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Measuring Diaphragm Thickness With Ultrasound in Mechanically Ventilated Patients: Feasibility, Reproducibility and Validity. Intensive
Measuring Diaphragm Thickness With Ultrasound in Mechanically Ventilated Patients: Feasibility, Reproducibility and Validity. Intensive
Ewan C. Goligher
Franco Laghi
Measuring diaphragm thickness
Michael E. Detsky with ultrasound in mechanically ventilated
Paulina Farias
Alistair Murray patients: feasibility, reproducibility and validity
Deborah Brace
Laurent J. Brochard
Steffen Sebastien-Bolz
Gordon D. Rubenfeld
Brian P. Kavanagh
Niall D. Ferguson
volumes below 50 % of inspiratory hemidiaphragm thickness are feasible function during mechanical
capacity, passive inflation did not and highly reproducible in ventilated ventilation.
cause diaphragm thickening. TFdi was patients. At clinically relevant inspi-
considerably lower in patients on ei- ratory volumes, diaphragm thickening Keywords Diaphragm Artificial
ther partially assisted or controlled reflects muscular contraction and not respiration Ultrasonography
ventilation compared to healthy sub- passive inflation. This technique can Ventilator weaning
jects (median 11 vs. 35 %, be reliably employed to monitor di-
p \ 0.001). Conclusions: Ultra- aphragm thickness, activity, and
sound measurements of right
without prior history of cardiopulmonary or neuromus- Upon reviewing the preliminary results of the repro-
cular disease. ducibility study, it was felt that some excess measurement
variability may arise from inadequate observer training
and from variation in the precise location of the ultra-
Experimental measurements sound probe as the thickness of the diaphragm is
heterogeneous across its surface [30]. Therefore, we re-
Diaphragm thickness was measured by ultrasound as peated the reproducibility study with the following
previously described [17, 21, 24]. Briefly, a 13-MHz modifications: (1) observers had to demonstrate compe-
linear array transducer (HFL-38xe; FUJIFILM Sonosite, tency on 15 ultrasound examinations before beginning
Bothell, WA, USA) was placed in the ninth or tenth in- study data collection and (2) the probe placement site was
tercostal space near the midaxillary line and angled marked by the first observer. Two other observers (A.M.
perpendicular to the chest wall [17]. In this location, the and D.B.––both previously untrained research assistants)
diaphragm is identified as a three-layered structure just were then trained after these modifications. One of the
superficial to the liver, consisting of a relatively non-e- observers (A.M.) obtained two repeated measurements in
chogenic muscular layer bounded by the echogenic a larger convenience sample of patients to assess mea-
membranes of the diaphragmatic pleura and peritoneum surement repeatability; in a subset of these patients, two
[23] (Figure E1). Diaphragmatic thickness was measured observers (A.M. and D.B.) independently obtained two
at end-expiration (Tdi,ee) and peak inspiration (Tdi,pi; i.e. repeated measurements to assess measurement
peak thickness value during inspiration) as the distance reproducibility.
between the diaphragmatic pleura and the peritoneum In the validation study (healthy subjects), right
using M-mode (see Figure E1 in Online Supplement) [27, hemidiaphragm thickness was continuously recorded us-
28]. Measurements of Tdi,ee and Tdi,pi were always made ing M-mode ultrasound while each subject inhaled from
on two breaths visualized in a single M-mode image. functional residual capacity to a series of target inspira-
Diaphragm thickening during inspiration (DTdi) was taken tory volumes: 25, 50, 75 and 100 % of inspiratory
as the difference between Tdi,pi and Tdi,ee. Diaphragm capacity (IC). Upon reaching the target volume, subjects
thickening fraction (TFdi) was defined as the percentage were instructed to close the glottis (so as to maintain the
change in diaphragm thickness during inspiration (com- end-inspiratory lung volume) and relax the respiratory
puted from the quotient of DTdi and Tdi,ee). muscles (so as to remove the effect of diaphragmatic
In the validation substudy, subjects underwent naso- contraction on diaphragm thickness). Tdi was recorded at
gastric catheterization for esophageal and gastric end-expiration, peak inspiration (maximal effort condi-
manometry and diaphragmatic electromyography (see tion determined from peak thickness), and end-inspiration
online supplement for details) [29]. Inspiratory volumes (relaxed condition) (Figure E3). At least two such ma-
were measured using a Wright spirometer (experimental neuvers were conducted at each target inspiratory volume.
setup shown in Figure E2). Tdi,ee and Tdi,pi were measured End-inspiratory (relaxed condition) EMG signals were
as described above. examined to ensure relaxation of the diaphragm.
In the reproducibility study, three observers (in random Descriptive statistics were expressed as means and stan-
order) measured Tdi,ee and Tdi,pi in mechanically venti- dard deviations where appropriate. The relationships
lated patients in a single study session. Observers were between physiological variables and TFdi were evaluated
blinded to each other’s findings. The three observers in- using linear mixed effects models to account for repeated
cluded an intensivist experienced in the performance of measures.
diaphragm ultrasound (E.G.), an intensivist with experi- Interobserver repeatability and intra-observer repro-
ence in general critical care ultrasound but no prior ducibility of ultrasound measurements were assessed by
experience with diaphragm ultrasound (M.D.) and a re- computing repeatability and reproducibility coefficients
search coordinator with no prior experience in diaphragm [31–33] from the variance components of random effects
ultrasound (P.F.). Observers were required to demonstrate models of repeated measurements of diaphragm thickness
competence with the technique on six patients before [31]. These coefficients indicate the 95th percentile for
commencing the study. To assess intra-observer repeata- the range of variation in repeated measurements either
bility, one of the observers (E.G.) repeated the within observers (repeatability) or between observers
measurement 5 min after the initial measurement. During (reproducibility).
the study, it proved difficult to consistently visualize the The sample size of the initial reproducibility study was
left hemidiaphragm, so measurements of left hemidi- calculated to achieve 95 % confidence intervals of
aphragm thickness were discontinued. ±0.1 mm for the reproducibility limits assuming a
645
standard deviation of repeated measurements between second reproducibility study. Left hemidiaphragm Tdi,ee
observers of 0.2 mm, which yielded a required sample of and Tdi,pi measurements were obtained on 85 and 79 % of
30 patients [33]. The sample size of the second repro- a total of 104 attempts in ventilated patients, respectively.
ducibility study was calculated assuming a standard The distributions of Tdi,ee, Tdi,pi, DTdi and TFdi and the
deviation of repeated measurements between observers of coefficients of repeatability and reproducibility for these
0.1 mm (based on the observed standard deviation within measurements are reported in Table 2. There was no
observers in the initial study), which yielded a required difference between the right hemidiaphragm and the left
sample size of 15 patients to achieve confidence intervals hemidiaphragm for both Tdi,ee (mean difference 0.0 mm,
of ±0.1 mm for the reproducibility limits. In order to 95 % CI -0.2–0.2 mm) and Tdi,pi (mean difference
enhance clinical generalizability of the repeatability es- 0.0 mm, 95 % CI -0.2–0.2 mm). Reproducibility of right
timate and avoid spectrum bias, we enrolled a hemidiaphragm measurements improved considerably
convenience sample of an additional 51 subjects to assess when the site of probe placement was routinely marked.
measurement repeatability. The sample size of the Using this technique, repeatability and reproducibility of
validation study was initially estimated based on Tdi,ee and Tdi,pi measurements were excellent given the
physiological judgment regarding the number of subjects observed distributions of those measurements. However,
required for a generalizable inference. the repeatability and reproducibility of DTdi and TFdi
were only moderately acceptable given their observed
distributions. Tdi,ee and TFdi measurement variability did
Results not vary with body mass index or duration of mechanical
ventilation (Figure E4) and Tdi,ee was not significantly
Feasibility and reproducibility of diaphragm thickness correlated with height, weight or body mass index (Figure
measurements in ventilated subjects E5).
Measurement (units) Side Site marked n subjects Mean (SD) Repeatability coefficienta Reproducibility coefficienta
Nine healthy subjects participated in the validation capacity, inspiratory increases in diaphragm thickness
study. Transdiaphragmatic pressure and diaphragm elec- were almost entirely related to muscular contraction as
trical activity measurements were obtained in five of the end-inspiratory diaphragm thickness (passive condition)
participants. In the series of inspiratory maneuvers to was very similar to end-expiratory thickness (Fig. 3). By
varying inspiratory volumes, TFdi was correlated with contrast, when subjects inhaled from FRC to inspiratory
inspiratory volume (Figure E5; r2 = 0.32, p \ 0.0001), volumes above 50 % of inspiratory capacity, inspiratory
and with both diaphragm electrical activity (EAdi) and increases in diaphragm thickness resulted both from
transdiaphragmatic pressure (Pdi) (Fig. 2; r2 = 0.32 and muscle contraction and increased thoracic volume as end-
0.28, respectively, p \ 0.01). inspiratory thickness (passive condition) was considerably
When subjects inhaled from functional residual ca- higher than end-expiratory thickness (Fig. 3). The con-
pacity (FRC) to volumes below 50 % of inspiratory tribution of increased thoracic volume to diaphragm
647
Discussion
This is the first report on the feasibility and repro-
ducibility of sonographic measurements of diaphragm
thickness and inspiratory thickening in a sizable cohort of
mechanically ventilated patients. Our findings suggest
that sonographic measurements of diaphragm thickness
provide a useful non-invasive tool to assess and monitor
for diaphragm atrophy and inactivity during mechanical
ventilation.
A number of recent studies have employed ultrasound
to measure diaphragm thickness and inspiratory thicken-
ing in ventilated patients. Grosu and colleagues [34]
found evidence of a progressive decrease in diaphragm
thickness in a small series of ventilated patients. TFdi has
been employed to estimate of inspiratory effort during
partially assisted ventilation [24] and to predict the Fig. 3 The relative contributions of inspiratory effort vs. chest wall
expansion to inspiratory diaphragm thickening fraction depend on
probability of successful liberation from ventilation [35, the inspiratory volume. At lower inspiratory volumes (i.e. below
36]. While Vivier et al. [24] reported intra-analyzer re- 50 % IC), inspiratory changes in diaphragm thickness are almost
producibility in a small number of ventilated subjects entirely attributable to inspiratory effort (i.e. diaphragm thickness
prior to the present study, the precision of these mea- returns nearly to end-expiratory levels during the end-inspiratory
hold––Hold). At higher inspiratory volumes, inspiratory changes in
surements was not well established in a broad population thickness are due to both inspiratory effort and increased thoracic
of critically patients, limiting the inferences that may be volume (diaphragm thickness observed during the end-inspiratory
drawn using this technique. hold remains considerably higher than end-expiratory levels). IC
Our study demonstrates that measurement of right inspiratory capacity
hemidiaphragm thickness is feasible and highly repro-
ducible in a representative cohort of mechanically specific clinical reason to suspect unilateral muscle injury
ventilated patients. By contrast, we found it challenging or dysfunction (i.e. phrenic nerve injury).
to consistently visualize and measure the thickness of the Anatomical studies have shown that the thickness of
left hemidiaphragm. In the 13 patients with bilateral the diaphragm is heterogeneous across its surface [30];
measurements, right and left hemidiaphragm Tdi,ee and accordingly, placement of the probe must be standardized
TFdi were similar. Left hemidiaphragm measurements to minimize to measurement variability. We initially
may therefore be unnecessary unless there is some sought to standardize probe placement using anatomical
648
landmarks; however, we found that marking the site sig- inspiratory muscle activity between subjects and to
nificantly improves measurement reproducibility, quantitative comparisons of changes in inspiratory muscle
particularly between observers. This limits comparisons activity within subjects.
of diaphragm thickness between patients, but changes in Our study is subject to a number of limitations. First, it
diaphragm thickness as small as 0.2 mm over time can be is not entirely clear whether improvements in measure-
reliably detected within patients by this technique. ment reproducibility observed in the second study phase
The reproducibility of the inspiratory thickening are attributable to marking the probe location or more
fraction (TFdi) was less satisfactory: measurements may rigorous training. We reason that the first explanation is
vary between or within observers by as much as 16–17 %, most likely because, after marking the site, the between-
obscuring important differences in inspiratory muscle observer reproducibility improved considerably more
activity (given that, during resting, tidal breathing di- than the within-observer reproducibility. Second, the need
aphragm thickening fraction in healthy subjects is to mark the location of the probe to ensure adequate
30–40 %). In fact, the repeatability coefficient for abso- measurement reproducibility greatly limits the utility of
lute value of the change in diaphragm thickness during this technique for comparisons between subjects. Third,
inspiration (DTdi) was very similar to the repeatability we assessed the validity of TFdi measurements in healthy
coefficient for end-expiratory diaphragm thickness (0.3 subjects but did not measure diaphragm electrical activity
vs. 0.2 mm). Because TFdi incorporates the measurement in mechanically ventilated patients. However, our con-
error of both DTdi and Tdi,ee it is unlikely that further clusion that diaphragm thickening fraction is a valid
improvements in the reproducibility of TFdi can be ob- marker of inspiratory effort is corroborated by the low
tained. Of interest, our repeatability and reproducibility levels of thickening observed in ventilated patients sub-
coefficients correspond closely with those previously re- jected to neuromuscular blockade, and by a recent
ported in healthy volunteers [20] and in ventilated description of the relationship between the diaphragm
subjects [24]. thickening fraction and ther inspiratory effort during
While inspiratory volume and muscle pressure gen- mechanical ventilation [24].
eration are entirely collinear in spontaneously breathing In summary, we conclude that ultrasound of the di-
subjects, they are variably dissociated during mechanical aphragm can reproducibly measure variation in right
ventilation. If passive inflation of the chest could cause hemidiaphragm thickness within mechanically ventilated
apparent tidal diaphragm thickening, TFdi would not be a patients over time. We also conclude that inspiratory
valid measure of diaphragm contractile activity in these thickening of the diaphragm reflects the degree of con-
patients. Based on our findings, we conclude that, at tractile activation of the muscle during partially assisted
relatively low inspiratory volumes (\50 % of inspiratory mechanical ventilatory support. This technique may
capacity), thickening of the diaphragm during inspiration therefore be employed in ventilated patients to reliably
arises from muscular contraction rather than increasing detect diaphragmatic atrophy over time and to assess di-
thoracic volume per se (Fig. 3). Significant thickening of aphragm contractile activity. Future research is required
the diaphragm under passive conditions occurred only at to confirm the utility of this technique to assess muscle
high inspiratory volumes ([50 % of inspiratory capacity). function in response to a maximal volitional inspiratory
Supporting this conclusion, we found that subjects under effort and to diagnose patient–ventilator dyssynchrony.
neuromuscular blockade exhibited only minimal levels of
diaphragm thickening. Acknowledgments This study was funded by an operating grant
The degree of diaphragm thickening for a given level from the Physician Services Incorporated Foundation (Toronto,
Canada). E.G. is supported by a Post-Doctoral Fellowship from the
of inspiratory effort varied considerably between subjects Canadian Institutes of Health Research.
(Fig. 3). Accordingly, a given inspiratory TFdi value does
not imply the same transdiaphragmatic pressure swing Conflicts of interest On behalf of all the authors, the corre-
across different subjects, limiting the utility of this mea- sponding author states that there is no conflict of interest.
surement for precise interpatient comparison. TFdi is
therefore best suited to qualitative comparisons of
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