ope actions that we judge to be either morally good or bad are those that involve moral
persons (whether human or non-human), both as the sources and recipients of these
actions. This implies that in judging the morality of an action, itis first necessary to determine
whether the doers and recipients of these actions are moral persons. Given this, before we
study the various ethical theories and their applications, we must first clarify what it means
to be a moral person. We, for instance, need to be clear about the defining features of moral
personhood and the kinds of beings that can be regarded as moral persons. A significant
part of being a moral person is being morally accountable for one’s actions; for when moral
persons act as doers of morally evaluable actions, they may deserve moral blame or praise for
these actions. A thorough understanding of the nature of moral personhood thus requires an
examination of its corollary concept of moral accountability.
This chapter, divided into two parts, examines the nature of moral personhood along
with the concept of moral accountability. The first part, which examines the nature of moral
personhood, accounts for the significance of moral personhood in terms of possession of
moral rights, explains the classification of moral persons into moral agents and moral
patients, and examines the different views on what constitutes the qualifying features of
moral personhood. The second part, which deals with nature of moral accountability,
clarifies the difference of moral accountability from related concepts, and explicates the
conditions for attributing moral accountability.
A. Moral Personhood
aE
In judging whether an action is morally good or bad, or morally right or wrong, we
determine whether this action conforms to ot violates our moral standards or principles.
For instance, we judge an act of killing to be morally wrong because it violates our moral
principle which states that we ought not kill or that we ought to respect a person’s right
to life. In doing so, we, however, already assume that the entities or beings involved in the
action (its source and receiver) have moral status or are moral persons.
‘When we say, for instance, that killing is morally wrong, we presumably refer to acts of
killing that involve humans only, as when a terrorist kills innocent people or a policeman
kills an unarmed drug suspect. We presumably do not refer to instances of this act that only
involve animals, as when a spider kills a mosquito or a cat kills a mouse. And this is because
for an action to be either morally good or bad, its source and recipient must both be moral
persons. We generally regard humans as moral persons both in terms of being sources and
recipients of actions, while we do not generally regard animals as moral persons at least in
terms of being sources of actions—they may be regarded as moral persons but only in terms
of being recipients of the actions of moral persons (as when humans kill or hurt them).
Things, of course, are more complex when we consider the cases of humans who
do not clearly fall under the category of normal human beings (like those who do not
exhibit mental abilities) and animals which are not clearly sentient (those that do not
20 Chapter 2. | Moral Personhood and Accountabilityexhibit recognizable pain behaviors). These cases would require a deeper examination of
what a moral person is, which we shall endeavor to do in the next sections. In any case,
all these considerations show that moral personhood plays a critical role in making moral
judgments. Moral judgements only apply to actions involving moral persons. Thus, before
we can apply our moral standards to evaluate the morality of an action, we first need to
determine whether the action under consideration is indeed morally evaluable, That is, we
first need to ascertain whether the said action involves moral persons.
The concept of moral personhood is complex; and to help us get a better handle of it,
let us inquire into the following, First, what does being a moral person entail? Or what are
the consequences when an entity is regarded a moral person? Second, what are the ways to
be a moral person? Or are there different ways of being moral persons ? Third, how does
one qualify as a moral person? Or what must an entity have or be capable of doing to be
considered a moral person? The first question is about the significance of moral personhood;
the second is about its structure; and the third is about its basis. To address these questions,
we shall examine the minimum definition of moral personhood in terms of possession of
moral rights, the division of moral persons into moral agents and moral patients, and the
claims of the different theories of personhood.
Moral Persons and Rights
Moral persons are beings or entities having moral status or standing. Being so, they are the
appropriate objects of moral concern. That is chey are the kind of entities or beings we ought
to be concerned about with regard to whether the actions that they do or the actions done to
them are morally good or bad, But what is it with moral persons that makes them objects of
moral concern? Or what does being a moral person entail such that it is an object of moral
concern? A prior question is, what does it mean to bea person? One standard way of defining
personhood is in terms of possession of rights: 0 be a person is 0 be a bearer of rights. M legal
person, in this sense, is one who possesses legal rights. Applying this to moral personhood,
moral persons are those who possess moral rights. Consequently, itis their possession of moral
rights that makes moral persons objects of moral concern. It is, however, important to note
that the possession of moral rights is merely the minimum definition of moral personhood;
for, as we shall later on elaborate, there are moral persons who, in addition to having moral
rights, also have moral duties or obligations. In what follows, let us then elaborate on what
moral rights are, Let us begin by clarifying what rights are in general, after which let us look
into the various kinds of rights to see the unique features of moral rights.
Rights, to begin with, are entitlements. They refer to interests one (i.e. the bearer of
rights) is allowed to pursue or actions one is allowed to do. When we say, for instance, that
humans have the right to live, we mean that humans are entitled or allowed to do things
that are necessary to continue with their existence in this world, And when we say, on the
other hand, that we do not have the right to take another person's life, we basically mean
that we are not entitled, allowed, or permitted to take another person’ life.
Rights correlate with duties; as such, they are better understood when compared and
contrasted with each other. Duties are actions that we ought to do or perform. They are
expressed in the form of commands, laws, or imperatives, like the duties expressed in the
Ten Commandments. In this connection, one main difference between rights and duties
Ethics: Theories and Applications | Unit! 21concerns whether one deserves sanctions (penalties, punishments, or blame) for failing to
satisfy them. On the one hand, failure to exercise a right does not merit any sanction; that
is, one does not deserve to be punished or blamed for it. For instance, if students do not
use the resources in their school library (say they do not read or borrow the books in the
library), which they have the right to, they do not deserve to be punished for it. On the
other hand, failure to perform a duty merits a sanction. For instance, if students do not
follow the rules and regulations of their school, such as those pertaining to appropriate
attire while on campus or to proper behavior when taking examinations, they deserve
to receive the punishments imposed by the school on such violations of its rules and
regulations,
‘Though rights and duties are different, they, however, imply each another, On the one
hand, rights imply duties in that one’s possession of a right requires certain duties from
other people. For instance, if I have the right to use the resources in the university, then
other people have the duty not to prevent me from using such resources if I decide to do
so. If | have the right to know certain information, then certain people have the duty to
provide me such information. On the other hand, duties respect rights in that a person's
duty is intended to respect another person's right. For instance, it is our duty not to kill a
person because every person has the right to live. Another, we have the duty to respect the
privacy of other persons because every person has the right to privacy.
‘There are two general ways by which rights are classified. The first is on the basis of the
kind of duties imposed by rights, whether these duties are only duties of non-interference
or duties of provision as well. If one’s possession of a right imposes only the duty of non-
interference on other people, the said right is a negative right. But if it likewise imposes the
duty of provision (or positive performance), in addition to the duty of non-interference,
on the other people, the said right is a positive right, Certain rights are by nature negative
or positive. The previous example concerning the right of a student to use the resources in
the library is a negative right. Other people should not interfere with the student’s exercise
of this right. The previous example concerning the right to information is regarded as
positive. Not only should other people not interfere with a person's exercise of his/her right
to know certain information, but some people also have the duty to provide him/her with
the information to which he/she has the right to know. A baby’s tight to live, obviously, is
positive since his/her parents have the duty to provide him/her the necessary resources for
him/her to live, in addition to the duty of other people not to interfere in his/her natural
desire to go on living. Some other rights, however, are either positive or negative in light
of certain factors. The right to education, for instance, in consideration of the duty that it
imposes on the state, is negative or positive depending on the economic condition of the
state, If the state, given its economic condition, can supply the resources needed for its
citizens to avail of this right, then it is just proper that such a right be treated by the state
as a positive one.
The second general way of classifying rights is in terms of how rights are acquired
(or their mode of acquisition). Under this mode of classifying rights, rights are either
contractual, legal, or moral, Contractual rights are the rights that we acquire when we
enter into an agreement or a contract with some other persons or institutions. The terms
2 Chapter 2 | Moral Personhood and Accountabilityof the contract specify what these rights are. Contractual rights are either formal when
the rights of the parties of the contract, along with their correlative duties, are explicitly
stated usually in some written document; or informal, if such rights and duties are merely
implied. Examples of formal contractual rights are the rights of employees in a company
and of the students in a school. Examples of informal contractual rights are the rights of
individuals in romantic, friendly, and familial relationships.
Legal rights are the rights that we acquire when we become citizens ofa certain country
or state. The constitution of the state provides for these rights. When some Filipinos,
for instance, fought for the Spanish colonialization of the Philippines, it was presumably
because they wanted Filipinos to be Spanish citizens; for this would subsequently give
Filipinos the same legal rights enjoyed by the Spaniards at the time. When a migrant
renounces his/her former citizenship to convert to another, he/she is presumably after
some legal rights he/she would enjoy as a result, such as rights pertaining to healthcare
benefits, tax benefits, retirement pensions, and acquisition of Properties, among others.
Meanwhile, moral rights are rights acquired when one becomes a moral person or
a member of the moral community. Having moral rights is entailed by being a moral
person; but one becomes a moral person, and thus acquires moral right when one possesses
the defining qualities of moral personhood, which may include sentience (the capacity to
experience pleasure and pain) and rationality (the capacity to know and choose freely). The
section on the criteria for moral personhood shall expound on these two qualities. Human
beings are moral persons in virtue of possessing these qualities, It is in this light that we
understand the expression “human rights” as referring to the moral rights of humans. For
when we speak of human rights, we refer to the moral rights of humans that are over and
above, or better yet, higher than their legal rights. This explains why the exercise of certain
legal rights are deemed to lead to violations of certain human rights. Examples are the legal
rights that are discriminatory. For instance, there was a time in our country when there
was no legal prohibition for companies to make age as a condition for employment and to
specify the age of their preferred applicants in their newspaper ads. Clearly, their legal right
to do so at the time would lead to age discrimination which prompted the government to
institute the Anti-Age Discrimination in the Employment Act in 2016,
By the same light, we refer to the moral rights of animals as “animal rights.” It may be
legal to treat certain animals in certain ways in some other countries (such as the practice
of raising dogs for human consumption), but such ways can be said to violate animal rights
generally. If, in the future, intelligent machines will prove to have the morally relevant
qualities for moral personhood, say sentience and rationality, then we will perhaps speak
of “machine rights,” which will then refer to the moral tights of these intelligent machines.
All these considerations imply that moral rights are higher than both legal and contractual
rights. For we judge the morality of legal and contractual rights on the basis of whether
they respect or violate human rights, and not the other way around.
Ifbeing a person entails possession of rights, then being a moral person entails possession
of moral rights. What is at stake in the question of whether an entity—say a human
embryo, a human fetus, a brain-dead human, an animal, a corporation, or an intelligent
machine—is a moral person is whether this entity has moral rights and, consequently,
Ethics Theories and Applications | Unit 1 23whether other moral persons have certain moral duties or obligations towards this entity.
(In the movie Bicentennial Man [1999], the robot wanted to be recognized as a person by
the government so he would be recognized as having rights, especially the right to marry
the person he so loved.) But what are moral rights? Or mote precisely, what kind of rights
are moral rights? Like legal and contractual tights, moral rights impose duties of either
non-interference or provision and thus, are either negative or positive, But unlike legal and
contractual rights, moral rights are acquired through possession of the defining features of
moral personhood. Furthermore, as they are used to justify the acceptance or rejection of
legal and contractual rights, moral rights are higher than these two other kinds of rights.
Moral Agents and Patients
If humans are moral persons in virtue of their possession of certain qualities (other than
being human), moral persons, in principle, can either be human or non-human. Non-
human moral persons, in this regard, would refer to those possessing the defining features
of being a moral person but not of being a human being. They may include animals, aliens,
and artificial entities like corporations and intelligent machines. A more general division
among moral persons, however, is the one based on whether moral persons act as sources
or as receivers of morally evaluable actions, Moral persons, regardless of whether they are
human or non-human, are either the ones performing such actions or those to whom such
actions are being done. Moral persons, in this consideration, are distinguished into moral
agents and moral patients (or moral recipients) (see Floridi 2011, 184; Haksar 1998, 5632).
When moral persons act as the sources of morally evaluable actions, in that they are the doers
of such actions, they are classified as moral agents. But when they act as the receivers of such
actions, in that such actions are done to them, they are classified as moral patients. When
a person, say Juan, helps another person in need, say Maria, Juan is the moral agent while
Maria is the moral patient.
The distinction and relation between moral patients and moral agents can also
be explained in terms of the possession of moral rights and duties. In general, moral
agents perform morally evaluable actions because it is their moral duty to do so; while
morally evaluable actions are done to moral patients because it is their moral right that
such actions be done to them. For instance, parents, as moral agents, take care of their
young children for it is their moral obligation to do so; while these children, as moral
patients, are taken care of by their parents because it is their moral right to receive such
care from their parents. Thus, when one’s rights are being respected, he/she acts as a
moral patient, but when one performs one’s moral duties, he/she acts as a moral agent.
In the previous example, the parents act as moral agents because they are performing
their moral duties, while the children act as moral patients because their right is being
respected. In another context, however, the dynamics of parent-child relation may be
the other way around: When parents are already weak due to old age, and when their
grown-up children take care of them, it is the children who are acting as moral agents,
and the parents as moral patients.
Some refinements would have to be made on this distinction, however, in light of the
fact that while all moral persons are moral patients, only some are or can be moral agents
24 Chapter 2 | Moral Personhood and Accountabilityas well. All human persons, for instance, can be receivers of morally evaluable actions;
but only some of them can be sources of such actions. Normal human adults and infants,
being moral persons, are moral patients; but only the normal human adults or humans
already capable of making informed decisions can be moral agents. Another way of saying
this is that all moral persons have moral rights, but not all have moral duties as well.
Given that all moral persons are moral patients, but not all are moral agents as well, we
can thus have a more specific distinction between two classes of moral persons. The first
consists of moral persons who cannot be moral agents, which we can refer to as non-agentive
moral persons. The second consists of moral persons who can be moral agents, which we
can refer to as agentive moral persons. Another way of expressing this distinction is that
non-agentive moral persons are moral persons who can only function as moral patients;
while agentive moral persons are moral persons who, in addition to being moral patients,
can also function as moral agents. Standard (or paradigmatic) examples of agentive moral
persons are normal human adults, while those of non-agentive moral persons are human
infants and mentally challenged humans. (Some arguably consider, among others, some
collective agents, such as corporations, as moral agents; and animals—or some kinds of
them—as moral patients.)
Now, since only those who possess and perform moral duties can be morally accountable
for their actions, a further difference between agentive and non-agentive moral persons is that
only agentive moral persons can be morally accountable for their actions. Specificaly, this
means that only agentive moral persons can deserve moral blame or praise for their actions.
Ie must be noted, however, that being the source, of the agent, of an action is only one of
the necessary conditions for moral accountability (we shall discuss the necessary conditions
for moral accountability in the next part of this chapter). As such, while moral agents can be
morally accountable for their actions, they are not always so because it will still depend on
whether the other conditions are satisfied.
In sum, moral persons are generally classified as either moral patients when they act as
the receivers of morally evaluable actions, or moral agents, when they act as the sources of
such actions. In consideration of the fact that while all moral persons are moral patients but
only some are or can be moral agents as well, a more specific distinction is made between
agentive and non-agentive moral persons. Agentive moral persons are moral persons who can
be moral agents; while non-agentive moral persons are moral persons who cannot be moral
agents. Consequently, agentive moral persons possess both moral rights and duties, and can
be morally accountable for their actions; whereas non-agentive moral persons only have moral
rights and, though objects of moral concern, cannot be morally accountable for their actions,
One conceptual advantage of having the distinction between moral agents and moral
patients, and the more specific distinction between agentive and non-agentive moral
persons, is that it avoids confusion in assigning moral personhood to certain entities.
For instance, it may be thought that a certain entity, say a human fetus, a comatose
patient, or a patient in persistent vegetative state, cannot be a moral person because of its
incapacity to perform actions that can be either morally good or bad. Given the previous
distinctions, this is obviously mistaken. It mistakenly assumes that all moral persons are
moral agents, or, more specifically, agentive moral persons,
Ethics: Theories and Applications | Unit 1 25Criteria for Moral Personhood
What gives moral persons their moral rights and duties?
In virtue of what qualities or characteristics they possess
that moral rights and duties are attributed to them? In
other words, what are the criteria by which entities are
regarded as moral persons? Views about such criteria
are generally referred to as theories of personhood. These
theories are concerned either with identifying such
criteria or with qualifying the nature of such criteria
(in terms of their mode of existence and attribution).
We shall refer to views concerned with the former as
criterial theories of personhood, while with the latter as
meta-criterial theories of personhood. Criterial theories of — Personhood Protest in front of the United States
personhood take either a uni-criterial approach when Sarason
they assume that there is only one quality that sufficiently defines moral personhood, or a
multi-criterial approach when they assume that a combination of two or more qualities is
what is sufficient to define moral personhood (Warren 1997, 3-148).
Uni-Criterial Theories
Uni-criterial theories of personhood identify a single essential quality for moral
personhood. For this kind of theories, let us briefly examine the genetic, life, rational,
sentient, and relational theories of personhood. The genetic theory claims that the defining
quality of a person is the possession of the human DNA or his/her membership in the
species Homo sapiens. This theory, in effect, only considers humans as moral persons; and
automatically excludes all forms of non-human entities (all types of animals, spiritual
beings, and, possibly, aliens) from the moral community. This theory is used to justify the
view that human zygotes are already persons. One question about this theory is why genetic
uniqueness is only morally valuable in Homo sapiens (to which some respond by invoking
religious views). But some further criticize this theory for its outright denial of the moral
status of non-human beings that may possibly display morally valuable characteristics such
as rationality (as in the case of collective agents such as corporations, spiritual entities,
complex intelligent machines, and possibly aliens) and sentience as in the case of animals,
simply on the basis that they do not have the human DNA. For these critics, this denial of
personhood to these non-humans is baseless and discriminatory as a form of “speciesism,”
in the language of Peter Singer.
The Jife theory contends that the defining feature of personhood is possession of life
or simply being alive. Under this view, anyone or anything that is alive is automatically a
person. “Life, in all its forms, is sacred” seems to be the principle behind this theory. In
its extreme version, however, this theory will include even insects and micro-organisms
in the moral community (see, for instance, the religion called Jainism). Such entities,
because they are alive, will consequently be regarded as having moral rights. Needless to
say, this view can lead to extremely impractical situations, for how can we possibly avoid
killing micro-organisms and some insects as we go about our day to day life? Besides, some
animals have to kill other animals for their own survival.
26 Chapter 2 | Moral Personhood and AccountabilityThe rational theory contends that the defining feature of personhood is the capacity
for rationality, which consists of the capacities for reason and free choice/will. For this
view, only rational beings, human or non-human, are moral persons. (Immanuel Kant’s
deontological ethics, which will be discussed in a subsequent chapter, assumes this view.)
This theory has the problematic consequence of unnecessarily excluding beings which
are not capacitated with rationality but which we nonetheless also regard as objects of
moral concern. They include human infants (especially the severely disabled newborns),
mentally challenged humans, comatose patients, patients in persistent vegetative state, and
certain kinds of animals, among others.
The sentient theory claims that the defining feature of personhood is sentience, i.e., the
capacity to experience pleasure and pain, or as some would prefer to put it, the capacity
to suffer, (Hedonistic consequentialism, which shall be discussed in a subsequent chapter,
assumes this view.) A sentient being may also be rational, such as a normal human adult,
but for this view, it is its sentience alone that gives it a moral status. While this theory
will accommodate entities who may not be rational (such as animals, human infants, and
mentally challenged humans), it will, however, exclude certain entities who have lost their
capacity for sentience, such as humans who, due to some accident or disease, are suffering
from paralysis or are in a persistent vegetative state. Others also claim that this theory will
also not justify why we should be concerned with preserving ecological systems, whose
members, such as trees and rivers, are not sentient beings. Finally, some criticize it for its
counter-intuitive consequence of giving moral priority to a healthy animal whose sentient
capacity is intact over a human whose sentient capacity has been impaired.
The relational theory claims that the defining feature of personhood is the relationships
one has with other entities. These relationships are caring relationships which bring
about moral duties or obligations to the caring parties. This theory is often limited to
human relationships. One typical example is the caring relationship of a mother with
her child. This relationship gives rise to the mother’s moral obligations towards her child.
Consequently, this relationship is what gives moral status to the child: itis in virtue of being
in this relationship that the child is a moral person. This theory, however, can be extended
to include human relationships with nonhumans (animals and plants, for instance), or
to ecological relationships of humans with the rest of nature. (This view is assumed in
different respects in care ethics and the biocentric view in environmental ethics, which
shall be discussed in subsequent chapters.)
One problem with this view is that beings not in caring relationships would have no
value at all, or would have no value outside of the caring relationships that they may be
in. The moral standing of a child, for instance, will depend on the caring relationship of
his/her mother with him/her. This runs counter to our moral intuitions that children (or
all persons for that matter) are morally valuable in themselves, regardless of whether other
people care for them or not. Without or outside of caring relationships (say the child was
unfortunately born in an uncaring environment), the child, or any human for that matter,
deserves moral consideration. Another problem is that not all our caring relationships with
certain things would necessarily make these things worthy of moral consideration—an
interesting illustration is the case in the movie Castaway (2000) where the main character
treats a ball asa person out of the need for a companion.
Exhics: Theories and Applications | Unit 1 7Multi-criterial Theories
Multi-criterial theories of personhood identify a combination of two or more qualities
that sufficiently defines moral personhood. They usually combine some of the particular
criteria advanced by the uni-criterial theories. An example is Mary Anne Warren's (1946—
2010) theory, usually called the cognitive theory of personhood, which defines a person as
one who has the capacities for: (1) consciousness, and in particular the capacity to feel
pain; (2) reasoning; (3) self-motivated activity; (4) communication; and (5) self-concept
and self-awareness (Warren 1999, 205). It shall be observed that Warren's theory combines
the rational and sentient theories of personhood; the last three features can be explained as
emerging from the development or combination of the first two—sentience and rationality.
Most of the problems of the uni-criterial theories come in the form of excluding
entities from the moral community which we naturally believe should be there as well.
These problems can be remedied by taking the multi-criterial approach, but only if this
approach is understood in a certain way. This is because a combination of features can
be understood in two ways: conjunctively or disjunctively (in its inclusive form). Under
the conjunctive construal, which we shall simply refer to as the strict interpretation, the
combination requires the occurrence of all its component features; whereas under the
disjunctive construal, which we shall simply refer to as the liberal interpretation, the
combination only requires the occurrence of at least one among its component features.
Take the sentience-rationality combination in Warren's cognitive theory. Under the strict
interpretation, this theory implies that entities are persons only if they possess both features
of sentience and rationality. Consequently, entities that (a) are neither sentient nor rational,
(b) are sentient but non-rational, and (c) are rational but non-sentient, are not persons.
Under the liberal interpretation, on the other hand, entities are persons if they possess either
sentience or rationality, or both. Consequently, entities that are both sentient and rational,
rational but non-sentient, and sentient but non-rational, are persons. It shall be observed
that the multi-criterial approach, under the strict interpretation, is counter-productive; for
instead of expanding the moral community of the uni-criterial approaches, it all the more
restricts it. Thus, if the point of taking the multi-criterial approach is to be able to prevent
the exclusivity of the uni-criterial approach, to accommodate more entities into the moral
community, the multi-criterial approach has to be liberally understood.
The multi-criterial approach (henceforth liberally understood), depending on the
number of features that will be accommodated in the desired combination, however, has
the danger of unnecessarily expanding the moral realm, thereby unnecessarily including
inappropriate entities in the moral community (such as the micro-organisms, if the life
criterion will be included in the combination). Thus, the question now is: what is the
right or appropriate combination of features? This may be a subject for debate. For our
purposes, the appropriate combination should consistently account for (1) the distinction
of moral persons into moral agents and patients, and (2) the feasibility or plausibility
of the three dominant (normative) ethical theories that we shall consider in this book,
namely consequentialism, deontology, and virtue ethics. This combination consists of the
features of rationality, sentience, and relationality.
First, to account for the existence of moral agents, we need to include rationality in
the combination. For without reason and will, there will be no such things as moral agents
28 Chapter 2 | Moral Personhood and Accountabilitywho have moral duties and are thereby morally accountable for their actions. To account
for the existence of non-rational moral patients (or the non-agentive moral persons, such as
infants, mentally challenged humans, comatose patients, and animals), we need to include
some of the other features as well. But among the other features, it is only sentience and
relationality that prove to be meaningful. The abilities to suffer (sentience) and be in a
caring relation (relationality) are meaningful bases for possession of moral rights; but the
mere possession of human DNA and life are not, As previously shown, the genetic criterion
unnecessarily restricts moral persons to humans only; while the life criterion unnecessarily
expands moral persons to include micro-organisms. It seems absurd to regard an entity
(say an animal) as a non-person just because it is not human, and an entity (say a micro-
organism) as a person just because it is alive.
Second, ethical theories assume that there are beings to which their moral principles
appropriately apply. Such beings are the moral persons from the viewpoint of these
theories. For instance, the moral principle that states that we ought not to lie only
applies to beings who are capable of lying and beings who are capable of being lied
to. Such beings are the moral persons in so far as this moral principle is concerned.
Considering the three ethical theories that we shall focus on in this book, what then
should moral persons be to make sense of these theories? To properly answer this, let us
quickly look into what these ethical theories claim (these claims will be elaborated in
the following chapters). Generally, consequentialism judges the morality of actions in
terms of the quality of their consequences; deontology judges the morality of actions
in terms of their adherence to moral duties or conformity to laws that define the moral
duties; and virtue ethics judges the morality of actions in terms of the general character
of persons who perform such actions.
Accordingly, to make sense of all these ethical theories, moral persons should either
be sentient, rational, or relational for they are the kinds of beings to which the moral
principles of these theories appropriately apply. The moral significance of the features of
sentience, rationality, and relationality are highlighted in varying ways in the different
versions of the three ethical theories. For instance, sentience is highlighted in hedonistic
consequentialism (which regards pleasure as the intrinsic good); rationality is highlighted in
Kantian deontology and the Aristotelian version of virtue ethics; relationality is highlighted
in some versions of virtue ethics such as care ethics, Confucian ethics, and Buddhist ethics.
(Relationality is also highlighted in the ecocentric theory in environmental ethics.) The
details of these ethical theories shall be spelled out in subsequent chapters. One may later
on prefer an ethical theory and, along with this, a certain criterion of moral personhood.
In considering these theories as having equal plausibility (that is, equal possibility of being
correct), at least as an initial stance and in the spirit of open-mindedness, we are in effect
regarding moral persons as entities possessing any one or more of the features of sentience,
rationality, and relationality.
In sum, the most acceptable multi-criterial approach, for our purposes, is the one
that is liberally understood and which combines the features of sentience, rationality, and
relationality. Specifically, this means that we regard the following kinds of entities as moral
persons: (1) those possessing any one of these features (they are either merely sentient, merely
Ethics: Theories and Applications | Unie1 29rational, or merely relational); (2) those possessing any two of these features (they are either
both sentient and rational, both sentient and relational, or both rational and relational); and
(3) those possessing all three features (they are sentient, rational, and relational).
Meta-Criterial Theories
Meta-criterial theories of personhood, instead of identifying the criteria or the morally
relevant features for personhood, qualify the nature of these criteria in terms of their mode
of existence and attribution. There are two prominent theories of this kind: the social and
gradient theories of personhood. The social theory contends that personhood is a social construct
or is a mere creation of society. This is because what eventually gets accepted as the criteria for
moral personhood is solely a matter of social agreement. This means that personhood is not
a natural kind or an intrinsic quality of an entity, as it is allegedly something merely imposed
on an entity by society. A person’ on this view, is thus any entity that society recognizes as a
person. Being so, personhood (or what counts as a person) may change from one society to
another.
‘The gradient theory, on the other hand, claims that personhood. comes in degrees since
moral persons possess the defining features of personhood in varying degrees. As entities
differ in the degree in which they possess or are able to exercise the morally relevant features,
their degree of personhood allegedly also differs. As such, it is meaningful to speak of an
entity being a greater or a lesser moral person than another. Suppose we consider rationality
as the criterion of personhood, this means that the person who is more rational has greater
personhood, or is more of a person, than the person who is less rational. If both rationality
and sentience were the criteria, then a person who is both rational and sentient has greater
personhood than the person who is either merely rational or merely sentient. Consequently,
the one with the greater personhood has moral priority over the one with the lesser one. This
theory has been used to justify why, in a situation where we have to choose between the life
of a mother and that of her baby in her womb, the life of the mother is to be preferred.
These two theories are criticized for, among others, their problematic consequence of
justifying the inhumane treatment of one group of persons by another group. For instance,
in the case of the social theory, it may justify how, in the past, slaves were treated as mere
properties by their masters. For this theory, the practice of slavery would be justified in
societies that regarded slaves as non-persons. In the case of the gradient theory, it will justify
the phenomenon of the inhumane act of ethnic cleansing, where the perpetrators think of
themselves as belonging to a superior race or as having moral ascendancy over those that they
exterminate.
B. Moral Accountability
A concept closely related to moral personhood is moral accountability. Moral agents, as
discussed above, can be morally accountable for their actions towards moral patients. In
discussing the nature of moral accountability, we first clarify its meaning in terms of how
ir relates to the various uses of the word “responsibility” and differs from the legal kind
of accountability; after which we examine the conditions for its attribution and factors
influencing its degree.
30 Chapter | Moral Personhood and AccountabilityAccountability and “Responsibility”
We understand accountability as the deservingness of blame or praise for the actions that
we perform. Accountability is a natural product of our rationality, which consists of our
reason (or intelligence) and free will (or freedom). In the practical context of performing
actions, our reason enables us to distinguish between right and wrong actions, while our
free will enables us to choose which action that we would like to perform. Consequently,
we deserve blame for freely choosing to perform an action we know to be wrong (or for
freely choosing not to perform an action we know to be right); while we deserve praise for
freely choosing to perform an action we know to be right (ot for freely choosing not to
perform an action we know to be wrong).
‘Two things are worth emphasizing when it comes to accountabili
First, accountability
involves both praise and blame (or reward and punishment), for it is usual to associate
accountability with blame or punishment only (see Uniake, 2010, 602). As we put the blame
on people for their wrongdoings, we should also praise them for their good deeds. Second,
deservingness is not negated by actualities. A person may deserve to receive something and
yet may not actually receive it. But the fact that he/she does not receive it does not negate
the fact that he/she deserves to receive it. Immanuel Kant’s view on the relationship between
morality and happiness sheds light on this point. According to Kant, the goal of morality
is not happiness but the deservingness of happiness; and so, the morally good person is one
who deserves happiness regardless of whether or not he/she is in fact happy. It may happen,
for whatever reason, that the person who deserves to be happy is not actually happy; and
the person who does not deserve to be happy is happy. This, however, does not change the
situation that the morally good person deserves to be happy. The same holds true in the case
of moral accountability. The person who deserves moral blame, for instance, may not really
be experiencing the mental sufferings (such as guilt or shame) that go with moral blame.
He/she may in fact be happy with the wrongdoing that he/she has intentionally done, and
pethaps even feel proud about it. But this possibility does not change the fact that he/she
deserves moral blame for his/her wrongdoing.
Now, it is customary to use the word “accountability” interchangeably with the word
“responsibility.” Aside from sharing a meaning with the word “accountability,” the word
“responsibility,” however, has other meanings with which accountability may be confused.
Another meaning of responsibility is causation (see Uniake, 2010, 596). Here, being
responsible for something simply means being the cause of that something. The entities
that can be responsible in this sense involve both inanimate entities, like storms and
stones, and animate ones, like animals and humans. Thus, we sometimes say, for instance,
that the storm was responsible for the floods that devastated the city; and that the lion
was responsible for the death of the deer. In saying these, we simply mean that the storm
caused the floods and the lion caused the death of the deer. We surely do not mean, in
addition, that the storm and the lion were accountable for these events.
When the cause of something is a person, say a human person, the person is usually
referred to, in philosophy, as an agent (or personal agent). (In contrast, a non-personal
cause, such as an inanimate object, is usually just referred to as a cause.) Being an agent is
one necessary condition for accountability, in that the person accountable for an action
Ethics: Theories and Applications | Unit 1 31must be the action’s agent. But there are other necessary conditions for accountability,
as we shall later on discuss. Consequently, just by being an agent of an action does not
immediately make someone accountable for this action. In this sense, when we say that
Juan was responsible for the writings on the wall, we simply mean that Juan did the writings
on the wall, or he was the agent of the said action. But it will be wrong to immediately
infer from this that Juan, therefore, deserves either blame or praise for this action. [It will
be recalled that in discussing moral persons, we did not state that moral agents are morally
accountable for their actions, but rather can be morally accountable for such. And this is
precisely because being morally accountable for actions requires conditions other than
being the cause of actions.]
Still, another meaning of the word “responsibility” is duty or obligation, or having
certain duties or obligations towards other people (see Zimmerman, 2010, 607-08).
‘When we say that parents have certain responsibilities towards their children, we mean
that parents have certain duties or obligations towards their children. This particular
meaning of responsib:
ty is closely related to accountability in that the act of performing
and not performing one’s duties gives rise to accountability. Parents, for instance, are
accountable for not performing their duties towards their children, which is what is
usually meant when we say that parents are responsible for their children. Michael
Zimmerman (2010, 608), in this connection, refers to responsibility understood as
the possession of duties as prospective responsibility, the kind of responsibility directed
towards what will or may happen. In
contrast, he refers to the responsibility
understood as accountability as
retrospective responsibility, the kind of
responsibility directed towards what
had happened already. Having duties
towards a person concerns future
actions towards this person; but
being deserving of blame or praise for
an action concerns an action that has
already been done. Thus, the parents’
prospective responsibility toward their children consists of actions that they have to do
towards their children as a matter of duty; but their retrospective responsibility towards
the same consists of actions that they have already done to their children for which they
deserve blame or praise.
In light of the three uses of the word “responsibility,” when we ask, “Who is responsible
for this action?” (assuming that we have in mind a particular human individual), we may
be asking either of the following:
1. Who causes this action?
2. Whose duty is this action? (or Who is tasked or has the obligation to do this action?)
3. Who should be blamed or praised for this action?
These three questions are related in certain ways, but it is important not to confuse
them. For the person who causes the action may or may not be the one tasked, or has the
32 Chapter 2 | Moral Personhood and Accountabilityobligation, to perform the action, and, consequently, may or may not deserve blame or
praise for this action.
Moral and Legal Accountability
To further understand the nature of moral accountability, let us briefly examine what
makes moral accountability different from the other types of accountability? For our
purposes, let us focus on the differences moral accountability has with legal accountability.
One difference is the kind of standards or principles used in ascertaining the quality
(rightness or wrongness) of an act, for which one may deserve blame or praise. Legal
accountability uses legal standards (laws/statutes) whereas moral accountability uses moral
standards (moral rules or principles). As statues do not always embody moral rules (like
laws that are discriminatory), legal accountability, likewise, does not always reflect moral
accountability. Consequently, the person who deserves moral blame may not deserve
legal punishment; and the person who does not deserve moral blame may deserve legal
punishment, Furthermore, assuming that they embody moral rules, statutes are not always
properly implemented. Consequently, the person who deserves moral blame may not
be legally punished; and the person who does not deserve moral blame may be legally
punished. Another difference concerns their kind of sanctions or penalties for wrongdoers.
Legal sanctions for criminal offenses—especially in penal systems following the classical
theory in criminal justice—are said to be external in that they come in the form of physical
punishments (like being deprived of physical freedom as when one is put to jail). Moral
sanctions (moral blame or fault), on the other hand, are said to be internal in that they
come in the form of mental sufferings such as guilt or remorse, shame, self-hatred, low
self-esteem, and the like.
Conditions for Moral Accountability
The conditions for moral accountability can be classified into two general sets. We
shall call the first the attribution conditions (or assignment conditions) for they determine
whether moral accountability can be attributed or assigned to a person for an action
that he/she has done. Under this set are the incriminating conditions, which would make
one morally accountable for the action under consideration; and the excusing conditions,
which would spare one from moral accountability for the action under consideration.
We shall call the second set the degree conditions because they determine the degree of
one’s moral accountability. Under this set are the mitigating and aggravating conditions.
The conditions are regarded as mitigating when they lessen the degree of one’s moral
accountability; while they are regarded as aggravating when they increase it. Analysis of
the degree conditions assumes that the person whose action is under consideration is
held morally accountable for the action in question; what is being determined is simply
the degree of his/her moral accountability.
The Attribution Conditions
As earlier noted, agency or causation is one necessary condition for accountability. According
to the agency condition, a person is only accountable for actions in which he/she is the cause.
This condition, however, is not sufficient for there are two other necessary conditions: the
Ethics: Theories and Applications | Unit 1 33knowledge condition, referring to the condition in which a person knows or has the capacity
to know the moral quality (the moral goodness or badness) of his/her action; and the
intentionality condition, referring to the condition in which a person intends or freely chooses
to perform an action he/she is doing. Taken together, these three conditions constitute the
incriminating conditions . A person is accountable for an action if and only if he/she: (a) is
the agent of the action; (b) knows or has the capacity to know that the action is good or bad;
and (¢) intentionally performs the action. It is necessary for all these conditions to concur to
make a person morally accountable for his/her action (Haksar, 1998, 5633). If at least one of
them does not occur, then the petson is excused from moral accountability. In other words,
moral accountability cannot be assigned to this person.
The conditions in which at least one of the three attribution conditions does not
occur constitute the excusing conditions for moral accountability. We may, however, refer
to the absence or non-occurrence of each of the incriminating conditions as follows: non-
agency for the agency condition, ignorance for the knowledge condition, and involuntariness
for the intentionality condition. In this light, we can express the excusing conditions as
consisting of non-agency, ignorance, and involuntariness. Now, if the non-occurrence of at
least one of the incriminating conditions excuses one from moral accountability, it follows
that the occurrence of at least one of the excusing conditions (being the negations of the
attribution conditions) excuses one from moral accountability. Specifically, a person is not
morally accountable for an action that occurred if he/she failed to have at least one of the
following: (a) volition to perform the act; (b) knowledge whether the act is either good or
bad (or have the capacity to know such); or (c) intention to perform the act. It might be
that this person: (1) did the action and knew the action to be good or bad, but it was not
his/her intention to do so; (2) did the action and intentionally did so, but he/she did not
know it to be either good or bad; or (3) simply did not do the action or was not the one
who did the action.
The ignorance condition, however, needs some qualification and elaboration.
Consider the case of a young child who mistook a real gun for a toy and, wanting to play
with his older brother, shot and eventually killed the latter. The young child did not really
intend to kill his older brother; he just wanted to play with him. But even if the child did
want to kill his older brother, assuming it was an immediate reaction to their quarrel, he
did not know yet or fully understand the immorality of killing a person. In this case, it is
appropriate to excuse the child from moral accountability. But now consider the following
situation. Suppose a factory manager did not or failed to do preventive measures to protect
the health of his workers from the hazardous fumes emitted in his factory. As a result, a
number of his workers got seriously sick. Later on, when an investigation was done, this
manager explained that he did not know then that such fumes were hazardous, Should
the manager be excused from accountability in virtue of his ignorance? Was this a case
where the ignorance condition truly occurred? We surely would not excuse him from
accountability. For not only was he capable of knowing the effects of the factory fumes on
the health of his workers, but it was in fact his duty to know such things.
A distinction can thus be made between the following two kinds of ignorance. The
first, called blameless ignorance, refers to the kind of ignorance where the ignorant person
34 Chapter 2 | Moral Personhood and Accountabilitycannot be said to have known better, either because it is not really the duty of the person to
know what he/she is ignorant of, or because the person does not have the capacity to know
what he/she is supposed to know. Blameless ignorance is the excusing or exempting type
of ignorance. The second, which we shall call blamefiul (or blameworthy) ignorance, refers to
kind of ignorance where the ignorant person can be said to have known better, because the
ignorant person has the capacity to know what he/she should have known and it is his/her
duty to know it. This is an irresponsible kind of ignorance for it results from the ignorant
person's negligence to do his/her duty to know certain things. Blameful ignorance is thus
not an excusing kind of ignorance. In our previous examples, the ignorance of the child
was blameless, while that of the factory manager was blameworthy.
To further shed light on this distinction, let us briefly examine the example provided
by Haksar (1998, 5633): “In order to be morally accountable, an agent does not always
have to know or even have the correct opinion about what the moral requirements are.
The capacity for finding out such things can be enough. For instance, some Nazis who
persecuted Jews may have thought sincerely that they were doing the right thing; but if
they could and should have known better, then they can be censured for moral negligence.
Had they thought things through, which they could and should have done, they would
have realized how wrong such acts were.” We can gather from Haksar’s remarks that it
can be granted that some Nazis did not know that what they did to the Jews was morally
wrong because they sincerely thought that what they were doing was right. Nonetheless,
their ignorance does not excuse them from their moral accountability, for they could and
thus should have known better. They did not think things through, of which they were
very much capable. This then was a case of blameful ignorance.
But what determines whether a person should know better in a given situation?
The following considerations are helpful: Does the person have the capacity to know
what he/she ought to know in a given situation? And given the person's role in a given
situation, is it his/her duty to know what ought to be known in such a situation? What
determines one’s capacity to know can vary depending on the nature of the given situation.
Tt can include maturity, mental health, and access to relevant information. On the other
hand, what determines one’s duty to know is one’s role in a given situation. For instance,
being a factory manager, to know whether the fumes emitted in one’s factory are toxic or
detrimental to the health of the workers is within the range of information that one in that
position has the duty to know.
The Degree Conditions
Moral accountability comes in degrees. Some of the circumstances surrounding the
actions we have knowingly and intentionally performed affect the degree of our moral
accountability for these actions. We refer to these circumstances or factors as the degree
conditions of moral accountability. When these conditions tend to lessen the degree of
moral accountability, they are regarded as mitigating; but when they tend to increase such
degree, they are regarded as aggravating. There are four such conditions (see Velasquez,
2014, 60-61).
The first is the degree of knowledge of the moral wrongfulness of the action along
with the relevant facts related to the action. Here, the more knowledgeable a person
Ethics: Theosies and Applications | Unit 35is, the greater is his/her moral accountability. The less knowledgeable a person is, the
lesser is his/her moral accountability. Suppose, for instance, that a defective design of a
certain kind of car resulted in accidents which killed and seriously injured some people,
During the investigation, it was found out that an employee overseeing the manufacture
of the cars and the chief engineer, who headed the committee that designed the car, knew
about the defective design of the car; but they connived to hide the information from
the management. Given that both are accountable for the incidents that resulted, who
deserved a higher degree of accountability? From the viewpoint of who understood the
seriousness of the defective car design and the risks it entailed more, the chief engineer
would have a higher degree of accountability than the employee.
‘The second is the degree of pressure ot difficulty in life that forces one to perform a
wrongdoing. There are moments where we feel forced to do certain actions we know to be
morally wrong. Becatise we know such actions to be morally wrong and choose to perform
them anyway, we are then morally accountable for these actions. But the degree of pressure
(or the difficulty in life that we are addressing) that leads us to perform such actions affects
the degree of our moral accountability. Here, the greater the pressure, the lesser the moral
responsibility. The lesser the pressure, the greater the moral accountability. Thus, suppose
two people were guilty of stealing the same amount of money. One did it to pay for the
operation of his daughter suffering from a serious ailment. The other did it to be buy an
expensive gadget for his own enjoyment and pleasure. Given that both were accountable
for their actions, who had the higher or lesser degree of accountability? The one who stole
to be able to pay for the medical operation did it under a greater pressure or difficulty in
life, and thus have a lesser degree of accountability.
The third is the degree of the intensity (or seriousness) of the injury caused by the
wrongdoing. The greater the intensity of the injury, the greater the moral accountability.
‘The lesser the intensity of the injury, the lesser the moral accountability. Again, suppose
two people stole the same amount of money. One stole it from someone who intended
to use the money to pay for the operation of his/her ailing daughter, The other one stole
it from someone who intended to use the money to buy an expensive gadget for his/her
own enjoyment and pleasure. Who had the higher degree of accountability? The intensity
of the injury caused by the one who stole the money from the petson who intended to
use the money to pay for the operation of his/her ailing daughter was greater compared to
the other one who also stole the same amount of money from the person who intended to
use the money for personal pleasure. Thus, the former person deserved a greater degree of
accountability. (In the novel Les Miserables, Jean Valjean stole a loaf of bread from a bakery.
His moral accountability would have been greater if he had stolen it from a poor person
who had it for his family’s dinner.)
‘The fourth is the degree of involvement (ot participation) in a group or collective act
of moral wrongdoing, The greater the involvement, the greater the moral accountability.
‘The lesser the involvement, the lesser the moral accountability. This condition explains
why the accountability of an accomplice, one who helps someone accomplish the latter's
criminal intention, is lesser than that of the principal criminal, the one who actually and
directly does the criminal act.
36 Chapter | Moral Personhood and AccountabilitySummary
In this chapter, we examined the nature of two related concepts, namely moral personhood
and moral accountability. Moral judgments concern the actions of moral persons; for it
is to them that moral principles properly apply. Moral persons are minimally defined
as the bearers of moral rights; for while all moral persons have moral rights, some also
have moral duties. Having moral rights and/or duties are what is entailed by being moral
persons. Moral persons are classified as either moral patients, when they act as the receivers
of morally evaluable actions; or moral agents, when they act as the sources or doers of
morally evaluable actions. More specifically, moral persons are either agentive, when they
can act as moral agents; or non-agentive when they can only be moral patients. There
ate various theories of personhood that advance different criteria for moral personhood.
But based on the moral agent-moral patient distinction and the three ethical theories of
consequentialism, deontology, and virtue ethics, the morally relevant qualities for moral
personhood are sentience, rationality, and relationality. An approach that disjunctively
combines these three qualities proves to be most reasonable given the two considerations.
Moral accountability, on the other hand, refers to the deservingness of moral blame or
praise for the actions one has performed. Though closely related, accountability differs from
the other meanings of responsibility—pertaining to causation and possession of duties.
Moral accountability differs from legal accountability in terms of their standards (moral
and legal standards, respectively) and their sanctions (internal for moral accountability
and external for legal accountability). The conditions of moral accountability concern
their attribution and determination of degrees. With regard to their attribution, the
incriminating conditions are agency, knowledge, and intentionality; while the excusing
ones are non-agency, ignorance, and involuntariness. With regard to the determination of
degrees, the conditions consist of degree of knowledge, pressure, intensity of wrongdoing,
and degree of involvement. These conditions are mitigating when they tend to lessen the
degree of accountability; while they are aggravating when they tend to increase it.
There are, needless to say, some issues about moral personhood that are still being
debated and resolved by moral philosophers. These issues include whether potential
persons should already be treated as having moral rights (see, for instance, Tooley,
2009 and Warren, 2009), and whether collectivities (like the corporations) should be
treated as having moral duties (see related discussions in the chapter on business ethics).
With regard to moral accountability, there are still discussions on how to account for the
influence of luck or circumstances not within the control of agents in the determination
ofaccountability (the phenomenon called moral luck). Ethics isan on-going philosophical
investigation of the nature of morality, As we come to know more about the nature of
things and as we face emerging realities brought about by technological developments,
we need to continuously re-examine our ethical beliefs, such as our belief on which
should be included in the community of moral persons.
Exhies: Theories and Applications | Unit 1 a7_ Review Questions
38
1
2.
3.
4.
yy
Compare and contrast the two kinds of moral persons.
Identify and explain the kinds of rights. Give examples for illustration.
Differentiate the various approaches to moral personhood.
Identify and explain the necessary conditions for the attribution of moral
accountability. Give examples for illustration.
Identify and explain the factors or conditions that affect the degree of one’s moral
accountability. Give examples for illustration.
Discussion Questions
Are all human beings moral persons? Explai
Are all moral persons human beings? Explain.
When a person does not appear to feel shame or guilt or show remorse for a
wrongdoing that he/she has freely and knowingly done, would it still matter to
say that he/she is morally accountable for his/her wrongdoing? Explain.
Do you think that intelligent machines can be held morally accountable for their
actions that injure humans? Explain.
Do factors beyond our control, like our social environment, biological make-up,
and the particular situations we find ourselves in (like being in the wrong place
at the wrong time), significantly affect our moral accountability for our actions?
Explain.
Refer to the play Oedipus Rex by Sophocles. Do you find Oedipus morally
accountable for killing his father and marrying his mother? Defend your answer.
Refer to Jose Rizal’s novel Noli Me Tangere. In the story, Ibarra was arrested for
insurrection and the evidence used against him was a letter he gave to Maria Clara.
For some reasons, Maria Clara gave his letter to the authorities. Do you find Maria
Clara morally accountable for the arrest of Ibarra? If yes, how would you evaluate
the degree of her moral accountability given the conditions surrounding her act?
Chapter 2:| Moral Personhood and Accountability