JEFF ROCK, CFA

3437 Walington Drive Plano, Texas 75093 home 972-964-6893 cell 972-896-3124

jeffrock1@verizon.net

Senior Investment Analyst | Retirement Plans

Highly motivated investment professional with 13 years of multinational pension & corporate investment management experience and 4 years in private wealth management. Demonstrated strong consultative and leadership skills in implementing 401(k) plan conversions, manage key pension plan and corporate relationships, developed new business relationships and managed high net worth portfolios. Core competencies include:
Cash Management Financial Analysis Investment Management Problem Solving Relationship Management Solid Presentation Skills

CAREER EXPERIENCE
MORGAN STANLEY SMITH BARNEY, Plano, Texas 2010-2011

Financial Advisor Provide financial planning and investment management solutions to the retail market place FLUOR CORPORATION, Irving, Texas 2009 Senior Investment Analyst, Contract Position Administer and manage the US defined benefit and defined contribution retirement plans FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST, Dallas, Texas 2008 Assistant Portfolio Manager Team portfolio manager on a growing number of client accounts and assisted other managers in the implementation and monitoring of investment portfolios ELECTRONIC DATA SYSTEMS, Plano, Texas 1996 - 2007 Senior Investment Analyst Strategically redesigned a $3 billion domestic 401(k) plan and implemented a new unitized investment platform increasing employee participation by 20% Achieved top quartile growth in a $4 billion domestic defined benefit plan for 5 and 10-year periods due to superior manager selection and a aggressive asset allocation policy Successfully managed a $250 million insurance portfolio for over five years Implemented and managed a $1.5 billion fixed income investment program with six relationship banks. Program value added exceeded the composite benchmark by 134bp Developed critical investment policy and principles statements for our domestic defined benefit and 401(k) pension plans Authored key plan documents such as a 401(k) plan prospectus, standard plan documents, investment fund fact sheets, employee handbooks and participant communications

JEFF ROCK

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DIAMOND SHAMROCK / MAXUS ENERGY, Dallas, Texas 1985 - 1996 Senior Auditor / Specialist Directed both domestic and international audits of drilling activity, gas plant construction, worldwide financial operations and joint ventures Significant accomplishments include financial recoveries of over a million dollars, and the implementation of operational and organization controls that led to a more efficient and effective operating environment PAINE WEBBER & ISFA CORPORATION, Walnut Creek, CA & Dallas, TX 1983 - 1985 Retail Stockbroker Provided financial advice and service to clients through portfolio analysis and review Grew the business significantly over time as customers gained confidence in my open and honest approach to the money management business

EDUCATION
UNIVERSITY OF MICHIGAN Bachelor of Business Administration, Accounting CFA INSTITUTE Chartered Financial Analyst INSTITUTE OF INTERNAL AUDITORS Certified Internal Auditor FINRA LICENSES 7, 66 & LIFE, ACCIDENT, HEALTH INSURANCE

ASSOCIATIONS
CFA SOCIETY OF DALLAS / FORT WORTH Member DFW ASSOCIATION FOR TECHNICAL ANALYSIS Member GRACE COMMUNITY CHURCH - PLANO Member HEARTS AND HAMMERS MINISTRY