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Original Paper

Psychopathology 517 Received: January 15, 2004


Accepted after revision: September 23, 2004
DOI: 10.1159/0000XXXXX
PR
Course of Autism Signs in the First Year
of Life
S. Maestro F. Muratori A. Cesari M.C. Cavallaro A. Paziente C. Pecini
C. Grassi A. Manfredi C. Sommario
Division of Child Neuropsychiatry, Scientific Institute Stella Maris, Pisa University, Pisa, Italy

Key Words Introduction


Autism spectrum disorders ! Home movies ! Behavioral
summarized evaluation scale Clinical descriptions of autism suggest different types
OO
of presentations, including early-onset and regressive
cases. The majority of children with autism are usually
Abstract identified by 24 months of age [1, 2]. However, a rate
Autism spectrum disorders (ASD) are thought to be pres- ranging from 12 to 76% of children is reported as symp-
ent right from birth, even if a minority of children dis- tomatic within the first year or few months of life [3]: for
plays a normal course during infancy followed by a re- these cases, developmental abnormalities concern social
gression during the second year of life. However, interaction, nonverbal communication, sensory and mo-
established criteria are not yet available to differentiate tor skills. Other children, ranging between 20 and 49%,
these different courses of ASD, and data coming from display a normal course during infancy followed by the
different sources have not yet been organized into a clear onset of symptoms during the second year of life [4–7].
definition. The aim of this study was to elucidate the time Even if this second course is characterized by an insidious
of onset, as well as type, frequency and stability of symp- or sudden loss of previously established developmental
toms during the first year of life in ASD. The behavioral milestones [8–10], these cases, however, do not meet ICD
summarized evaluation scale, applied to 40 home mov- or DSM criteria for disintegrative disorder. In fact, a few
ies of children later diagnosed as having ASD, showed parents of children with autism report some degree of re-
that most of the subjects (87.5%) display symptoms with- gression after the first birthday [11], but it appears differ-
in the first year of life, when only a small group (12.5%) ent from the regression in disintegrative disorder [4, 6];
is completely symptom free. A group of more rated i.e., it may exhibit a fluctuating pattern [8, 12], and its
symptoms was found, constituting a typical pattern char- importance in autism remains the topic of many debates.
acterized by being withdrawn, and displaying poor social Established criteria are not yet available to differentiate
initiative, hypoactivity, and lack of emotional modula- these courses, and the data coming from different
tion. The importance of these findings is discussed in sources (parents’ reports, structured retrospective inter-
F
relation to early diagnosis and treatment. views, early screening instruments, home movies) have
Copyright © 2004 S. Karger AG, Basel not been organized into a clear definition. Many studies
confirm that autism spectrum disorder (ASD)-specific
impairments change with age and development; for ex-

© 2004 S. Karger AG, Basel Filippo Muratori


0254–4962/04/0000–0000$21.00/0 c/o IRCCS Stella Maris
Fax +41 61 306 12 34 Via dei Giacinti, 2
E-Mail karger@karger.ch Accessible online at: IT–56018 Calambrone – Pisa (Italy)
www.karger.com www.karger.com/psp Tel. +39 050 886292, Fax +39 050 886247, E-Mail f.muratori@inpe.unipi.it

PSP517.indd 1 16.11.2004 08:34:30


Table 1. Clinical and demographic description of the sample analysis of the data. The main aim consists in providing
new criteria to describe the early course of ASD; in par-
AD PDDNOS p ticular, we chose to focus on the time of onset, and the
(n = 21) (n = 19)
major frequency, stability and severity of some symp-
Male/female 16/5 16/3 0.81 toms during the first year of life.
(n.s.)
PR Mean age at diagnosis, years 39.0 38.4 0.80
(n.s.) Materials and Methods
Cognitive level (normal/delay) 10/11 8/11 0.97
(n.s.) Sample
CARS (mean score) 38.7 35.5 0.04 We studied home movies from the first year of life of a group of
40 ASD children (table 1) recruited from a cohort of patients who
CARS = Childhood autism rating scale. had come to the Division of Child Neurology and Psychiatry of the
Scientific Institute Stella Maris for diagnosis. The group was com-
posed of 32 males and 8 females with autistic disorder (AD; 21
cases) or pervasive developmental disorder not otherwise specified
(PDDNOS; 19 cases). Participants were excluded if they had frag-
ample, many young children may meet all criteria for ile X syndrome, Rett syndrome, Down syndrome, sensory deficits,
autism with the exception of stereotyped mannerisms cerebral palsy or any other CNS disease. We have also excluded all
cases described by their parents as appearing to have a prolonged
and repetitive behaviors which need a certain degree of period (at least 2 years) of normal development before the onset of
brain development to develop. Besides, difficulties arise developmental regression, or cases with no symptoms at BSE in the
from the evidence that, during the first year of life, many second year of life. All the children were between 3.0 and 4.8 years
abnormalities are not easy to detect, because they can be of age when the diagnosis was posed through a multidimensional
hidden by a certain degree of social and nonsocial devel- 5-day inpatient assessment encompassing clinical observation, psy-
chological testing and biological examinations, as well as an exten-
opment. In a previous prospective study [Maestro et al., sive interview with the parents regarding history, symptoms and
unpubl. data] on attentional skills in ASD during the first adaptive functioning. The clinical diagnosis of ASD was carried out
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year of life, we pointed out an early deficit in social atten- by consensus by two senior child psychiatrists (S.M. and F.M.) us-
tion which could be less clear because of the good atten- ing a checklist of symptoms composed of the 12 criteria for autism
tion towards objects. For these many reasons, even if au- derived from the three impaired developmental areas according to
DSM-IV [17]. Interrater reliability for each item of the checklist
tism begins before 3 years of age, exactly when it begins was calculated by the Cohen K (K value fell between 0.8 and 1). All
is not known and the question regarding which signs we the children satisfied the criteria for ASD diagnosis in accordance
could expect to observe at an early age is still open. with the DSM-IV criteria and the consensus by the two child psy-
Different studies, which focused on the appearance of chiatrists. In addition to the diagnosis of AD or PDDNOS, a score
the first symptoms in autism, have applied retrospective of 30 or above on the childhood autism rating scale [18] was re-
quired (mean: 37.1; range: 30–50.5). IQ was evaluated by means of
video analysis referring more correctly to age of onset the Griffith, Leiter or Wechsler scale: 18 children had an IQ 170,
rather than age of symptom recognition by parents. These and 22 were cognitively delayed (IQ between 50 and 70). No dif-
studies pointed out that young children, later diagnosed ferences were found between AD and PDDNOS for sex, cognitive
as having ASD, can be distinguished from typical chil- level and age at diagnosis; the intragroup analysis (AD vs.
dren with respect to interaction and attachment [13], so- PDDNOS) showed the absence of significant differences in the to-
tal score obtained at BSE [t(38) = –0.96, p = 0.34], while on the
cial attention [14], communication, motility and atten- childhood autism rating scale, a significant difference was found
tion [15], intentional communication and imitative abil- for higher score in AD (table 1).
ity [16]. In some of these studies [14, 15], the behavioral
summarized evaluation (BSE) scale was used to quantify Description of the BSE Scale
The BSE was developed by Barthelemy et al. [19] to evaluate
symptom severity. In a previous research [9], we, too,
the severity of behavioral problems in children with autism. The
have used the BSE and we have indicated three different scale consists of 20 items on a single sheet, easy to handle, and ac-
courses of ASD: the progressive type with an onset with- cessible to professionals involved in the assessment of ASD. A total
in the first year of life; the regressive type with an onset score is obtained to have information on the clinical state of the
during the second year of life, and the fluctuating type child at the time of the observation. The glossary of the scale has
F
been integrated with examples and descriptions from the infant
displaying an ambiguous course with alternative symp-
form of the BSE [20] because of the very young age of infants ob-
tomatic periods. In the present study, we review these served in the home movies. Each infant’s behavior is rated on a
findings by means of applying the BSE to a larger sample 5-point scale where 0 corresponds to never observed; 1 corresponds
of home movies of ASD children, and by a more stringent to sometimes; 2 corresponds to often; 3 corresponds to very often,

2 Psychopathology 517 Maestro et al.

PSP517.indd 2 16.11.2004 08:34:58


Table 2. Total scores during the first year of life and number of positive subjects on BSE items at T1 and T2

Item Total score Number of positive subjects p value


T1 T2

1 Is eager for aloneness 3 0 2 (5) 0.18


2 Ignores people 42 11 (27.5) 19 (47.5) 0.044
PR
3 Poor social interaction 51 13 (32.5) 24 (60) 0.003
4 Abnormal eye contact 39 11 (27.5) 19 (47) 0.327
5 Does not make an effort to communicate using voice and/or words 28 3 (7.5) 16 (40) 0.003
6 Lack of appropriate facial expressions and gestures 26 5 (12.5) 14 (35) 0.002
7 Stereotyped vocal and voice utterances, echolalia 5 1 (2.5) 3 (7.5) 0.276
8 Lack of initiative, hypoactivity 60 17 (42.5) 29 (72) 0.003
9 Inappropriate relating to inanimate objects or to doll 12 2 (5) 7 (17) 0.279
10 Resistance to change and to frustration 2 1 (2.5) 1 (2.5) 1
11 Stereotyped sensorimotor activity 6 1 (2.5) 4 (10) 0.102
12 Agitation, restlessness 7 1 (2.5) 3 (7.5) 0.564
13 Bizarre posture and gait 4 1 (2.5) 2 (5) 0.414
14 Autoaggressiveness 0 0 0 1
15 Heteroaggressiveness 2 0 1 (2.5) 0.317
16 Soft anxiety signs 14 3 (7.5) 7 (17.5) 0.066
17 Mood difficulties 64 16 (40) 27 (67.5) 0.011
18 Disturbance of feeding behavior 6 1 (2.5) 4 (10) 0.317
19 Unstable attention, easily distracted 4 1 (2.5) 3 (7.5) 0.157
20 Bizarre responses to auditory stimuli 0 0 0
Sum of total scores 377
Mean of total scores 8 SD 9.4787.58
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Figures in parentheses indicate percentages. Figures in italics are significant.

and 4 represents a behavior that is always observed. Its retrospec- the sum of total scores obtained by summing the total scores of the
tive use on the home movies has already been described by Adrien 20 items of all the sample at T1 and T2, we have calculated a cutoff
et al. [15]. value, corresponding to the mean of the total scores in the sample,
minus one standard deviation. We used the cutoff value to differ-
Procedures and Statistical Analysis entiate different forms of onset in ASD. First, we indicated the 12th
At the time of assessment, families were asked to bring their month as the age limit to differentiate early from late onset; sec-
child’s videotapes and after a complete description of the study, ondly, we have identified subjects totally free of symptoms in the
written informed consent was obtained. The tapes were reviewed two first semesters of life; thirdly, to find the more representative
in detail and logged according to the child’s chronological age dur- symptoms of ASD, we have considered the frequency distribution
ing each scenario and to specific content. Chronological ages were of the total scores for each item in the two semesters, calculated by
calculated by full months, based on the child’s birth date and the summing the scores of all the subjects; fourthly, a nonparametric
corresponding dates appearing on the tapes. For the aim of this analysis (Wilcoxon test) was performed to find which item signifi-
study, we selected videotapes where the infant’s longitudinal devel- cantly increased from T1 to T2. Finally, to explore differences on
opment could be clearly observable during all the first year of life. the total score of BSE between AD and PDDNOS, a t test between
Videotape footage varied in length from 10 to 65 min (mean: 37 groups was applied.
min and 5 s).
The home movies were rated by four raters, psychologists and
child psychiatrists experienced with ASD children and trained by
an experienced clinician (S.M.) using video samples of children not Results
being part of the study. The training sessions aimed at familiarizing
F
with the BSE glossary and learning to detect early symptoms in
The cutoff value, derived from the mean of the total
home movies. The training period lasted 2 months, until interrater
agreement on the score of each item reached 100%. scores (9.47) minus one standard deviation (7.58), was
For the videotape scoring, we have divided recordings into two 1.89 (table 2). On this basis, we have identified two groups
periods: 0–6 months (T1) and 6–12 months (T2). On the basis of of subjects: those with a total score 11.89 (35 subjects),

Early Signs of Autism Psychopathology 517 3

PSP517.indd 3 16.11.2004 08:34:58


and those with a total score !1.89 (late-onset group, 5 ment, is only apparent. Many of the infants in the present
subjects). Among the first group, 24 subjects had shown study display sequences of protoconversations with
symptoms since the first semester of life (very-early-onset adults, but these skills do not seem to anticipate other
group), and 11 subjects started to display symptoms only forms of social contact. For these reasons, we now prefer
in the second semester of life (early-onset group). to use a definition based on the timing of symptoms (ear-
The analysis of the distribution of each item in T1 and ly and late onset), and keep regression aside for cases who
PR
T2 (table 2) showed that in both periods, the items 2, 3, regress after the second year of life. Besides, knowledge
4, 8 and 17 were most frequently represented and had a of the longitudinal course of symptoms is important in
score above the 80 percentile. Conversely, the items 1, 7, order to analyze how the emergence of some symptoms
10, 13, 14, 15, 19 and 20 had a score below the 25 per- may interfere with the course of developmental abilities
centile. All the items above the 80 percentile, except item in the child; we propose that a better understanding of the
4, and the items 5 and 6, both regarding communication, reciprocal interference between development of compe-
had a significant increase from T1 to T2. tencies and onset of symptoms can lead to the under-
standing of the core clinical problem in autism. The three
types of onset could also support the idea that the poten-
Discussion tial operation of genetic or other factors might be ex-
pressed during different critical periods [26, 27] and with
On the basis of the time and course of symptoms, we different effects on the infant as far as behavioral shifts
could hypothesize three different types of onset in ASD: are concerned. The 9- to 12-month period appears to be
very early onset (children start to display atypical behav- particularly critical for ASD processes, as pointed out by
iors within the first semester of life); early onset (children Baranek [28] who reported the presence of subtle symp-
show developmental abnormalities only within the sec- toms of autism at 9–12 months and suggested this period
ond semester of life after an apparently typical develop- as a window for early diagnosis and treatment.
ment), and late onset (children appear completely non- The other area of interest of our research regards the
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symptomatic during the first year of life). In our sample, group of more rated items that constitutes a typical symp-
87.5% of the subjects had symptoms within the first year tom constellation characterized by being withdrawn (ex-
of life and only 12.5% became symptomatic in the second pressed by item 2: ‘ignores people’), and displaying poor
year of life. Comparing this finding with other percent- social interaction with difficulties in eye contact, hypoac-
ages in the literature, our late-onset group results smaller tivity, and lack of emotional modulation (which suggests
than the percentage of regressive cases reported in the a mood disorder). Such a clinical pattern confirms our
literature [4, 5]. One explanation could be related to the previous data about an early social deficit in ASD [29].
particularity of the video material analyzed, which pro- Moreover, it seems very close to prominent depressive
vides direct observations of the earliest stages of develop- symptoms, supporting De Long’s [30] idea that the idio-
ment, allowing a more accurate recognition of symptoms pathic form of autism, not associated with clear brain
compared to retrospective interviews. In fact, differen- damage, as our cases, might be related to familial affec-
tiation between courses in autism may be confounded by tive psychopathology. Nevertheless, the idea that ASD
delayed parental recognition of developmental problems, could be the expression of a severe early-life phenotype
and it is possible that regression does not represent ac- of familial major affective disorder has to be confirmed
tual regression of development but rather a failure to by an empirical study of the occurrence of affective dis-
progress. This is the first study to our knowledge to deep- orders in the families of our children.
en early courses in ASD through direct observation of Among the BSE items, hypoactivity is one of the most
infants in the home movies recorded by parents before frequently rated. Until recently, little emphasis had been
diagnosis. Up to now, developmental regression has been placed on the development of motor function, which had
explored only through maternal perception [11]. The im- often been thought to be intact. More recently, different
portance of regression in autism remains the topic of studies have shown that older children with autism have
some debate [21]. Several accurate studies on the devel- some parkinsonian characteristics [31–33], but there is
F
opment of typical behaviors in autism [22–25] show sub- still controversy over whether movement disorders play
tle and qualitative abnormalities of normal behaviors a central role in ASD. Teitelbaum et al. [34] have sup-
which lead us to believe that developmental regression, ported the view that movement disturbances play an in-
based on the assumption of a previous normal develop- trinsic part in autism from birth. Through a home movie

4 Psychopathology 517 Maestro et al.

PSP517.indd 4 16.11.2004 08:34:58


PR
Fig. 1. Distribution of the frequency of total
scores for each item in the first year of life.

study, they found impairments in righting from supine to grams and modify the natural course of the disorder; in
prone, in crawling, and later on in standing and walking: fact, the particular symptom constellation, characterized
we might suggest that these impairments are responsible by being withdrawn, and displaying hypoactivity and de-
for the high hypoactivity in our infants. pression, could be exacerbated by secondary limited ex-
Moreover, the frequency of such symptoms shows a posure to environmental stimuli. Nevertheless, our study
remarkable growth from the first semester of life up to the has some limitations. The findings about the age of onset
second one. Symptoms increasing in the second semester should be completed by some information about clinical
of life have at least three implications: first, the identified outcome of the patients. In fact, there might be a correla-
pattern seems specific and continuous enough; secondly, tion between the age of onset and specific clinical out-
OO
it makes these symptoms easier to detect, and confirms comes. The majority of studies report that children with
the existence of a special window for early diagnosis be- late-onset autism are likely to have a better prognosis,
tween 6 and 12 months as suggested by Baranek [28]; such as the development of communicative speech [36,
thirdly, the worsening of most ASD in the second semes- 37], or a higher IQ and fewer autistic symptoms [6]. In
ter of life can shed light on the pathophysiology of autism contrast, Rogers and DiLalla [3] found that children with
and brings our clinical observational data closer to the early-onset autism did not display severer impairments
finding of Courchesne et al. [35] of two phases of brain in cognition, social abilities, and communication. Differ-
growth abnormality: a reduced size at birth and a sudden ences in outcome could also characterize our three groups
and excessive increase in head size in the second semester (very early, early, late): as this was not the aim of the pres-
of life. These neurobiological data are possibly an expres- ent study, we mean to investigate this issue with a further
sion of a complex disorder involving brain maturation, research on a larger sample.
and it could have a clinical correlate in our increasing Another limit is not to provide a control group of chil-
symptomology in the second semester of life. dren affected by mental retardation (MR). Studies of
Finally, our study identifies a large group of less rated young infants with autism that include a matched control
symptoms (fig. 1) which appear to be of limited use for group of cognitively delayed children without autism are
very young children with autism. This negative finding needed to determine the specificity of our findings for
seems of great importance to prepare new tools for early ASD. Nevertheless, we bring to attention that in a recent
detection of autism which are able to avoid the main study [38], the presence of a matched control group of
problem of false-negative cases. Moreover, if only a sub- children with MR revealed both differences in behavior
set of criteria are applicable to very young children, it of ASD vs. MR, and a discriminant analysis related to
seems possible that different diagnostic criteria might be prediction of ASD vs. nonautism spectrum disorders.
warranted for this age group. The specificity of the autistic process before 1 year of age
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This study might represent a contribution toward which emerges from this study [38] seems to reduce the
identification of infants at risk of autism. The increased main limitation of our study which is the lack of a control
surveillance of such infants during developmentally sen- group.
sitive periods could implement early intervention pro-

Early Signs of Autism Psychopathology 517 5

PSP517.indd 5 16.11.2004 08:34:58


In summary, we could hypothesize a different timing logical disturbances associated with ASD, can be detected
for the expression of the initial pathological processes at an early stage through a clinical pattern characterized
proposed by Mundy and Crowson [39] as a cybernetic by a lack of motor, social and emotional initiative. Of
model of ASD; our findings suggest that the initial func- course, the importance of these findings lies in the ability
tional developmental disorder, which feeds back upon to provide these young children with specialized early
itself to give rise to additional and pernicious neurobio- intervention services.
PR
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