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Hart Part 2
Hart Part 2
Course Director
Iain Brassington
iain.brassington@manchester.ac.uk
LAWS20101 Jurisprudence 2020-21: Hart 2
IN THIS SECTION…
We’ll continue our look at positivism, with a focus on the
relationship between law and morality, in particular in respect
of
• The “minimum content” thesis
• The minimum content of international law
• Moral obligations and immoral laws
• The “Hart-Devlin debate”
W
hat we have so far is a picture in which we don’t appeal to the
content of a law in order to establish its validity. But the Hartian
claim that there is no necessary connection between law and
morality tells us only that it is possible for there to be a valid law that is amoral
or even immoral. What it does not tell us is that there must be no connection
between law and morality. There is nothing in positivism to suggest that that
would be the case. It is, after all, fairly common for lawmakers to posit laws that
are heavily loaded with moral, or even moralising, concerns. It would be bizarre
to think that law and morality did not frequently come together. In fact, we
could even imagine a legal system in which every single law was highly
moralised; this would not falsify positivism, though, so long as we were satisfied
that this link was non-necessary.
But perhaps we need to retrace our steps a little. What does the word
“necessity” mean in this kind of context? When we say that there is no
necessary link between law and morality, what does that mean precisely?
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To say that there is a necessary link between law and morality is to say
that all legal systems must pass certain moral tests in order to be valid. (What
those tests are is a matter of further debate). If certain putative laws or even
whole legal systems do not pass these tests, they will turn out not to have been
laws or legal systems properly so-called after all. It does not follow, though, that
everything that passes those moral tests must be law.
And so when positivists deny the necessary connection between law and
morality, they are denying that legal systems must pass these moral tests on
pain of not being valid; but they could happily admit that, as a matter of
contingent (that is, non-necessary) fact, a given legal system is morally
desirable. They can even say that legal systems should pass certain moral tests,
in the sense that it is desirable that they do. But they don’t stop being valid as
legal systems in the event that they fail them. We could imagine an amoral, or
even an overwhelmingly immoral, law or legal system. For example, we could
imagine a legal system that allowed for private vendettas, so long as they were
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properly recorded on the correct little pink slip at the central office. Such a
legal setup might strike us as bizarre or repugnant; but, for positivists, it would
be no less legal for that.
In other words, for positivists, moral laws could have been otherwise and
they would still have been valid laws, and so bring with them the whole set of
legal obligations.
And positivists are just as entitled as anyone to insist that the law should
be thus-and-so.
Legal systems, Hart thinks, will have to accommodate certain brute facts
about the world and about humanity’s place in it:
• human vulnerability - the fact that we are all mortal and susceptible to injury,
hunger, and the like;
1 Hart, HLA, The Concept of Law (Oxford: Oxford UP, 1997), p 193
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• limited altruism - the fact that humans are not boundlessly cooperative;
• limited resources - the fact that humans live in a finite world, in which there
may be competition for limited goods; and
• finite competence and strength of will - the fact that we are not always as
good at realising, or as able to realise our projects as we might hope.
This is unexpected. To say that the law must accommodate these things
looks like a morally-loaded claim. And if it is morally loaded, then it would
appear that Hart has cashed in his positivistic chips: he is, we might think,
saying that law is not just a system of posits that could be pretty much anything
after all. Must we draw this conclusion?
But there is a third option, which is that this list of requirements is, in
many ways, a product of positivism - and this is the option that Hart himself
backs. Thus:
2 ibid, pp 194-8
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Correspondingly,
without such a content laws and morals could not forward the minimum
purpose of survival which men have in associating with each other. In the
absence of this content men, as they are, would have no reason for obeying
voluntarily any rules; and without a minimum of co-operation given voluntarily
by those who find that it is in their interest to submit to and maintain the rules,
coercion of others who would not voluntarily conform would be impossible.4
Hart offers in this light the claim that when legal naturalists insist that the
law must have moral content, this is fundamentally what they mean: “The simple
truisms we have discussed not only disclose the core of good sense in the
doctrine of Natural Law”6.
3 ibid, p 192
4 ibid, p 193
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Can we square this with the “must” claim? There is no particular reason
why not. Hart is not using the word as a command - more along the lines of
“there is no coherent alternative except this”. (Imagine you are trying to locate
where you are on a map: it is perfectly coherent to look at it, and your
surroundings. and say, “Ah! I must be here!” The word “must” in this case stands
for “It is the best explanation of the observed data that my current location
corresponds to this detail on the map”, rather than “I am required to be here”.
You must - pun intended - see that.
In other words, Hart is merely offering a prediction about the content that
we could plausibly expect to see in any legal system. This does not preclude
the possibility that we would discover a system that functions differently. But
though coherent as an idea, a society with a system of courts, officials, statutes
and so on but in which that system paid no attention at all to human needs
would be a big surprise.
Greymalkin, my cat, has four legs. Every cat I recall ever having seen has had
four legs, and I am reasonably confident that the next cat I see - and the fifty
after that - will also have four legs. Does it follow from that that four-
leggedness is built into the very idea of a cat in anything like the way that
three-sidedness is built into the idea of a triangle?
Not at all. Though almost all cats (and possibly all of them) actually do have
four legs, we could easily imagine a cat with three - for example, there could
be amputees, or others with congenital disorders that affect limb
development.
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Hart’s claims about minimal content work in roughly the same way. Of course
it’s possible to imagine a legal system that has nothing like a minimal moral
content. But given that law is a human institution, it’d be massively unlikely
ever to find any such system in reality.
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Possibly not.
The first thing to keep in mind here is that - quite obviously - states are
not like people! They aren’t vulnerable in the same way; and since the minimal
content wasn’t built in to the concept of law so much as being a prediction
about the way that legal systems evolve to govern behaviour between people,
we could stall talk about international law without it. (At the same time, the
development of international humanitarian law in the period since Hart was
writing might be seen by Hartians as a response to something like minimal
content after all. In fact, there’ve been international laws about sanitation since
the 19th century; and it is tempting to think that it was a concern for something
like a minimum content that motivated their introduction.7)
7For a brief survey of the history of international sanitary laws. see Houston, A, “Applying
Lessons from the Past in Haiti: Cholera, Scientific Knowledge, and the Longest-Standing
Principle of International Health Law” in Eccleston-Turner, M & Brassington, I (eds.) Infectious
Diseases in the New Millennium: Ethical and Legal Challenges (Cham: Springer, 2020): passim
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are “soft” sanctions in international law when countries step out of line: we
generally can’t send rulers to prison for, say, breaking a trade agreement; but we
can withdraw economic cooperation or restrict the freedoms of certain
government officials, and that does have some analogous function to the
sanctions we find within domestic legal systems.
MORALLY-LED LAWS
So far, Hartian postivists are going to say that, though there’s no necessary link
between law and morality, there are nevertheless decent reasons to expect that
a legal system would show a certain attitude towards the people it governs and
aim to protect them - and this does look broadly moral.
What are your intuitions about whether the law should be morally-
informed? Why?
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As we noted a little while ago, it does seem to be fairly obvious that laws
are often written for moral, or moralising, reasons. Laws against murder and
robbery are presumably supportable because we think that murder and robbery
are bad or wrong things that states ought to try to prevent and ought to punish
when prevention fails. Disputes about, say, whether the law should allow
abortion are presumably informed by moral claims; and even those who are
opposed to abortion might still say that it ought not to be criminal, because
criminalising it is undesirable (perhaps by driving it underground, so making it
more dangerous).
A legal system in which laws did not reflect quite strong moral beliefs
would be quite unlike most, if not all, actual legal systems. Many laws are
passed for moral, or moralising, reasons. (This point prefigures some of Patrick
Devlin’s arguments: see below.)
Now, this neutrality does potentially raise a worry about positivism, which
is that if the concept of law is morally neutral, this means that there may be little
that anyone can do within law to resist tyranny.
To see why, imagine a broadly naturalist position, which says that the law
must satisfy certain moral standards in order to count as law. This means that a
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supposed law that is grossly immoral may well turn out not to be a law after all;
and this releases all of us from any legal obligation to obey it, and it releases
judges from having to apply it. Thus immorality will not have legal force behind
it, and law can be used to mitigate or militate against immoral policies.
But now imagine that positivism is correct, and that you are a judge in a
wicked regime. Granted that the validity of law does not depend on its content,
this means that it cannot be true that we could reject an immoral law as no law
at all: so long as it came from the correct source, that would be the whole story.
The role of judges and other officials would simply be to apply the law as it is
handed down. While we might want some kind of moral resistance, the law as
an institution could be of no help to us.
Or, to put things a bit more prescriptively: the dispute between naturalism and
positivism is a dispute about the way the world works. Yet there being
undesirable outcomes to a particular hypothesis does not show that that
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hypothesis is wrong, or give us a reason to move to a new one, any more than the
undesirable consequences of leaping from a tall building gives us a reason to
insist that we should replace our current understanding of gravity with something
different.
However, this is not the whole story. After all, Hart was there talking
about legal obligation; but if there is no necessary connection between legality
and morality, then there is presumably no particularly good reason to suppose
that things that we might say about legal obligation would translate
straightforwardly to moral obligation, or vice versa.
So, for sure, we have legal obligations (and legal reasons) to obey the law
as it is posited; but legal obligations are not the only obligations. We could have
moral obligations as well.
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it’s the law”. And, correspondingly, we might have competing moral reasons to
disobey it. It is possible that we could have both kinds of reason at once - after
all, it is inherent in the idea of a moral dilemma that one recognises reasons to
do something and reasons not to do that same thing, and inherent in the idea of
being a moral agent that one might have to weigh these reasons against each
other.
The point is this: when faced with a valid legal demand, there could still
be a dilemma about whether to obey it. To give an obvious example, if the
Gestapo knocks on your door wanting to know if you are aware of any Jews
hiding nearby, you might recognise that you have a legal obligation to tell them
what you know, and you might even recognise that you have a moral obligation
to do so based on your respect for the institution of law, or based on the value
of truthfulness. But you might at the same time recognise that you have a moral
obligation not to tell them the truth; and it is possible that that would be the
weightiest obligation. Similarly, in A View from the Bridge, Eddie may have a
legal obligation to come clean to the immigration authorities about the
immigrants he is sheltering; but he may have a moral obligation not to.
Hart thinks that this sort of point gives him a response to concerns such
as Radbruch’s:
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Recall that this painting could be taken to show a legal system in action. But it
could also be taken to illustrate the difference between legal and moral
obligations. After all, the child in blue has a legal obligation to tell the
Parliamentary forces what he knows about his father’s location.
8Hart, HLA, “Positivism and the Separation of Law and Morals”, Harvard Law Review 71[4] (1958):
618-620; modified
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Is there any kind of obligation to obey immoral laws? How ought one
to act when the law makes immoral requirements?
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The conclusion of the report was rejected by Devlin, who took issue with
the separation of crime from sin; and the starting point for his argument was to
claim that crime is not a wholly private matter.
Consider, for example, crimes against the person. Imagine that Smith
commits some crime against Jones’ person - for the sake of the argument, let’s
say it’s an assault. Now imagine that Jones decides to forgive Smith. Devlin
points out that English law would be blind to this.
But why? It looks like a matter of private conduct. Not quite, says Devlin:
If the law existed for the protection of the individual, there would be no reason
why he should avail himself of it if he did not want it. The reason why a man may
not consent to the commission of an offence against himself beforehand or
forgive it afterwards is because it is an offence against society […]
It is not that society is physically injured; that would be impossible. There is only
one explanation of what has hitherto been accepted as the basis of the criminal
law and that is that there are certain standards of behaviour or moral principles
which society requires to be observed; and the breach of them is an offence not
merely against the person who is injured but against society as a whole.9
9 Devlin, P, The Enforcement of Morals (London: Oxford UP, 1968), pp 6-7; slightly modified
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In other words, Devlin holds that law is not just about settling disputes between
people: it’s also a way by which society in abstracto protects itself and its
interests. Indeed, he reasons, there is a sense in which the community is
defined by its moral standards; hence to protect them is to protect the
community. On that basis,
10 ibid, pp 13-14
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So this would give Devlin a defence against charges of arbitrary moralism. He’s
still moralising, for sure - but not arbitrarily.
Thus, he continues,
The Christian institution of marriage has become the basis of family life
and so part of the structure of our society. It is not there because it is
Christian. It has got there because it is Christian, but it remains there
because it is built into the house in which we live and could not be
removed without bringing it down. A non-Christian is bound by it, not
because it is part of Christianity but because, rightly or wrongly, it has
been adopted by the society in which he lives.11
Is Devlin correct to say that societies have the right to defend their
moral norms by means of law?
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We might wonder, of course, how we know what society’s core values are.
For Devlin, it’s a matter of what we can impute to the reasonable person. On the
other hand, that actually does seem to be potentially arbitrary, since
11 ibid, p 9; modified
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Still, a slightly more sophisticated version of the same argument has been
suggested by John Kekes. For him, there will be certain core values that any
society could be expected to endorse, and certain behaviours that it would
reject. For example, sadism or cannibalism might be antagonistic to anything
like civilised existence, whereas homosexuality or euthanasia mightn’t be. As
such, laws against sadistic or cannibalistic practices - even when consensual -
might be warranted in a way that they wouldn’t be for homosexuality or at least
some forms of mercy-killing.12
For people drawn to the Kekes line, the reason to forbid cannibalism must be
that it is a threat to society; if there is no such threat, there’s no justification.
But now I come to think about it, is there really a threat to the fabric of society
from cannibalism? Maybe not - and paradoxically, this is precisely because it’s
abhorrent! If something really is abhorrent, mightn’t we expect that it would
not have much of a social impact, just because most will reject it?
It might be that we have more of a reason to forbid the stuff that’s mildly
12Kekes, J, “The Enforcement of Morality” American Philosophical Quarterly vol. 37, # 1 (2000);
repr. in Kekes, J, A Case for Conservatism (Ithaca: Cornell UP, 2001), §5
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disquieting, since that’s more likely to alter everyday behaviour. This seems a
bit counterintuitive, though.
One day, I will get around to completing the paper I halfheartedly started to
write on cannibalism and English law about 8 years ago.
And there are other reasons that Hart offers to reject Devlin. Devlin’s appeals to
what history shows are very vague, for one thing. For another, he seems to think
that social integration is an all-or-nothing affair. But cultures do change, often
thanks to moral radicals. To give an example that Hart does not consider, a
practice such as female genital mutilation may be fading, despite some people
thinking it’s important for social reasons. This has not undermined the cultures
of the parts of the world where it is still practiced; rather, those cultures are just
shifting slightly. (It’s interesting to note in practice that Devlin frames his
argument in terms of allowing things banned hitherto, rather than banning
things allowed hitherto.)
13 Hart, HLA, Law, Liberty and Morality (Oxford: Oxford UP, 1963), pp 31-2
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But let’s up the ante and suppose that Devlin is correct to suppose that
one adopts a culture’s norms entirely or rejects that culture entirely. Well: so
what? Let’s imagine that the culture of this or that region would collapse if we
were to ban FGM or allow homosexual acts between consenting adults in
private. So much the worse for that culture! We don’t have to shed too many
tears to see the death of a culture that turns out to depend on the persistence
of an abhorrent practice. Or, as Hart puts it,
We might wish to argue that whether or not a society is justified in taking steps
to preserve itself must depend both on what sort of society it is and what the
steps to be taken are. If a society were mainly devoted to the cruel persecution
of a racial or religious minority, or if the steps to be taken included heinous
tortures, it is arguable that what Lord Devlin terms the ‘disintegration’ of such a
society would be morally better than it continued existence, and steps ought not
to be taken to preserve it.14
14 ibid, p 19
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Does that mean that Devlin is a naturalist or some other form of anti-
positivist? Not really. Remember that positivists are still free to make claims
about what the moral content of the law should be and why.
Devlin’s claims about the law’s function being to protect society could be
seen as analogous to Hart’s own minimum content claims; and so if Hart is still a
positivist, so might Devlin be. More generally, Devlin’s case that law ought to
enforce morality, and his claims that that’s the only way that we can make sense
of some laws, are perfectly compatible with the kinds of things Hart wants to
say in The Concept of Law. None of what Devlin says has to commit us to the
view that law is moral by nature.
It so happens that Hart was fairly liberal and argued for fairly liberal laws;
Devlin was more conservative. But since positivism denies any necessary link
between law and morality, one’s moral position won’t tell us all that much about
whether one can be a positivist.
SUGGESTED READING
Devlin, P, The Enforcement of Morals (Oxford: Oxford UP, 1985)
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Hart, HLA, Law, Liberty and Morality (Oxford: Oxford UP, 1968)
Hart, HLA, “Positivism and the Separation of Law and Morals”, Harvard Law
Review 71[4] (1958)
Summers, “Professor HLA Hart’s Concept of Law”, Duke Law Journal 12[4] (1963),
p 629
COMING NEXT…
Lon Fuller’s restatement of a necessary link between law and morality.
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