities that
will lead to innovative performance.
Leadership was not found to be directly related to innovative outcomes. While
display and engagement of innovative behaviours is under the control of the
employee, innovative output depends on a lot of external factors like available
resources, teamwork, team constitution, type of project (academic/non-academic),
market conditions, etc. (Montag et al., 2012). Also, R&D professionals are more
likely to autonomous in their work and thinking (Elkins and Keller, 2003). The
self-image of R&D professionals is usually that of men who make things work,
avoid waste of time, capital, and labor, and are independent in thought and action.
It is, therefore, possible that leaders may not have a direct relationship with the
outcomes produced by them. The results of the study provide support to the
substitutes of leadership theory (Kerr and Jermier, 1978) by showing that the type
of work and the educational qualifications of individuals can act as a substitute for
leadership. Also, the results agreed with the previous research studies (e.g.,
Dewett, 2007; Montag et al., 2012; Oldham and Cummings, 1996; Tierney et al.,
1999) that have shown that the pattern of findings varies significantly depending
on the type of innovation indicators (subjective, objective) used, and that it will be
a mistake to conceptualise innovation as a unitary construct. Future studies should
validate this finding.
Second, by examining the mediating role of work engagement the study sheds
light on the process through which leadership is related to employee innovative
performance. The study supports the theoretical position of the importance of
promoting employee engagement at work and shows that it is a much surer way of
promoting innovation. An important way in which leaders can impact employee-
level innovation is by seeing to it that their subordinates feel energetic and en-
gaged at work. While the leader may not be able to directly influence the inno-
vative outcomes, by keeping her people engaged she is creating the possibility of
1750055-20
Leadership, Engagement and Innovative Performance
consistent over the years. This small but consistent influence can substantially
change a person’s position in life, just like a slow but steady current can move a
boat a considerable distance across a lake over time (Mayer et al., 2000).
Third, the study validated some of the findings that have been obtained in
western contexts earlier and added new insights about the relationships that have
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not been tested in the literature earlier. Replication studies are needed in social
sciences (King, 2011; Yong, 2012). Findings that have been established need to be
continuously revalidated in different work contexts in order to provide evidence of
their generalisability. The study makes contribution to leadership, work engage-
ment and creativity and innovation management literature in this regard. By testing
the conceptual model in an R&D setting, the study not only provides new evi-
dences of relationships between leadership, work engagement and innovative
performance, but also validates the already known associations between the study
variables.
1750055-21
V. Gupta, S. Singh & A. Bhattacharya
has some limitations that can be addressed in future research. The research was
cross-sectional, so any inferences regarding causality may be limited. The data
were self-reported and collected at a single point in time. Though we have made
every attempt to minimise concerns of common method variance and checked for
the common method variance through procedural control (assuring respondents of
anonymity of their responses) and statistical control (modelling a latent common
method factor), the possibility of this error cannot be all together eliminated.
Future studies should test the relationship between leadership and innovativeness
through other study designs, like longitudinal study, analysis of daily diary entries
of scientists in order to better understand the interrelationships between the con-
structs. An interesting direction for future study might be to assess the extent to
which individual differences (e.g., role identity, personality, cognitive style,
knowledge, etc.) interact with aspects of leadership and work engagement to
influence innovative outcomes. For instance, it is possible that an individual with a
creative personality (e.g., openness to experience) may be more willing to engage
in idea promotion behaviours to produce the needed novel and useful outcomes.
The present study was done at an individual level of analysis. While the perfor-
mance measures we collected were valid indicators of individual performance,
future research studies should conduct analysis at group level to analyse the impact
of leadership and work engagement on group-level innovation.
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