Col II - Due Process Clause

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DUE PROCESS CLAUS Wherefore, the judgment of the lower

court is reversed and the injunction issued


Ermita Malate Hotel vs. City Mayor of lifted forthwith. With costs.
Manila, G.R. No. L24693, 31 July 1967 There is no controlling and precise definition
Facts of due process. It furnishes though a
The Ordinance in question was seen to be standard to which the governmental action
violative of the due process clause of the should conform in order that deprivation of
Constitution of the Philippines. The life, liberty or property, in each appropriate
Ordinance imposes a P6,000.00 fee per case, be valid. What then is the standard of
anum for first class motels and P4,500.00 due process which must exist both as a
for second class motels; it requires the procedural and a substantive requisite to
owner, manager, keeper, or duly authorized free the challenged ordinance, or any
representative of a hotel, motel, or lodging governmental action for that matter, from
house to refrain from entertaining or the imputation of legal infirmity sufficient to
accepting any guest of customer or letting spell its doom? It is responsiveness to the
any room or other quarter to any person or supremacy of reason, obedience to the
persons without his filling up the prescribed dictates of justice. Negatively put,
form in a lobby open to public view at all arbitrariness is ruled out and unfairness
times and in his presence. Also, inspections avoided. To satisfy the due process
of such lodging houses would be open for requirement, official action, to paraphrase
inspection by the City Mayor or the Chief of Cardozo, must not outrun the bounds of
Police; this was seen to be arbitrary, reason and result in sheer oppression. Due
unreasonable or oppressive. The lower process is thus hostile to any official action
court issued an injunction to the Mayor it marred by lack of reasonableness. Correctly
was questioned but made permanent. it has been identified as freedom from
arbitrariness. It is the embodiment of the
Issue sporting idea of fair play.17 It exacts fealty
Whether Ordinance No. 4760 of the City of "to those strivings for justice" and judges the
Manila is violative of the due process act of officialdom of whatever branch "in the
clause. light of reason drawn from considerations of
fairness that reflect [democratic] traditions of
Ruling legal and political thought."18 It is not a
That is all then that this case presents. narrow or "technical conception with fixed
As it stands, with all due allowance for the content unrelated to time, place and
arguments pressed with such vigor and circumstances,"19decisions based on such
determination, the attack against the validity a clause requiring a "close and perceptive
of the challenged ordinance cannot be inquiry into fundamental principles of our
considered a success. Far from it. Respect society."20 Questions of due process are
for constitutional law principles so uniformly not to be treated narrowly or pedantically in
held and so uninterruptedly adhered to by slavery to form or phrases.21
this Court compels a reversal of the It would seem that what should be deemed
appealed decision. unreasonable and what would amount to an
abdication of the power to govern is inaction
in the face of an admitted deterioration of
the state of public morals. To be more No man can do exactly as he pleases.
specific, the Municipal Board of the City of Every man must renounce unbridled
Manila felt the need for a remedial measure. license. The right of the individual is
It provided it with the enactment of the necessarily subject to reasonable restraint
challenged ordinance. A strong case must by general law for the common good x x x
be found in the records, and, as has been The liberty of the citizen may be restrained
set forth, none is even attempted here to in the interest of the public health, or of the
attach to an ordinance of such character the public order and safety, or otherwise within
taint of nullity for an alleged failure to meet the proper scope of the police power."28
the due process requirement. Nor does it To ask the question is to answer it.
lend any semblance even of deceptive From Connally v. General Construction
plausibility to petitioners' indictment of Co.33 to Adderley v. Florida,34 the principle
Ordinance No. 4760 on due process has been consistently upheld that what
grounds to single out such features as the makes a statute susceptible to such a
increased fees for motels and hotels, the charge is an enactment either forbidding or
curtailment of the area of freedom to requiring the doing of an act that men of
contract, and, in certain particulars, its common intelligence must necessarily
alleged vagueness. guess at its meaning and differ as to its
As was explained more in detail in the application. Is this the situation before us? A
above Cu Unjieng case: (2) Licenses for citation from Justice Holmes would prove
non-useful occupations are also incidental illuminating: "We agree to all the generalities
to the police power and the right to exact a about not supplying criminal laws with what
fee may be implied from the power to they omit but there is no canon against
license and regulate, but in fixing amount of using common sense in construing laws as
the license fees the municipal corporations saying what they obviously mean."
are allowed a much wider discretion in this
class of cases than in the former, and aside Villegas vs. Hiu Chong, G.R. No. L-29646,
from applying the well-known legal principle 10 November 1978
that municipal ordinances must not be Facts
unreasonable, oppressive, or tyrannical, Hiu Chiong Tsai Pao Ho was employed in
courts have, as a general rule, declined to Manila then filed a writ of preliminary
interfere with such discretion. injunction and restraining order to stop the
Moreover, petitioners cannot be unaware enforcement of Ordinance no. 6637 and
that every regulation of conduct amounts to judgment for Ordinance no. 6537 null and
curtailment of liberty which as pointed out by void. It is arbitrary, oppressive and
Justice Malcolm cannot be absolute. Thus: unreasonable, being applied only to aliens
"One thought which runs through all these who are thus, deprived of their rights to life,
different conceptions of liberty is plainly liberty and property and therefore, violates
apparent. It is this: 'Liberty' as understood in the due process and equal protection
democracies, is not license; it is 'liberty clauses of the Constitution. A writ was
regulated by law.' Implied in the term is issued by the Judge and declaring
restraint by law for the good of the individual Ordinance No. 6537 null and void.
and for the greater good of the peace and
order of society and the general well-being. Issue
Whether respondent judge further Basically a regulation in conducting
committed a serious and patent error of law business in the Philippines providing strict
in ruling that ordinance no,. 6537 violated measures as to death of the individuals,
the due process and equal protection certifications, etc.
clauses of the constitution.
d. The due process clause. —
Ruling The due process clause has to do with the
The ordinance in question violates the due reasonableness of legislation enacted in
process of law and equal protection rule of pursuance of the police power. Is there
the Constitution. public interest, a public purpose; is public
welfare involved? Is the Act reasonably
Requiring a person before he can be necessary for the accomplishment of the
employed to get a permit from the City legislature's purpose; is it not unreasonable,
Mayor of Manila who may withhold or refuse arbitrary or oppressive? Is there sufficient
it at will is tantamount to denying him the foundation or reason in connection with the
basic right of the people in the Philippines to matter involved; or has there not been a
engage in a means of livelihood. While it is capricious use of the legislative power? Can
true that the Philippines as a State is not the aims conceived be achieved by the
obliged to admit aliens within its territory, means used, or is it not merely an
once an alien is admitted, he cannot be unjustified interference with private interest?
deprived of life without due process of law. These are the questions that we ask when
This guarantee includes the means of the due process test is applied.
livelihood. The shelter of protection under The conflict, therefore, between police
the due process and equal protection clause power and the guarantees of due process
is given to all persons, both aliens and and equal protection of the laws is more
citizens. apparent than real. Properly related, the
power and the guarantees are supposed to
Ichong vs. Hernandez, G.R. No. L-7995, coexist. The balancing is the essence or,
31 May 1957 shall it be said, the indispensable means for
Facts the attainment of legitimate aspirations of
This Court has before it the delicate task of any democratic society. There can be no
passing upon the validity and absolute power, whoever exercise it, for that
constitutionality of a legislative enactment, would be tyranny. Yet there can neither be
fundamental and far-reaching in absolute liberty, for that would mean license
significance. The enactment poses and anarchy. So the State can deprive
questions of due process, police power and persons of life, liberty and property,
equal protection of the laws. It also poses provided there is due process of law; and
an important issue of fact, that is whether persons may be classified into classes and
the conditions which the disputed law groups, provided everyone is given the
purports to remedy really or actually exist. equal protection of the law. The test or
standard, as always, is reason. The police
Republic Act No. 1180 is entitled "An Act to power legislation must be firmly grounded
Regulate the Retail Business." In effect it on public interest and welfare, and a
nationalizes the retail trade business. — reasonable relation must exist between
purposes and means. And if distinction and As the repository of the sovereign power of
classification has been made, there must be legislation, the Legislature was in duty
a reasonable basis for said distinction. bound to face the problem and meet,
through adequate measures, the danger
Issue and threat that alien domination of retail
trade poses to national economy.
Ruling
The law in question is deemed absolutely
necessary to bring about the desired Our legal duty, however, is merely to
legislative objective, i.e., to free national determine if the law falls within the scope of
economy from alien control and dominance. legislative authority and does not transcend
It is not necessarily unreasonable because it the limitations of due process and equal
affects private rights and privileges (11 Am. protection guaranteed in the Constitution.
Jur. pp. 1080-1081.) The test of Remedies against the harshness of the law
reasonableness of a law is the should be addressed to the Legislature; they
appropriateness or adequacy under all are beyond our power and jurisdiction.
circumstances of the means adopted to The petition is hereby denied, with costs
carry out its purpose into effect (Id.) Judged against petitioner.
by this test, disputed legislation, which is not
merely reasonable but actually necessary, VII. The Due Process of Law Limitation.
must be considered not to have infringed a. Reasonability, the test of the limitation;
the constitutional limitation of determination by legislature decisive. —
reasonableness. We now come to due process as a limitation
on the exercise of the police power. It has
Law expressly held by Constitutional been stated by the highest authority in the
Convention to be within the sphere of United States that:
legislative action. —  . . . . And the guaranty of due process, as
The framers of the Constitution could not has often been held, demands only that the
have intended to impose the constitutional law shall not be unreasonable, arbitrary or
restrictions of due process on the attainment capricious, and that the means selected
of such a noble motive as freedom from shall have a real and substantial relation to
economic control and domination, thru the the subject sought to be attained. . . . .
exercise of the police power. The fathers of xxx     xxx     xxx
the Constitution must have given to the So far as the requirement of due process is
legislature full authority and power to enact concerned and in the absence of other
legislation that would promote the supreme constitutional restriction a state is free to
happiness of the people, their freedom and adopt whatever economic policy may
liberty. On the precise issue now before us, reasonably be deemed to promote public
they expressly made their voice clear; they welfare, and to enforce that policy by
adopted a resolution expressing their belief legislation adapted to its purpose. The
that the legislation in question is within the courts are without authority either to declare
scope of the legislative power. such policy, or, when it is declared by the
legislature, to override it. If the laws passed
are seen to have a reasonable relation to a
proper legislative purpose, and are neither a sufficient foundation in reason in
arbitrary nor discriminatory, the connection with the matter involved, or is an
requirements of due process are satisfied, arbitrary, oppressive, and capricious use of
and judicial determination to that effect that power, without substantial relation to
renders a court functus officio. . . . (Nebbia the health, safety, morals, comfort, and
vs. New York, 78 L. ed. 940, 950, 957.) general welfare of the public.
Another authority states the principle thus:
. . . . Too much significance cannot be given c. Law expressly held by Constitutional
to the word "reasonable" in considering the Convention to be within the sphere of
scope of the police power in a constitutional legislative action. —
sense, for the test used to determine the The framers of the Constitution could not
constitutionality of the means employed by have intended to impose the constitutional
the legislature is to inquire whether the restrictions of due process on the attainment
restriction it imposes on rights secured to of such a noble motive as freedom from
individuals by the Bill of Rights are economic control and domination, thru the
unreasonable, and not whether it imposes exercise of the police power. The fathers of
any restrictions on such rights. . . . the Constitution must have given to the
xxx     xxx     xxx legislature full authority and power to enact
. . . . A statute to be within this power must legislation that would promote the supreme
also be reasonable in its operation upon the happiness of the people, their freedom and
persons whom it affects, must not be for the liberty. On the precise issue now before us,
annoyance of a particular class, and must they expressly made their voice clear; they
not be unduly oppressive. (11 Am. Jur. Sec. adopted a resolution expressing their belief
302., 1:1)- 1074-1075.) that the legislation in question is within the
In the case of Lawton vs. Steele, 38 L. ed. scope of the legislative power.
385, 388. it was also held:
. . . . To justify the state in thus interposing Sales vs. Sandiganbayan, G.R. No.
its authority in behalf of the public, it must 143802, 16 November 2001
appear, first, that the interests of the public Facts
generally, as distinguished from those of a incumbent town mayor of Pagudpud, Ilocos
particular class, require such interference; Norte, fatally shot the former mayor and his
and second, that the means are reasonably political rival, Atty. Rafael Benemerito, in an
necessary for the accomplishment of the alleged shootout in Barangay Caparispisan
purpose, and not unduly oppressive upon of said municipality after a heated
individuals. . . . altercation between them. After the shooting
Prata Undertaking Co. vs. State Board of incident, petitioner surrendered and placed
Embalming, 104 ALR, 389, 395, fixes this himself under the custody of the municipal
test of constitutionality: police then asked that he be brought to the
In determining whether a given act of the Provincial PNP Headquarters in Laoag City.
Legislature, passed in the exercise of the The next day, August 3, 1999, Police
police power to regulate the operation of a Chief Inspector Crispin Agno and private
business, is or is not constitutional, one of respondent Thelma Benemerito, wife of the
the first questions to be considered by the victim, filed a criminal complaint for Murder1
court is whether the power as exercised has against petitioner at the Municipal Circuit
Trial Court of Bangui, Ilocos Norte, Branch approved by the Ombudsman on June 16,
127, presided by Judge Melvin U. Calvan. 2000.
Owing to the urgency of the matter,
Judge Calvan then conducted a petitioner opted to directly resort to this
preliminary examination of the witnesses, in recourse eschewing the filing of a motion for
accordance with Section 6 (b), Rule 112 of reconsideration on the grounds that —
the Rules on Criminal Procedure, found "the
existence of probable cause," and thereafter Issue
issued an order dated August 3, 1999 for whether or not the proper procedure was
the issuance of a warrant for the arrest of followed and whether petitioner's
petitioner with no bail recommended.2 By constitutional rights were safeguarded
virtue of the warrant of arrest, petitioner was during the preliminary investigation
transferred on August 4, 1999 from the conducted before the filing of an Information
Provincial PNP Headquarters to the for Murder against him and the issuance of
Provincial Jail. a warrant for his arrest by respondent
Sandiganbayan.
the appellate court granted the petition for
habeas corpus and ordered the release of Ruling
petitioner from detention subject to the
outcome of the proper preliminary As this Court pointed out in Duterte v.
investigation Sandiganbayan,18 "[t]he purpose of a
preliminary investigation or a previous
Judge Calvan as well as petitioner- inquiry of some kind, before an accused
accused's counter-affidavits, the Ilocos person is placed on trial, is to secure the
Norte Provincial Prosecutor, instead of innocent against hasty, malicious and
conducting a preliminary investigation of his oppressive prosecution and to protect him
own, merely forwarded the said records to from an open and public accusation of a
the Ombudsman for the latter to conduct the crime, from the trouble, expenses and
same. anxiety of a public trial…
Although a preliminary investigation is
On January 27, 2000, petitioner received a not a trial and is not intended to usurp the
notice from the Ombudsman directing him to function of the trial court, it is not a casual
file his counter-affidavits. Considering that affair. The officer conducting the same
petitioner had already submitted his investigates or inquires into the facts
counter-affidavits to the Ilocos Norte concerning the commission of the crime with
Provincial Prosecutor as far back as August the end in view of determining whether or
20, 1999, he found the directive superfluous not an information may be prepared against
and did not act on it. the accused… A preliminary investigation
On May 25, 2000, Graft Investigation has been called a judicial inquiry. It is a
Officer II Cynthia V. Vivar issued a judicial proceeding. An act becomes a
Resolution13 recommending the filing of an judicial proceeding when there is an
Information for Murder against petitioner opportunity to be heard and for the
and four others14 before the production of and weighing of evidence, and
Sandiganbayan. The recommendation was a decision is rendered thereon.
Measured vis-a-vis the foregoing legal the preliminary investigation is conducted by
yardsticks, we hold that the proper an investigating prosecutor, in this case the
procedure in the conduct of the preliminary Ombudsman,42 the determination of
investigation was not followed probable cause by the investigating
First, the records show that the prosecutor cannot serve as the sole basis
supposed preliminary investigation was for the issuance by the court of a warrant of
conducted in installments by at least three arrest. This is because the court with whom
(3) different investigating officers, none of the information is filed is tasked to make its
whom completed the preliminary own independent determination of probable
investigation. cause for the issuance of the warrant of
Second, the charge against herein arrest.
petitioner is Murder, a non-bailable offense.
The gravity of the offense alone, not to All told, the Court cannot accept the
mention the fact that the principal accused Sandiganbayan's assertions of having found
is an incumbent mayor whose imprisonment probable cause on its own, considering the
during the pendency of the case would Ombudsman's defective report and findings,
deprive his constituents of their duly-elected which merely relied on the testimonies of
municipal executive, should have merited a the witnesses for the prosecution and
deeper; and more thorough preliminary disregarded the evidence for the defense.
investigation. WHEREFORE, in view of all the
Given the foregoing circumstances, the foregoing, judgment is hereby rendered:
Ombudsman for all practical purposes did 1.] SETTING ASIDE the Resolutions of the
an even worse job than Judge Calvan for, Sandiganbayan dated July 13, 2000 and the
by adopting in its entirety the findings of the Resolution of Graft Investigation Officer II
investigating officer despite its obvious Cynthia V. Vivar dated May 25, 2000 in
flaws, he actually did nothing at all and, in Criminal Case No. 26115;
effect, threw everything to the 2.] Ordering the Sandiganbayan to QUASH
Sandiganbayan for evaluation. the warrant of arrest it issued against
Third, a person under preliminary petitioner;
investigation by the Ombudsman is entitled 3.] REMANDING the case to the
to file a motion for reconsideration of the Ombudsman for completion of the
adverse resolution. preliminary investigation.
Fourth, it was patent error for the SO ORDERED
Sandiganbayan to have relied purely on the
Ombudsman's certification of probable El Banco Espanol vs. Palanca, G.R. No.
cause given the prevailing facts of this case L-11390, 26 March 1918
much more so in the face of the latter's Facts
flawed report and one-sided factual findings. An action instituted by Banco Espanol-
Filipino to foreclose a mortgage upon
Stated differently, while the task of various parcels of real property in Manila.
conducting a preliminary investigation is The Mortgage in question was executed by
assigned either to an inferior court Engracio Palanca Tanquinyeng y
magistrate or to a prosecutor,41 only a Limquingco as security for a debt he owes
judge may issue a warrant of arrest. When to the bank. The debt exceeded the original
amount borrowed due to an 8% interest per cannot run into other States or countries
annum. Palanca died in China where he and that due process of law requires that
was a native of. A publication of summons the defendant shall be brought under the
were sent but to no avail leading to the power of the court by service of process
judgment of the Court of First Instance with within the State, or by his voluntary
no defendant which led to a default. Moving appearance, in order to authorize the court
to the sale of the property in question and to pass upon the question of his personal
acquired by the Bank. liability. The doctrine established by the
7 years after a motion from Vicente Supreme Court of the United States on this
Palanca was made. Requesting to set aside point, being based upon the constitutional
the order of default by the court. Said conception of due process of law, is binding
request was denied by the court. upon the courts of the Philippine Islands.
Involved in this decision is the principle that
Issue in proceedings in rem or quasi in rem
Whether those proceedings were conducted against a nonresident who is not served
in such manner as to constitute due process personally within the state, and who does
of law. not appear, the relief must be confined to
the res, and the court cannot lawfully render
Ruling a personal judgment against him.
The conclusions stated in this opinion We now proceed to a discussion of the
indicate that the judgment appealed from is question whether the supposed irregularity
without error, and the same is accordingly in the proceedings was of such gravity as to
affirmed, with costs. So ordered. amount to a denial of that "due process of
The judgment in question is not void in law" which was secured by the Act of
any such sense. It is entirely regular in form, Congress in force in these Islands at the
and the alleged defect is one which is not time this mortgage was foreclosed. (Act of
apparent upon its face. It follows that even if July 1, 1902, sec. 5.) In dealing with
the judgment could be shown to be void for questions involving the application of the
want of jurisdiction, or for lack of due constitutional provisions relating to due
process of law, the party aggrieved thereby process of law the Supreme Court of the
is bound to resort to some appropriate United States has refrained from attempting
proceeding to obtain relief. Under accepted to define with precision the meaning of that
principles of law and practice, long expression, the reason being that the idea
recognized in American courts, a proper expressed therein is applicable under so
remedy in such case, after the time for many diverse conditions as to make any
appeal or review has passed, is for the attempt ay precise definition hazardous and
aggrieved party to bring an action to enjoin unprofitable. As applied to a judicial
the judgment, if not already carried into proceeding, however, it may be laid down
effect; or if the property has already been with certainty that the requirement of due
disposed of he may institute suit to recover process is satisfied if the following
it. conditions are present, namely; (1) There
The idea upon which the decision in must be a court or tribunal clothed with
Pennoyer vs. Neff (supra) proceeds is that judicial power to hear and determine the
the process from the tribunals of one State matter before it; (2) jurisdiction must be
lawfully acquired over the person of the disqualification from employment in
defendant or over the property which is government service.
the subject of the proceeding; (3) the President of Combat Security &
defendant must be given an opportunity Executive Protection Agency (CSEPA)
to be heard; and (4) judgment must be Doromal participated in a bidding for the
rendered upon lawful hearing. PPA and filed a complaint against
In the progress of this discussion we Bungbung due to some Balato being
have stated the two conclusions; (1) that the requested from the wife of Doromal for
failure of the clerk to send the notice to the winning the bid. Allegations of expensive
defendant by mail did not destroy the requests by Bungbung was being stated by
jurisdiction of the court and (2) that such Doromal. A “blue book” was given of
irregularity did not infringe the requirement CSEPA where it stated the distribution of
of due process of law. As a consequence of monthly payola or balato being handed out
these conclusions the irregularity in question to PPA officials. Hence, the memo from
is in some measure shorn of its potency. It Ombudsman Mabini for investigation.
is still necessary, however, to consider its Where Bungbung was dismissed from
effect considered as a simple irregularity of service and barred from reemployment. A
procedure; and it would be idle to pretend motion for reconsideration was filed by
that even in this aspect the irregularity is not Bungbung in the CA, after being found
grave enough. From this point of view, guilty, which led to the reversal and
however, it is obvious that any motion to acquitting Bungbung in finality. The
vacate the judgment on the ground of the Ombudsman filed a motion for
irregularity in question must fail unless it reconsideration thus the petition to this
shows that the defendant was prejudiced by court.
that irregularity. The least, therefore, that
can be required of the proponent of such a Issue
motion is to show that he had a good THE reliance by the ombudsman on the
defense against the action to foreclose the affidavits of roberto doromal and his
mortgage. Nothing of the kind is, however, witness in determining [bungubung]'s
shown either in the motion or in the affidavit administrative liability was proper. IT
which accompanies the motion. DID NOT DEPRIVE [BUNGUBUNG] OF
DUE PROCESS;
Ombudsaman Simeon V. Marcelo vs.
Leopoldo F. Bungubung, G.R. No. Ruling
175201, 23 April 2008 The present Petition must fail.
Facts based solely on position papers,
Ombudsman Marcelo found manager of affidavits or documentary evidence
the Post Distrct Office Leopoldo Bungbung submitted by the parties as affidavits of
adiminstratively liable for grave misconduct, witnesses may take the place of their
dismissing him from the service and direct testimonies.
imposing the accessory penalties of Before proceeding to the merits of the
cancellation of eligibility, forfeiture of instant Petition, this Court deems it
retirement benefits, and his perpetual necessary to first address the allegation of
Bungubung that he was denied due process
by the Ombudsman. The fact that no formal as clearly and concisely aggrieved parties'
hearing took place is not sufficient ground to predicament or defense. What is essential is
say that due process was not afforded ample opportunity to be heard, meaning,
Bungubung. It is well-settled that in every kind of assistance that management
administrative proceedings, including those must accord the employee to prepare
before the Ombudsman, cases may be adequately for his defense.
submitted for resolution on the basis of After the filing of the Complaint, Bungubung
affidavits and pleadings. The standard of was allowed by the Ombudsman to submit
due process that must be met in the following: (a) a counter-affidavit refuting
administrative tribunals allows a certain the charges against him; (b) a rejoinder-
degree of latitude as long as fairness is not affidavit; and (c) a Motion for
ignored. It is, therefore, not legally Reconsideration of the 11 January 2005
objectionable for being violative of due Order of the Ombudsman. Moreover,
process for an administrative agency to Bungubung had the option to subject the
resolve a case based solely on position case to a formal investigation, but his
papers, affidavits or documentary evidence Manifestation dated 21 February 2002
submitted by the parties as affidavits of before the Ombudsman was evidence that
witnesses may take the place of their direct he did not choose to do so and, instead,
testimonies.20 Undoubtedly, due process in agreed to submit the case for resolution on
administrative proceedings is an opportunity the basis of the affidavits on record. These
to explain one's side or an opportunity to facts establish that Bungubung was not
seek reconsideration of the action or ruling deprived of his right to due process, having
complained of,21 which requirement was ample opportunity to present his side before
afforded Bungubung.22 the Ombudsman. In fact, it was only later on
In Manggagawa ng Komunikasyon sa in a Manifestation filed on 25 February 2002
Pilipinas v. National Labor Relations that Doromal changed his mind and
Commission,23 this Court held that: informed the Ombudsman that he was
[A]ctual adversarial proceeding becomes opting instead for the conduct of a formal
necessary only for clarification or when investigation.
there is a need to propound searching
questions to unclear witnesses. This is a Tanada vs. Tuvera, G.R. No. L-63915, 29
procedural right which the employee must, December 1986.
however, ask for it is not an inherent right, Facts
and summary proceedings may be Due process was invoked by petitioner on a
conducted. This is to correct the common number of presidential decrees due to non-
but mistaken perception that procedural due publication. The government stated that
process entails lengthy oral arguments. “otherwise provided” is controlling with
Hearings in administrative proceedings and regards to any decree that were not
before quasi-judicial agencies are neither published but was passed to be effective
oratorical contests nor debating skirmishes upon approval.
where cross examination skills are
displayed. Non-verbal devices such as Issue
written explanations, affidavits, positions Whether or not the publication of the law will
papers or other pleadings can establish just deny an individual due process of law
concern," and this certainly applies to,
Ruling among others, and indeed especially, the
Publication is indispensable in every case, legislative enactments of the government.
but the legislature may in its discretion
provide that the usual fifteen-day period WHEREFORE, it is hereby declared that all
shall be shortened or extended. An laws as above defined shall immediately
example, as pointed out by the present upon their approval, or as soon thereafter as
Chief Justice in his separate concurrence in possible, be published in full in the Official
the original decision, 6 is the Civil Code Gazette, to become effective only after
which did not become effective after fifteen fifteen days from their publication, or on
days from its publication in the Official another date specified by the legislature, in
Gazette but "one year after such accordance with Article 2 of the Civil Code.
publication." The general rule did not apply
because it was "otherwise provided. " Javier vs. Commission on Elections, G.R.
It is not correct to say that under the No. L-68379-81, 22 September 1986
disputed clause publication may be Facts
dispensed with altogether. The reason. is The petitioner and the private respondent
that such omission would offend due were candidates in Antique for the Batasang
process insofar as it would deny the public Pambansa in the May 1984 elections. The
knowledge of the laws that are supposed to former appeared to enjoy more popular
govern the legislature could validly provide support but the latter had the advantage of
that a law e effective immediately upon its being the nominee of the KBL with all its
approval notwithstanding the lack of perquisites of power. On May 13, 1984, the
publication (or after an unreasonably short eve of the elections, the bitter contest
period after publication), it is not unlikely between the two came to a head when
that persons not aware of it would be several followers of the petitioner were
prejudiced as a result and they would be so ambushed and killed, allegedly by the
not because of a failure to comply with but latter's men. Seven suspects, including
simply because they did not know of its respondent Pacificador, are now facing trial
existence, Significantly, this is not true only for these murders. The incident naturally
of penal laws as is commonly supposed. heightened tension in the province and
One can think of many non-penal measures, sharpened the climate of fear among the
like a law on prescription, which must also electorate. Conceivably, it intimidated voters
be communicated to the persons they may against supporting the Opposition candidate
affect before they can begin to operate. or into supporting the candidate of the ruling
party. It was in this atmosphere that the
We note at this point the conclusive voting was held, and the post-election
presumption that every person knows the developments were to run true to form.
law, which of course presupposes that the Owing to what he claimed were attempts to
law has been published if the presumption is railroad the private respondent's
to have any legal justification at all. It is no proclamation, the petitioner went to the
less important to remember that Section 6 of Commission on Elections to question the
the Bill of Rights recognizes "the right of the canvass of the election returns. His
people to information on matters of public complaints were dismissed and the private
respondent was proclaimed winner by the also appear to be impartial as an added
Second Division of the said body. assurance to the parties that his decision
will be just.16 The litigants are entitled to no
Issue less than that. They should be sure that
Whether or not due process was denied by when their rights are violated they can go to
the comelec in the canvassing of election a judge who shall give them justice. They
returns to Evelio Javier must trust the judge, otherwise they will not
go to him at all. They must believe in his
Ruling sense of fairness, otherwise they will not
Another matter deserving the highest seek his judgment. Without such
consideration of this Court but accorded confidence, there would be no point in
cavalier attention by the respondent invoking his action for the justice they
Commission on Elections is due process of expect.
law, that ancient guaranty of justice and fair
play which is the hallmark of the free Due process is intended to insure that
society. Commissioner Opinion ignored it. confidence by requiring compliance with
Asked to inhibit himself on the ground that what Justice Frankfurter calls the rudiments
he was formerly a law partner of the private of fair play. Fair play cans for equal justice.
respondent, he obstinately insisted on There cannot be equal justice where a suitor
participating in the case, denying he was approaches a court already committed to
biased. 14 the other party and with a judgment already
Given the general attitude of the made and waiting only to be formalized after
Commission on Elections toward the party the litigants shall have undergone the
in power at the time, and the particular charade of a formal hearing. Judicial (and
relationship between Commissioner Opinion also extra-judicial) proceedings are not
and MP Pacificador, one could not be at orchestrated plays in which the parties are
least apprehensive, if not certain, that the supposed to make the motions and reach
decision of the body would be adverse to the denouement according to a prepared
the petitioner. As in fact it was. script. There is no writer to foreordain the
Commissioner Opinion's refusal to inhibit ending. The judge will reach his conclusions
himself and his objection to the transfer of only after all the evidence is in and all the
the case to another division cannot be arguments are filed, on the basis of the
justified by any criterion of propriety. His established facts and the pertinent law.
conduct on this matter belied his wounded
protestations of innocence and proved the The relationship of the judge with one of the
motives of the Second Division when it parties may color the facts and distort the
rendered its decision. law to the prejudice of a just decision.
Where this is probable or even only
This Court has repeatedly and consistently posssible, due process demands that the
demanded "the cold neutrality of an judge inhibit himself, if only out of a sense of
impartial judge" as the indispensable delicadeza. For like Caesar's wife, he must
imperative of due process. 15 To bolster be above suspicion. Commissioner Opinion,
that requirement, we have held that the being a lawyer, should have recognized his
judge must not only be impartial but must duty and abided by this well-known rule of
judicial conduct. For refusing to do so, he disregard the fundamental and essential
divested the Second Division of the requirements of due process in trials and
necessary vote for the questioned decision, investigations of an administrative
assuming it could act, and rendered the character. There are primary rights which
proceeding null and void. 17 must be respected even in proceedings
of this character:
WHEREFORE, let it be spread in the
records of this case that were it not for the The first of these rights is the right to a
supervening events that have legally hearing, which includes the right of the party
rendered it moot and academic, this petition interested or affected to present his own
would have been granted and the decision case and submit evidence in support
of the Commission on Elections dated July thereof.
23, 1984, set aside as violative of the
Constitution. Not only must the party be given an
opportunity to present his case and to
Ang Tibay vs. CIR, G.R. No. L-46496, 27 adduce evidence tending to establish the
February 1940 (REQUISITES OF ADMIN rights which he asserts but the tribunal must
PROCEEDING) consider the evidence presented.
Facts
The case is a motion for new trial given the 3) "While the duty to deliberate does not
factual antecedent regarding a contract of impose the obligation to decide right, it does
Toribio with the Philippine Army, unfair labor imply a necessity which cannot be
practices conducted by said individual. disregarded, namely, that of having
something to support it is a nullity, a place
Issue when directly attached."
Whether or not a motion for new trial be
granted. 4) Not only must there be some evidence to
support a finding or conclusion (City of
Ruling Manila vs. Agustin, G.R. No. 45844,
Accordingly, the motion for a new trial promulgated November 29, 1937, XXXVI O.
should be and the same is hereby granted, G. 1335), but the evidence must be
and the entire record of this case shall be "substantial."
remanded to the Court of Industrial
Relations, with instruction that it reopen the 5) The decision must be rendered on the
case, receive all such evidence as may be evidence presented at the hearing, or at
relevant and otherwise proceed in least contained in the record and disclosed
accordance with the requirements set forth to the parties affected.
hereinabove. So ordered.
6) The Court of Industrial Relations or any of
The fact, however, that the Court of its judges, therefore, must act on its or his
Industrial Relations may be said to be free own independent consideration of the law
from the rigidity of certain procedural and facts of the controversy, and not simply
requirements does not mean that it can, in accept the views of a subordinate in arriving
justifiable cases before it, entirely ignore or at a decision.
least contained in the record and disclosed
7) The Court of Industrial Relations should, to the parties affected
in all controversial questions, render its 6. The CIR or any of its judges, therefore,
decision in such a manner that the parties to must act on its or his own independent
the proceeding can know the various issues consideration of the law and facts of the
involved, and the reasons for the decision controversy, and not simply accept the
rendered. views of a subordinate in arriving at a
decision.
In the right of the foregoing fundamental 7. The CIR should, in all controversial
principles, it is sufficient to observe here questions, render its decision in such a
that, except as to the alleged agreement manner that the parties to the proceeding
between the Ang Tibay and the National can know the various issues involved, and
Worker's Brotherhood (appendix A), the the reasons for the decision rendered.
record is barren and does not satisfy the
thirst for a factual basis upon which to NASECORE vs. ERC, G.R. No. 163935, 2
predicate, in a national way, a conclusion of February 2006
law. Facts
we have come to the conclusion that the Congress enacted Republic Act (RA)
interest of justice would be better served if No. 9136, known as the Electric Power
the movant is given opportunity to present at Industry Reform Act of 2001 (EPIRA) on
the hearing the documents referred to in his June 8, 2001.
motion and such other evidence as may be The ERC was created under the
relevant to the main issue involved. The EPIRA.3 The said regulatory body
legislation which created the Court of superseded the Energy Regulatory Board
Industrial Relations and under which it acts (ERB) which was created under Executive
is new. The failure to grasp the fundamental Order (EO) No. 172, as amended.4 The
issue involved is not entirely attributable to ERC is tasked to promote competition,
the parties adversely affected by the result. encourage market development, ensure
customer choice and penalize abuse of
Further the SC enumerated the requisites of market power in the restructured electricity
administrative due process embodied as industry.
primary rights: u) The ERC shall have the original and
1.The right to a hearing, which includes the exclusive jurisdiction over all cases
right of the party interested or affected to contesting rates, fees, fines and penalties
present his own case and submit evidence imposed by the ERC in the exercise of the
in support thereof. abovementioned powers, functions and
2. the tribunal must consider the evidence responsibilities and over all cases involving
presented disputes between and among participants or
3.The decision must have something to players in the energy sector.
support itself Section 36 of the EPIRA required every
4. the evidence must be "substantial" distribution utility to file its revised rates for
5. The decision must be rendered on the the approval of the ERC.
evidence presented at the hearing, or at After a series of hearings, the ERC
rendered the Decision dated March 20,
2003, approving MERALCO’s unbundled all the documents, data, comments and
schedule of rates effective on the next billing concerns raised by all the parties concerned
cycle. However, in the same decision, the who have submitted their respective
ERC directed MERALCO, among others: positions thereon."
a) To discontinue charging the PPA Respondent MERALCO contends that the
[Purchased Power Adjustment] upon petitioners cannot deny any knowledge of
effectivity of the approved unbundled rates; the GRAM Implementing Rules particularly
on the manner and timeline for filing an
After taking into consideration the positions application for GRAM and the period within
of the distribution utilities and the consumer which the ERC must act and decide
groups, the ERC promulgated the Order thereon. Accordingly, even without need of
dated February 24, 2003 in ERC Case No. publication, posting and service to the local
2003-44. In the said order, the ERC adopted government units concerned, the petitioners
the Implementing Rules for the Recovery of should have allegedly filed their opposition
Fuel and Independent Power Producer to respondent MERALCO’s amended
Costs: Generation Rate Adjustment application to increase its generation
Mechanism (GRAM) and the Implementing charge. Further, they should have filed their
Rules for the Recovery of the Incremental comment or opposition thereon within the
Currency Exchange Rate Adjustment forty-five (45) day-period within which the
(ICERA). These implementing rules were all ERC was required to render its decision.
contained or incorporated in the aforesaid The petitioners’ omission is allegedly fatal to
order. their present cause of action.
Respondent MERALCO observes that the
petitioners did not appeal the Order dated
February 24, 2003 of the ERC adopting the
Ruling GRAM Implementing Rules. Neither have
It would be allegedly violative of due they allegedly shown that they were
process to require respondent MERALCO to deprived of their right to be heard when the
comply with Section 4(e), Rule 3 of the IRR said rules were promulgated. For this lapse,
of the EPIRA and subject it to a long and respondent MERALCO stresses that the
tedious process of recovering its fuel and petitioners have no personality to claim
purchased power costs. Such would be denial of due process and prays that the
contrary to the intent and purpose of the Court dismiss the present petition.
GRAM Implementing Rules. Indeed, the basic postulate of due
On the other hand, respondent MERALCO process ordains that the consumers be
refutes the petitioners’ claim of denial of due notified of any application, and be apprised
process. It alleges that the petitioners were of its contents, that would result in
given every opportunity to be heard in a compounding their economic burden. In this
public consultation and submit their written case, the consumers have the right to be
comments. Respondent MERALCO quotes informed of the bases of respondent
the ERC Order dated February 24, 2003 MERALCO’s amended application for the
containing the GRAM Implementing Rules increase of its generation charge in order to,
which states that the same was issued only if they so desire, effectively contest the
after the ERC "has taken into consideration
same. The following pronouncements are
quite apropos: Such power is intended precisely for
the ERC to, as Mr. Justice Reynato S. Puno
With the publication of the application in his Concurring and Dissenting Opinion
itself, the consumers would right from the succinctly put it, "be able to swiftly and
start be equipped with the needed flexibly respond to the exigencies of the
information to determine for themselves times."33 He elucidated further on the
whether to contest the application or not and raison d’etre of the power of interim rate-
if they so decide, to take the needed further regulation particularly in the context of our
steps to repulse the application. On the country’s economic history:
other hand, the imposition on the ERC to …Our economic history teaches us that the
consider the comments of the customers Philippines is vulnerable to the rapid
and the LGUs concerned extends the fluctuations in the exchange rate. In recent
comforting assurance that their interest will years, we saw how numerous industries
be taken into account. Indeed, the failed to survive the Asian financial crises
requirements address the right of the fueled by the uncertainties of exchange
consuming public to due process at the rates. All these have had adverse financial
same time advance the cause of people impact on public utilities such as Meralco in
empowerment which is also a policy goal of terms of skyrocketing costs of debt
the EPIRA along with consumer protection. servicing, and maintenance and operating
The requirement of due process is not expenses. A regulator such as the ERC
some favor or grace that the ERC may dole should have sufficient power to respond in
out on a bout of whim or on occasion of real time to changes wrought by multifarious
charity. Rather, it is a statutory right to which factors affecting public utilities.34
the consuming public is entitled. Thus, respondent MERALCO’s
… apprehension of being subjected to a long
The requirement of publication in and tedious process with respect to the
applications for rate adjustment is not recovery of its fuel and purchased power
without reason or purpose. It is ancillary to costs is, in fact, addressed by the power of
the due process requirement of notice and the ERC to grant provisional rate
hearing. Its purpose is not merely to inform adjustments. The ERC is not, of course,
the consumers that an application for rate precluded from promulgating rules,
adjustment has been filed by the public guidelines or methodology, such as the
utility. It is to adequately inform them that an GRAM, for the recovery by the distribution
application has been made for the utilities of their fuel and purchased power
adjustment of the rates being implemented costs. However, these rules, guidelines or
by the public utility in order to afford them methodology so adopted should conform to
the opportunity to be heard and submit their the requirements of pertinent laws, including
stand as to the propriety and Section 4(e), Rule 3 of the IRR of the
reasonableness of the of the rates within the EPIRA.35
period allowed by the Rule. Without the Executive Order No. 200, which repealed
publication of the application, the Article 2 of the Civil Code, provides that
consumers are left to second-guess the "laws shall take after fifteen days following
substance and merits of the application. the completion of their publication either in
the Official Gazette or in a newspaper of Office of the National Administrative
general circulation in the Philippines, unless Register (ONAR), the said implementing
it is otherwise provided." rules and regulations were not likewise filed
The basic requirement of publication of with the said office in contravention of the
statutes was explained in Tañada v. Administrative Code of 1987.38
Tuvera36 as follows: Applying the doctrine enunciated in
We hold therefore that all statutes, including Tañada, the Court has previously declared
those of local application and private laws, as having no force and effect the following
shall be published as a condition for their administrative issuances: (1) Rules and
effectivity, which shall begin fifteen days Regulations issued by the Joint Ministry of
after publication unless a different effectivity Health-Ministry of Labor and Employment
date is fixed by the legislature. Accreditation Committee regarding the
Covered by this rule are presidential accreditation of hospitals, medical clinics
decrees and executive orders promulgated and laboratories;39 (2) Letter of Instruction
by the President in the exercise of No. 1416 ordering the suspension of
legislative powers whenever the same are payments due and payable by distressed
validly delegated by the legislature, or at copper mining companies to the national
present, directly conferred by the government;40 (3) Memorandum Circulars
Constitution. Administrative rules and issued by the Philippine Overseas
regulations must also be published if their Employment Administration regulating the
purpose is to enforce or implement existing recruitment of domestic helpers to Hong
law pursuant also to a valid delegation. Kong;41 (4) Administrative Order No.
Interpretative regulations and those merely SOCPEC 89-08-01 issued by the Philippine
internal in nature, that is, regulating only the International Trading Corporation regulating
personnel of the administrative agency and applications for importation from the
not the public, need not be published. People’s Republic of China;42 (5)
Neither is publication required of the so- Corporation Compensation Circular No. 10
called letters of instructions issued by issued by the Department of Budget and
administrative superiors concerning the Management discontinuing the payment of
rules or guidelines to be followed by their other allowances and fringe benefits to
subordinates in the performance of their government officials and employees;43 and
duties.37 (6) POEA Memorandum Circular No. 2
Nowhere from the above narration Series of 1983 which provided for the
does it show that the GRAM Implementing schedule of placement and documentation
Rules was published in the Official Gazette fees for private employment agencies or
or in a newspaper of general circulation. authority holders.44
Significantly, the effectivity clauses of both In all these cited cases, the administrative
the GRAM and ICERA Implementing Rules issuances questioned therein were
uniformly provide that they "shall take effect uniformly struck down as they were not
immediately." These clauses made no published or filed with the National
mention of their publication in either the Administrative Register.
Official Gazette or in a newspaper of The Court likewise emphasized therein
general circulation. Moreover, per the that the Bill of Rights recognizes "the right of
Certification dated January 11, 2006 of the
the people to information on matters of Respondent Amando Barbarona is the
public concern."48 registered owner of Lot No. 3177, situated in
With respect to the GRAM Implementing Barangay San Sotero (formerly Tambis),
Rules, its publication in the Official Gazette Javier, Leyte and covered by Original
or in a newspaper of general circulation is Certificate of Title (OCT) No. P-7350. Lot
mandated by the fact that these rules seek No. 3176, covered by OCT No. 1110 in the
to implement key provisions of the EPIRA. name of Anacleto Napere, adjoins said lot
More importantly, the GRAM Implementing on the northeastern side. After Anacleto
Rules, insofar as it lays down the procedure died, his son, Juan Napere, and the latter’s
by which generation costs of distribution wife, herein petitioner, planted coconut trees
utilities are recovered, affect ultimately the on certain portions of the property with the
public as consumers of electricity and who consent of his co-heirs. In their complaint,
pay the charges therefor. respondents alleged that in April 1980, the
Clearly, the GRAM Implementing spouses Napere, their relatives and hired
Rules affects the public inasmuch as it laborers, by means of stealth and strategy,
determines the costs of electricity encroached upon and occupied the
consumption. The public, not only the northeastern portion of Lot No. 3177; that
parties to the cases before the ERC, has the the Naperes harvested the coconut fruits
right to be apprised of the contents of the thereon, appropriated the proceeds thereof,
GRAM Implementing Rules by publication of and, despite demands, refused to turn over
the same in the Official Gazette or in a possession of the area; that in April 1992, a
newspaper of general circulation in the relocation survey was conducted which
Philippines – to the end that it be given confirmed that the respondents’ property
amplest opportunity to voice out whatever was encroached upon by the Naperes; that
opposition it may have, and to ventilate its on the basis of the relocation survey, the
stance on the matter.49 respondents took possession of this
In light of the foregoing disquisition, the encroached portion of the lot and harvested
assailed ERC Order dated June 2, 2004 in the fruits thereon from April 1993 to
ERC Case No. 2004-112 approving the December 1993; but that in January 1994,
increase of respondent MERALCO’s the Naperes repeated their acts by
generation charge from ₱3.1886 to ₱3.3213 encroaching again on the respondents’
per kWh effective immediately is nullified for property, harvesting the coconuts and
having been issued with grave abuse of appropriating the proceeds thereof, and
discretion. refusing to vacate the property on demand.
WHEREFORE, premises considered, the
petition is GRANTED. The assailed ERC Issue
Order dated June 2, 2004 in ERC Case No. Whether or not due process was denied
2004-112 is DECLARED VOID and
accordingly SET ASIDE. Ruling
The Court has repeatedly declared that
Napare vs. Barbarona, G.R. No. 160426, failure of the counsel to comply with his duty
31 January 2008 to inform the court of the death of his client,
Facts such that no substitution is effected, will not
invalidate the proceedings and the judgment
rendered thereon if the action survives the In light of these pronouncements, we cannot
death of such party.5 The trial court’s nullify the proceedings before the trial court
jurisdiction over the case subsists despite and the judgment rendered therein because
the death of the party. the petitioner, who was, in fact, a co-
Mere failure to substitute a deceased party defendant of the deceased, actively
is not sufficient ground to nullify a trial participated in the case. The records show
court’s decision. The party alleging nullity that the counsel of Juan Napere and
must prove that there was an undeniable petitioner continued to represent them even
violation of due process.6 after Juan’s death. Hence, through counsel,
Strictly speaking, the rule on substitution by petitioner was able to adequately defend
heirs is not a matter of jurisdiction, but a herself and the deceased in the proceedings
requirement of due process.7 The rule on below. Due process simply demands an
substitution was crafted to protect every opportunity to be heard and this opportunity
party’s right to due process.8 It was was not denied petitioner.
designed to ensure that the deceased party Finally, the alleged denial of due
would continue to be properly represented process as would nullify the proceedings
in the suit through his heirs or the duly and the judgment thereon can be invoked
appointed legal representative of his only by the heirs whose rights have been
estate.9 Moreover, non-compliance with the violated. Violation of due process is a
Rules results in the denial of the right to due personal defense that can only be asserted
process for the heirs who, though not duly by the persons whose rights have been
notified of the proceedings, would be allegedly violated.15 Petitioner, who had
substantially affected by the decision every opportunity and who took advantage
rendered therein.10 Thus, it is only when of such opportunity, through counsel, to
there is a denial of due process, as when participate in the trial court proceedings,
the deceased is not represented by any cannot claim denial of due process.
legal representative or heir, that the court WHEREFORE, premises considered, the
nullifies the trial proceedings and the petition is DENIED DUE COURSE. The
resulting judgment therein.11 Decision of the Court of Appeals, dated
Formal substitution by heirs is not October 9, 2003, in CA-G.R. CV No. 56457,
necessary when they themselves voluntarily is AFFIRMED.
appear, participate in the case, and present
evidence in defense of the deceased.12 In
such case, there is really no violation of the
right to due process. The essence of due
process is the reasonable opportunity to be
heard and to submit any evidence available
in support of one’s defense.13 When due
process is not violated, as when the right of
the representative or heir is recognized and
protected, noncompliance or belated formal
compliance with the Rules cannot affect the
validity of a promulgated decision.14

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