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URBAN

OUTCOMES
FRAMEWORK
PART - 1
CONTENTS
CONTENTS

04
Messages

06
• Trajectory of India’s Urban Growth
• Need for Data to Measure Urban
Outcomes
Introduction • Shift from Indices to Data

14
Indicators
Details

188
The Way
Forward
MESSAGES

Urban Outcomes Framework 2022


6
MESSAGES
Shri Hardeep S Puri
Hon’ble Minister, HUA

It gives me immense pleasure to unveil the Urban Outcomes Framework 2022. With its
evidence-driven approach, this framework will be an invaluable asset for city governments
and for the larger ecosystem to collaborate and co-create solutions to meet the cherished
goals of their respective communities. This framework is a concerted effort toward creating a
window for open, and accessible urban data. This will put in motion the broader vision by the
Honorable Prime Minister of ‘ART- Accountability, Responsibility and Transparency towards good
governance’ and enable the flow of data to communities thereby empowering them. I urge all
stakeholders to make the best use of this initiative in making our cities liveable, productive, and
sustainable.

Shri Kaushal Kishore


Hon’ble MoS, HUA

To keep up with the wave of rapid urbanization, it has become vital to establish a system of
data-driven governance that empowers cities to do ‘more from less’. I am delighted that the
Urban Outcomes Framework -2022 will standardize the process of data gathering from cities
and will help bring about efficiency in city operations. It will allow us to convert challenges into
opportunities that will go a long way in bringing positive change to people’s lives. I would like
to congratulate the teams at Smart Cities Mission, National Institute of Urban Affairs (NIUA) and
Institute for Competitiveness (IFC) for conceptualizing this transformative initiative to enhance
the lives of citizens.

Shri Manoj Joshi


Secretary, MoHUA

It is imperative to gauge the pulse of cities on various dimensions to be able to assess, re-
assess, course correct and continuously plan the future course of action. There is a strong case
for bringing data of cities across different themes in one place to capture a unified snapshot of
cities and provide a 360-degree view of their development. The updation of requisite data will
be an evolving, iterative exercise. This will enable healthy comparison among peer cities and
build a spirit of competition amongst them.
I want to commend the team of Smart Cities Mission, NIUA and Institute for Competitiveness for
their effort and hard work in developing the Urban Outcomes Framework.

Shri Kunal Kumar


Mission Director, Smart Cities Mission, MoHUA

The Urban Outcomes Framework is a shift in focus from indices to data. It has been created
through multiple user-based consultations to ensure that the databank thus created captures
the emerging data asks of the urban ecosystem. Once made public, this open data will create
a collaborative action and will feed into effective partnerships amongst actors of the quadruple
helix serving as ammunition for research, data analysis, assessments and evidence-based
policymaking.
I firmly believe that this combinatorial power of data and collaboration will help foster innovation
and co-creation. I appreciate the efforts of my team, along with the National Institute of Urban
Affairs and Institute for Competitiveness for this important initiative.

Urban Outcomes Framework 2022


7
ONE
INTRODUCTION
Trajectory of India’s
Urban Growth
Cities are increasingly becoming the epicentre
of development in India, playing diverse roles
as focal points for economic growth, jobs, and
innovation. As a result, India is witnessing a wave
of rapid urbanisation in recent times.

By 2030 India is projected Moreover, urban India plays a vital role in the
country’s economic development through various
to have a economic activities that take place in the cities.
According to the 2011 census, urban parts of the

60 crore (40%) country contribute 63% to the country’s GDP,

population living in the urban which is


areas compared to
projected to
37.7 crore
increase up to
(31%) in 2011.
75% by 2030.
Urban Outcomes Framework 2022

8
which will boost job creation, improve ease of living
and employ citizens to the best of their abilities in
service of the nation. To tackle these challenges
and access the best opportunities in the cities, the
Government has launched several initiatives such
as the Swachh Bharat Mission (SBM-U), Smart Cities
Mission (SCM), Atal Mission for Rejuvenation and
Urban Transformation (AMRUT), Pradhan Mantri
Awas Yojana (PMAY-U), Deen Dayal Antyodaya
Yojana-National Urban Livelihood Mission (DAY-
NULM) under Ministry of Housing and Urban Affairs.
These missions collectively seek to foster better
quality of life for India’s urban citizens through
improving urban governance, city planning, and the
availability of quality urban infrastructure.

Need for data to


measure urban
outcomes
We live in a time where data and information have
rapidly emerged to play a key role in growth and
development of organisations and society, bringing
along its own sets of opportunities and unique
This scale of rapid urbanisation brings an challenges. One of the most significant benefits of
opportunity to ensure inclusive and sustainable having access to reliable data is in using it to frame
growth with an increase in standard of living and fair and effective policies. This is an opportune
quality of life for all. Such rapid urbanization offers time for evidence-based policymaking, which
India an incredible window for further transforming facilitates in-depth research and targets positive
the economy and fuelling growth. However, this results. Good data is a strategic asset that presents
opportunity comes with the challenge to provide the strengths and weaknesses of any initiative.
equitable access to quality healthcare, education, Numbers can tell us where to invest more for higher
infrastructure, clean air and employment impacts and where losses are incurred. Data-driven
opportunities. Moreover, it also poses a challenge evidence enables us to use what we already know
to make Indian cities safer, accessible, and inclusive to build more knowledge for the future. It is the key
for all. These are some of the arduous tasks that lie to unlocking more equitable policies and building a
ahead in this fast-paced process of urban growth. sustainable society.

The Hon’ble Prime Minister has considered these


challenges as unique opportunities to drive the
economy forward—via investments in infrastructure

Urban Outcomes Framework 2022


9
In this light, Urban Outcomes Urban Outcomes Framework 2022
and SDG
Framework 2022 is an initiative
to develop a transparent and An important way to tackle urban issues is to
achieve Sustainable Development Goals (SDG)
comprehensive database which attempt to facilitate development with
based on cross-city outcomes universality and sustainability. The Government
across sectors such as of India (GoI) is strongly committed to the 2030
Agenda, including SDGs. To quote the Hon’ble
Demography, Economy, Prime Minister - “These goals reflect our evolving
Education, Energy, Finance, understanding of the social, economic and
environmental linkages that define our lives”. India
Environment, Governance & will play a leading role in determining the success of
ICT, Health, Housing, Mobility, SDGs globally.

Planning, Safety and Security, One way to drive faster achievement of SDGs is
Solid Waste Management, through a data revolution. Globally, data is used
Water and Sanitation. to track carbon footprint, energy consumption
and other information to understand how far
communities have progressed in SDGs. Data is
The central objective of this recurring exercise is used to create indices and for ranking the best
to generate a robust database so that time series performers and worst performers of the goals. New
analysis and progress tracking can be conducted insights gleaned from data mining can promote
in order to achieve aspired social and economic innovative strategies for an equitable future. The
progress through generating data that will drive United Nations itself has created an open SDG
evidence-based policymaking. Most importantly, data hub where data providers, managers and
the Urban Outcomes Framework 2022 aims to users can understand and communicate patterns
democratise data by making it accessible to all in progress toward SDGs. The Urban Outcomes
urban stakeholders in the Government, academic Framework 2022 aims to facilitate the process of
institutions, citizenry and industry- the ‘quadruple achieving sustainable development and socio-
helix’. economic progress by making data available on
the crucial issues pertaining to development.
By providing access to information on the variables
affecting day to day life such as ecology, health,
water and sanitation, the exercise focuses on
providing information to the last mile, that will
further democratise the cities and strengthen
transparency and citizen-centric governance.

Urban Outcomes Framework 2022


10
Urban Outcomes Framework 2022
and Data Democratisation
Data democratization is the process of enabling
everybody within a society to comfortably access
and use data. There are no gatekeepers, and
citizens feel empowered and confident to voice
their concerns and make informed decisions.
Through developing an open and transparent data
ecosystem, the Urban Outcomes Framework 2022
is a step in moving towards data democratisation.
Furthermore, clarity and simplicity are the keys to
unlocking good governance. Data democratization
also involves educating the people on how to use
digital platforms and what the numbers indicate. It is
about raising awareness and sensitizing the people
to safely incorporate data in their decision-making
process. If successful, this can accelerate the pace
of building transparent and strong democratic
institutions in a country.

Urban Outcomes Framework 2022


11
Urban Outcomes Framework 2022 centric governance are mutually reinforcing, with
and Data to the Common People circular flows of information creating bonds of trust
between government and the people and between
Free flow of information is the marker of a the people in their daily activities. The most recent
healthy democracy. It will help citizens voice their example of dealing with the pandemic shows
concerns and exercise well-informed choices. how transparency improved citizen responses and
Information and data will also enable citizens misinformation led to harmful behaviour.
to hold governments accountable and monitor
the progress of various policies. This will create
a platform for people to enter into an informed Urban Outcomes Framework 2022
dialogue with their representatives, strengthening and Improving Data Quality for
democratic institutions. Inclusive policies requires Effective Governance
the participation of all sections of the population.
This is possible only when common people have Lastly, the Urban Outcomes Framework
easy access to information and data, which affects 2022 attempts to improve data quality and
their daily lives. In the digital and communication management in India for effective governance.
technology era, it is easy to disseminate information Good quality data is essential for good
to large sections of the population. Therefore, governance and decision making. Data is
through the development of the Urban Outcomes extremely sensitive and vulnerable to misuse. If
Framework 2022 the intent is to use technology to not correctly interpreted, it can lead to ineffective
benefit citizens and promote equitable access to and regressive policymaking. Therefore, ensuring
information. the authenticity and quality of data is crucial.
Good data will be accurate, complete, consistent,
valid, and reasonable. Therefore, meticulous, and
Urban Outcomes Framework careful handling of data is important. However, if
2022, Public Transparency and the quality is ensured, data is the most loyal friend
Strengthening Citizen-Centric and guiding light for policymakers. It will increase
Effective Governance productivity, accuracy and transparency within the
system and provide a high impact for stakeholders.
The Urban Outcomes Framework 2022 aims to This can foster trust and promote good relations
build public transparency and strengthen the within the society. It is also important to achieve
citizen-centric effective governance by providing productivity and ease in doing business, promoting
extensive data on a single platform pertaining investments and economic growth in a country.
to urban India. Public transparency is a critical The opening of database created from Urban
element to building an informed citizenry and Outcomes Framework 2022 will nudge cities to
gaining people’s trust. A lack of trust amplifies correct their data and maintain its quality.
fear, leading to a breakdown of governance
structures. SDG 16 aims to promote peace, justice
and strong institutions. The core element of this
goal is increasing transparency through improved
access to information. Ensuring effective citizen-
centric governance entails understanding citizens’
needs and priorities. It also involves providing
the people with accurate information to make
an informed choice. Transparency and citizen-

Urban Outcomes Framework 2022


12
A Shift from
Indices to Data
In order to measure the performance of cities
across India, SCM has undertaken initiatives
such as the Ease of Living Index (EoLI), Municipal
Performance Index (MPI), Climate Smart Cities
Assessment Framework (CSCAF) and Data Maturity
Assessment Framework (DMAF). The central
objective of these indices is to assess the cities
across varied sectors that impact the nature of
growth in the cities.

The purpose of this exercise is to shift focus from


indices to data with a comprehensive list of
indicators. The datasets will be regularly updated
by the cities and data points will be accessible
in the public domain for the consumption of
researchers, academics and for public audit. In
past, data has been collected through frameworks
at different times and cycles, thus having issues
like overlapping, duplicity and more time and effort
being expended in the exercise. Through the Urban
Outcomes Framework 2022, data across 14 sectors
will be streamlined so that there is an increased
focus on data collection and disaggregated data
can be analysed and used for ranking by domain
experts. This also provides the opportunity for
creating an ecosystem to create new frameworks
based on open data.

Urban Outcomes Framework 2022


13
01

DEMOGRAPHY
This sector seeks to capture
population and household
information along with their
various characteristics for
evaluating the composition
of population growth at
present and accounting
for future changes in the
number of inhabitants
of an area along with
housing trends and future
requirements.
01 Population as Description: Population as per Census 2011
per Census 2011
UOM Reference_Period Data_Source
Framework
Number 2011 Census

Supporting Document/ Validation


Document Required
To be centrally filled
EOL MPI

02
Population as Description: Projected population for 2021. This is calculated by:
Pit = Pil + [((Pil – Pib) / (Pjl – Pjb)) (Pjt – Pjl)]
per 2021 Pit is the population projection for the smaller area in the target year
Pil is the population for the smaller area in the launch year
Framework Pjl is the population for the parent area in the launch year
Pjt is the population for the parent area in the target year
Pjb is the population for the parent area in the base year

UOM Reference_Period Data_Source


EOL MPI
Number 2021 Projections

Supporting Document/ Validation


Document Required
To be centrally filled
CSCAF 3.0

03 Number of Description: Number of households as per Census 2011


households as per
Census 2011
UOM Reference_Period Data_Source
Number 2011 Census 2011
Framework

Supporting Document/ Validation


Document Required
To be centrally filled

EOL MPI

04 Number of Description: Projected number of households for 2021. For projection, working papers from MOSPI
and NITI Aayog will be used.
households as per
2021
UOM Reference_Period Data_Source
Framework
Number 2021 Projections

Supporting Document/ Validation


Document Required
To be centrally filled
EOL MPI
05 Number of Description: This accounts for active participation of citizens in elections.
citizens who
voted during the
last municipal UOM Reference_Period Data_Source Supporting Document/ Validation
election Document Required
Number As of 31st March Municipal Authority
2021 Summary of citizen who voted
Framework during the last municipal elections

SDG Mapping: 16.7 - Ensure responsive,inclusive ,


participatory and representative decision-making at all levels.
16.7.2 Proportion of population who believe decision-making is inclusive and
MPI responsive, by sex, age, disability and population group.

06 Number of Description: It refers to total eligible voters during the last held municipal elections. ULB can get
citizens that voter list from the website of the state election commission
were eligible to
vote during the UOM Reference_Period Data_Source Supporting Document/ Validation
last municipal Document Required
election Number As of 31st March Municipal Authority
Total Eligible Voters during the last
2021
held municipal elections
Framework

SDG Mapping: 16.7 - Ensure responsive,inclusive, participatory


and representative decision-making at all levels.
16.7.2 Proportion of population who believe decision-making is inclusive and
responsive, by sex, age, disability and population group.
MPI

Total number Description: Disability is a physical or mental condition/ impairment that limits one or more
07 major life activities substantially. Census 2011 collected data on disability for the following 8
of persons with categories: seeing, hearing, speech, movement, mental retardation, mental illness, any other
disability in the and multiple disability. It refers to the total number of persons with disablities as per census
city 2011.

UOM Reference_Period Data_Source Supporting Document/ Validation


Framework Document Required
Number 2011 Census
To be centrally filled

SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing


Expert countries, including for least developed countries and small island developing
Suggestions States, to increase significantly the availability of high-quality, timely and reliable
data disaggregated by income, gender, age, race, ethnicity, migratory status,
disability, geographic location and other characteristics relevant in national
contexts. 10.2 By 2030, empower and promote the social, economic and political
inclusion of all, irrespective of age, sex, disability, race, ethnicity, origin, religion or
economic or other status.

Remarks: https://censusindia.gov.in/digitallibrary/data/Census_2011/Presentation/India/Disability.
pptx#:~:text=’Disability%20is%20a%20physical%20or,more%20major%20life%20activities%20substantially.%22
08 Sex ratio Description: Sex ratio refers to number of females per thousand males

Framework Data_Source Supporting Document/ Validation


UOM Reference_Period
Document Required
Ratio 2011 Census
To be centrally filled

SDG Mapping: 5.c Adopt and strengthen sound policies and


Expert enforceable legislation for the promotion of gender equality
Suggestions and the empowerment of all women and girls at all levels.
5.6 Ensure universal access to sexual and reproductive health and
reproductive rights as agreed in accordance with the Programme of Action of
the International Conference on Population and development in the Beijing
platform for action and the outcome documents of their review conferences.

09 Population Description: Projected population as per 2021 / area of the city under the jurisdiction of ULB as of
density of the 31st March 2021 (in sq km)
city 2021
UOM Reference_Period Data_Source Supporting Document/
Framework Validation Document
Persons 2021 a. Projections as per 2021
Required
per sq by the Department of
km Statistics To be centrally filled
b. Area of the city under
the jurisdiction of ULB as
of 31st March 2021
Expert
Suggestions
SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable
urbanization and capacity for participatory, integrated and sustainable
human settlement planning and management in all countries.
11.3.1 Ratio of land consumption rate to population growth rate.

10 Age wise Description: Population distribution as per census 2011


population
distribution
in the city as
follows- UOM Reference_Period
a. 0-6
b. 7-14 Number 2011
c. 15-64
d. 65-80 SDG Mapping: 10.2 By 2030,
e. Above 80 empower and promote the
social, economic and political
Data_Source Supporting Document/ inclusion of all, irrespective
Validation Document of age, sex, disability, race,
Framework Census
Required ethnicity, origin, religion or
economic or other status.
To be centrally filled

Expert
Suggestions
11 Total Scheduled Description: Scheduled Tribe Population as per Census 2011
Caste
population in the
city UOM Reference_Period Data_Source Supporting Document/ Validation
Document Required
Number 2011 Census
Framework Summary of citizen who voted
during the last municipal elections

SDG Mapping: 10.2 By 2030, empower and promote the social, economic
and political inclusion of all, irrespective of age, sex, disability, race, ethnicity,
Expert origin, religion or economic or other status.
Suggestions

12 Total Scheduled Description: Scheduled Tribe Population as per Census 2011


Tribe population
in the city
UOM Reference_Period Data_Source Supporting Document/ Validation
Document Required
Framework Number 2011 Census
To be centrally filled

SDG Mapping: 10.2 By 2030, empower and promote the social, economic
and political inclusion of all, irrespective of age, sex, disability, race, ethnicity,
Expert origin, religion or economic or other status.
Suggestions

Remarks: https://censusindia.gov.in/tables_published/scst/Introduction.pdf)

13 Number of Description: Definition of Slums as per Census 2011


persons living in A compact area of at least 300 populations or about 60-70 households of poorly built congested
tenements, in unhygienic environment usually with inadequate infrastructure and lacking in proper
slums sanitary and drinking water facilities in the State/UT are categorized as Identified Slums

Framework

UOM Reference_Period Data_Source Supporting Document/ Validation


Document Required
Number 2011 Census
To be centrally filled

Expert
Suggestions

SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe
and affordable housing and basic services and upgrade slums
11.1.1 Proportion of urban population living in slums, informal settlements or
inadequate housing.

Remarks: http://nbo.nic.in/pdf/SLUMS_IN_INDIA_Slum_Compendium_2015_English.pdf
14 Houseless Description: Definition of Homeless as per Census 2011:
households in Households which do not live in buildings or census houses but live in the open or roadside,
pavements, in hume pipes, under fly-overs and staircases, or in the open in places of worship,
the city mandaps, railway platforms, etc., are to be treated as Houseless households.

Framework

UOM Reference_Period Data_Source Supporting Document/ Validation


Document Required
Ratio 2011 Census
To be centrally filled

Expert
Suggestions SDG Mapping: 1.4.1 : Proportion of Population
living in households with access to basic services.
11.1: By 2030, ensure access for all to adequate, safe and affordable
housing and basic services and upgrade slums.
02

ECONOMY
This sector looks at some
of the key components of
urban spatial structures
like details of economic
potential, financial
resources and their
management. This data
helps to analyse the
occupational structure and
focus on better planning
of services alongside with
management of financial
resources
01 Total number of Description: The data point is captured as Number of factories per lakh population; the Central
Government, hereby notifies the following criteria for classification of micro, small and medium
MSME clusters in enterprises (MSME), namely:—
the city (i) a micro enterprise, where the investment in Plant and Machinery or Equipment does not
exceed one crore rupees and turnover does not exceed five crore rupees;
(ii) a small enterprise, where the investment in Plant and Machinery or Equipment does not
Framework exceed ten crore rupees and turnover does not exceed fifty crore rupees;
(iii) a medium enterprise, where the investment in Plant and Machinery or Equipment does not
exceed fifty crore rupees and turnover does not exceed two hundred and fifty crore rupees.

UOM Reference Period


EOL
Number 2018-19
SDG Mapping: Target 9.3: Increase the
access of small-scale industrial and other
enterprises, in particular in developing
Supporting Data Source countries, to financial services, including
Document/ affordable credit, and their integration
ASI (Annual Survey into value chains and markets.
Validation
of Industries) Indicator 9.3.2: Proportion of small-scale
Document Required
industries with a loan or line of credit.
To be centrally filled

Remarks: Indicator and description are disjointed. Pls elaborate what is an MSME cluster. Pls verify referece period as well if
possible to get for 2021. The original reference period mentioned was 2018-19.

02
Population Description: Data refers to total number
of people falling in 5% income tax rate
falling in 5% tier. Tax rate is the percentage at which
income tax income is taxed.
rate tier
SDG Mapping: Target 10.1: By 2030,
UOM Reference Period progressively achieve and sustain
Framework Number 1st April 2020 to income growth of the bottom 40
31st March 2021 per cent of the population at a rate
higher than the national average.
Indicator 10.1.1: Growth rates of
Supporting Data Source household expenditure or income
Document/ per capita among the bottom 40
Income Tax per cent of the population and the
EOL Validation
Department, GoI total population.
Document Required
To be centrally filled

03
Population Description: Data refers to total number
of people falling in 20% income tax rate
falling in 20% tier. Tax rate is the percentage at which
income tax income is taxed.
rate tier
SDG Mapping: Target 10.1: By 2030,
UOM Reference Period progressively achieve and sustain
Framework income growth of the bottom 40
Number 1st April 2020 to
per cent of the population at a rate
31st March 2021
higher than the national average.
Indicator 10.1.1: Growth rates of
Supporting Data Source household expenditure or income
Document/ per capita among the bottom 40
Income Tax per cent of the population and the
Validation
EOL Department, GoI
Document Required total population.
To be centrally filled
04 Population Description: Data refers to total number of people falling in 30% income tax rate tier. Tax rate is
the percentage at which income is taxed.
falling in 30%
income tax rate
tier UOM Reference Period
Number 1st April 2020 to
Framework 31st March 2021
SDG Mapping: Target 10.1: By 2030,
progressively achieve and sustain income
growth of the bottom 40 per cent of the
Supporting Data Source population at a rate higher than the national
Document/ average. Indicator 10.1.1: Growth rates of
Income Tax household expenditure or income per
Validation
EOL Department, GoI capita among the bottom 40 per cent of
Document Required
the population and the total population.
To be centrally filled

05
Total number of Description: An establishment is a unit situated
in a single location in which predominantly one
establishments kind of entrepreneurial activity is carried out
engaged in such that at least a part of the goods and /
manufacturing in or services produced by the unit goes for sale
(i.e. entire produce is not for sole consumption). SDG Mapping: Target 4.4 By 2030,
the city Establishments may be located at residential or substantially increase the number of
commercial EC house. This data point captures youth and adults who have relevant
Framework the number of establishments in a city in the skills including technical and vocational
Manufacturing sector. skills, for employment, decent jobs and
entrepreneurship. Target 8.3: Promote
development-oriented policies that
UOM Reference Period support productive activities, decent
Number 2013-14/ job creation, entrepreneurship, creativity
EOL 2019-20 and innovation, and encourage the
formalization and growth of micro-
small- and medium-sized enterprises,
Supporting Data Source including through access to financial
Document/ services.
6th /7th Economic
Validation
Census
Document Required
To be centrally filled

06
Total number Description: Persons employed in the
manufacturing sector establishments.
of persons
employed in
manufacturing UOM Reference Period
SDG Mapping: Target 4.4 By 2030,
sector Number 2013-14 / 2019-20 substantially increase the number of
establishments in youth and adults who have relevant
skills including technical and vocational
the city skills, for employment, decent jobs and
Supporting Data Source
entrepreneurship. Target 8.3: Promote
Document/
Framework 6th /7th Economic development-oriented policies that
Validation
Census support productive activities, decent
Document Required
job creation, entrepreneurship, creativity
To be centrally filled and innovation, and encourage the
formalization and growth of micro-
small- and medium-sized enterprises,
including through access to financial
EOL services.
07 Total number of Description: An establishment is a unit situated in a single location in which predominantly
one kind of entrepreneurial activity is carried out such that at least a part of the goods and /
establishments or services produced by the unit goes for sale (i.e. entire produce is not for sole consumption).
engaged in Establishments may be located at residential or commercial EC house. This data point
construction in captures the number of establishments in a city in the construction sector.
the city
UOM Reference Period Data Source Supporting Document/
Framework Validation Document Required
Number 2013-14 / 2019-20 6th /7th Economic
Census To be centrally filled

SDG Mapping: Target 4.4 By 2030, substantially increase the number of


youth and adults who have relevant skills, including technical and vocational
EOL skills for employment, decent jobs and entrepreneurship. Target 8.3: Promote
development-oriented policies that support productive activities, decent
job creation, entrepreneurship, creativity and innovation, and encourage the
formalization and growth of micro- small- and medium-sized enterprises,
including through access to financial services.

08 Total number Description: Persons employed in the construction sector establishments


of persons
employed in UOM Reference Period Data Source Supporting Document/ Validation
construction Document Required
Number 2013-14 / 2019-20 6th /7th Economic
sector Census To be centrally filled
establishments
in the city
SDG Mapping: Target 4.4 By 2030, substantially increase the number
Framework of youth and adults who have relevant skills, including technical and
vocational skills for employment, decent jobs and entrepreneurship. Target
8.3: Promote development-oriented policies that support productive
activities, decent job creation, entrepreneurship, creativity and innovation,
and encourage the formalization and growth of micro- small- and
medium-sized enterprises, including through access to financial services.
EOL

Total number of Description: An establishment is a unit situated in a single location in which predominantly one kind of
entrepreneurial activity is carried out such that at least a part of the goods and / or services produced
09 establishments by the unit goes for sale (i.e. entire produce is not for sole consumption). Establishments may be located
engaged in at residential or commercial EC house. This data point captures the number of establishments in a city.
trade, repair, This data point includes wholesale trade, retail trade & repair of motor vehicles & motor cycles, whole
sale trade (not covered in item previously ), retail trade (not covered in item previously), accommodation
accomodation and food service activities.
and food
services in the
UOM Reference Period Data Source Supporting Document/ Validation
city
Number 2013-14 / 2019-20 Document Required
6th /7th Economic
Census To be centrally filled
Framework

SDG Mapping: Target 4.4 By SDG Mapping: Target 8.3: Promote


2030, substantially increase the development-oriented policies that support
number of youth and adults who productive activities, decent job creation,
have relevant skills, including entrepreneurship, creativity and innovation,
EOL technical and vocational skills for and encourage the formalization and
employment, decent jobs and growth of micro- small- and medium-sized
entrepreneurship. enterprises, including through access to
financial services.
10 Total number Description: Total number of persons employed in activities relating to trade, repair, accomodation
and food services.
of persons
employed in
activities relating
UOM Reference Period Data Source Supporting Document/ Validation
to trade, repair, Document Required
accomodation Number 2013-14 / 2019-20 6th /7th Economic
Census To be centrally filled
and food services

SDG Mapping: Target 4.4 By SDG Mapping: Target 8.3: Promote


2030, substantially increase the development-oriented policies that support
Framework
number of youth and adults who productive activities, decent job creation,
have relevant skills, including entrepreneurship, creativity and innovation,
technical and vocational skills for and encourage the formalization and
employment, decent jobs and growth of micro- small- and medium-sized
entrepreneurship. enterprises, including through access to
financial services.
EOL

11 Total number of Description: An establishment is a unit situated in a single location in which predominantly
establishments one kind of entrepreneurial activity is carried out such that at least a part of the goods and /
or services produced by the unit goes for sale (i.e. entire produce is not for sole consumption).
engaged Establishments may be located at residential or commercial EC house. This data point captures
transport, the number of establishments in a city. It includes transportation, storage, information and
storage, communication services.
information and
communication
services UOM Reference Period Supporting Document/
Data Source
Validation Document Required
Number 2013-14 / 2019-20 6th /7th Economic
To be centrally filled
Census
Framework

SDG Mapping: Target 4.4: By 2030, substantially increase the number


of youth and adults who have relevant skills, including technical and
vocational skills for employment, decent jobs and entrepreneurship.
Indicator 4.4.1: Proportion of youth and adults with information and
EOL communications technology (ICT) skills, by type of skill.

12
Total number Description: Persons employed in the transport, storage, information and communication sector
of persons establishments.
employed
in activities UOM Reference Period Data Source Supporting Document/ Validation
transport, Number 2013-14 / 2019-20 6th /7th Economic Document Required
storage, Census To be centrally filled
information and
communication
services sector SDG Mapping: Target 4.4: By 2030, SDG Mapping: Target 8:
substantially increase the number of
establishments youth and adults who have relevant
Sustained and inclusive economic
in the city growth can drive progress, create
skills, including technical and vocational decent jobs for all and improve
skills for employment, decent jobs and living standards.
Framework entrepreneurship.
Target 4.4.1: Proportion of youth and adults
with information and communications
EOL technology (ICT) skills, by type of skill.
13 Total number of Description: An establishment is a unit situated in a single location in which predominantly
establishments one kind of entrepreneurial activity is carried out such that at least a part of the goods and /
or services produced by the unit goes for sale (i.e. entire produce is not for sole consumption).
engaged in Establishments may be located at residential or commercial EC house. This data point
financial and captures the number of establishments in a city in the financial sector. employed in the
insurance transport, storage, information and communication sector establishments
activities

Framework UOM Reference Period Data Source Supporting Document/


Number 2013-14 / 2019-20 6th /7th Economic Validation Document Required
Census To be centrally filled

EOL SDG Mapping: Target 4.4: By 2030, substantially increase the number of
youth and adults who have relevant skills, including technical and vocational
skills, for employment, decent jobs and entrepreneurship.

Total number Description: Persons employed in the financial and insurance sector establishments
14
of persons
employed in
financial and UOM Reference Period Data Source Supporting Document/ Validation
insurance Number 2013-14 / 2019-20 6th /7th Economic
Document Required
services sector Census To be centrally filled
establishments
in the city
SDG Mapping: Target 4.4: By 2030, substantially increase the number of
Framework youth and adults who have relevant skills, including technical and vocational
skills for employment, decent jobs and entrepreneurship.

EOL

15 Total number of Description: An establishment is a unit situated in a single location in which predominantly
establishments one kind of entrepreneurial activity is carried out such that at least a part of the goods and /
or services produced by the unit goes for sale (i.e. entire produce is not for sole consumption).
engaged in real Establishments may be located at residential or commercial EC house. This data point captures
estate activities the number of establishments in a city in the real estate sector.

Framework
UOM Reference Period Data Source Supporting Document/ Validation
Document Required
Number 2013-14 / 2019-20 6th /7th Economic
Census To be centrally filled

EOL
SDG Mapping: Target 4.4: By 2030, substantially increase the number of
youth and adults who have relevant skills, including technical and vocational
skills, for employment, decent jobs and entrepreneurship.
16 Total number of Description: Persons employed in the real estate sector establishments.
persons employed
in activities
UOM Reference Period Data Source Supporting Document/ Validation
relating to real Document Required
Number 2013-14 / 2019-20 6th /7th Economic
estate activities To be centrally filled
Census

Framework
SDG Mapping: Target 4.4: By 2030, substantially increase the number of youth
and adults who have relevant skills, including technical and vocational skills for
employment, decent jobs and entrepreneurship.

EOL

17
Total number of Description: An establishment is a unit situated in a single location in which predominantly one kind of
entrepreneurial activity is carried out such that at least a part of the goods and / or services produced
establishments by the unit goes for sale (i.e. entire produce is not for sole consumption). Establishments may be located
engaged in at residential or commercial EC house. This data point captures the number of establishments and
electricity, gas, Includes electricity, gas, steam and air conditioning supply; includes fields of Electricity, gas, steam and air
conditioning supply Water supply, sewerage, waste management and remediation activities.
water supply
and other utility
UOM Reference Period Data Source Supporting Document/ Validation
services Document Required
Number 2013-14 / 2019-20 6th /7th Economic
Census To be centrally filled
Framework

SDG Mapping: Target 4.4: By 2030, substantially increase the number of youth and
adults who have relevant skills, including technical and vocational skills, for employment,
decent jobs and entrepreneurship.

EOL

18 Total number of Description: Persons employed in the electricity, gas, water supply and other utility services
sector establishments
persons employed
in electricity, gas,
water supply UOM Reference Period Data Source Supporting Document/ Validation
and other utility Number 2013-14 / 2019-20 6th /7th Economic
Document Required
services sector Census To be centrally filled
establishments in
the city
SDG Mapping: Target 4.4: By 2030, substantially increase the number of youth
and adults who have relevant skills, including technical and vocational skills for
employment, decent jobs and entrepreneurship.
Framework

EOL
19 Total amount of Description: Credit disbursements include money paid out by banks to run a business, cash
credit disbursed expenditures, dividend payments, loans etc.
by banks among
the population of
the city UOM Reference Period Data Source
Number 1st April 2020 to Lead Bank
(In Crore) 31st March 2021
Framework SDG Mapping: Target 9.3:
Increase the access of small-
Supporting Document/ Validation scale industrial and other
Document Required enterprises, in particular in
developing countries, to
Relevant pages showing computation. financial services including
Official record of accounts and depos- affordable credit, and their
EOL its from Lead bank (for all branches in integration into value chains
the city) as well as India Post. and markets.

20 Number of Description: A space provided to citizens by ULBs to help new & startup companies by
serving them with management training or giving office space. It includes both public and
incubation private centers.
centres & skill
development
centres (public UOM Reference Period Data Source Supporting Document/
and private) Validation Document Required
Number As of 31st March Municipal
2021 Authority Attested document from the ULB
Framework

SDG Mapping: Target 4.4: By 2030, substantially increase the number of youth
and adults who have relevant skills, including technical and vocational skills for
employment, decent jobs and entrepreneurship.
Indicator 4.4.1: Proportion of youth and adults with information and communications
technology (ICT) skills, by type of skill.
EOL

SDG Mapping: Target 8.3: Promote development-oriented policies that support


productive activities, decent job creation, entrepreneurship, creativity and innovation,
and encourage the formalization and growth of micro-, small- and medium-sized
enterprises, including through access to financial services

21 Cluster strength Description: The strength of a region’s cluster portfolio is measured by summing up the
performance of individual clusters. This performance is measured through four dimensions:
Specialization, Size, Productivity and Dynamism
Framework

UOM Reference Period Data Source Supporting Document/


Validation Document
Number 2018-2019 EAC-PM
Required
EOL To be centrally filled
22 Number of Description: Data refers to total number of bank branches operating in the city. This will include all
bank branches of all different types of banks that have commercial lending and accept deposits.
bank branches
operating in the
city
UOM Reference Period Data Source

Framework Number As of 31st March Lead Bank


(In Crore) 2021 SDG Mapping: Target: 8.10:
Strengthen the capacity of domestic
financial institutions to encourage
Supporting Document/ Validation Document and expand access to banking,
Require--d insurance and financial services for all.
EOL 8.10.1 (a) Number of commercial bank
Relevant pages showing computation.
branches per 100,000 adults and (b)
Official record of accounts and deposits from
number of automated teller machines
Lead bank (for all branches in the city) as
(ATMs) per 100,000 adults.
well as India Post.
8.10.2 Proportion of adults (15 years and
older) with an account at a bank or other
financial institution or with a mobile-
money-service provider.

23 Number of ATMs Description: Relevant record of the ATMs from Lead Bank. This will include all ATMs in working
condition in the city.
operating in the
city
UOM Reference Period Data Source
Framework
Number As of 31st March Lead Bank
2021 SDG Mapping: Target 8.10: Strengthen
the capacity of domestic financial
institutions to encourage and
Supporting Document/ expand access to banking, insurance
Validation Document Required and financial services for all.
EOL 8.10.1 (a) Number of commercial bank
Relevant pages showing computation. Official branches per 100,000 adults and (b)
record of accounts and deposits from Lead number of automated teller machines
bank (for all branches in the city) as well as (ATMs) per 100,000 adults.
India Post.

24 Average value of Description: Data refers to average value of saving deposited in every bank of the city. This value
is likely to be available from the lead bank. If not available only for the city, use the district urban
savings deposits value as the proxy. This cannot include rural deposits, it has to be only urban.
in banks in the The number of savings accounts will be for all bank branches (public, private, foreign,
city cooperative) as well as postal bank accounts. The computation is total savings stock in passbook
savings accounts as on 31st march 2021 divided by the total number of accounts.

Framework
UOM Reference Period Data Source
Number 1st April 2020 to Lead Bank
(In Crore) 31st March 2021
SDG Mapping: Target 9.3: Increase the
access of small-scale industrial and other
EOL
enterprises, in particular in developing
Supporting Document/ Validation countries, to financial services including
Document Required affordable credit, and their integration into
Relevant pages showing computation. value chains and markets.
Official record of accounts and deposits
from Lead bank (for all branches in the
city) as well as India Post.
25 Total number of Description: Data refers to no of people filed ITRs under non taxable tier.
people who have
filed income tax
returns under non
taxable tier UOM Reference Period Data Source Supporting Document/
Validation Document Required
Number 1st April 2020 to Income Tax
Framework 31st March 2021 Department, GoI To be centrally filled

EOL
03

EDUCATION
This sector presents
information such as Literacy
rate, household expenditure
on education, primary
and secondary schools,
access to digital education
and its performance.
These parameters help
to evaluate the level of
education, its standards
and funding pattern for
educational programs.
01 Average annual Description: Expenditure on education by a household collected as a sample under NSSO survey
round no. 75 is considered (only students studying till higher secondary level). NSSO 75th round
household was conducted in July 2017 to June 2018.
expenditure
on education
(only students
UOM Reference Period
studying
till higher Number 2017-18
(Rupees) SDG Mapping: 4.1: By 2030, ensure that
secondary level) all girls and boys complete free, equitable
and quality primary and secondary
education leading to relevant and
Framework Supporting Data Source effective learning outcomes
Document/
NSSO
Validation
Document Required
To be centrally filled

EOL

02
Average Description: Total expenditure by a
household collected as a sample under
annual NSSO survey round no. 75 is considered.
household
consumption UOM Reference Period
SDG Mapping: 10.1: By 2030,
expenditure Number 2017-18 progressively achieve and sustain
(Rupees) income growth of the bottom 40
per cent of the population at a rate
Framework higher than the national average.
Supporting Data Source 10.1.1: Growth rates of household
Document/ expenditure or income per capita
NSSO
Validation among the bottom 40 per cent
Document Required of the population and the total
To be centrally filled population.
EOL

03
Literacy rate Description: Literacy rate is the percentage of literates in the city above 7 years of age.

Framework UOM Reference Period Data Source Supporting Document/ Validation


Document Required
Percentage 2011 Census
To be centrally filled

EOL
SDG Mapping: 4.6 By 2030, ensure that all youth and a substantial
proportion of adults, both men and women, achieve literacy and numeracy.
4.6.1 Proportion of population in a given age group achieving at least a fixed
level of proficiency in functional (a) literacy and (b) numeracy skills, by sex.
04 Schools (Grade 1 Description: Data includes all the following types of schools (Grade 1-10): Department of Education,
Ministry of Labour, Tribal Welfare Department , Kendriya Vidyalaya / Central School, Local Body,
to 10) in the city Jawahar Navodaya Vidyalaya , Government Aided, Sainik School, Private Unaided (Recognized),
as of 31st March Railway School, Other Govt. managed schools, Central Tibetan School, Unrecognized, Madarsa
2021 (public and Recognized (by Wakf board Madarsa Board), Social Welfare Department, Madarsa Unrecognized.
private)
UOM Reference Period Data Source
Number 2020-21 (Academic Year) Municipal Authority / UDISE / District
Framework Educational Office

Supporting Document/
Validation Document
Required
EOL Certification provided by SDG Mapping: 4.1 By 2030, ensure that all girls and boys
complete free, equitable and quality primary and secondary
the DEO on the source education ,leading to relevant and effective learning
and authenticity of the outcomes.
data along with an pdf 4.a Build and upgrade education facilities that are child,
sheet containing the disability and gender sensitive and provide safe,non-
extracted data. violent , incluisive and effective learning environment for all.
4.a.1 Proportion of schools offering basic services, by type of
service.

05 Total number Description: Enrolment in schools is given as the number of students who are enrolled in
a particular grade as of 30th September of the School Year. It shall include new entrants,
of students promotees and repeaters.
enrolled in
grade 1-5
UOM Reference Period Data Source
(public and
private) Number 2020-21 UDISE / District
(Academic Year) Educational Office
SDG Mapping: 4.1 By 2030, ensure
Framework that all girls and boys complete
Supporting Document/ free, equitable and quality
primary and secondary education
Validation Document Required
leading to relevant and effective
Certification provided by the DEO on the source learning outcomes.
and authenticity of the data along with an pdf
EOL sheet containing the extracted data.

06 Total number Description: Total number of teachers teaching in grade 1-5 (public and private)
of teachers
teaching in UOM Reference Period Data Source Supporting Document/
grade 1-5 (public Number 2020-21 UDISE / District Validation Document Required
and private) (Academic Year) Educational Office Certification provided by the DEO on the
source and authenticity of the data along with
an pdf sheet containing the extracted data.
Framework
SDG Mapping: 4.c By 2030, substantially increase the supply of qualified
teachers, including through international cooperation for teacher training in
developing countries, especially least developed countries and small island
developing States. 4.c.1 Proportion of teachers with the minimum required
EOL qualifications, by education level.
07 Total number Description: Enrolment in schools is given as the number of students who are enrolled in
a particular grade as of 30th September of the School Year. It shall include new entrants,
of students promotees and repeaters.
enrolled in grade
6-8 (public and
private) UOM Reference Period Data Source
Number 2020-21 UDISE / District
Framework (Academic Year) Educational
Office SDG Mapping: 4.1: By 2030, ensure
that all girls and boys complete
free, equitable and quality primary
Supporting Document/
and secondary education leading
Validation Document Required
to relevant and effective learning
Certification provided by the DEO on the source and outcomes.
authenticity of the data along with an pdf sheet
EOL
containing the extracted data.

08 Total number Description: Data refers to total number of teachers teaching in grade 6-8 in the city (both
public and private schools)
of teachers
teaching in
UOM Reference Period Data Source
grade 6-8
(public and Number 2020-21 UDISE / District
(Academic Year) Educational
private) Office SDG Mapping: 4.c By 2030,
substantially increase the
supply of qualified teachers,
Framework
Supporting Document/ Validation including through international
Document Required cooperation for teacher training
Certification provided by the DEO on the source in developing countries, especially
and authenticity of the data along with an pdf least developed countries and
sheet containing the extracted data. small island developing States.
4.c.1 Proportion of teachers
EOL with the minimum required
qualifications, by education level.

09 Dropout rate Description: Dropout rate is the proportion of pupils from a cohort enrolled in a given grade at
a given school year who are no longer enrolled in the following school year. This is calculated
from grade 8-10 by using grade wise enrollment in 2019-20 and 2020-21 and grade specific number of
(public and repeaters in 2020-21.
private)
UOM Reference Period Data Source
Framework Percentage 2020-21 UDISE / District
(Academic Year) Educational
Office SDG Mapping: 4.1: By 2030, ensure
that all girls and boys complete
free, equitable and quality primary
Supporting Document/ Validation and secondary education leading
to relevant and effective learning
EOL Document Required outcomes
Certification provided by the DEO on the source
and authenticity of the data along with an pdf
sheet containing the extracted data.
10 Total number Description: Schools having internet access, computer labs and audio-visual facilities like projectors,
smart boards, etc. can be considered digitally enabled schools.
of schools with
access to digital
education UOM Reference Period Data Source
(public and Number As of 31st March UDISE / District
private) 2021 Educational
Office

Framework Supporting Document/ Validation SDG Mapping: 4.a Build and


Document Required upgrade education facilities that are
child, disability and gender sensitive
Certification provided by the DEO on the source
and provide safe, non-violent,
and authenticity of the data along with an pdf
inclusive and effective learning
sheet containing the extracted data.
environments for all

EOL

11 Total number Description: The number of classroom teachers and other instructional staff (e.g. teachers’ aides,
of teachers guidance counsellors), shall not include administrators or other non teaching staff. Kindergarten or
pre school teachers and staff shall not be included. It includes permanent as well as contractual
(permanent teachers
as well as
contractual)
that are B.Ed UOM Reference Period Data Source Supporting Document/
or equivalent Number 2020-21 Municipal Authority
Validation Document Required
teaching in (Academic Year) / UDISE / District
Certification provided by the DEO
grade 1-8 (public Educational Office
on the source and authenticity of
and private) the data along with an pdf sheet
containing the extracted data.

Framework
SDG Mapping: 4.c By 2030, substantially increase the supply of qualified
teachers, including through international cooperation for teacher training in
developing countries, especially least developed countries and small island
developing States.

EOL

12 Total number Description: The number of classroom teachers and other instructional staff (e.g. teachers’ aides,
guidance counsellors), shall not include administrators or other non teaching staff. Kindergarten or pre
of teachers school teachers and staff shall not be included. It includes permanent as well as contractual teachers
(permanent
as well as
contractual) UOM Reference Period Data Source Supporting Document/ Validation
teaching in Number As of 31st Municipal Authority
Document Required
grade 1-8 (public March 2021 / UDISE / District Certification provided by the DEO
on the source and authenticity of
and private) Educational Office
the data along with an pdf sheet
containing the extracted data.

Framework
SDG Mapping: 4.c By 2030, substantially increase the supply of qualified
teachers, including through international cooperation for teacher training
in developing countries, especially least developed countries and small
island development states.

EOL
13 National Description: NAS aims to collect reliable information about the achievement levels of students
Achievement in government and government-aided elementary schools.
Survey Score UOM Reference Period Data Source Supporting
Number 2017 National Council of Document/
Educational Research and Validation Document
Framework Training (NAS District Report Required
Cards) To be centrally filled

SDG Mapping: 4.1 By 2030, ensure that all girls and boys complete free,
equitable and quality primary and secondary education leading to relevant
EOL and effective learning outcomes

Staff strength of Description: Teachers include classroom teachers and other instructional staff (e.g., teachers’ aides,
14 guidance counsellors). This does not include administrators or other non-teaching staff. Teachers
teachers (actual)
teaching in all municipal schools were included.
in municipal
schools for
grade 1-10
UOM Reference Period Data Source
Number 2020-21 Municipal Authority
Framework (Academic Year) / UDISE / District
Educational Office SDG Mapping: 4.c By 2030,
substa.ntially increase the
supply of qualified teachers,
including through international
Supporting Document/ Validation
cooperation for teacher training
Document Required
in developing countries, especially
MPI List of schools with t otal strength of staff by least developed countries and
category like PRT, TGTs, PGTs (only teaching staff). small island developing States.
Data can also extract from annual report of 4.c.1 Proportion of teachers
education department of ULB. with the minimum required
qualifications, by education level.

Staff strength Description: Teachers include classroom teachers and other instructional staff (e.g., teachers’ aides,
of teachers guidance counsellors). This does not include administrators or other non-teaching staff. Sanctioned
number of teachers in all municipal schools were included.
(sanctioned)
15
in municipal
schools for
grade 1-10 Reference Period Data Source
UOM
Number 2020-21 Municipal Authority
Framework (Academic Year) / UDISE / District
Educational Office SDG Mapping: 4.c By 2030, substa.
ntially increase the supply of
qualified teachers, including through
Supporting Document/ Validation international cooperation for teacher
Document Required training in developing countries,
especially least developed countries
MPI List of sanctioned posts under PRTs, TGTs, PGTs and small island developing States.
(only teaching staff) signed and stamped by head 4.c.1 Proportion of teachers with the
of education department of ULB or Commissioner minimum required qualifications, by
/ EO education level.
16 Student Description: Enrolment in schools is given as the number of students who are enrolled in
a particular grade as of 30th September of the School Year. It shall include new entrants,
enrollment in promotees and repeaters.
municipal schools
for grade 1-5
UOM Reference Period Data Source
Number 2020-21 Municipal Authority / UDISE
Framework (Academic Year) / District Educational Office
SDG Mapping: 4.1 By
Supporting Document/ Validation 2030, ensure that all girls
Document Required and boys complete free,
equitable and quality
1) Document from Education Department of ULB signed primary and secondary
MPI and stamped by head of Education Department OR education leading to
2) Attach evidence in pdf format if data is provided from relevant and effective
UDISE. learning outcomes.
3) Data from education government website and attach
link or pdf.

17 Student Description: Enrolment in schools is given as the number of students who are enrolled in
a particular grade as of 30th September of the School Year. It shall include new entrants,
enrollment promotees and repeaters.
in municipal
schools for grade
UOM Reference Period Data Source
6-10
Number 2020-21 Municipal Authority / UDISE
(Academic Year) / District Educational Office
Framework
SDG Mapping: 4.1 By
Supporting Document/ Validation 2030, ensure that all girls
Document Required and boys complete free,
equitable and quality
1) Document from Education Department of ULB signed primary and secondary
and stamped by head of Education Department OR education leading to
2) Attach evidence in pdf format if data is provided from relevant and effective
MPI UDISE learning outcomes.
3) Data from education government website and attach
link or pdf.

18 Expenditure on Description: Total expenditure by the ULB on education facilities in the city was considered.
Expenses will be both capex as well as running expenses including establishment and
education by the salaries.
ULB

UOM Reference Period Data Source


Framework
Number 1st April 2020 to Municipal Authority
(In Crore) 31st March 2021
SDG Mapping: 4.1 By 2030,
ensure that all girls and boys
Supporting Document/ Validation complete free, equitable and
Document Required quality primary and secondary
education leading to relevant
MPI Income Expenditure statement of the ULB during and effective learning outcomes.
the period: 1st April 2020 to 31st March 2021 4.b.1 Volume of official development
assistance flows for scholarships by
sector and type of study.
19 Does the ULB run Description: Digital Literacy programmes trains people in use of computers and mobile so
digital literacy that they will be able to register for Aadhar, Ration, PAN cards, pay bills, send emails and use
internet for multiple utilities.
programmes?

UOM Reference Period Data Source


Framework
Yes or 2021 Municipal
No Authority

SDG Mapping: 4.4 By 2030,


substantially increase the
Supporting Document/ Validation number of youth and adults who
MPI Document Required have relevant skills, including
1) List of Digital Literacy Programmes run by technical and vocational skills
the ULB. for employment, decent jobs
2) List of digital literacy programme trainings and entrepreneurship.
conducted under Pradhan Mantri digital
Saksharta Abhiyaan

Total number of Description: Digital Literacy centers are centers where digital literacy programmes run
20 Digital Literacy
Centers UOM Reference Period Data Source
Number 2021 Municipal
Authority
Framework
SDG Mapping: 9.c Significantly
increase access to information
Supporting Document/ Validation
and communication technology
Document Required
and strive to provide universal
1) List of digital literacy data can be extracted and affordable access to the
from Pradhan Mantri digital Saksharta internet in least developed
MPI Abhiyaan website. countries by 2020.
2) Annual report of government digital literacy
centers in domain of education/ IT literacy in
pdf format or link.

21 Number of Description: Data refers to total number of people with digital literacy course completion
people who certificate.
have completed
digital literacy
courses UOM Reference Period Data Source
provided by ULB Number 1st April 2020 to Municipal
or smart city 31st March 2021 Authority
company from?
SDG Mapping: 4.4 By 2030,
substantially increase the number of
Supporting Document/ Validation
youth and adults who have relevant
Framework Document Required
skills, including technical and
1) Summary of certificates given to vocational skills for employment,
people who have completed digital decent jobs and entrepreneurship.
literacy courses by the ULB or smart Proportion of youth and adults with
city company . information and communications
2) Data from government portal site technology (ICT) skills, by type of
MPI by Digital India or Digital India Com- skill.
mon Service Center.
22 Total number Description: Definition as per Harmonised Guidelines and Standards for Universal Accessibility
(2021) and, Harmonised Guidelines and Space Standards for Barrier Free Built Environment for
of government Persons with Disability and Elderly Persons (2016) for construction before 2021.
schools Rights of Persons with Disability Act - Section 16.
providing
universally
accessible UOM Reference Period Data Source Supporting Document/ Validation
Document Required
environment for Number 2021 Data from ULB
and Education Audit Report from the District Disability
persons with Officer
Department
disability

Framework
SDG Mapping: 4.a Build and upgrade education facilities that are child, disability
and gender sensitive and provide safe, non-violent, inclusive and effective learning
environments for all.

Expert
Suggestions

23
Percentage of Description: It refers to the (total number of public and private schools with playground as per
applicable state government guidelines divided by total number of public/private schools) X 100
schools in the
city (public and
private) with
UOM Reference Period Data Source
playground area
as per state Percentage 2021 Percentage of schools in the city (public and
private) with playground area as per state
government government guidelines
guidelines
Supporting Document/ Validation
Framework Document Required
Certification provided by the DEO
on the source and authenticity of
the data along with an pdf sheet SDG Mapping: 4.a Build and upgrade
containing the data education facilities that are child, disability
and gender sensitive and provide safe,
non-violent, inclusive and effective learning
Expert environments for all.
Suggestions
04

ENERGY
Electricity is one of
the driving forces in
the economy and its
applications span
from communication
to transportation to
manufacturing. It is also a
major source of revenue
for local governments,
particularly in larger
cities by making them
considerably livelier. While
elaborating on energy and
its components, this data
helps in evaluating the
effectiveness of production
and utilization of electricity,
the amount of fuel used
and energy efficiency
practices
01 Cumulative Description: The total capacity of electricity generation from off-grid renewable energy sources such as
solar PV, solar thermal, wind energy, hybrid-hydel power, small hydro, geo-thermal, tidal energy, biogas and
installed waste to energy. Off grid means that this energy source is not connected to the city’s power supply grid or the
utility company.
capacity of off-
grid renewable
energy sources UOM Reference Period Data Source
for self- kW 1st April 2020 to 31st (State) Electricity
consumption. March 2021 Distribution Company
SDG Mapping: 7.2 By 2030,
increase substantially the share of
renewable energy in the global mix.
Framework Supporting Document/ Validation Document 7.3 By 2030, double the global rate
of improvement in energy efficiency.
Required 7.b By 2030, expand infrastructure and
upgrade technology for supplying
1. To submit the template duly filled, signed and modern and sustainable energy
printed on the smart city or ULB letter head services for all in developing countries
OR , in particular least developed
2. Data of installed capacity of all off-grid renew- countries , small island developing
able energy sources used for self consumption states and landlocked developing
CSCAF 3.0 verified by State Energy Development Agencies countries in accordance with their
(SEDA) - They may provide number based on the es- respective programmes of support.
timation of sale data, RE products, or RE proponents 7.b.1 Installed renewable energy-
applying for subsidies. A copy of the document duly generating capacity in developing
signed and stamped. countries (in watts per capita).

Does the city Description: Fossil fuels such as coal, natural gas and oil are the major sources of energy generation.
02 Production of energy from cleaner renewable energy sources (solar PV, solar thermal, wind energy, hybrid-hydel
generate power power, small hydro, geo-thermal energy, tidal energy, biogas, waste to energy) would minimize GHG emission.
from renewable
sources? UOM Reference Period Data Source Supporting Document/ Validation Document
Required
Yes or As of 31st (State) Electricity
No December 2021 Distribution Company Not Applicable
Framework

SDG Mapping: 7.2 By 2030, increase substantially the share of renewable energy in
the global mix. 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and
sustainable energy services for all in developing countries , in particular least developed
countries , small island developing states and landlocked developing countries in
accordance with their respective programmes of support. 7.b.1 Installed renewable energy-
CSCAF 3.0 generating capacity in developing countries (in watts per capita).

Total connected Description: Connected Load is the energy (electricity) consumed when all connected systems, circuits,
03 components, devices or equipment are operating.
electrical load in Supporting Document/ Validation Document
the city UOM Reference Period Data Source Required
1. To submit the template duly filled, signed and printed
kW 1st April 2020 to 31st (State) Electricity on the smart city or ULB letter head
March 2021 Distribution Company OR
2. Data on total electricity consumption and connected
Framework electrical load can be obtained from DISCOMs a copy of
the document duly signed and stamped.

SDG Mapping: 7.1 By 2030 , ensure universal access to aafordable, reliable and modern energy
services. 7.b By 2030, expand infrastructure and upgrade technology for supplying modern and
sustainable energy services for all in developing countries, in particular least developed countries,
small island developing States and landlocked developing countries, in accordance with their
respective programmes of support
CSCAF 3.0

SDG Mapping: 1.4.1 Proportion of population living in households with access to basic
services. 7.1.1 Proportion of population with access to electricity.
04 Total electricity Description: The total electrical energy consumed by the city for the assessment year.
consumption in Supporting Document/ Validation Document Required
Data Source
the city Reference Period
1. To submit the template duly filled, signed and printed on the
1st April 2020 to (State) Electricity
Distribution smart city or ULB letter head, OR
31st March 2021
Company 2. Data on total electricity consumption and connected electrical
load can be obtained from DISCOMs a copy of the document duly
Framework signed and stamped.

SDG Mapping: 7.1 By 2030 , ensure universal access to affordable, reliable and
modern energy services. 7.1.1 Proportion of population with access to electricity.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and
sustainable energy services for all in developing countries, in particular least developed
CSCAF 3.0 countries, small island developing States and landlocked developing countries, in accordance
with their respective programmes of support
UOM

kWh SDG Mapping: 1.4.1 Proportion of population living in households with access to basic
services

05 Total diesel Description: The disel consumption in the city is converted to CO2 emission using emission factors.
Emission factors are calculated based on the carbon content of fuel for disel it is recorded in cubic
consumption Meters or Metric Tones. Total disel TCO2e = Total diesel consumption (kL) x 2.62694.

Supporting Document/Validation Document Required


Framework Reference Period Data Source 1. To submit the template duly filled, signed and
1st April 2020 to 31st Private and Public printed on the smart city or ULB letter head OR
March 2021 Fuel Companies 2. Value sheet from the department duly filled and
signed

CSCAF 3.0 SDG Mapping: 12.c Rationalize inefficient fossil-fuel subsidies that encourage wasteful
consumption by removing market distortions, in accordance with national circumstances,
including by restructuring taxation and phasing out those harmful subsidies, where they
UOM exist, to reflect their environmental impact taking fully into account the specific needs and
kL conditions of developing countries and minimizing the possible adverse impacts on their
development in a manner that protects the poor and affected communities.

06 Total petrol Description: The petrol consumption in the city is converted to CO2 emission using emission factors.
Emission factors are calculated based on the carbon content of fuel for petrol it is recorded in cubic Meters
consumption or Metric Tones. Total Petrol TCO2e = Total Petrol consumption (kL) x 2.20307.

Framework UOM Reference Period Data Source Supporting Document/


kL 1 April 2020 to 31
st st
Private and Public Validation Document Required
March 2021 Fuel Companies 1. To submit the template duly filled, signed
and printed on the smart city or ULB letter
head, OR
2. Value sheet from the department duly filled
and signed
CSCAF 3.0

SDG Mapping: 12.c Rationalize inefficient fossil-fuel subsidies that encourage wasteful
consumption by removing market distortions, in accordance with national circumstances,
including by restructuring taxation and phasing out those harmful subsidies, where they
exist, to reflect their environmental impact taking fully into account the specific needs and
conditions of developing countries and minimizing the possible adverse impacts on their
development in a manner that protects the poor and affected communities.
07 Total LPG Description: LPG is one amongst the major sources of energy for direct use in the cities in India usually in
automobiles and cooking purposes. The LPG consumption in the city is converted to CO2 emission using
consumption emission factors. Emission factors are calculated based on the carbon content of fuel for LPG it is recorded
in Standard Cubic Metre or Metric Tonnes. Total LPG TCO2e = Total LPG consumption (kL) X 1.51906.

Framework
UOM Reference Period Data Source
Number 2020-21 National and
(Academic Year) State Gas SDG Mapping: 7.1 By 2030, ensure universal
Agencies access to affordable,reliable and modern energy
services. 7.1.2 Proportion of population with
Supporting Document/
CSCAF 3.0 primary reliance on clean fuels and technology.
Validation Document Required
7.a.1 International financial flows to developing
1. To submit the template duly filled, signed and printed countries in support of clean energy research and
on the smart city or ULB letter head , OR
development and renewable energy production,
2. Value sheet from the department duly filled and
signed including in hybrid systems.

08 Total CNG Description: The CNG consumption in the city is converted to CO2 emission using emission factors.
Emission factors are calculated based on the carbon content of fuel for CNG it is recorded in
consumption Standard Cubic Metre or Metric Tonnes. Total CNG TCO2e = Total CNG Consumption (kL) X 0.48066.

Framework
UOM Reference Period Data Source
kL 1 April 2020 to
st
National and
31st March 2021 State Gas
Agencies SDG Mapping: 7.1 By 2030, ensure universal
access to affordable,reliable and modern energy
CSCAF 3.0 services. 7.1.2 Proportion of population with
Supporting Document/ Validation primary reliance on clean fuels and technology.
Document Required 7.a.1 International financial flows to developing
1. To submit the template duly filled, signed and printed on countries in support of clean energy research and
the smart city or ULB letter head development and renewable energy production,
OR including in hybrid systems.
2. Value sheet from the department duly filled and signed

09 Total PNG Description: The PNG consumption in the city is converted to CO2 emission using emission
factors. Emission factors are calculated based on the carbon content of fuel for PNG
consumption it is recorded in Standard Cubic Metre or Metric Tonnes. Total PNG TCO2e = Total PNG
Consumption (kL) X 0.48066

Framework
UOM Reference Period Data Source
kL 1st April 2020 to Private and Public Fuel
31st March 2021 Companies, National and
State Gas Agencies SDG Mapping: 7.1 By 2030,
ensure universal access
to affordable,reliable and
CSCAF 3.0 modern energy services. 7.1.2
Supporting Document/ Validation
Proportion of population
Document Required
with primary reliance on
1. To submit the template duly filled, signed and clean fuels and technology.
printed on the smart city or ULB letter head 7.a.1 International financial
OR flows to developing countries
2. Value sheet from the department duly filled and in support of clean energy
signed research and development and
renewable energy production,
including in hybrid systems.
10 Does the city Description: Energy efficient streetlights should have lamps with luminous efficacy of more than 85
lumens per watt (e.g. LED, Sodium vapor lamps etc.)
have energy
efficient street
UOM Reference Period Data Source Supporting Document/ Validation
lights? Document Required
Yes or As of 31st December Urban Local
Body Not Applicable
No 2021
Framework
SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiecy. 7.a By
2030, enhance international cooperation to facilitate access to clean energy research hand
technology, including renewable energy, energy efficiency and advanced and cleaner fossil
fuel technology and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and
sustainable energy services for all in developing countries , in particular least developed
countries, small island developing states and landlocked developing countries in accordance
CSCAF 3.0 MPI with their respective programs of support.

11 Total number of Description: A street light, light pole, lamppost, street lamp, light standard, or lamp standard
street lights in is a raised source of light on the edge of a road or path. It is usually maintained by the urban
local body.
the city
UOM Reference Period Data Source

Framework Number As of 31st Urban Local


December 2021 Body
SDG Mapping: 7.1 By 2030, ensure universal
access to affordable, reliable and modern
Supporting Document/ energy services. 7.b By 2030, expand
Validation Document Required infrastructure and upgrade technology for
supplying modern and sustainable energy
1. To submit the template duly filled, signed and services for all in developing countries , in
CSCAF 3.0 printed on the smart city or ULB letter head particular least developed countries, small
OR island developing states and landlocked
2. Municipal records/documentary evidence for developing countries in accordance with
the number of streetlights their respective programs of support.
3. Map of all streetlights in the city as .kml files.
(point geometry with optional
attributes for energy efficient lamps)”

12 Total energy Description: This is total energy consumed by SEBs/DISCOMs.It needs to be aggregated for all DISCOMS
consumed in the city. aggregated for all DISCOMS in the city. This would include energy generated and stored in the
main distribution grids by local generation points including solar.

UOM Reference Period Data Source


Framework
Mega 1st January 2021 State Electricity
Watt-Hr to 31st December Board / Local
2021 DISCOM SDG Mapping: 8.4 Improve
progressively, through 2030, global
resource efficiency in consumption and
Supporting Document/ production and endeavour to decouple
EOL Validation Document Required economic growth from environmental
degradation, in accordance with the
PDF version of the relevant pages that shows 10-Year Framework of Programmes
total consumption by sector during 2021. on Sustainable Consumption and
Production, with developed countries
taking the lead.
13 Estimated Description: Energy forecasting is usually done for all cities based on the land use mix. There
are standard norms and this data will be available even with the SEB/DISCOMs.
energy
demand
UOM Reference Period Data Source Supporting
Mega 1st January 2021 State Electricity Board / Document/
Watt-Hr to 31st December Local DISCOM Validation Document
Framework Required
2021
PDF version of the
relevant pages in the
SDG Mapping: 7.3 By 2030 , double the rate of
improvement in energy efficiency.
energy forecasting
document
EOL

14 Total energy Description: This is electricity consumed by the city from any renewable source. It is if two types: 1. Where
renewable energy generated is sold to the national grid (this arrangement is not in place in all states). The
consumed from share is easily segregated and reported.2. In other states where it is not in place, the total energy generated
renewable from renewable sources at least for large projects, will have to be taken from source. Renewable sources
sources include Small Hydro Project, Biomass Gasifier , Biomass Power, Urban & Industrial Waste Power, Solar and
Wind Energy. The same data might not be disaggregated for the city specifically and in that case, the share
(in %age term) to total energy consumed by the district was quoted.

Framework
UOM Reference Period Data Source
Mega 1st January 2021 State Electricity
Watt-Hr to 31st December Board / Local
2021 DISCOM SDG Mapping: 7.2.1 Renewable
energy share in the total final
EOL energy consumption. 7.3 By 2030
Supporting Document/ Validation , double the rate of improvement
Document Required in energy efficiency. 7.2 By 2030,
increase substantially the share
PDF version of the relevant pages that shows total of renewable energy in the global
generation through renewable sources (by type of energy mix.
source).

15 Sustained (> Description: The calculation includes all types of consumers residential, commercial and
5 minutes), industrial. Only instances of sustained power outages that last longer than 5 minutes shall
be included in the calculation.
scheduled
electrical
interruptions
UOM Reference Period Data Source
Framework Number 1st January 2021 Municipal
to 31st December Authority
2021 SDG Mapping: 7.1: By 2030, ensure
universal access to affordable,
reliable and modern energy
Supporting Document/ Validation services.
EOL Document Required
Relevant pages from the report to be uploaded in
pdf form.
16 Electricity consumers Description: This gives an idea of how many households have access to electricity. It relates to SDG Goal
(including residential, no.1.4.1 Proportion of population living in households with access to basic services and SDG Goal No. 7.1.1
commercial, Proportion of population with access to electricity.
industrial,
institutional and
Supporting Document/
government electrical
connections) UOM Reference Period Data Source Validation Document Require

Number As of 31st March Municipal Authority PDF version of the relevant pages that
2021 shows total connections by type
Framework

SDG Mapping: 1.4.1 Proportion SDG Mapping: 7.1: By 2030, ensure


of population living in universal access to affordable, reliable and
households with access to modern energy services.
7.1.1 Proportion of population with access
basic services. to electricity.
EOL

17 Authorized electrical Description: It is a count of all individual meters provided to households as well as group meters to
connections (only societies/housing clusters (where total households being benefitted will have to be given), as well
residential electrical as unmetered connections that are being monitored by the local government at fixed payment.
connections)
UOM Reference Period Data Source
Framework Number As of 31 March
st
Municipal SDG Mapping: 7.1: By 2030, ensure
2021 Authority universal access to affordable, reliable
and modern energy services.

Supporting Document/ Validation


Document Required
EOL SDG Mapping: 1.4.1 Proportion of
PDF version of the relevant pages that population living in households with
shows total connections by type access to basic services.

SDG Mapping: 7.1.1 Proportion of


population with access to electrivity.

18 Number of Description: No. of HHs with LPG/PNG connection as a fuel source.


households
with LPG/PNG
connections UOM Reference Period Data Source
Number As of 31st March SPCB / CPCB
2021 / Municipal SDG Mapping: 7.3 By 2030, double the global
Authority rate of improvement in energy efficiecy.
Framework 7.a By 2030, enhance international
Supporting Document/ Validation cooperation to facilitate access to clean
energy research hand technology, including
Document Required renewable energy, energy efficiency and
Relevant pages from the latest annual report/ advanced and cleaner fossil fuel technology
and promote investment in energy
service level statistics that contains the detailed infrastructure and clean energy technology.
data. The report may be of the distribution
EOL
companies or the energy department.
Total number of Description: Data refers to number of energy efficient street lights in the ULB. Only ULB
19 energy efficient specific street ligths are considered
street lights in the
city.
UOM Reference Period Data Source
Yes or As of 31
st
Urban Local
SDG Mapping: 7.3 By 2030, double
Framework No December 2021 Body the global rate of improvement in
energy efficiency. 7.a By 2030, enhance
international cooperation to facilitate
Supporting Document/ Validation access to clean energy research hand
technology, including renewable energy,
Document Required energy efficiency and advanced and
Documentary evidence with actual road length cleaner fossil fuel technology and promote
MPI CSCAF 3.0 investment in energy infrastructure and
sanction to ULB with development plan/mobility clean energy technology. 7.b By 2030,
plan/DPR is to be submitted. Approval letter expand infrastructure and upgrade
and contract copy (if work is outsourced) is to technology for supplying modern and
be submitted. Procurement proofs to be sub- sustainable energy services for all in
mitted. Declaration of department head stating developing countries , in particular
least developed countries, small island
‘Actual road length with street lights poles with developing states and landlocked
LED installed’. developing countries in accordance with
their respective programs of support.

Total number of Description: Data refers to total number of street light poles in the ULB. Only ULB specific
20 street light poles in street ligth poles are considered
the ULB
UOM Reference Period Data Source
Framework Number As of 31st March SPCB / CPCB /
2021 Municipal Authority
SDG Mapping: 7.b By 2030, expand
infrastructure and upgrade technology
Supporting Document/ Validation for supplying modern and sustainable
Document Required energy services for all in developing
countries, in particular least developed
Documentary evidence with actual road length countries, small island developing
MPI sanction to ULB with development plan/mobility states and landlocked developing
plan/DPR is to be submitted. Approval letter countries in accordance with their
respective programs of support.
and contract copy (if work is outsourced) is to be
submitted. Procurement proofs to be submitted.
Declaration of department head stating ‘Actual
road length with street lights poles installed’.

Total electric Description: The total electrical energy consumed from all on-grid renewable energy sources
21 energy consumption that are used in the city for the assessment year.
from all on-grid
renewable energy
sources that are UOM Reference Period Data Source
used in the city kWh 1 April 2020 to
st
(kWh). (State) Electricity
31st March 2021 Distribution
Company SDG Mapping: 7.2.1 Renewable
energy share in the total final energy
consumption. 7.3 By 2030 , double
Framework the rate of improvement in energy
Supporting Document/ Validation efficiency. 7.2 By 2030, increase
Document Required substantially the share of renewable
energy in the global energy mix.
1. To submit the template duly filled, signed and
printed on the smart city or ULB letter head
OR
CSCAF 3.0 2. Data on total electricity consumption through
renewable sourcesto be obtained from
DISCOMs a copy of the document duly signed
and stamped.
05

ENVIRONMENT
Environment is one of the
key parameters of any
urban area that contributes
to resident’s quality of life.
This sector tries to assess
details of environment and
its related components
like Tree cover, Air quality
index, Community services,
Urban biodiversity, Pollution
levels and clean air
action plans which help
in evaluating the urban
environment and focusing
on better environmental
management.
01 Has the city Description: Biodiversity Act 2002 regulates access to biological resources of the country with equitable share
in benefits, to set up National & State Biodiversity Board (SBB) and Biodiversity Management Committees (BMC’s).
established Section 41 of the Biodiversity Act provides the scope to Municipal Corporations and gram panchayats to perform all
the activities relevant to its overall Biodiversity Management and constitute a Biodiversity Management Committee
a city level within its area of jurisdiction. Every local body is required to constitute a Biodiversity Management Committee (BMC)
biodiversity within its area for the purpose of promoting conservation, sustainable use and documentation of biological diversity.
management
UOM Reference Period
committee?
Yes or No As of 31st December 2021

Framework Data Source SDG Mapping: 15.4 By 2030, ensure the conservation of
Urban Local Body mountain ecosysyems ,including their biodiversity inorder
to enhance their capacity to provide benefits that are
Supporting Document/ essential for sustainable development. 15.5 Take urgent
and significant action to reduce the degradation of
Validation Document Required natural habitats , halt the loss of biodiversity and by 2020
1. To submit the template duly filled, protect and prevent the extinction of threatened species.
signed and printed on the smart 15.9 By 2020, integrate ecosystem and bio diversity values
CSCAF 3.0 city or ULB letter head into national and local planning, development processes,
OR poverty reduction strategies and accounts.
2. Proof of formation of BMC

02 Has the city Description: BMC would be responsible for preparing the People’s Biodiversity Register (PBR) and that
would also includes the baseline assessment of the status of the existing flora and fauna thriving in the
conducted city.
baseline
assessment UOM Reference Period
for urban Yes or No As of 31st December 2021
biodiversity
management? Data Source SDG Mapping: 15.5 Take urgent and significant
Urban Local Body action to reduce the degradation of natural habitats
, halt the loss of biodiversity and by 2020 protect
Framework and prevent the extinction of threatened species.
Supporting Document/
15.9 By 2020, integrate ecosystem and bio diversity values
Validation Document Required into national and local planning, development processes,
1. To submit the template duly filled, poverty reduction strategies and accounts.
signed and printed on the smart
city or ULB letter head
OR
CSCAF 3.0 2. Proof of People’s Biodiversity
Register (PBR)

Does the city Description: City level air-quality monitoring grid is important to generate holistic data, helps to assess the risks,
03 monitor PM10, implements control measures and assesses other climate smart strategies adopted by the city. It is important to
PM2.5, NOx, Sox Capture levels of - PM10 PM2.5, NO x, SO x (as per Central Pollution Control Board Guidelines) and also additional
as per Central pollutants monitored (like CO, NH3, Pb and O3 etc. as per NAAQS) to understand, prepare and plan ts reduction
strategies, implementation and compliance to the National Standards.
Pollution Control
Board Guidelines
and additional UOM Reference Period SDG Mapping: 11.6 By 2030, reduce
pollutants CO, Yes or No As of July 2020 - June 2021 adverse per capita environmental
NH3, Pb and impact of cities, including by paying
O3 etc. as per special attention to air quality and
Data Source
National Ambient municipal and other waste management.
Air Quality Central/State Pollution 11.6.2 Annual means levels of fine particulate
Standards? Control Board matter. (eg PM2.5 and PM10) in cities.

Supporting Document/
Framework Validation Document Required
1. To submit the template duly filled, signed and SDG Mapping: 3.9 By 2030, substantially
printed on the smart city or ULB letter head reduce deaths and illnesses from hazardous
OR chemicals and air, water and soil and chemical
2. Data on pollutants can be obtained form contamination.
Central/State Pollution Control Board duly
signed and stamped.
CSCAF 3.0
04 Does the Description: Daily AQI levels are published and available to public through display boards/ SAFAR/
Sameer App/ any other app
city make
pollutants data UOM Reference Period
available in the Yes or No Data should be live and active (should SDG Mapping: 16.10 Ensure public
public domain? be available on public domain) access to information and protect
fundamental freedoms, in accordance
with national legislation and
Data Source
international agreements.
Framework Central/State Pollution Control Board

Supporting Document/ Validation


Document Required
1. To submit the template duly filled, signed and SDG Mapping: 3.9 By 2030,
printed on the smart city or ULB letter head substantially reduce the number of
OR deaths and illnesses from hazardous
CSCAF 3.0 2. Data on AQI data on public domain can be chemicals and air, water and soil
obtained form Central/State Pollution Control pollution and contamination.
Board duly signed and stamped.

05 Does the city Description: Reduction Air Pollution level based on previous year reading if available. Reduction trend
/ incremental improvement in compliance to National Clean Air Programme,The National Clean Air
demonstrate Programme sets a target of 20 -30 percent reduction of air pollution levels with 2017 as the base year.
reduction trend
or incremental UOM Reference Period
SDG Mapping: 11.6 By 2030, reduce
improvements Yes or No Base year as 2017 (3 years data) adverse per capita environmental
in air pollution? impact of cities, including by paying
special attention to air quality and
Data Source municipal and other waste management.
Central/State Pollution Control Board 11.6.2 Annual means levels of fine
Framework particulate matter. (eg PM2.5 and PM10) in
Supporting Document/ Validation cities.
Document Required
1. To submit the template duly filled, signed and
printed on the smart city or ULB letter head SDG Mapping: 3.9 By 2030, substantially
OR reduce deaths and illnesses from
2. Data on AQI data on public domain can be hazardous chemicals and air, water and
CSCAF 3.0 obtained form Central/State Pollution Control soil and chemical contamination.
Board duly signed and stamped.

Description: National ambient air quality standard (NAAQS) are set taking into consideration geographical
06 Does the city’s conditions, pollutant background concentrations, available air pollution control technologies and the cost
air quality of treatment, international standards (WHO, USEPA, EU and Chinese) and the sensitivity/tolerance of the
receptor. Based on existing air quality in the region, number of complaints received, directions from the
comply with courts, the carrying capacity of the specific area, the cost of control strategies and many more such factors,
National regulatory authorities need to undertake concrete measures to ensure that the standards are successfully
implemented.
Ambient
Air Quality UOM Reference Period Data Source
Standards? Yes or No As of 31st December 2021 Central/State Pollution Control Board

(Yes/No)
Supporting Document/ Validation Document Required
Not Applicable
Framework

SDG Mapping: 11.6 By 2030, reduce adverse per capita environmental


impact of cities, including by paying special attention to air quality and
municipal and other waste management.

CSCAF 3.0
Does the city Description: Air pollution monitoring Stations for measuring Ambient Air Quality include number of manual
07 have monitoring stations / continuous ambient air quality monitoring stations(CAAQMS) / continuous emission monitoring system
stations for (CEMS) or any other Air Quality Monitoring mechanism linked with ICCC/ Sensors based monitoring systems.
measuring
ambient air quality UOM Reference Period Data Source
or/and Clean Yes or No As of 1st April 2020 to 31st March 2021 Central/State Pollution Control Board
Air Action Plan
(CAAP)?
Supporting Document/ Validation SDG Mapping: 3.9 By 2030,
Document Required substantially reduce the number of
Framework deaths and illnesses from hazardous
1. To submit the template duly filled, signed and
chemicals and air, water and soil
printed on the smart city or ULB letter head
pollution and contamination. 3.9
OR
By 2030, substantially reduce the
2. Data on assessment of impacts of Clean Air Action
number of deaths and illnesses from
Plan can be obtained form Central/State Pollution
hazardous chemicals and air, water
Control Board duly signed and stamped.
and soil pollution and contamination.
3.9.1 Mortality rate attributed to
CSCAF 3.0 household and ambient air pollution.

SDG Mapping: 11.6 By 2030, reduce


the adverse per capita environmental
impact of cities, including by paying
special attention to air quality
and municipal and other waste
management.

Does city perform Description: Clean Air Action Plan prepared by SPCB based on CPCB guidelines as per National Clean Air
08 pollutant source Programme, (NCAP) developed. Any other Clean Air Action Plan developed by Municipal Authority / Smart City
identification Mission in case of other cities
or emissions
UOM Reference Period SDG Mapping: 3.9 By 2030, substantially
inventory ? reduce the number of deaths and illnesses
Yes or No As of 1st April 2020 to 31st March 2021 from hazardous chemicals and air, water
and soil pollution and contamination.
Framework Data Source 3.9 By 2030, substantially reduce the
number of deaths and illnesses from
Central/State Pollution Control Board
hazardous chemicals and air, water
and soil pollution and contamination.
Supporting Document/ 3.9.1 Mortality rate attributed to household
Validation Document Required and ambient air pollution.

1. To submit the template duly filled, signed and


CSCAF 3.0 printed on the smart city or ULB letter head SDG Mapping: 11.6 By 2030, reduce the
OR adverse per capita environmental impact of
2. Data on pollutant source identification and cities, including by paying special attention
clean air action plan can be obtained form to air quality and municipal and other waste
Central/State Pollution Control Board duly management.
signed and stamped.”

09 Have measures Description: A successful and implementable CAAP needs clear institutional framework and
from clean air responsibilities, stakeholder coordination and communication, political support, allocation of financial
action plan been resources, technical capabilities, and review and improvement.
implemented? Supporting Document/ Validation Document
(Yes/No) UOM Reference Period Required
Yes or No As of 1st April 2020 to 31st March 2021 1. To submit the template duly filled, signed and printed
on the smart city or ULB letter head
Framework OR
Data Source 2. Data o nmeasures from clean air action plan can be
Central/State Pollution Control Board obtained form Central/State Pollution Control Board
duly signed and stamped.

SDG Mapping: 11.6 By 2030, reduce adverse per capita environmental impact of cities,
CSCAF 3.0 including by paying special attention to air quality and municipal and other waste
management.
10 Is an Description: Impact assessment for implementation of Clean Air Action Plan measures with evidence of
improvements in air quality
assessment
of impacts
UOM Reference Period Data Source
of Clean
Yes or No As of 1st April 2020 to 31st March 2021 Central/State Pollution Control Board
Air Action
Plan being Supporting Document/ Validation
conducted? Document Required
1. To submit the template duly filled, signed and printed on the smart city or ULB letter head
Framework OR
2. Data on assessment of impacts of Clean Air Action Plan can be obtained form Central/State
Pollution Control Board duly signed and stamped.

SDG Mapping: 11.6 By 2030, reduce adverse per capita environmental impact of cities,
including by paying special attention to air quality and municipal and other waste
CSCAF 3.0 management.

11 Samples that Description: Number of samples from waterbodies under the jurisdiction of ULB that have met CPCB
standards for assessment of water quality
met CPCB
norms for
assessment of UOM Reference Period Data Source Supporting Document/ Validation
Number 1st January 2021 to 31st Document Required
water quality in December 2021
SPCB / CPCB / Municipal
Authority Certified statement showing results
public surface
water bodies
SDG Mapping: 6.1: By 2030, achieve universal and equitable access to safe and
affordable drinking water for all
Framework 6.1.1 : Proportion of population using safely managed drinking water services.
6.3: By 2030, improve water quality by reducing pollution, eliminating dumping and
minimizing release of hazardous chemicals and materials, halving the proportion of
untreated wastewater and substantially increasing recycling and safe reuse globally

EOL

Samples tested Description: Number of samples collected from waterbodies under the jurisdiction of ULB by CPCB for
12 by the CPCB for assessment of water quality
assessment of
water quality in UOM Reference Period Data Source Supporting Document/ Validation
public surface Number 1st January 2021 to 31st SPCB / CPCB / Municipal Document Required
water bodies December 2021 Authority Certified statement showing results

Framework
SDG Mapping: 6.1: By 2030, achieve universal and equitable access to safe and
affordable drinking water for all
6.1.1 : Proportion of population using safely managed drinking water services.
6.3: By 2030, improve water quality by reducing pollution, eliminating dumping and
minimizing release of hazardous chemicals and materials, halving the proportion of
untreated wastewater and substantially increasing recycling and safe reuse globally
EOL
Total area under Description: Green cover includes the covered by green canopy as well as green spaces like parks, gardens,
13 green cover forests and wetlands
Supporting Document/ Validation
UOM Reference Period Data Source
sq km Document Required
As of 31st March 2021 Municipal Authority
The relevant section of the report to be converted to
Framework PDF and uploaded after certifying by relevant official.

SDG Mapping: 11.7 By 2030, provide universal access to safe, inclusive and accessible,
green and public spaces, in particular for women and children, older persons and persons
with disabilities.
EOL

SDG Mapping: 15.1 By 2020, ensure the conservation, restoration and sustainable
use of terrestrial and inland freshwater ecosystems and their services, in particular
forests, wetlands, mountains and drylands, in line with obligations under international
agreements.15.1.1 Forest area as a proportion of total land area. 15.2 By 2020, promote
the implementation of sustainable management of all types of forests, halt deforestation,
restore degraded forests and substantially increase afforestation and reforestation
globally. 15.2.1 Progress towards sustainable forest management.

Annual mean Description: Concentration of SO2 in the environment throughout a year in a particular city
14 concentration of
SO2
UOM Reference Period SDG Mapping:

micro gm/cu.m 2020 13.2 Integrate climate change measures into


Framework national policies, strategies and planning.
Data Source
13.2.2 Total greenhouse gas emissions per
SPCB / CPCB / Municipal Authority
year.

Supporting Document/
Validation Document Required
EOL
Data sheet on daily measure of each element
from the city AQI monitoring station(s) SDG Mapping: 11.6 By 2030, reduce the
adverse per capita environmental impact of
cities, including by paying special attention
to air quality and municipal and other waste
management.

Remarks: Data Updated month wise for


selected cities

15 Annual mean Description: Concentration of NO2 in the environment throughout an year in a particular city
concentration of
NO2
SDG Mapping:
UOM Reference Period
13.2 Integrate climate change measures into
micro gm/cu.m 2020 national policies, strategies and planning.

Framework Data Source 13.2.2 Total greenhouse gas emissions per


year.
SPCB / CPCB / Municipal Authority

Supporting Document/ Validation SDG Mapping: 11.6 By 2030, reduce the


adverse per capita environmental impact of
Document Required cities, including by paying special attention
Data sheet on daily measure of each element to air quality and municipal and other waste
EOL management.
from the city AQI monitoring station(s)

Remarks: Data Updated month wise for


selected cities
16 Annual mean Description: Concentration of PM10 in the environment throughout a year in a particular city
concentration
of PM10
UOM Reference Period Data Source
micro 2020 SPCB / CPCB /
Framework gm/cu.m Municipal Authority
SDG Mapping: 11.6 By 2030, reduce the
adverse per capita environmental impact
Supporting Document/ Validation of cities, including by paying special
Document Required attention to air quality and municipal and
other waste management. 11.6.2 Annual
Data sheet on daily measure of each element from mean levels of fine particulate matter
the city AQI monitoring station(s) (e.g. PM2.5 and PM10) in cities (population
EOL weighted)

17 Annual mean Description: Concentration of PM2.5 in the environment throughout a year in a particular city
concentration
of PM2.5 UOM Reference Period Data Source
micro 2020 SPCB / CPCB
gm/cu.m / Municipal
Framework Authority
SDG Mapping: 11.6 By 2030, reduce the
Supporting Document/ Validation Document adverse per capita environmental impact of
Required cities, including by paying special attention
to air quality and municipal and other waste
Data sheet on daily measure of each
management. 11.6.2 Annual mean levels of fine
element from the city AQI monitoring
particulate matter (e.g. PM2.5 and PM10) in cities
station(s)
(population weighted)
EOL

Total number of Description: Data refers to number of parks operated and maintained by the municipal corporation
18
parks operated by
ULB UOM Reference Period Data Source
Number As of 31st March Municipal
Framework 2021 Authority
SDG Mapping: 11.7 By 2030, provide
Supporting Document/ universal access to safe, inclusive and
Validation Document Required accessible, green and public spaces, in
particular for women and children, older
List of parks as of 31st March 2021 under
persons and persons with disabilities.
Development Authority.
MPI

Has the ULB Description: A Green building , in its design, construction or operation, reduces or eliminates carbon emissions
19 and helps in tackiling climate change.There are incentives to promote this practice at national level, like
implemented any
The Ministry of Environment, Forest and Climate Change (MoEFCC), Government of India, offers fast track
measures that environmental clearance for green building projects which are Pre-certified/ Provisionally Certified by IGBC.
are aimed at
incentivising green Supporting Document/ Validation Document Required Data Source
buildings? Sanctioned plans with proposals under green building protocols is to be Municipal Authority
submitted. Policy with incentivizing green buildings is to be summited.
Framework
SDG Mapping: 11.7 By 2030, provide universal access to safe, inclusive and accessible, green and
public spaces, in particular for women and children, older persons and persons with disabilities.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.
11.c Support least developed countries, including through financial and technical assistance, in
building sustainable and resilient buildings utilizing local materials.
MPI

UOM Reference
Period SDG Mapping: 7.3: By
Yes or SDG Mapping: 12.2: By 2030,
as of 31st 2030, double the global achieve the sustainable
No
March 2021 rate of improvement in management and efficient use
energy efficiency. of natural resources.
Has the ULB Description: Annual Environment status reports are logs maintained about the status of all the enviromental
20 published an resources. Ranging from air quality status to quality of water in water bodies, it helps in identifying critical
environmental areas of concerns and also provide information on actions taken by ULB
status report Supporting Document/ Validation Document
with action plans UOM Reference Period Data Source
Required
for the following Yes or As of 31st March 2021 Municipal
periods? Authority Attach an environmental status report with action
No plans (2 MB)
Framework
SDG Mapping: 12.6 Encourage companies, especially large and transnational companies,
to adopt sustainable practices and to integrate sustainability information into their reporting
cycle.
12.6.1 Number of companies publishing sustainability reports

MPI

21 Does the city Description: Air pollution is contamination of the indoor or outdoor environment by any chemical, physical or
recognise air biological agent that modifies the natural characteristics of the atmosphere. Household combustion devices,
pollution levels motor vehicles, industrial facilities and forest fires are common sources of air pollution. It is important for any city to
and its associated monitor the pollution levels
hazards? Supporting Document/ Validation Document
UOM Reference Period Data Source
Required
Yes or As of July 2020 - Central/State
Pollution Control To submit the template duly filled, signed and
No June 2021 printed on the smart city or ULB letter head
Framework Board

SDG Mapping: 11.6 By 2030,


Central/State Pollution
reduce adverse per capita environmental impact of cities,
Control
including by paying special Boardto air quality
attention Attach and municipal andstatus
an environmental other report
waste with action
management. plans (2 MB)
CSCAF 3.0

Has the city Description: Biodiversity Act 2002 regulates access to biological resources of the country with equitable share
22 prioritised urban in benefits, to set up National & State Biodiversity Board (SBB) and Biodiversity Management Committees (BMC’s).
biodiversity Section 41 of the Biodiversity Act provides the scope to Municipal Corporations and gram panchayats to perform
management? all the activities relevant to its overall Biodiversity Management and constitute a Biodiversity Management
Committee within its area of jurisdiction. Every local body is required to constitute a Biodiversity Management
Committee (BMC) within its area for the purpose of promoting conservation, sustainable use and documentation
of biological diversity.
Framework
UOM Reference Period Data Source
Yes or As of 31st Urban Local
No December 2021 Body

Supporting Document/ Validation Document Required SDG Mapping: 15.5 Take urgent and significant action
to reduce the degradation of natural habitats , halt the
CSCAF 3.0 1. To submit the template duly filled, signed and printed on loss of biodiversity and by 2020 protect and prevent the
the smart city or ULB letter head extinction of threatened species.
15.9 By 2020, integrate ecosystem and bio diversity
values into national and local planning, development
processes, poverty reduction strategies and accounts.

Has the city Description: Biodiversity Act 2002 regulates access to biological resources of the country with equitable share in
23 identified benefits, to set up National & State Biodiversity Board (SBB) and Biodiversity Management Committees (BMC’s). Section
measures 41 of the Biodiversity Act provides the scope to Municipal Corporations and gram panchayats to perform all the activities
relevant to its overall Biodiversity Management and constitute a Biodiversity Management Committee within its area of
to increase
jurisdiction. Every local body is required to constitute a Biodiversity Management Committee (BMC) within its area for the
the urban purpose of promoting conservation, sustainable use and documentation of biological diversity.
biodiversity
with sufficient Data Source UOM Reference Period
resources Urban Local Body
allocated for its Yes or No As of 31st December 2021
implementation?
Supporting Document/ Validation Document Required SDG Mapping: 15.5 Take urgent and
1. 1. To submit the template duly filled, signed and printed on the significant action to reduce the
smart city or ULB letter head degradation of natural habitats , halt the
Framework OR loss of biodiversity and by 2020 protect
2. Proof of Funds/ Municipal Budget allocated and prevent the extinction of threatened
3. Identification of measures to increase biodiversity within master species.
plan/ greening plans/ rejuvenation plans 15.9 By 2020, integrate ecosystem and bio
diversity values into national and local
planning, development processes, poverty
reduction strategies and accounts.
CSCAF 3.0
Has the city Description: Biodiversity Act 2002 regulates access to biological resources of the country with equitable share
24 implemented in benefits, to set up National & State Biodiversity Board (SBB) and Biodiversity Management Committees (BMC’s).
measures Section 41 of the Biodiversity Act provides the scope to Municipal Corporations and gram panchayats to perform
identified to all the activities relevant to its overall Biodiversity Management and constitute a Biodiversity Management
Committee within its area of jurisdiction. Every local body is required to constitute a Biodiversity Management
increase the urban Committee (BMC) within its area for the purpose of promoting conservation, sustainable use and documentation
biodiversity ? of biological diversity.

UOM Data Source Reference Period


Framework Yes or No Urban Local Body As of 31st December 2021

Supporting Document/ SDG Mapping: 15.5 Take urgent


and significant action to reduce the
Validation Document Required degradation of natural habitats , halt the
1. 1. To submit the template duly filled, signed and loss of biodiversity and by 2020 protect
CSCAF 3.0 printed on the smart city or ULB letter head and prevent the extinction of threatened
OR species.
2. Calculation of City Biodiversity Index (Report with 15.9 By 2020, integrate ecosystem and bio
the calculated index) diversity values into national and local
3. Evidence on implementation of measures identified planning, development processes, poverty
4. Evidence on change/ improvement in species reduction strategies and accounts.
diversity (species list of various taxa)
5. Map of areas where measures to increase
biodiversity have been taken as .kml files (polygon
geometry) wherever applicable
06

FINANCE
This sector entails the
information on the
indicators such as revenue
generation, tax, budget
and expenditure. The data
on the financial resources
and their management
helps to understand the
working capabilities of
different UBLs and can
foster a way for better
management.
01 Total own Description: Own revenue for a ULB includes own non tax revenue and own tax revenue and other receipts.
revenue
generated by the UOM Data Source
ULB Number (In Crore) Municipal Authority

Reference Period
Framework
1. 1st April 2018 to 31st March 2019 SDG Mapping: 17.1 Strengthen
2. 1st April 2019 to 31st March 2020 domestic resource mobilization,
3. 1st April 2020 to 31st March 2021 including through international
MPI
Supporting Document/ Validation Document Required support to developing countries,
to improve domestic capacity for
Balance sheet required for the following periods: tax and other revenue collection.
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

02 Total revenue Description: Total revenue for a ULB includes the following sources: assigned (shared
generated by revenue), own non tax revenue, own tax revenue, borrowings, grants in aid, other receipts.
the ULB
UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period
1. 1st April 2018 to 31st March 2019
MPI 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021 SDG Mapping: 17.1 Strengthen
domestic resource mobilization,
Supporting Document/Validation including through international
Document Required support to developing countries,
Balance sheet required for the following periods: to improve domestic capacity for
tax and other revenue collection.
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

03 Description: Tax revenue is the income that is gained by governments through taxation. Tax Revenue
Total tax usually comprises of property tax, vacant land tax, octroi, tax on animals, taxes on carriages and carts,
revenue advertisement tax, etc.
generated by
the ULB UOM Data Source
Number (In Crore) Municipal Authority

Framework Reference Period


1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020 SDG Mapping: 17.1 Strengthen
3. 1st April 2020 to 31st March 2021 domestic resource mobilization,
MPI including through international
Supporting Document/ Validation Document Required support to developing countries,
Balance sheet showing revenue and to improve domestic capacity for
expenditure lines to be uploaded for the following periods: tax and other revenue collection.
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
Number of Description: For property tax collections, the total list of properties to be taxed is available with the
04 ULB property tax department. The data on number of properties that have submitted property tax
properties in
and have been issued challans is available at the municipal property tax offices (by circles). Many cities
the city covered follow a quarterly taxation policy, some follow half yearly and some annual. This has to be taken care of
under the tax net to ensure no double of quadruple counting.

UOM Data Source Reference Period


Number Municipal Authority 1st April 2020 to 31st March 2021
Framework

Supporting Document/ Validation Document Required


MPI
Aggregate list of properties by type that have been issued tax challans in the said time period
( 1st April 2020 ad 31st March 2021)

05 Total property Description: Property tax is the annual amount paid by a land owner to the local
tax collected government or the municipal corporation of the area. Depending on the city, it can be
paid annually, half yearly, or even quarterly. The rate usually depends on location of
by the ULB property, type of property and size of property.

UOM Data Source


Framework Number (In Crore) Municipal Authority

MPI Reference Period


1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

Supporting Document/Validation Document Required


A. Property tax collection records for
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
B. Income Expenditure statement.

Total property Description: Billing means the total amount of property tax notices that the municipal body
06 sends to property owners for payment.
tax billed by
the ULB
UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period
1. 1st April 2018 to 31st March 2019 SDG Mapping: 17.1 Strengthen
2. 1st April 2019 to 31st March 2020 domestic resource mobilization,
MPI
3. 1st April 2020 to 31st March 2021 including through international
Supporting Document/ Validation Document Required support to developing countries,
to improve domestic capacity for
Document stating total amount of property tax billing tax and other revenue collection.
for the following periods
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
07 Is the ULB Description: Tax rates, circle rates, etc. can be changed from time to time by the ULB to manage
their revenue inflows.
mandated to
review property
tax rates from UOM Data Source Reference Period
time to time as Yes or No Municipal Authority As of 31st March 2021

per the applicable


municipal act? Supporting Document/ Validation Document Required
Copy of Public notification (latest one)

Framework

MPI

08 Year of last Description: It is the last revision date of property tax by the municipal authorities.
revision of
property tax UOM Data Source Reference Period
Number (In Year) Municipal Authority As of 31st March 2021
rates as per the
municipal act
Supporting Document/ Validation Document Required
Copy of Public notification stating the date of the revision.
Framework

MPI

09
Is accrual based Description: With accrual accounting, you use double-entry book keeping to record income and
double entry expenses. You record two entries for every transaction your business makes. Fund Based Double
Entry Accrual Accounting System (DEAAS)- The accounting system is broadly based on National
accounting system Municipal Accounting Manual, study of best practices in other ULBs of India, professional literature
implemented by and Generally Accepted Accounting Practices (GAAPs).
ULB?
UOM Data Source Reference Period
Yes or No Municipal Authority As of 31st March 2021
Framework

Supporting Document/ Validation Document Required


MPI Financial statement of the ULB showing double entry accounting system.
Any practice level document showing the processes adopted for accounting.
10 Total earnings/ Description: Alternate sources of funding include- PPP, Municipality bonds, CSR, Land Monetization,
borrowings Open Market Borrowings, Value Capture Finance, External Financing from donor driven projects.
It excludes state and central grants.
raised by the ULB
from alternate
UOM Data Source
sources of
Number (In Crore) Municipal Authority
financing

Reference Period Supporting Document/ Validation Document Required


Framework 1. 1st April 2018 to 31st March 2019 Financial statement with due highlights on the total earnings
2. 1st April 2019 to 31st March 2020 raised from alternate sources) for the following periods
3. 1st April 2020 to 31st March 2021 1. 1st April 2018 to 31st March 2019
MPI 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
The detailing by source of funds should also be provided

11 Total actual Description: It includes the total funds received by the ULB from all sources, internal,
revenue external and borrowings. This will also include Central grants. Capital revenue is
(revised obtained from the Balance Sheet. Revenue income shall be obtained from Income-
estimates) Expenditure statement.
of the ULB
UOM Data Source
Number (In Crore) Municipal Authority
Framework
Reference Period Supporting Document/Validation Document Required
MPI 1. 1st April 2018 to 31st March 2019 Balance sheet for the following periods
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

12
Total Description: Budgeted Revenue is a projection of ULB income over the coming year
budgeted
revenue of
the ULB UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period
1. 1st April 2018 to 31st March 2019
SDG Mapping: 17.1.1 Total
2. 1st April 2019 to 31st March 2020
MPI government revenue as
3. 1st April 2020 to 31st March 2021
a proportion of GDP, by
Supporting Document/ Validation Document Required source 17.1.2 Proportion of
domestic budget funded by
Municipal budget document/accounts document.
domestic taxes
13 Total value of Description: All grants can be categorized as General or Specific grants. Capital grants/transfers
central grants (General and Specific) are obtained from the balance sheet and Revenue Grants/transfers (General
and Specific) are obtained from the Income- Expenditure statement. In case of smart city grants,
that were spent utilization by SPV is considered.
by the ULB.
UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period Supporting Document/ Validation Document Required
1. 1st April 2018 to 31st March 2019 A. Financial statement/Balance sheet for the following periods
MPI 2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
B. Income Expenditure statement
We would like for the ULB to highlight the relevant sections
that deal with Central / State grants before uploading

14 Total value of Description: All grants can be categorized as General or Specific grants. Capital grants/transfers
(General and Specific) are obtained from the balance sheet and Revenue Grants/transfers (General
central grants and Specific) are obtained from the Income- Expenditure statement. In case of smart city grants,
that were utilization by SPV is considered.
received by
the ULB UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period Supporting Document/ Validation Document Required
1. 1 April 2018 to 31 March 2019
st st
A. Financial statement/Balance sheet for the following periods
MPI 2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
B. Income Expenditure statement
We would like for the ULB to highlight the relevant sections
that deal with Central / State grants before uploading

15 Total value of Description: All grants can be categorised as General or Specific grants. Capital grants/ transfers
state grants (General and Specific) are be obtained from the balance sheet and Revenue grants/ transfers (General
and Specific) are obtained from the Income - Expenditure statement.
that were
spent by the
ULB
UOM Data Source
Number (In Crore) Municipal Authority

Framework Reference Period Supporting Document/ Validation Document Required


1. 1st April 2018 to 31st March 2019 A. Financial statement/Balance sheet for the following periods
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
MPI 3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
B. Income Expenditure statement
We would like for the ULB to highlight the relevant sections
that deal with Central / State grants before uploading
16 Total value of Description: States release funds to cities as a revenue sharing arrangement, as grants in aid, and as
state grants the state share of central schemes.

that were
received by
UOM Data Source
the ULB
Number (In Crore) Municipal Authority

Framework Reference Period Supporting Document/ Validation Document Required


1. 1 April 2018 to 31 March 2019
st st
A. Balance sheet for the following periods
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
MPI
3. 1st April 2020 to 31st March 2021
B. Income Expenditure statement

Total value Description: Capital expenditure refers to any expenditure incurred in or incidental to
17 the acquisition or improvement of land, buildings, engineering structures, machinery
of the and equipment. The expenditure normally confers a lasting benefit and results in the
capital acquisition of, or extends the life period of, a fixed asset. Types of capital expenditure
expenditure include plant, machinery & equipment, land & existing buildings, transport equipment,
by the ULB new construction works, other fixed assets, leased assets & investment property.

UOM Data Source


Framework Number (In Crore) Municipal Authority

MPI Reference Period Supporting Document/Validation Document Required


1. 1st April 2018 to 31st March 2019 Balance sheet for the following periods
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

18 Total value Description: Data refers to total expenditure of the ULB


of the total
expenditure UOM Data Source
by the ULB Number (In Crore) Municipal Authority

Reference Period
Framework 1. 1st April 2018 to 31st March 2019
SDG Mapping: 16.6.1 Primary
2. 1st April 2019 to 31st March 2020
government expenditures as a
3. 1st April 2020 to 31st March 2021
proportion of original approved
MPI Supporting Document/ Validation Document Required budget, by sector (or by budget
codes or similar).
Income Expenditure statement of the ULB during the period:
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
19 Total value Description: Establishment Expenditure includes staff salaries, allowances, wages, pensions &
of the retirement benefits etc.
establishment
expenditure by UOM Data Source
the ULB Number (In Crore) Municipal Authority

Reference Period Supporting Document/ Validation Document Required


Framework
1. 1st April 2018 to 31st March 2019 Balance sheet for the following periods
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
MPI 3. 1st April 2020 to 31st March 2021

Total salary Description: Exclusive Salary component that include both full time and part time salary payouts.
20
expenses of
the ULB UOM Data Source
Number (In Crore) Municipal Authority

Framework Reference Period Supporting Document/ Validation Document Required


1. 1st April 2018 to 31st March 2019 Income Expenditure statement of the ULB during the period:
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
MPI 3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

21 Budget Description: Every ULB prepares a budgeted revenue depending on how much they earned in the
estimate previous year, and the estimated income and borrowings they will be doing in the current year to
provide committed services to its citizens. Depending on collections, the budgeted revenue could be
prepared by more or less than the actual revenue.
the ULB
UOM Data Source
Yes or No Municipal Authority
Framework

Reference Period Supporting Document/ Validation Document Required


MPI 1. 1st April 2018 to 31st March 2019 Supportive documents regarding budget estimation for
2. 1st April 2019 to 31st March 2020 every year
3. 1st April 2020 to 31st March 2021

Capital Description: Capital Expenditure of the ULB divided by population is Capital expenditure per capita.
22
expenditure
per capita UOM Data Source
Number (In Crore) Municipal Authority

Framework Reference Period Supporting Document/ Validation Document Required


1. 1st April 2018 to 31st March 2019 Income Expenditure statement of the ULB during the period:
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
MPI 3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
23 Establishment Description: Establishment Expenditure of the ULB divided by population is Establishment expenditure
expenditure per capita.

per capita
UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period Supporting Document/ Validation Document Required
1. 1st April 2018 to 31st March 2019 Income Expenditure statement of the ULB during the period:
MPI 2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

24 Percentage of Description: Every ULB prepares a budgeted revenue depending on how much they earned in the
previous year, and the estimated income and borrowings they will be doing in the current year to
budget deficit/ provide committed services to its citizens. Depending on collections, the budgeted revenue could
surplus of the be more or less than the actual revenue.
ULB
UOM Data Source
Framework Percentage Municipal Authority

Reference Period Supporting Document/Validation Document Required


MPI 1. 1st April 2018 to 31st March 2019 Income Expenditure statement of the ULB during the period:
2. 1st April 2019 to 31st March 2020 1. 1st April 2018 to 31st March 2019
3. 1st April 2020 to 31st March 2021 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

SDG Mapping: 16.6.1 Primary government expenditures as a proportion of original


approved budget, by sector (or by budget codes or similar. 16.6 Develop effective,
accountable and transparent institutions at all levels.

SDG Mapping: 17.4 Assist developing countries in attaining long-term debt


sustainability through coordinated policies aimed at fostering debt financing, debt
relief and debt restructuring, as appropriate, and address the external debt of highly
indebted poor countries to reduce debt distress. 17.4.1 Debt service as a proportion
of exports of goods and services.

25 Proportion Description: Participatory budgeting refers to the active involvement of people in the
of the ULB processes of budget priority setting and management. According to this approach, citizens
and civil society along with the relevant organs of the government and legislature, deliberate
budget and negotiate over the distribution of public resources.
allocated
through UOM Data Source
participatory Percentage Municipal Authority
budgeting
Reference Period
1. 1st April 2018 to 31st March 2019
Framework 2. 1st April 2019 to 31st March 2020 SDG Mapping: 16.7 Ensure
3. 1st April 2020 to 31st March 2021 responsive, inclusive, participatory
and representative decision-
Supporting Document/ Validation Document Required making at all levels.
MPI Both A and B are mandatory
A. Income Expenditure statement of the ULB during the period:
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
B. Detailed report of the meetings
26 Amount of Description: Actual expenditure is usually recorded under the following heads: general administration,
planning & regulations, public works, health, sanitation and solid waste management, civic amenities, urban
total actual forestry, urban poverty alleviation & social welfare, and other services. Demand for grants of the Central
expenditure government is also a part of the Expenditure Budget.
(revised
estimates) UOM Data Source
Number (In Crore) Municipal Authority

Framework Reference Period


1. 1st April 2018 to 31st March 2019 SDG Mapping: 16.6.1 Primary
2. 1st April 2019 to 31st March 2020 government expenditures as a
MPI 3. 1st April 2020 to 31st March 2021 proportion of original approved
Supporting Document/ Validation Document Required budget, by sector (or by budget
codes or similar).
A. Balance sheet for the following periods
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
B. Income Expenditure statement

27
Amount of Description: Budgeted expenditure is usually recorded under the following heads: general
administration, planning & regulations, public works, health, sanitation and solid waste
budgeted management, civic amenities, urban forestry, urban poverty alleviation & social welfare, and other
expenditure of services. Demand for grants of the Central government is also a part of the Expenditure Budget.
the ULB
UOM Data Source
Number (In Crore) Municipal Authority
Framework

Reference Period
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
MPI 3. 1st April 2020 to 31st March 2021 SDG Mapping: 16.6.1 Primary
government expenditures as a
Supporting Document/Validation proportion of original approved
Document Required budget, by sector (or by budget
Municipal budget document/accounts codes or similar).
document for the following periods
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

28 Description: Availability of audited reports by an external audited firm.


Are externally
audited
UOM Data Source
financial
Yes or No Municipal Authority
statements
of the ULB
Reference Period
available?
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020 SDG Mapping: 16.6 Develop
3. 1st April 2020 to 31st March 2021 effective, accountable and
Framework transparent institutions at all
Supporting Document/ Validation Document Required levels.
External Audit report. The full financial statements not re-
quired just the summary pages with the seal and signature
MPI of the external audit firm to be uploaded.
29 Is the financial Description: Availability of Financial and operational statistics for example - average number of visitor on a
and operational website, birth & death certificates issued, fire & rescue calls attended etc. in public domain

statistics of the
ULB for the last UOM Data Source
financial year Yes or No Municipal Authority
made available
in public domain? Reference Period
1st April 2020 to 31st March 2021 SDG Mapping: 16.6 Develop
effective, accountable and
Framework Supporting Document/ Validation Document Required
transparent institutions at all
Website link or publication in local newspaper. levels.

MPI

30
Are any
Description: If any internal audits or controls and risk conducted last fiscal year.
internal audits
or controls and
risk conducted UOM Data Source
last fiscal year Number (In Crore) Yes or No
(and presence
of such
documents)? Reference Period
1st April 2020 to 31st March 2021 SDG Mapping: 16.6 Develop
effective, accountable and
Supporting Document/Validation transparent institutions at all
Document Required levels.
Framework
Audit report to be uploaded, or at least the
link of the same.
MPI

31 Were the Description: An inspection of the accounting procedures and records by CA or statutory
audited auditor that are published.

accounts
(internal and UOM Data Source

external) Yes or No Municipal Authority

published by
Reference Period SDG Mapping: 16.6 Develop
the ULB effective, accountable and
1. 1 April 2018 to 31 March 2019
st st
transparent institutions at all
2. 1st April 2019 to 31st March 2020
levels.
3. 1st April 2020 to 31st March 2021
Framework Supporting Document/ Validation Document Required
Screenshot of the portal/website dashboard where audited
accounts have been published
MPI
32 Does the ULB have Description: It is the power of ULB to set/fix and collect the following taxes. These are
power to set/fix and mandated under the 74th Amendment.
collect the following
taxes: UOM Data Source
1. Property tax Yes or No Municipal Authority
2. Local body tax
3. Professional tax
4. Advertisement Reference Period

rights 1. 1st April 2018 to 31st March 2019


2. 1st April 2019 to 31st March 2020
5. Entertainment tax 3. 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required


Framework
Any document that specifies the types of
taxes that ULB can collect from its citizens
MPI

Does the ULB have Description: It is the power of ULB to levy any tax other than property tax, local body tax,
33 powers to set/ fix any professional tax, advertisement rights, entertainment tax. These are mandated under the
74th Amendment.
taxes other than -
property tax, local body
tax, professional tax, UOM Data Source
advertisement rights, Details Municipal Authority
entertainment tax for the
ULB? If Yes, how many Reference Period
and which are they? 1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021
Framework
Supporting Document/ Validation Document Required
Any document that specifies the types of taxes that ULB can set or fix
MPI

Description: It is the power of ULB to borrow and invest from institutions like - World Bank,
34 Does the ULB have USAID, LIC etc. Also specifying debt limit without state’s approval.
powers to borrow
and invest funds
UOM Data Source
without state approval
Yes or No Municipal Authority
(including under debt-
limitation policies)?
Reference Period
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
Framework
3. 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required


MPI Declaration and supportive document
35 Credit Rating Description: Credit rating refers to an estimate of the ability of any ULB to fulfil their financial
of ULB commitments, based on previous dealings. The ratings provided by the SEBI registered credit rating
companies should be considered - 6 agencies. Credit rating of cities are done under AMRUT mission.

UOM Data Source


Framework Number (Score and Rating) Municipal Authority

Reference Period Supporting Document/ Validation Document Required


MPI
1. 1 April 2018 to 31 March 2019
st st
Credit rating or score and certification
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

Description: If the ULB had published municipal budget accounts. It is important


36
Has the ULB for transparency in the governance.
published its
budgets and
UOM Data Source
accounts?
Number (In Crore) Yes or No

Reference Period
Framework
1st April 2020 to 31st March 2021

Supporting Document/Validation
MPI Document Required SDG Mapping: 16.6 Develop
effective, accountable and
A. Screenshot of the portal/website where Budget and transparent institutions at all
Accounts have been published. levels.
B. If not uploaded, then the cover page and contents pages of
the three reports taken from hard copy/soft copy
C. Provide that copy under this indicator or URL of the website

37 Total value of Description: The Finance Commission is constituted by the President under article 280 of the
Constitution, mainly to give its recommendations on distribution of tax revenues between the Union and
Central Finance
the States and amongst the States themselves. Commission also decides the share of taxes and grants
Commission to be given to the local bodies in states.
grants received
by the ULB for UOM Data Source
the 14th Finance Number (Score and Rating) Municipal Authority, internal registers and records
Commission

Reference Period Supporting Document/ Validation Document Required


1. 1st April 2018 to 31st March 2019 Municipal budget/ accounts documents
Framework 2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

Expert
Suggestions
38 Total value of Description: The Finance Commission is constituted by the President under article 280 of the Constitution,
mainly to give its recommendations on distribution of tax revenues between the Union and the States and
Central Finance amongst the States themselves. Commission also decides the share of taxes and grants to be given to the
Commission local bodies in states.
grants received
by the ULB for UOM Data Source
the 15th Finance Number (In Crore) Municipal Authority, internal registers and records
Commision
Reference Period Supporting Document/ Validation Document Required

Framework 1st April 2020 to 31st March 2021 Municipal budget/ accounts documents

SDG Mapping: 1.a Ensure significant mobilization of resources from a variety of sources,
including through enhanced development cooperation, in order to provide adequate
and predictable means for developing countries, in particular least developed
countries, to implement programmes and policies to end poverty in all its dimensions.
Expert
Suggestions

Other central Description: Other central grants include mission grants or any specific grants from the central
39 grants goverment excluding central FC grants.
received by
the ULB UOM Data Source
Number (In Crore) Municipal Authority, internal registers and records

Framework Reference Period


1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required


Expert Municipal budget/ accounts documents
Suggestions

Description: As per provisions of the 73rd and 74th Constitutional Amendment Acts, states appoints the
40 Total value of State Finance Commissions. These commissions recommend to the state government regarding devolution
State Finance of resources, grants-in-aid to local bodies; and suggest measures to improve the financial conditions of
Commission the local bodies.
grants (SFC)
received by UOM Data Source
the ULB Yes or No Municipal Authority, internal registers and records

Reference Period
1. 1st April 2018 to 31st March 2019
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required


Expert Municipal budget/ accounts documents
Suggestions
41 Total value of Description: The term is used to refer to various tax/duty/cess/surcharge/levy etc., proceeds of which are
state assigned collected by State Government (on behalf of) local bodies.

revenue received
by the ULB UOM Data Source
Number (In Crore) Municipal Authority

Reference Period SDG Mapping: 17.1 Strengthen


Framework domestic resource mobilization,
1 April 2020 to 31 March 2021
st st
including through international
support to developing countries,
Supporting Document/ Validation Document Required
to improve domestic capacity for
Municipal budget/ accounts documents tax and other revenue collection.
17.1.2 Proportion of domestic budget
funded by domestic taxes.
Expert
Suggestions

Description: Some land is held by municipal corporations, revenues from the sale or
42
Total revenue lease of which accrue to them.
generated from
the sale/ lease UOM Data Source
of municipal
land Number (In Crore) Number (In Crore)

SDG Mapping: 17.1 Strengthen


Reference Period domestic resource mobilization,
Framework 1st April 2020 to 31st March 2021 including through international
support to developing countries,
Supporting Document/Validation to improve domestic capacity for
Document Required tax and other revenue collection.
17.1.2 Proportion of domestic
Municipal budget/ accounts documents budget funded by domestic
taxes .
Expert
Suggestions

43 Total value Description: Annual interest payment by the ULBs on the loan amount taken from State govt and Banks
or other financial body.
of interest
payments on
loan made by UOM Data Source

the ULB Number (In Crore) Municipal Authority, internal registers and records

Reference Period Supporting Document/ Validation Document Required


1. 1st April 2018 to 31st March 2019 Municipal budget/ accounts documents
Framework
2. 1st April 2019 to 31st March 2020
3. 1st April 2020 to 31st March 2021

Expert
Suggestions
44 Total value of Description: Annual principal amount payment by the ULBs on the loan amount taken from
loan repayments State govt and Banks or other financial body.
(principal amount
only) by the ULB UOM Data Source
Number (In Crore) Municipal Authority

Framework
Reference Period
1st April 2020 to 31st March 2021
Expert
Suggestions Supporting Document/ Validation Document Required
Municipal budget/ accounts documents

Total value of Description: All development works expenditure includes capital investment on various
45 development projects at ULB level
works
expenditure UOM Data Source
made by the ULB
Number (In Crore) Municipal Authority

SDG Mapping: 15.9 By 2020,


Reference Period integrate ecosystem and
Framework
1st April 2020 to 31st March 2021 biodiversity values into national
and local planning, development
Expert Supporting Document/Validation processes, poverty reduction
Suggestions Document Required strategies and accounts.
Municipal budget/ accounts documents

Description: Expenditure undertaken by the ULBs other than salaries such as –expenditure on
46 Total value of sanitation, public works and street lighting etc.
operation and
maintainence
UOM Data Source
expenditure made
Number (In Crore) Municipal Authority, internal registers and records
by the ULB

Reference Period

Framework 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required


Expert Municipal budget/ accounts documents
Suggestions

Description: GIS-based systems enable Urban local bodies (ULBs) to have a record of
47
Is the city using properties accurately in line with the property tax jurisdictions of commercial, residential or
GIS based industrial and provide a holistic view of taxable revenue stream.
property tax
system? UOM Data Source
Yes or No Municipal Authority, internal registers and records
Framework

Reference Period
Expert
Suggestions 2020-21

Supporting Document/ Validation Document Required


GIS based plan and approval
07

GOVERNANCE
& ICT
“E-Governance” refers
to the government’s
use of new information
and communication
technologies to perform
a wide range of functions
within various departments.
ICT helps in accelerating
the flow of data and
information between the
government and its citizens
while also changing the
way they interact. This
sector helps to look at
the information related
to e-governance and
ICT like online services,
e-governance initiatives,
community involvement,
policies, data sharing etc.,
to evaluate the current
progress and future
objectives.
01 Has the city Description: For details on City Data Policy, refer to the DataSmart Cities Strategy and the City Data Policy
Guidance document.
formally
approved the UOM Reference Period Data Source
City Data Policy?
Yes or No As of 30 June,
th
City Administration
2022
SDG Mapping: 17.18 By 2020, enhance capacity-
building support to developing countries, including
Framework Supporting Document/ Validation Document for least developed countries and small island
Required developing States, to increase significantly the
availability of high-quality, timely and reliable
data disaggregated by income, gender, age, race,
DMAF 3.0 Letter of Approval/ Circulation of City Data Policy ethnicity, migratory status, disability, geographic
signed by Municipal Commissioner or declaration location and other characteristics relevant in
signed as per the given template. national contexts.

Does the City Data Policy have the following sections/ Description: The City Data Policy must
02 preferably have the mentioned sections, SOPs
components:
and guidelines for setting up an inclusive data
1.b.1 - Data Classification ecosystem at the city level. For further details,
1.b.2 - Data Categorization please refer to the National Data Sharing and
1.b.3 - Data Flow / Approval Framework Accessibility Policy (NDSAP), the DataSmart
1.b.4 - Data Archival and Retention Cities Strategy and the City Data Policy
1.b.5 - Data Security and Privacy Guidance document.
1.b.6 - SoP for data collection
1.b.7 - SoP for electronic data collection
UOM Data Source
1.b.8 - SoP for data processing and cleaning
1.b.9 - SoP for quality assessment of datasets Yes or No City Administration

1.b.10 - SoP for data publishing as per Open Data Norms


1.b.11 - SoP for engaging stakeholders to assess the data
needs Reference Period
1.b.12 - SoP for data collection, processing and analysis As of 30th June, 2022
for on field survey
1.b.13 - Do the Processes defined include provisions for
data analysis

Framework Supporting Document/ Validation Document Required


Copy of City Data Policy

DMAF 3.0

SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing


countries, including for least developed countries and small island developing
States, to increase significantly the availability of high-quality, timely and reliable
data disaggregated by income, gender, age, race, ethnicity, migratory status,
disability, geographic location and other characteristics relevant in national
contexts.
Has the city/municipality Description: Includes any budget that the smart city has earmarked for: implementation of
03 activities specified in the City Data Policy, other data related activities including trainings,
earmarked budget in its
workshops etc. to build capacities for data handling
Annual Budget 2020-
21 for data-related
Data Source UOM Reference
initiatives/ activities? Period

City Administration Yes or No 1st April 2020 to


If Yes, 31st March 2021
i) Allocated Budget for
Supporting Document/ Validation Document
data initiatives Required SDG Mapping: 17.18 By 2020, enhance
ii) Budget Spent on data Declaration signed by Municipal Commissioner capacity-building support to developing
activities containing Approved Budget 2020-21 and countries, including for least developed
countries and small island developing
iii) Total Municipal actual amount spent for data initiatives for the
States, to increase significantly the
Budget implementation of City Data Policy, Change availability of high-quality, timely and
Management and Capacity Building associated reliable data disaggregated by income,
with data initiatives, as well as the total Municipal gender, age, race, ethnicity, migratory status,
Framework
Budget for FY 2020-2021 in the given Template. disability, geographic location and other
characteristics relevant in national contexts.

DMAF 3.0

04 Has the city/ Description: Includes any budget that the smart city has earmarked for:
municipality implementation of activities specified in the City Data Policy, other data related activities
earmarked budget including trainings, workshops etc. to build capacities for data handling
in its Annual Budget
2021-22 for data-
Data Source UOM Reference Period
related initiatives/
activities? City Administration Yes or No 1st April 2020 to
31st March 2021 SDG Mapping: 17.18 By 2020,
enhance capacity-building support
If Yes, to developing countries, including
for least developed countries and
i) Allocated Budget small island developing States, to
Supporting Document/Validation Document Required
ii) Total Municipal increase significantly the availability
Budget Declaration signed by Municipal Commissioner of high-quality, timely and reliable
containing Draft/Approved Budget 2021-22 for data data disaggregated by income,
Framework initiatives for the implementation of the City Data Policy, gender, age, race, ethnicity, migratory
Change Management and Capacity Building associated status, disability, geographic location
and other characteristics relevant in
with data initiatives, as well as the total Municipal
DMAF 3.0 national contexts.
Budget for FY 2021-2022 in the given Template.

Does your city Description: Appointment of City Data Officer as per the DataSmart Cities Strategy and the
05 HR guidelines issues by the Smart Cities Mission for the SPV.
currently have City
Data Officer?

Framework Data Source UOM Reference Period

City Administration Yes or No As of 30th June


2022 SDG Mapping: 17.18 By 2020,
DMAF 3.0 enhance capacity-building support
to developing countries, including
for least developed countries and
Supporting Document/Validation Document small island developing States, to
Required increase significantly the availability
of high-quality, timely and reliable
If Yes, data disaggregated by income,
1. Appointment letter signed by Municipal gender, age, race, ethnicity, migratory
Commissioner. status, disability, geographic location
and other characteristics relevant in
2. A declaration from the Municipal
national contexts.
Commissioner in the given Template.
06 What is the Description: Appointment of Data Coordinators in Government Departments as per the
DataSmart Cities Strategy. In case there is more than one data coordinator in one department,
percentage of it will be counted as one for calculation purpose.
departments
UOM Reference Period
which have Data Source

appointed Data City Administration Percentage As of 30th June 2022

Coordinators?
Supporting Document/ Validation Document Required

Declaration signed by Municipal Commissioner stating the Departments and the mapped Data
Framework Coordinators in the given Template.

DMAF 3.0
SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing countries,
including for least developed countries and small island developing States, to increase
significantly the availability of high-quality, timely and reliable data disaggregated by
income, gender, age, race, ethnicity, migratory status, disability, geographic location and
other characteristics relevant in national contexts.

07 What are the Description: Includes all other team members in the data initiative, including
Data Scientists, Architect, Analyst, open data expert, interns, outreach
number of experts, and excluding the CDO, data coordinators data champions.
members in your
data team with
UOM Reference Period Data Source
their roles and
Number As of 30th June City
responsibilities? 2022
SDG Mapping: 17.18 By 2020, enhance
Administration capacity -building support to developing
countries, including for least developed
Framework countries and small island developing States,
to increase significantly the availability
Supporting Document/ of high-quality, timely and reliable data
Validation Document Required disaggregated by income, gender, age,
race, ethnicity, migratory status, disability,
DMAF 3.0 Declaration signed by Municipal Commissioner geographic location and other characteristics
stating the Departments and the mapped Data relevant in national contexts.
Coordinators in the given Template.

08 How many trainings Description: Includes all trainings, workshops, VCs etc. for city officials.
or workshops on
data has the city
UOM Reference Period
attended to build
capacity of its data Number 1st Jan 2021 to 30th June 2022

team for executing SDG Mapping: 17.18 By 2020,


Data Source City Administration
the DataSmart Cities enhance capacity -building support
to developing countries, including
Strategy from 1st Jan for least developed countries and
Supporting Document/Validation
2021 onwards? Document Required
small island developing States, to
increase significantly the availability
Document specifying the status of high-quality, timely and reliable
Framework of trainings attended by the cities. data disaggregated by income,
(conducted by the Ministry) gender, age, race, ethnicity, migratory
status, disability, geographic location
DMAF 3.0 and other characteristics relevant in
national contexts.
09 How many trainings Description: Includes all trainings, workshops, VCs etc. for city officials.
or workshops on
data has the city
UOM Reference Period
conducted to build
capacity of its data Number 1st Jan 2021 to 30th June 2022

team for executing


SDG Mapping: 17.18 By 2020,
the DataSmart Cities Data Source
enhance capacity -building
Strategy from 1st Jan City Administration
support to developing countries,
including for least developed
2021 onwards? countries and small island
developing States, to increase
Supporting Document/ Validation significantly the availability of high-
Document Required quality, timely and reliable data
Framework disaggregated by income, gender,
List of Trainings conducted with topics, dates
age, race, ethnicity, migratory
and number of officials trained to be shared
status, disability, geographic
signed by Municipal Commissioner in the location and other characteristics
DMAF 3.0 given Template. relevant in national contexts.

10 How many data- Description: Any partnerships/MoU signed and alliances formed for the City Data Alliance as per
related alliances the DataSmart Cities Strategy.
has the city
formed? UOM Data Source
Number City Administration

Framework Reference Period SDG Mapping: 17.18 By 2020, enhance


As of 30 June 2022 capacity -building support to developing
countries, including for least developed
Supporting Document/ Validation Document countries and small island developing
DMAF 3.0
Required States, to increase significantly the
availability of high-quality, timely and
List of Trainings conducted with topics, dates reliable data disaggregated by income,
and number of officials trained to be shared gender, age, race, ethnicity, migratory
signed by Municipal Commissioner in the given status, disability, geographic location and
Template. other characteristics relevant in national
contexts.

11 Has your city Description: These refer to events conducted in the city encouraging innovation/ collaboration/
conducted Data problem solving. They may involve stakeholders including Academia, students, research institutes,
Start-ups etc.
Hackathon/
Data Challenge
UOM Reference Period Data Source
for various
stakeholders to Yes or No As of 30th June 2022 City Administration
help solve city
issues through
Supporting Document/ Validation Document Required
data?
Listing of events/challenges with details of stakeholders, data utilized and outcomes signed by
Municipal Commissioner in the given Template.
Framework

SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing


DMAF 3.0 countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.
12 What kind of Description: Type of analytics:
analytics are - Descriptive analytics describes the use of a range of historic data to draw comparisons.
- Diagnostic Analytics examines data or content to answer the question, “Why did it
being practiced happen?” It is characterized by techniques such as drill-down, data discovery, etc.
at the city level? - Predictive Analytics predicts what is most likely to happen in the future.
- Prescriptive Analytics recommends actions you can take to affect those outcomes.

Framework UOM Reference Period Supporting Document/ Validation Document Required


Number As of 30th June Declaration signed by Municipal Commissioner stating
2022 the data utilized, analysis conducted, results achieved,
DMAF 3.0
and the type of analytics used in the given Template.
Data Source
City Administration

SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing


countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.

13 Does your city Description: Sensor / field devices may include Supporting Document/ Validation
measurement of (but not limited to) - Document Required
have sensors/ - Pollution Management Declaration highlighting the mapping
field devices that - Traffic Management of number of sensor devices to
collect data at - Waste Management departments, and types of sensors
- Smart Street Lights signed by Municipal Commissioner in
source? - Water Leakage Management the given Template.

Framework UOM Reference Period Data Source


Yes or No As of 30th June 2022 City Administration

DMAF 3.0
SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing
countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.

14
What is the Description: City may publish datasets in Supporting Document/
total number accordance with NDSAP for use by other Validation Document Required
stakeholders on various national, state and city
of machine- portals, including the Smart Cities Open Data Portal.
List of number of datasets on each of
readable Machine readable formats are:
the portal/website and its access link,
open datasets - CSV (Comma separated Values)
signed by Municipal Commissioner in
published by the the given Template.
- XLS (spread sheet- Excel)
Annexure with the list of names of
city online on - ODS (Open Document Formats for Spreadsheets)
datasets and the format for datasets
any government - XML (Extensive Mark-up Language)
may also be included.
web portal? - RDF (Resources Description Framework)
- KML (Keyhole Mark-up Language used for Maps) UOM Reference Period
- GML (Geography Mark-up Language)
- RSS/ATOM (Fast changing data e.g. hourly/daily) Number As of 30th June
2022
Framework Data Source City Administration

SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing


countries, including for least developed countries and small island developing States,
DMAF 3.0 to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.
How many Description: A compliance table for the schedule of updating needs to be prepared against
15 each catalogue/ resources published on Open Data Portal by the city. The datasets need to
datasets has the be updated on the portal accordingly.
city updated on
the Smart Cities
UOM Reference Period Data Source
Open Data Portal
Number As of 30th June City Administration
from 1st Jan 2021 2022
onwards?

SDG Mapping: 17.18 By 2020, enhance capacity


Framework Supporting Document/ Validation -building support to developing countries,
Document Required including for least developed countries and
small island developing States, to increase
Schedule of updation of datasets along
DMAF 3.0 significantly the availability of high-quality,
with details of compliance for each dataset timely and reliable data disaggregated by
signed by Municipal Commissioner in the income, gender, age, race, ethnicity, migratory
given Template. status, disability, geographic location and other
characteristics relevant in national contexts.

Does the city Description: Data sharing through customized APIs or IUDX.
16
share any data
through APIs/ UOM Reference Period Data Source
IUDX? Yes or No As of 30th June 2022 City Administration

Supporting Document/ Validation Document Required


Framework
Declaration with the list of APIs with source and destination of the datasets, signed by
Municipal Commissioner in the given Template.

DMAF 3.0 SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing
countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.

17 How many data Description: GIS refers to the geospatial data that the city may have collected. Data may be
layers of the city in the form of shape files, geojson, kml.
(such as roads,
water bodies, UOM Reference Period Data Source
properties etc.) Number As of 30th June City
are mapped on 2022 Administration
SDG Mapping: 17.18 By 2020, enhance
GIS? capacity -building support to developing
countries, including for least developed
Supporting Document/ Validation Document countries and small island developing
Required States, to increase significantly the
Framework
1. Declaration of GIS layers with multiple options of availability of high-quality, timely and
attributes signed by Municipal Commissioner in the reliable data disaggregated by income,
gender, age, race, ethnicity, migratory
given Template.
DMAF 3.0 status, disability, geographic location and
2. Individual shape files. other characteristics relevant in national
contexts.
18
How many line Description: This should capture data flows to and from the Integrated Command and
Control Centre (ICCC) for the identified departments.
departments
in the city have
UOM Reference Period Data Source
integrated their
Number As of 30th June 2022 City Administration
data with the
ICCC?
Supporting Document/ Validation Document Required
Framework A list of all the integrated departments with the type of data in the given Template
signed by Municipal Commissioner.

DMAF 3.0
SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing
countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.

19 How many data Description: Data stories highlighting the Supporting Document/ Validation
various successful uses of data in the city Document Required
stories/blogs/ should be uploaded on the blogs section of the Screenshots of Data Stories/Blogs
case studies SCODP/ other portal. published on the Smart Cities Open
has your city Data Portal
published on
the Smart Cities
Open Data UOM Reference Period Data Source
Portal/ other Number As of 30th June 2022 City Administration
data portal?
Framework SDG Mapping: 17.18 By 2020, enhance capacity -building support to developing
countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
DMAF 3.0 geographic location and other characteristics relevant in national contexts.

20 How many use Description: Use cases here are defined in response to the top urban challenges. This will include any
concept / prototype / pilot /solution identified by the city to tackle urban challenges.
cases/SoPs of
data is the city
working on?
UOM Reference Period Data Source

Framework Number As of 30th June City


2022 Administration SDG Mapping: 17.18 By 2020, enhance
capacity -building support to developing
countries, including for least developed
countries and small island developing
DMAF 3.0 Supporting Document/ Validation Document States, to increase significantly the
Required availability of high-quality, timely and
reliable data disaggregated by income,
List of key use cases with detailed description gender, age, race, ethnicity, migratory
of problem, idea, application of datasets being status, disability, geographic location and
used signed by Municipal Commissioner in the other characteristics relevant in national
given Template. contexts.
How many Description: Identify the published apps/portals developed by the city which areused for
21 service delivery and eventually aid the data activities. Against each app, give description,
services are datasets used, active users and key features demonstrated by app. In case the city has an
being delivered integrated App, the number of services provided by using city’s datasets may be entered.
through
applications on UOM Reference Period Data Source
the basis of the
Number As of 30th June Lead Bank
city’s datasets? 2022
SDG Mapping: 16.6 Develop
Framework effective, accountable and
Supporting Document/
transparent institutions at all levels.
Validation Document Required
16.6.2 Proportion of population satisfied
List of apps/portals with a description of with their last experience of public
DMAF 3.0 datasets used/generated, active users and key services.
features signed by Municipal Commissioner in
the given Template.

22 How many Description: Alerts may be via ICCC or any other system being used by the city for sending
notifications to the citizens.
service alerts is
the city sending
to its citizens? Supporting Document/
UOM Reference Period Data Source
(traffic, disaster, Validation Document Required
Number As of 30th June City
health, water, 2022 List of alerts signed by Municipal
Administration
electricity, Commissioner in the given
environment, Template.
etc.)
SDG Mapping: 16.6 Develop effective, accountable and transparent institutions
Framework at all levels.
16.6.2 Proportion of population satisfied with their last experience of public
services.
DMAF 3.0

23 How many Description: City may collate datasets in machine


datasets for readable formats including:
- CSV (Comma separated Values)
this sector are - XLS (spread sheet- Excel)
available in - ODS (Open Document Formats for Spreadsheets) SDG Mapping: 17.18 By 2020, enhance
a machine- - XML (Extensive Mark-up Language) capacity-building support to developing
readable format - RDF (Resources Description Framework) countries, including for least developed
at city level? - KML (Keyhole Mark-up Language used for Maps) countries and small island developing
States, to increase significantly the
- GML (Geography Mark-up Language) availability of high-quality, timely and
- RSS/ATOM (Fast changing data e.g. hourly/daily) reliable data disaggregated by income,
gender, age, race, ethnicity, migratory
status, disability, geographic location and
Framework Reference Period Data Source other characteristics relevant in national
UOM
contexts.
Number As of 30th June City
DMAF 3.0 2022 Administration
Sectoral

Supporting Document/ Validation Document Required


List of datasets available in machine-readable formats signed by Municipal Commissioner in the given
Template.
How many of Description: Electronic data collection system may include any web-based or mobile-based
24 applications, interactive voice response systems, online surveys, sensors, etc. through which the
these datasets city may be collecting data.
are collected
Supporting Document/
electronically for UOM Reference Period Data Source Validation Document Required
this sector? Declaration signed by Municipal
Number As of 30th June City
2022 Administration Commissioner highlighting the list
of electronic datasets collected
Framework
in the given Template.

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
DMAF 3.0 17.18 By 2020, enhance capacity-building support to developing countries, including for
Sectoral least developed countries and small island developing States, to increase significantly the
availability of high-quality, timely and reliable data disaggregated by income, gender, age,
race, ethnicity, migratory status, disability, geographic location and other characteristics
relevant in national contexts.

25 Does the city Description: Real-time data is information Supporting Document/ Validation
that is delivered immediately after collection. Document Required
have real-time Data may be collected in real-time through IoT Declaration signed by Municipal Com-
data being Devices, Mobile apps, sensors, etc. missioner highlighting the various types
collected with of datasets collected in real-time in the
time-stamps for given Template.

this sector?
UOM Reference Period Data Source
Yes or No As of 30th June 2022 City Administration

Framework
SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing
countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
DMAF 3.0 disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
Sectoral geographic location and other characteristics relevant in national contexts

26 Does the Description: Geospatial data refers to data with location information, i.e. Latitude and Longitude or GPS
Coordinates.
city collect
geospatial/
geo-tagged
data for this Reference Period Data Source
UOM
sector?
Yes or No As of 30th June City
2022 Administration SDG Mapping: 17.18 By 2020, enhance
capacity-building support to developing
countries, including for least developed
countries and small island developing
Supporting Document/ Validation Document States, to increase significantly the
Framework
Required availability of high-quality, timely and
reliable data disaggregated by income,
Declaration signed by Municipal Commissioner gender, age, race, ethnicity, migratory
DMAF 3.0 highlighting the various geospatial datasets status, disability, geographic location and
Sectoral collected in the city in the given Template. Cities other characteristics relevant in national
n contexts
may also submit Shape files of the said data.
Is the city Description: Data disseminated through Web-based, Mobile based Services or IoT devices
27 and can be accessed at Integrated Command and Control Centre (ICCC) - a secure room in
integrating data a facility that provides centralized monitoring, control and command of a situation.
for this sector
with the ICCC?
Supporting Document/
UOM Reference Period Data Source Validation Document Required
Yes or No As of 30th June City Declaration signed by Municipal
2022 Administration Commissioner in the given Template
highlighting the datasets integrated with
Framework the ICCC.

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
17.18 By 2020, enhance capacity-building support to developing countries, including for
least developed countries and small island developing States, to increase significantly the
availability of high-quality, timely and reliable data disaggregated by income, gender, age,
DMAF 3.0 race, ethnicity, migratory status, disability, geographic location and other characteristics
Sectoral relevant in national contexts

28 Does the Description: An MIS is an IT tool used to gather and analyze data from multiple systems to aid
the management in decision-making.
city have a
Management
Information
Supporting Document/
System (MIS) for UOM Reference Period Data Source Validation Document Required
monitoring of Share the application details and screen-
Yes or No As of 30th June City
indicators under 2022 Administration shots of the MIS along with the link in
this sector? the given Template signed by Municipal
Commissioner.
Framework
SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing countries,
including for least developed countries and small island developing States, to increase
significantly the availability of high-quality, timely and reliable data disaggregated by
income, gender, age, race, ethnicity, migratory status, disability, geographic location and
other characteristics relevant in national contexts.
DMAF 3.0
Sectoral

Is the city using Description: Data Visualization: Graphical representation of data using visual elements like
29 charts, graphs, and maps to provide an accessible way to view and understand trends,
visualization outliers, and patterns in data collected by the city. Data Analytics: Process of inspecting,
or analytics on cleansing, transforming, and modelling data with the goal of discovering useful information,
real-time/GIS/ and supporting decision-making.
other datasets/ Supporting Document/
UOM Reference Period Data Source Validation Document Required
feeds for this
List of visualizations and/or analytics doen
sector? Yes or No As of 30th June City
by the city with description of key features
2022 Administration
signed by Municipal Commissioner in the
Framework given Template.

SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing countries,


including for least developed countries and small island developing States, to increase
significantly the availability of high-quality, timely and reliable data disaggregated by
income, gender, age, race, ethnicity, migratory status, disability, geographic location and
DMAF 3.0 other characteristics relevant in national contexts
Sectoral
30 Is the city Description: Combining data from multiple sources can help provide a unified, single view of the data
through a web portal or mobile app which can be accessed and utilized by citizens.
integrating the
data for this
sector on a UOM Reference Period Data Source Supporting Document/
Validation Document Required
central platform Yes or No As of 30th June City
2022 List of applcations with links,a long
(web or mobile) Administration
with the list of services signed by
for service Municipal Commissioner in the given
delivery? Template.

Framework SDG Mapping: 116.6 Develop effective, accountable and transparent institutions
at all levels.
DMAF 3.0 16.6.2 Proportion of population satisfied with their last experience of public
Sectoral services

Has the city shared Description: Data stories or blogs shared


31
any data stories or published on the Smart Cities Open
pertaining to this Data Portal or India Urban Observatory
sector on the Smart website.
Cities Open Data
Portal or India UOM Reference Period Data Source
SDG Mapping: 17.18 By 2020, enhance
capacity-building support to developing
Urban Observatory countries, including for least developed
website? Yes or As of 30th June City countries and small island developing
No 2022 Administration States, to increase significantly the
availability of high-quality, timely and
Framework Supporting Document/ Validation Document reliable data disaggregated by income,
Required gender, age, race, ethnicity, migratory
status, disability, geographic location
DMAF 3.0 Screenshot of Data Stories/Blogs published and other characteristics relevant in
Sectoral on the SCODP or IUO website national contexts.

32 Are there any Description: List of processes through which data is getting shared with State or Central
Government, Autonomous Bodies and Parastatal Agencies under the government.
processes
adopted by city UOM Reference Period Data Source
for sharing data Yes or No As of 30th June City
under this sector 2022 Administration
with government
bodies? Supporting Document/
Validation Document Required
Data sharing framework document with details of the processes adopted, stakeholders engaged
Framework and the datasets shared by the city signed by Municipal Commissioner in the given Template.

DMAF 3.0 SDG Mapping: 16.6 Develop effective, accountable and


Sectoral transparent institutions at all levels. 16.10 Ensure public access to
information and protect fundamental freedoms, in accordance
with national legislation and international agreements.
16.10.2 Number of countries that adopt and implement constitutional,
statutory and/or policy guarantees for public access to information.
33 Are there any Description: List of processes through which data is getting shared with other external
stakeholders - Academia, Industry, Civil Society, etc.
processes
adopted by the
UOM Reference Period Data Source
city for sharing
data under Yes or As of 30th June City
No 2022 Administration
this sector
SDG Mapping: 16.6 Develop effective,
with external accountable and transparent institutions
stakeholders? Supporting Document/ Validation Document at all levels. 16.10 Ensure public access
Required to information and protect fundamental
freedoms, in accordance with national
Data sharing framework document with de-
legislation and international agreements.
Framework tails of the processes adopted, stakeholders 16.10.2 Number of countries that adopt and
engaged and the datasets shared by the implement constitutional, statutory and/
city signed by Municipal Commissioner in or policy guarantees for public access to
DMAF 3.0 the given Template. information.
Sectoral

34 Has the city Description: Datasets published on any government web portal for this particular sector, including Smart
published Cities Open Data Portal/India Urban Observatory website/any other official government website.
machine-readable
open datasets
related to this
sector online on
any government UOM Reference Period Data Source
web portal? Yes or No As of 30th June City
2022 Administration SDG Mapping: 16.6 Develop
effective, accountable and
transparent institutions at all levels.
Framework 16.10 Ensure public access to information
Supporting Document/ Validation Document and protect fundamental freedoms, in
Required accordance with national legislation
DMAF 3.0 and international agreements.
List of number of datasets on each of the portal/website 16.10.2 Number of countries that adopt and
Sectoral and its access link, signed by Municipal Commissioner implement constitutional, statutory and/
in the given Template. Annexure with the list of names
or policy guarantees for public access to
of datasets and the format for datasets may also be
information.
included.

Does the city follow Description: Data anonymization is one of the techniques that can be used to adhere to
35 any standard strict data privacy regulations that require the security of personally identifiable information
processes for (PII), such as health reports, contact information, and financial details.
anonymization of
personal datasets/
feeds for sharing Supporting Document/
the information and UOM Reference Period Data Source Validation Document Required
data for this sector?
Yes or No As of 30th June City Document with a list of standard policies/
2022 Administration procedures or guidelines signed by Municipal
Framework Commissioner in the given Template.

SDG Mapping: 17.18 By 2020, enhance capacity-building support to


DMAF 3.0
developing countries, including for least developed countries and small
Sectoral
island developing States, to increase significantly the availability of high-
quality, timely and reliable data disaggregated by income, gender, age,
race, ethnicity, migratory status, disability, geographic location and other
characteristics relevant in national contexts.
Has the city Description: Data categorization and data classification as per the use of data are necessary to maintain
36 implemented any information security. Data Categorization may be done in terms of - Personal Data and Non-Personal Data.
Data Categorization Data Classification may be done in terms of access, i.e. - Public/Shareable Data, Negative List, Restricted
Data and Sensitive Data. More details can be sourced from the DataSmart Cities Strategy and City Data Policy
and/or Data guidance document.
Classification
method for
managing city data UOM Reference Period Data Source
for this sector?
Yes or As of 30th June City
No 2022 Administration SDG Mapping: 17.18 By 2020, enhance
Framework capacity-building support to developing
Supporting Document/ countries, including for least developed
countries and small island developing
Validation Document Required States, to increase significantly the
availability of high-quality, timely and
DMAF 3.0 Document with details of the data reliable data disaggregated by income,
Sectoral classifications and/or categorizations gender, age, race, ethnicity, migratory
being done for the city data signed by status, disability, geographic location and
Municipal Commissioner in the given other characteristics relevant in national
Template. contexts.

Has the city Description: Once the data is collected, various stakeholders may be involved in its movement from source to
37 destination. This movement needs to be efficiently monitored to maintain data accuracy. Specific approval flow
implemented should be defined and followed by the officers nominated/appointed for this purpose.
any data
accountability UOM Reference Period Data Source Supporting Document/ Validation Document Required
framework for Document with the data accountability framework taken by the
Yes or As of 30th June City
this sector? No 2022 Administration city for data control, signed by Municipal Commissioner in the
given Template.

SDG Mapping: 17.18 By 2020, enhance capacity-


Framework building support to developing countries, including for SDG Mapping: 16.6
least developed countries and small island developing Develop effective,
States, to increase significantly the availability of accountable
DMAF 3.0 high-quality, timely and reliable data disaggregated and transparent
Sectoral by income, gender, age, race, ethnicity, migratory institutions at all
status, disability, geographic location and other levels.
characteristics relevant in national contexts

Does the city follow Description: SOPs must cover each stage of data handling as defined in the DataSmart Cities Strategy & the
38 any Standard City Data Policy guidance document. It will include: SoP for electronic data collection, SoP for data processing and
Operating cleaning, SoP for quality assessment of datasets, SoP for data publishing, SoPs for data archival & retention, SoP
for data collection, processing and analysis for on field survey, provisions for data analysis, SoPs for data security
Procedures for and privacy.
management of
data for this sector?
UOM Reference Period Data Source
Yes or No As of 30th June City
2022 Administration
Framework

Supporting Document/
DMAF 3.0 Validation Document Required
Sectoral
Document with SOPs being followed by the city for data management signed by Municipal
Commissioner in the given Template.

SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing


countries, including for least developed countries and small island developing States,
to increase significantly the availability of high-quality, timely and reliable data
disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.
39 Average number Description: Real time data records was reported by concerned department with actual number of birth
certificates issued during the demarcated financial year and then taking average number of days to issue
of days taken by each birth certificate.
the ULB to issue a
Reference Period Data Source Supporting Document/ Validation Document Required
birth certificate UOM

Number 1st April 2021 to City Declaration of Health Chief stating ‘Average number
(Days) 31st March 2022 Administration of days to issue a Birth Certificate
Framework

MPI

SDG Mapping: 16.9 By 2030, SDG Mapping: 17.19 By 2030, build on existing initiatives
provide legal identity for all, to develop measurements of progress on sustainable
including birth registration. development that complement gross domestic product, and
16.9.1 Proportion of children support statistical capacity-building in developing countries.
under 5 years of age whose 17.19.2 Proportion of countries that (a) have conducted at
births have been registered least one population and housing census in the last 10 years;
with a civil authority, by age. and (b) have achieved 100 per cent birth registration and 80
per cent death registration.

Average number Description: Real time data record was reported by concerned department with actual number of death certificates issued
40
of days taken during the demarcated financial year and then taking average number of days to issue each death certificate.

by the ULB to
issue a death UOM Reference Period Data Source Supporting Document/ Validation Document Required
certificate Declaration of Health Chief stating ‘Average number of
Number 1st April 2021 to Municipal
(Days) 31st March 2022 Authority days to issue a Death Certificate’

Framework

SDG Mapping: 17.19.2 Proportion of countries that (a) have conducted at least one
population and housing census in the last 10 years; and (b) have achieved 100 per cent
MPI birth registration and 80 per cent death registration.

Total number of Description:Data refers to number of birth registrations completed through online web portal
41 birth registrations of ULB. The count of birth registrations completed was extracted for defined span.
completed online
Supporting Document/
UOM Reference Period Data Source Validation Document Required
Framework Number 1st April 2021 to Municipal Summary of online birth certificate
31st March 2022 Authority registrations completed

MPI
SDG Mapping: 17.18 By 2020, enhance capacity-building support to
developing countries, including for least developed countries and
small island developing States, to increase significantly the availability
of high-quality, timely and reliable data disaggregated by income,
gender, age, race, ethnicity, migratory status, disability, geographic
location and other characteristics relevant in national contexts.
17.19.2 Proportion of countries that (a) have conducted at least one
population and housing census in the last 10 years; and (b) have achieved
100 per cent birth registration and 80 per cent death registration.
Total number of Description: Data refers to the count of birth registrations completed for defined span from all sources;
42 birth registrations both online and offline.
completed
Supporting Document/ Validation Document
UOM Reference Period Data Source
Required
Number 1st April 2021 to 31st Municipal Summary of birth certificate registrations
Framework March 2022 Authority completed (online and offline)

MPI

SDG Mapping: 16.9 By 2030, SDG Mapping: 17.19 By 2030, build on existing initiatives
provide legal identity for all, to develop measurements of progress on sustainable
including birth registration. 16.9.1 development that complement gross domestic product, and
Proportion of children under 5 support statistical capacity-building in developing countries.
years of age whose births have 17.19.2 Proportion of countries that (a) have conducted at least one
been registered population and housing census in the last 10 years; and (b) have
achieved 100 per cent birth registration and 80 per cent death
registration.

Total number of Description: Data refers to number of death registrations completed through online web portal of ULB.
43 death registrations The count of death registrations completed was extracted for defined span.
completed online
Supporting Document/ Validation Document
UOM Reference Period Data Source
Required
Number 1st April 2021 to 31st Municipal Summary of Death certificate registrations
ed Framework
March 2022 Authority completed online

MPI SDG Mapping: 17.19.2 Proportion of countries that (a) have conducted at
least one population and housing census in the last 10 years; and (b) have
achieved 100 per cent birth registration and 80 per cent death registration.
17.18 By 2020, enhance capacity-building support to developing countries, including for
least developed countries and small island developing States, to increase significantly the
availability of high-quality, timely and reliable data disaggregated by income, gender, age,
race, ethnicity, migratory status, disability, geographic location and other characteristics
relevant in national contexts.

44 Total number of Description: Data refers to the count of death registrations completed for defined span from all sources;
death registrations both online and offline.
completed
Supporting Document/ Validation Document
UOM Reference Period Data Source
Required
Framework Number 1st April 2021 to 31st Municipal Summary of death certificate registrations
March 2022 Authority completed (online and offline)

MPI

SDG Mapping: 17.19 By 2030, build on existing initiatives to develop measurements


of progress on sustainable development that complement gross domestic
product, and support statistical capacity-building in developing countries.
17.19.2 Proportion of countries that (a) have conducted at least one population and housing
census in the last 10 years; and (b) have achieved 100 per cent birth registration and 80 per
cent death registration.
45 Average number Description: Data refers to number of days taken to give clearance / NOC for any building construction
within ULBs jurisdiction.
of days taken
by the ULB to UOM Reference Period Data Source
issue building
Number 1st April 2021 to Municipal
and construction (Days) 31st March 2022 Authority
permits SDG Mapping: 9.1 Develop quality,
reliable, sustainable and resilient
Supporting Document/ Validation infrastructure, including regional
Framework Document Required and transborder infrastructure, to
support economic development and
A declaration of the Department Head stating human well-being, with a focus on
‘average number of days to issue a building & affordable and equitable access for all.
MPI construction permit’ along with sample copies of 9.3 Increase the access of small-scale
permission letters/NOC is to be submitted detailed. industrial and other enterprises, in particular
Note: All permit copies is to be attached in a single file in developing countries, to financial services,
for any two months . So that average can be verified. including affordable credit, and their
integration into value chains and markets.

Total number Description: Data refers to number of building and construction permits issued online within ULBs jurisdiction.
46
of building and
construction
permits issued UOM Reference Period Data Source
online Number 1st April 2021 to Municipal
31st March 2022 Authority
SDG Mapping: 9.1 Develop quality,
reliable, sustainable and resilient
Framework Supporting Document/ Validation infrastructure, including regional
Document Required and transborder infrastructure, to
support economic development and
A declaration of the department head stating following
1. Total number of application received online. human well-being, with a focus on
MPI 2. Total number of Building & Construction permits issued affordable and equitable access for all.
Is to be submitted along with the latest screenshot of 9.3 Increase the access of small-scale
the web portal in support. industrial and other enterprises, in particular
in developing countries, to financial services,
including affordable credit, and their
integration into value chains and markets.

Total number Description:Data refers to no of building and construction permits issued within ULBs
47 of building and jurisdiction. Note: Record of offline & online is to be submitted
construction permits
issued
UOM Reference Period Data Source
Framework Number 1st April 2021 to Municipal
31st March 2022 Authority

SDG Mapping: 9.1 Develop quality,


MPI reliable, sustainable and resilient
Supporting Document/ infrastructure, including regional
Validation Document Required and transborder infrastructure, to
“A declaration of the department head support economic development and
human well-being, with a focus on
stating following
affordable and equitable access for all.
1. Total number of application received. 9.3 Increase the access of small-scale
2. Total number of Building & industrial and other enterprises, in particular
Construction permits issued is to be in developing countries, to financial services,
submitted along with 5 sample proofs.” including affordable credit, and their
integration into value chains and markets.
Total number of Description: It includes all types of related licenses / clearances / no objection certificates (NOC) that
48 types of licenses the municipality awards. For ex. trade license, liquor shops, restaurants, cinemas, nursing homes, hospitals,
with online parkings and so on. Data refers to no of types of such licenses with online application facility.
application facility
Supporting Document/ Validation Document
UOM Reference Period Data Source
Required
Number 1st April 2021 to 31st Municipal Certified list of types of licenses certificates
Framework March 2022 Authority issued by the ULB online

MPI SDG Mapping: 9.1 Develop quality, reliable, sustainable and resilient infrastructure, including
regional and transborder infrastructure, to support economic development and human well-
being, with a focus on affordable and equitable access for all. 9.3 Increase the access of
small-scale industrial and other enterprises, in particular in developing countries, to financial
services, including affordable credit, and their integration into value chains and markets

49 Total number of Description: It includes all types of related licenses / clearances / no objection certificates (NOC) that
types of licenses the municipality awards. For ex. trade license, liquor shops, restaurants, cinemas, nursing homes, hospitals,
provided by the ULB parkings and so on.

SDG Mapping: 9.1 Develop quality,


UOM Reference Period Data Source reliable, sustainable and resilient
Framework Number 1st April 2021 to 31st infrastructure, including regional
Municipal
and transborder infrastructure, to
March 2022 Authority
support economic development and
human well-being, with a focus on
MPI
affordable and equitable access for all.
Supporting Document/ Validation Document 9.3 Increase the access of small-scale
Required industrial and other enterprises, in particular
in developing countries, to financial services,
All types of license/Clearance/ NOC awarded including affordable credit, and their
with its type is to be aligned in date sequence integration into value chains and markets.
and is to be submitted in a single file.

50 Does the ULB Description: Web portal is an exclusive website of ULB in order to provision of various services
have a web to citizens
portal?

UOM Reference Period Data Source


Framework Yes or 1st April 2021 to 31st Municipal
No March 2022 Authority SDG Mapping: 16.6 Develop
effective, accountable and
MPI transparent institutions at all levels.
Supporting Document/ Validation Document 16.6.2 Proportion of population satisfied with
their last experience of public services.
Required
Web portal snapshot or URL link

51 Does the ULB Description: Online public service delivery generally includes citizen information services and
general services including online submissions of property tax, online application for building
have online plan sanction, grievances, NGO registration etc.
public service
delivery?

UOM Reference Period Data Source


Yes or As of 31st Municipal
Framework No March 2021 Authority SDG Mapping: 16.6 Develop
effective, accountable and
transparent institutions at all levels.
Supporting Document/ 16.6.2 Proportion of population
MPI Validation Document Required satisfied with their last experience of
public services.
Web portal snapshot or URL link of all services
provided online/ Number of public services provided
online Total number services provided.
52 Does the ULB Description: Availability of online public service delivery both on applications or mobile compatible
have online websites
public service Data Source UOM Reference Period
delivery on
Municipal Authority Yes or No as of 31st March 2021
mobile?
Supporting Document/ Validation Document Required

Framework Documents containing snapshot of the w eb portal or URL link

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
MPI 16.6.2 Proportion of population satisfied with their last experience of public services.

Does the ULB have Description: Availability of online grievance redressal only through desktop websites
53
online grievance Data Source UOM Reference Period
redressal?
Municipal Authority Yes or No as of 31st March 2021

Supporting Document/ Validation Document Required


Framework Web portal snapshot or URL link

MPI SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
16.6.2 Proportion of population satisfied with their last experience of public services.

54 Does the ULB Description: Availability of online grievance redressal both on applications or mobile compatible
have online websites
grievance Data Source UOM Reference Period
redressal on Yes or No as of 31st March 2021
Municipal Authority
mobile?
Supporting Document/ Validation Document Required

Framework Web portal snapshot or URL link

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
MPI 16.6.2 Proportion of population satisfied with their last experience of public services.

How many of the services are being Description: Control Centers are envisaged to be the brain for city operation, exception
55 handling, and disaster management. The sensors and edge devices will capture and
managed through a command and
generate real time data from various utilities such as water, waste management, energy,
control system out of:
mobility, the built environment, education, healthcare and safety.
1. Water,
2. Wastewater, UOM Reference Period
Data Source
3. Traffic management,
4. Streetlights, ULB’s IT/e-governance department Yes or No as of 31st March 2021
5. Environmental pollution,
6. Flood monitoring, Supporting Document/ Validation Document Required
7. Grievance redressal,
8. SWM, Detail specification of list of services run through the command and control system
9. Revenue collection,
10. MIS
SDG Mapping: 16.6 Develop effective, accountable and transparent
institutions at all levels.
Framework 16.6.2 Proportion of population satisfied with their last experience of
public services.

MPI
56 Total number Description: e-tendering consider all single, limited and open tenders where quotations are not
of tenders considered as tenders
awarded through Data Source UOM Reference Period
e-tendering
Municipal Authority Number 1st April 2020 to 31st March 2021

Framework Supporting Document/ Validation Document Required


Finalized / Awarded list of tender from 1 st April 2020 to 31 march 2021 by broad categories. Awarded would mean
award letter/contract issued.

SDG Mapping: 9.3 Increase the access of small-scale industrial and other enterprises, in
particular in developing countries, to financial services, including affordable credit, and their
MPI integration into value chains and markets.
9.1 Develop quality, reliable, sustainable and resilient infrastructure, including regional and
transborder infrastructure, to support economic development and human well-being, with a
focus on affordable and equitable access for all.

57 Total value Description: e-tendering consider all single, limited and open tenders where quotations are not
of tenders considered as tenders
awarded through
e-tendering Data Source UOM Reference Period
Municipal Authority Number (In Crore) 1st April 2020 to 31st March 2021

Framework Supporting Document/ Validation Document Required


List of finalized tenders with values to be uploaded

SDG Mapping: 9.3 Increase the access of small-scale industrial and other enterprises, in
particular in developing countries, to financial services, including affordable credit, and their
integration into value chains and markets.
MPI
9.1 Develop quality, reliable, sustainable and resilient infrastructure, including regional and
transborder infrastructure, to support economic development and human well-being, with a
focus on affordable and equitable access for all.

58
Does the city Description: Open data policy refers to a policy formed for data sharing to empower citizens to
have an open secure access to information on public domain
data policy?
Data Source UOM Reference Period

Municipal Authority Yes or No as of 31st March 2021

Framework
Supporting Document/ Validation Document Required

Snapshot or URL link for open data policy.

SDG Mapping: 9.c


SDG Mapping: 17.18 By 2020, enhance capacity- Significantly increase
MPI
building support to developing countries, including for access to information and
least developed countries and small island developing communications technology
States, to increase significantly the availability of and strive to provide
high-quality, timely and reliable data disaggregated universal and affordable
by income, gender, age, race, ethnicity, migratory access to the Internet in
status, disability, geographic location and other least developed countries
characteristics relevant in national contexts. by 2020.

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
16.10 Ensure public access to information and protect fundamental freedoms, in accordance
with national legislation and international agreements.
16.10.2 Number of countries that adopt and implement constitutional, statutory and/or
policy guarantees for public access to information.
59 Has the city Description: CDO refers to an appointed person for developing & expanding open data activities
appointed across city departments, agencies and coordinating with other municipal leaders on broaer
a city data transperency efforts.
officer (CDO)? UOM Reference Period
Data Source
Municipal Authority Yes or No as of 31st March 2021
Framework
Supporting Document/ Validation Document Required

Full Detail of City data officer including appointment letter/contract

SDG Mapping: 9.c


MPI SDG Mapping: 17.18 By 2020, enhance capacity-
Significantly increase
building support to developing countries, including for
access to information and
least developed countries and small island developing
communications technology
States, to increase significantly the availability of
and strive to provide
high-quality, timely and reliable data disaggregated
universal and affordable
by income, gender, age, race, ethnicity, migratory
access to the Internet in
status, disability, geographic location and other
least developed countries
characteristics relevant in national contexts.
by 2020.

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
16.10 Ensure public access to information and protect fundamental freedoms, in accordance
with national legislation and international agreements.
16.10.2 Number of countries that adopt and implement constitutional, statutory and/or
policy guarantees for public access to information.

Has the city Description: A CDA for a city is envisaged to be network of government departments, agencies,
formed a city private sector, companies, community organizations, city policy makers, domain & legal experts,
60 data alliance? research, academic institutions, incubators, entrepreneurs, etc, within the city who come together
voluntarily as a collective to diagnose city problems

Framework
Data Source UOM Reference Period
Municipal Authority Yes or No as of 31st March 2021

Supporting Document/ Validation Document Required

MPI Documents containing URL link or Snapshot of city data alliance web portal

SDG Mapping: 17.18 By 2020, enhance capacity-


building support to developing countries, including SDG Mapping: 9.c
for least developed countries and small island Significantly increase
developing States, to increase significantly the access to information
availability of high-quality, timely and reliable and communications
data disaggregated by income, gender, age, race, technology and strive
ethnicity, migratory status, disability, geographic to provide universal and
location and other characteristics relevant in national affordable access to the
contexts. Internet in least developed
countries by 2020.

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all
levels.
16.10 Ensure public access to information and protect fundamental freedoms, in
accordance with national legislation and international agreements.
16.10.2 Number of countries that adopt and implement constitutional, statutory and/or
policy guarantees for public access to information.
61 Does the city have Description: Open Data Portal is is a urban open data platform for accessing public data
presence on an documents which could be collated, scraped, outsourced or crowdsourced
open data portal? Data Source UOM Reference Period
Municipal Authority Yes or No as of 31st March 2021

Framework Supporting Document/ Validation Document Required


Documents containing URL link or Snapshot of city data alliance web portal

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.

MPI
SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing countries, including for least
developed countries and small island developing States, to increase significantly the availability of high-quality,
timely and reliable data disaggregated by income, gender, age, race, ethnicity, migratory status, disability,
geographic location and other characteristics relevant in national contexts.

Average range Description: Range is the farthest distance catered by WiFi hotspot provided by ULB/
62 Smart city company
of Wi-Fi hotspots
provided by ULB Data Source UOM Reference Period
Municipal Authority Number (In Meters) as of 31st March 2021

Framework Supporting Document/ Validation Document Required


Work order/relevant document specifying average range of the Wifi hotspots

SDG Mapping: 9.c Significantly increase access to information and communications technology and
strive to provide universal and affordable access to the Internet in least developed countries by 2020.

MPI
SDG Mapping: 17.6 Enhance North-South, South-South and triangular regional and international
cooperation on and access to science, technology and innovation and enhance knowledge-sharing
on mutually agreed terms, including through improved coordination among existing mechanisms, in
particular at the United Nations level, and through a global technology facilitation mechanism.
17.6.1 Fixed Internet broadband subscriptions per 100 inhabitants, by speed5.
17.8 Fully operationalize the technology bank and science, technology and innovation capacity-
building mechanism for least developed countries by 2017 and enhance the use of enabling
technology, in particular information and communications technology.
17.8.1 Proportion of individuals using the Internet.

63 Total number Description: WiFi session is the activity that user with an unique IP address on a website
of unique Wi-Fi during specific period of time
sessions provided Data Source UOM Reference Period
by ULB Municipal Authority Number as of 31st March 2021

Framework Supporting Document/ Validation Document Required


Summary of Wifi session that can be taken from third party providing the internet infrastructure

SDG Mapping: 9.c Significantly increase access to information and communications technology and
strive to provide universal and affordable access to the Internet in least developed countries by 2020.

MPI
SDG Mapping: 17.6 Enhance North-South, South-South and triangular regional and international
cooperation on and access to science, technology and innovation and enhance knowledge-sharing
on mutually agreed terms, including through improved coordination among existing mechanisms, in
particular at the United Nations level, and through a global technology facilitation mechanism.
17.6.1 Fixed Internet broadband subscriptions per 100 inhabitants, by speed5.
17.8 Fully operationalize the technology bank and science, technology and innovation capacity-
building mechanism for least developed countries by 2017 and enhance the use of enabling
technology, in particular information and communications technology.
17.8.1 Proportion of individuals using the Internet.
64 Total number of Description: This is a cumulative count of functional/active hotspots
13
Wi-Fi hotspots
provided by ULB Data Source UOM Reference Period

Municipal Authority Number as of 31st March 2021


Framework
Supporting Document/ Validation Document Required
List of currently active Wi Fi hotspot or procurement letter

SDG Mapping: 9.c Significantly increase access to information and communications technology and
strive to provide universal and affordable access to the Internet in least developed countries by 2020.
MPI

SDG Mapping: 17.6 Enhance North-South, South-South and triangular regional and international
cooperation on and access to science, technology and innovation and enhance knowledge-sharing
on mutually agreed terms, including through improved coordination among existing mechanisms, in
particular at the United Nations level, and through a global technology facilitation mechanism.
17.6.1 Fixed Internet broadband subscriptions per 100 inhabitants, by speed5.
17.8 Fully operationalize the technology bank and science, technology and innovation capacity-
building mechanism for least developed countries by 2017 and enhance the use of enabling
technology, in particular information and communications technology.
17.8.1 Proportion of individuals using the Internet.

65
Are service-level Description: Annual service level performance reports help in maintaining a log of development
performance works done by the corporation and shows the improvement on annual basis. It also helps in
reports regularly understanding expenditures of corporation in infrastructure development.
published in public
Data Source UOM Reference Period
domain by the ULB
every year? Municipal Authority Number 1st April 2020 to 31st March 2021

Framework Supporting Document/ Validation Document Required


Yearly report of service level performance, Copy of notice published in news paper/portal, Screenshot of portal,
Copy of news paper article, Public domain link for URL.

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.
( high quality data)
MPI

Number of Description: It relates to SDG goal no. 16.5, which talks about substantial reduction of
66 corruption and bribery in all their forms.
employees
with registered Data Source UOM Reference Period
corruption charges
Municipal Authority Number as of 31st March 2021

Framework Supporting Document/ Validation Document Required


List of total number of employees (permanent plus contractual) that were charged with corruption cases
during the period 1st April 2020 to 31st March 2021

SDG Mapping: 16.5 Substantially reduce corruption and bribery in all their forms.
MPI 16.5.1 Proportion of persons who had at least one contact with a public official and who
paid a bribe to a public official, or were asked for a bribe by those public officials, during the
previous 12 months.
16.5.2 Proportion of businesses that had at least one contact with a public official and that
paid a bribe to a public official, or were asked for a bribe by those public officials during the
previous 12 months.
67 Total staff on Description: It accounts for total working staff on permanent positions under class I, II, III and IV
roll with the ULB
(permanent) Data Source UOM Reference Period
Municipal Authority Number as of 31st March 2021

Framework Supporting Document/ Validation Document Required


List of sanctioned posts under Class I, II, III and IV

MPI

Total staff Description: It accounts for total sanctioned staff for permanent positions under class I, II,
68 III and IV.
sanctioned in the
ULB (permanent) Data Source UOM Reference Period
Municipal Authority Number as of 31st March 2021

Framework Supporting Document/ Validation Document Required


List of sanctioned posts under Class I, II, III and IV

MPI

69 Number of women Description: This is to ensure women workforce participation in ULBs. It aims to fulfill SDG goal
working in the ULB no.5.5 which focusses on ensuring women’s full and effective participation and equal opportunities
for leadership at all levels of decision-making in political, economic and public life
(permanent)
Data Source UOM Reference Period

Framework Municipal Authority Number as of 31st March 2021

Supporting Document/ Validation Document Required


List of sanctioned posts for women under Class I, II, III and IV

SDG Mapping: 5.c Adopt and strengthen sound policies and enforceable legislation for the
MPI promotion of gender equality and the empowerment of all women and girls at all levels.

SDG Mapping: 8.5 By 2030, achieve full and productive employment and decent work for all
women and men, including for young people and persons with disabilities, and equal pay for
work of equal value.
8.8 Protect labour rights and promote safe and secure working environments for all
workers, including migrant workers, in particular women migrants, and those in precarious
employment

Percentage of Description: This is to ensure women workforce participation in ULBs. It aims to fulfill SDG goal
70 no.5.5 which focusses on ensuring women’s full and effective participation and equal opportunities
elected women
officials in the ULB for leadership at all levels of decision-making in political, economic and public life. Every state has
its own regulations on reservation for women candidates.

Framework Data Source UOM Reference Period


Municipal Authority Number (In Meters) as of 31st March 2021

Supporting Document/ Validation Document Required


Work order/relevant document specifying average range of the Wifi hotspots

SDG Mapping: This is to ensure women workforce participation in ULBs. It aims to fulfill SDG
MPI goal no. 5.5 which focusses on ensuring women’s full and effective participation and equal
opportunities for leadership at all levels of decision-making in political, economic and public
life. Every state has its own regulations on reservation for women candidates.
71 Total number of Description: Data refers to tenure of commissioners / executive officers in the last five years.
13 It is to measure leadership stability in the ULB
commissioners who
worked for ULB in Data Source UOM Reference Period
last five years Municipal Authority Details 2016 to 2021

Supporting Document/ Validation Document Required


Framework
Government order/ Office order related to the appointments of Executive officer/Head of the municipality/
Commissioner/ Chief Officer during mentioned period with their tenure.
MPI

72 Total number of Description: Data refers to tenure of mayors in the last five years. It is to measure leadership
mayors worked for stability in the ULB
ULB in last five years UOM Reference Period
Data Source
Municipal Authority Details 2016 to 2021
Framework
Supporting Document/ Validation Document Required
List and details of mayor and mention their tenure period
MPI

73 Is the mayor Description: In India, seven states - Bihar, Chhattisgarh, Jharkhand, Madhya Pradesh, Odisha, Uttar
directly elected? Pradesh and Uttarakhand has direct election of Mayors and thus they hold the executive powers of
the municipal corporations. It is expected to bring in efficiency in urban governance.

Framework Data Source UOM Reference Period

Municipal Authority Yes or No as of 31st March 2021

Supporting Document/ Validation Document Required


Declaration from the standing committee

MPI
SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity for
participatory, integrated and sustainable human settlement planning and management in
all countries.
11.3.2 Proportion of cities with a direct participation structure of civil society in urban planning
and management that operate regularly and democratically.

74 Does the ULB have Description: The charter is the declaration of commitment to superiority in service to customers of
a citizen charter? the department. The citizen charter declares the standards for various services offered. It includes
expectations of the Organization from the Citizens for fulfilling its commitment.

Data Source UOM Reference Period SDG Mapping: 16.6


Framework Develop effective,
Municipal Authority Yes or No As of 31st March 2021
accountable and
transparent institutions at
Supporting Document/ Validation Document Required all levels.
Copy of Citizens Charter document

MPI SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and
capacity for participatory, integrated and sustainable human settlement planning and
management in all countries.
11.3.2 Proportion of cities with a direct participation structure of civil society in urban
planning and management that operate regularly and democratically.
75 Total number of staff Description: Total working capacity of ULB including both permanent and contractual
in ULB available employees will be counted as total number of staff in ULB
with the authority Data Source UOM Reference Period
(permanent and Municipal Authority Number as of 31st March 2021
contractual)
Supporting Document/ Validation Document Required
List of total staff with Name, Designation, Department & contact number is to be submitted.
Framework

MPI

Total number of Description: It refers to staff who underwent any training provided by the ULB. Online
76 trainings are also considered
staff in ULB that
underwent training Data Source UOM Reference Period
Municipal Authority Number 1st April 2020 to 31st March 2021

Framework Supporting Document/ Validation Document Required


A list of staff deputed for any training session with following details will be required in a tabular format;
1. Staff Name, Designation, Department and contact number.
MPI 2. Total number of training attended by each staff is to be marked along with Training session name, date and
place. Also, email invite for training session and any supporting training certificate will be required for verification.

77 Is an ombudsman Description: Ombudsman is an official appointed to investigate individuals complaints against


present for a company or organization, especially a public authority. Ombudsmen are independent,
impartial and provide a free service. They investigate complaints that haven’t been solved by the
service level organization complained against.
related queries
and grievance Data Source UOM Reference Period
redressal? Municipal Authority Number as of 31st March 2021

Supporting Document/ Validation Document Required


Framework
Letter signed and stamped by commissioner stating Name of Ombudsman , contact number

MPI
SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.

Total number of Description: It refers to no of modes through which which citizens can register a compliant
78 to corporation.
active channels
being run by ULB Data Source UOM Reference Period
for complaint
Municipal Authority Number as of 31st March 2021
registration
Supporting Document/ Validation Document Required
Framework Letter signed and stamped by commissioner stating active channels run by ULB where citizens registers
complaints

SDG Mapping: 16.6 Develop effective, accountable and transparent institutions at all levels.

MPI
08

HEALTH
Development planning and
public health are two of the
most critical parameters
influencing the health and
quality of lives of urban
dwellers. Overall health
of an individual is greatly
impacted by specific
features of city life such
as housing, infrastructure,
transportation, food and
productive activities and
it is of utmost priority to
monitor the state of public
health every now and then.
This sector describes the
details of the healthcare
system and its efficiency.
01 Average annual Description: Expenditure on healthcare by a household collected as a sample under NSSO survey
household round no. 75 is considered. NSSO 75th round was conducted from July 2017 to June 2018.
expenditure on Data Source UOM Reference Period
healthcare
NSSO Number (Rupees) 2017-18

Framework Supporting Document/ Validation Document Required


To be centrally filled

SDG Mapping: SDG Target: 3.8 Achieve SDG Mapping: SDG Indicator:
universal health coverage, including financial 3.8.2 Proportion of population
EOL risk protection, access to quality essential with large household
health-care services and access to safe, expenditures on health as
effective, quality and affordable essential a share of total household
medicines and vaccines for all expenditure or income

02 Total number of Description: Allopathic doctors include medical graduates who hold either an MBBS (Bachelors
registered doctors degree in Medicine and Surgery) degree alone or an MBBS degree with a specialist degree or
diploma. The Medical Council of India is acknowledged as the regulatory body for institutions
(Allopathic) in the granting these degrees.
city
Data Source UOM Reference Period

Municipal Authority / Health Department Number As of 31st March 2021


Framework
Supporting Document/ Validation Document Required
The total count of doctors of different typologies to be certified by the relevant authority, which could be the Health
Department, CHMO’s office, or registration body.

EOL SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection,
access to quality essential healthcare services and access to safe, effective, quality and
affordable essential medicines and vaccines for all.

03 Total number Description: AYUSH doctors include ayurvedic, homeopathic, and unani doctors and hold
of registered bachelors or post graduate degrees in one of the above systems of traditional medicine.
The regulatory body is the Central Council for Indian Medicine or the Central Council for
doctors (AYUSH) Homeopathy.
in the city
Data Source UOM Reference Period

Municipal Authority / Health Department Number as of 31st March 2021


Framework
Supporting Document/ Validation Document Required
The total count of doctors of different typologies to be certified by the relevant authority, which could be the
Health Department, CHMO’s office, or registration body.

EOL SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection, access
to quality essential healthcare services and access to safe, effective, quality and affordable
essential medicines and vaccines for all.
04 Total number of Description: Nurses: Nursing qualifications include a three and a half year diploma in
registered trained General Nursing and Midwifery (GNM) or a four year bachelors degree (B.Sc) which may be
followed by a two to three year post graduate degree (M.Sc) registered with the Nursing
nurses in the city Council of India.

Data Source UOM Reference Period

Municipal Authority / Health Department Number as of 31st March 2021


Framework
Supporting Document/ Validation Document Required
The same has to be certified by the relevant authority, which could be the Health Department, CHMO’s office,
or registration body.

EOL SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection, access
to quality essential healthcare services and access to safe, effective, quality and affordable
essential medicines and vaccines for all.

Total number Description: Dentists: The basic bachelors degree (BDS) which may be followed by post-
05 graduate training in the form of a masters degree (MDS). The regulatory body is the Dental
of registered
Council of India.
dentists in the
city Data Source UOM Reference Period

Municipal Authority / Health Department Number As of 31st March 2021

Framework Supporting Document/ Validation Document Required


The same has to be certified by the relevant authority, which could be the Health Department, CHMO’s office,
or registration body.

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection,
access to quality essential healthcare services and access to safe, effective, quality and
EOL affordable essential medicines and vaccines for all.

Total number Description: Pharmacists: With a bachelors or masters degree in pharmacy ancillary health
06 professionals includes laboratory technicians, opticians, dieticians and others.
of registered
licensed
Data Source UOM Reference Period
pharmacists in
Municipal Authority / Health Department Number as of 31st March 2021
the city

Supporting Document/ Validation Document Required


Framework
The total count of licensed pharmacists is to be uploaded after being certified by the relevant authority which
has issued the license.

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection, access
to quality essential healthcare services and access to safe, effective, quality and affordable
EOL essential medicines and vaccines for all.
07 Total number of Description: A multipurpose healthcare worker (MPHW) is the key functionary and the
multipurpose first contact person in a subcentre. It includes both auxiliary nurse midwives (ANMs) and
HWs (male).
healthcare
workers (male Data Source UOM Reference Period
and female) Number
Municipal Authority / Health Department as of 31st March 2021

Framework Supporting Document/ Validation Document Required


The total count of MPHWs to be uploaded (separate counts for male and female) after it is certified by the
relevant authority, which could be the Health Department, CMHO’s office, or registration body.

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection, access
EOL MPI to quality essential healthcare services and access to safe, effective, quality and affordable
essential medicines and vaccines for all.

08 Total number Description: Accredited Social Health Activists (ASHAs): This is a cadre of health volunteers set
of accredited up under the NRHM. They are resident in the village that they work in, have a minimum of eight
years of formal education and are usually women in the age range of 25-45 years.
healthcare
activists in the city Data Source UOM Reference Period

IMA City Chapter/Health Department/ CHMO/ Medical Council Number as of 31st March 2021
of India/any professional body that requires registration/HMIS/
Municipal Authority
Framework

Supporting Document/ Validation Document Required


The total count of Urban Accredited Social Health Activists (ASHAs) will have to be certified by the relevant
authority, which could be the Health Department, CHMO’s office.

EOL
SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection,
access to quality essential healthcare services and access to safe, effective, quality and
affordable essential medicines and vaccines for all.

09
Total number of Description: Public heath facilities include hospitals, healthcare centres (clinics, doctors offices,
accredited public ambulatory surgery centres), medical nursing homes (residential treatment centres, geriatric care
facilities), pharmacies, drug stores and clinical or medical laboratories. These are facilities with
facilities (primary, accreditation certificates by a standard quality assurance program (NQAS/NABH/ISO/AHPI) as
secondary and of 31st March 2021
tertiary) with
accreditation Data Source UOM Reference Period
certificates by a Department of Health / NVBDCP reporting data and IDSP(DSU) data Number as of 31st March 2021
standard quality
assurance program
(NQAS/NABH/ISO/ Supporting Document/ Validation Document Required
AHPI) The total count of accredited facilities has to be certified by the relevant authority, which could be the Health
Department, CHMO’s office, or registration body.

Framework

SDG Mapping: 1.4.1 Proportion of population living in


households with access to basic services.

EOL
10 Total number Description: Public heath facilities include hospitals, healthcare centres (clinics, doctors offices,
of public health ambulatory surgery centres), medical nursing homes (residential treatment centres, geriatric care
facilities), pharmacies, drug stores and clinical or medical laboratories.
facilities
Data Source UOM Reference Period
Framework Department of Health / NVBDCP reporting data and IDSP(DSU) data Number as of 31st March 2021

Supporting Document/ Validation Document Required


The total count of accredited facilities has to be certified by the relevant authority, which could be the Health
Department, CHMO’s office, or registration body.
EOL

SDG Mapping: 1.4.1 Proportion of population living in


households with access to basic services.

Total number of Description: This data includes both public and private hospitals and was sourced from the
11 Health Department.
hospital beds

Data Source UOM Reference Period


Framework
Municipal Authority / Health Department Number as of 31st March 2021

Supporting Document/ Validation Document Required


List of total number of hospital beds has to be taken by public, trust and private and by primary, secondary
and tertiary levels. This list has to be certified by the relevant authority, which could be the Health
EOL Department, CHMO’s office, or registration body.

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection,
access to quality essential health-care services and access to safe, effective, quality and
affordable essential medicines and vaccines for all.

12 Total number of Description: This is incidence data as reported by health facilities at primary, secondary and
reported cases of tertiary levels, covering both public and private sectors.
malaria
Data Source UOM Reference Period
Framework Municipal Authority / Health Department Number 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required


Relevant pages of the annual report on incidence uploaded as PDF
EOL

SDG Mapping: 3.3 By 2030, end the epidemics of AIDS,


tuberculosis, malaria and neglected tropical diseases and combat
hepatitis, water-borne diseases and other communicable diseases
Total number of Description: This is incidence data as reported by health facilities at primary, secondary and
13 tertiary levels, covering both public and private sectors.
reported cases of
dengue
Data Source UOM Reference Period
Municipal Authority / Health Department Number 1st April 2020 to 31st March 2021
Framework

Supporting Document/ Validation Document Required


Relevant pages of the annual report on incidence uploaded as PDF

EOL
SDG Mapping: 3.3 By 2030, end the epidemics of AIDS,
tuberculosis, malaria and neglected tropical diseases and combat
hepatitis, water-borne diseases and other communicable diseases

14 Number of Description: Data refers to total number of municipal primary healthcare institutions managed
or run by ULB
municipal
primary
Data Source UOM Reference Period
healthcare
Municipal Authority / Health Department Number as of 31st March 2021
institutions
managed or run
Supporting Document/ Validation Document Required
by ULB
List and details of healthcare institutions managed /run by the ULB

Framework
SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection,
access to quality essential health-care services and access to safe, effective, quality and
affordable essential medicines and vaccines for all.
3.8.1 Achieve universal health coverage, including financial risk protection, access to quality
essential health-care services and access to safe, effective, quality and affordable essential
medicines and vaccines for all.
3.b.3 Proportion of health facilities that have a core set of relevant essential medicines
MPI available and affordable on a sustainable basis.

15 Staff strength Description: Doctors (allopathic): medical graduates who hold either an MBBS, BAMS, BAMS,
of doctors, BIMS degree alone. Nurses are those who holds a degree in BSc Nursing or any equivalent degree
and Lab Assistants are those who holds degree / diploma in Medical Lab Technician. AYUSH
nurses and lab doctors include ayurvedic, homeopathic, and unani doctors and hold bachelors or post graduate
assistants (actual) degrees in one of the above systems of traditional medicine. The regulatory body is the Central
in municipal Council for Indian Medicine or the Central Council for Homeopathy.
hospitals
Data Source UOM Reference Period
Municipal Authority / Health Department Number as of 31st March 2021
Framework

Supporting Document/ Validation Document Required


Health Chief under ULB has to submit a declaration stating- Actual deputed strength of staff of doctors, nurses
and lab assistants in various municipal hospitals is to be submitted.
MPI
SDG Mapping: 3.c Substantially increase health financing and the recruitment, development,
training and retention of the health workforce in developing countries, especially in least
developed countries and small island developing States.
3.c.1 Health worker density and distribution
16
Staff strength of Description: Doctors (allopathic): medical graduates who hold either an MBBS, BAMS, BAMS,
doctors, nurses BIMS degree alone. Nurses are those who holds a degree in BSc Nursing or any equivalent degree
and Lab Assistants are those who holds degree / diploma in Medical Lab Technician. AYUSH
and lab assistants doctors include ayurvedic, homeopathic, and unani doctors and hold bachelors or post graduate
(sanctioned) degrees in one of the above systems of traditional medicine. The regulatory body is the Central
in municipal Council for Indian Medicine or the Central Council for Homeopathy.
hospitals
Data Source UOM Reference Period
Municipal Authority / Health Department Number as of 31st March 2021
Framework

Supporting Document/ Validation Document Required


Health Chief under ULB has to submit a sanctioned copy showing-
1) Summary of sanctioned staff strength of doctor ,nurses and lab assistant in municipal hospital.
MPI 2) Copy of a detailed report submitted to authority during sanctioning.

SDG Mapping: 3.c Substantially increase health financing and the recruitment,
development, training and retention of the health workforce in developing countries,
especially in least developed countries and small island developing States.
3.c.1 Health worker density and distribution

Total expenditure Description: Total expenditure by the ULB on health facilities in the city were considered.
17 Expenses include both capex as well as running expenses including establishment and salaries.
on healthcare by
the ULB
Data Source UOM Reference Period

Municipal Authority Number (In Crore) 1st April 2020 to 31st March 2021
Framework
Supporting Document/ Validation Document Required
Income Expenditure statement of the ULB during the period: 1st April 2020 to 31st March 2021

SDG Mapping: 3.c Substantially increase health financing and the recruitment,
MPI development, training and retention of the health workforce in developing countries,
especially in least developed countries and small island developing States.
3.c.1 Health worker densithy and distribution.

18
Total number of Description: Data refers to number of care centers for physically/mentally challenged operated
care centers for and maintained by the municipal corporation
physically/mentally
challenged Data Source UOM Reference Period
operated by ULB Municipal Authority Number as of 31st March 2021

Framework Supporting Document/ Validation Document Required


List of care center for physically/mentally challenged as of 31st March 2021 under Development Authority.

SDG Mapping: 3.4 By 2030, SDG Mapping: 11.7 By 2030, provid


reduce by one third premature universal access to safe, inclusive and
MPI mortality from non-communicable accessible, green and public spaces, in
diseases through prevention particular for women and children.
and treatment and promote 11.7.1 Average share of the built-up area of
mental health and well-being. cities that is open space for public use for
3.4.2 Suicide mortality rate. all, by sex, age and persons with disabilities.
19 Are all government Description: Definition as per Harmonised Guidelines and Standards for Universal Accessibility
(2021) and, Harmonised Guidelines and Space Standards for Barrier Free Built Environment for
hospitals and Persons with Disability and Elderly Persons (2016) for construction before 2021.
health care
centers universally Data Source UOM Reference Period
accessible for all
Data from ULB and Health Department Number 2021
(including persons
with disabilities,
Supporting Document/ Validation Document Required
elderly, women,
Audit Report from the District Disability Officer
and children)?

Framework SDG Mapping: SDG Target: 3.8 Achieve SDG Mapping: SDG Indicator:
universal health coverage, including 3.8.2 Proportion of population
financial risk protection, access to quality with large household
essential health-care services and access expenditures on health as
to safe, effective, quality and affordable a share of total household
essential medicines and vaccines for all. expenditure or income

Expert Suggestions
Remarks- Rights of Persons with Disability Act - Section no. 25

20
Maternal Description: Number of mothers dying due to pregnancy and/or delivery
mortality in the
Data Source UOM Reference Period
city
Department of Health Number 1st Jan 2020 to 31st Dec 2021

Framework Supporting Document/ Validation Document Required


Verification of maternal deaths

SDG Mapping: SDG Target 3.1 By 2030, reduce the global maternal mortality ratio to
less than 70 per 100,000 live births.
3.1.1 Maternal Mortality Ratio.
Expert Suggestions

Infant mortality Description: Number of infants dying at birth/due to any cause in the first year of life
21
in the city
Data Source UOM Reference Period

Registrar Births & Deaths Number 1st Jan 2021 to 31st Dec 2021
Framework

Supporting Document/ Validation Document Required


Death verification reports

SDG Mapping: 3.2 By 2030, end preventable deaths of new-borns and


Expert Suggestions children under 5 years of age, with all countries aiming to reduce neonatal
mortality to at least as low as 12 per 1,000 live births and under-5
mortality to at least as low as 25 per 1,000 live births.
Indicator 3.2.1 Under 5 mortality rate.
3.2.2 Neonatal Mortality rate.
22 Under-5 Description: Number of children under 5 years of age dying due to any cause in the first five
years of life
mortality in
the city Data Source UOM Reference Period

Registrar Births & Deaths Number 1st Jan 2021 to 31st Dec 2021
Framework
Supporting Document/ Validation Document Required
Death verification reports

SDG Mapping: 3.2 By 2030, end preventable deaths of new-borns and


Expert Suggestions children under 5 years of age, with all countries aiming to reduce neonatal
mortality to at least as low as 12 per 1,000 live births and under-5
mortality to at least as low as 25 per 1,000 live births.
Indicator 3.2.1 Under 5 mortality rate.
3.2.2 Neonatal Mortality rate.

23
Percentage of Description: Non-communicable diseases (NCDs), also known as chronic diseases, are not
deaths in the passed from person to person. They are of long duration and generally slow progression.
Common causes of deaths due to NCDs include deaths due to Cancer, Cardiovasuclar
city due to non- Diseases, Asthma, Chronic Respiratory Diseases, diabetes, kidney and liver diseases etc.
communicable .
diseases (NCDs)
Data Source UOM Reference Period

Registrar Births & Deaths Percentage 1st Jan 2021 to 31st Dec 2021
Framework
Supporting Document/ Validation Document Required
Death verification reports

SDG Mapping: Target 3.4 By 2030, reduce by one third premature mortality from
Expert Suggestions non-communicable diseases through prevention and treatment and promote
mental health and well-being.
Indicator 3.4.1 Mortality rate attributed to cardiovascular disease, cancer, diabetes
or chronic respiratory disease.
3.4.2 Suicide mortality rate.

Percentage Description: Communicable, or infectious diseases, are caused by microorganisms such as


of deaths in bacteria, viruses, parasites and fungi that can be spread, directly or indirectly, from one person
24 to another. Some are transmitted through bites from insects while others are caused by ingesting
the city due to contaminated food or water.
communicable
diseases (CDs) Data Source UOM Reference Period
Registrar Births & Deaths Percentage 1st Jan 2021 to 31st Dec 2021

Framework
Supporting Document/ Validation Document Required
Based on deaths registered

SDG Mapping: Target 3.3 By 2030, end the epidemics of AIDS, tuberculosis, malaria and
neglected tropical diseases and combat hepatitis, water-borne diseases and other
Expert Suggestions
communicable diseases.
3.3.1 Number of new HIV infections per 1,000 uninfected population, by sex, age and key
populations
3.3.2 Tuberculosis incidence per 100,000 population
3.3.3 Malaria incidence per 1,000 population
3.3.4 Hepatitis B incidence per 100,000 population
3.3.5 Number of people requiring interventions against neglected tropical diseases.
25 Number of Description: Deaths due to suicides due to any method reported
deaths reported
in the city due Data Source UOM Reference Period
to suicides
Crime Bureau Number 1st Jan 2021 to 31st Dec 2021

Framework Supporting Document/ Validation Document Required


Validated by Crime Reported Bureau/ Hospitals

SDG Mapping: Target 3.4 By 2030, reduce by one third premature mortality from non-
communicable diseases through prevention and treatment and promote mental health
and well-being.
Expert Suggestions
3.4.2 Suicide mortality rate.

26 Number of Description: Old and new active TB cases during the year
positive,
notified Data Source UOM Reference Period
tuberculosis Department of Health/ National TB Elimination programme (NTEP) Number 1st Jan 2021 to
cases in the city 31st Dec 2021

Supporting Document/ Validation Document Required


Framework
Validated by National TB Elimination program (NTEP)

SDG Mapping: Target 3.3 By 2030, end the epidemics of AIDS, tuberculosis,
malaria and neglected tropical diseases and combat hepatitis, water-borne
diseases and other communicable diseases.
Expert Suggestions 3.3.2 Tuberculosis incidence per 100,000 population

27 Percentage Description: Percentage of TB cases successfully treated in the year out of those that are
of notified registered
tuberculosis cases
Data Source UOM Reference Period
in the city that
Department of Health/ NTEP Percentage 1st Jan 2021 to 31st Dec 2021
are successfully
treated
Supporting Document/ Validation Document Required
Validated by National TB Elimination program (NTEP)
Framework

SDG Mapping: Target 3.3 By 2030, end the epidemics of AIDS, tuberculosis, malaria
and neglected tropical diseases and combat hepatitis, water-borne diseases and
other communicable diseases.
3.3.2 Tuberculosis incidence per 100,000 population

Expert Suggestions
28 Number of HIV Description: Incidence of HIV cases in the city may include cases from rural areas as well as some
positive cases in neighbouring towns due to limited detection/treatment centers in those areas
the city Data Source UOM Reference Period
Department of Health/ NACP Number 1st Jan 2021 to 31st Dec 2021
Framework
Supporting Document/ Validation Document Required
Validated by National Aids Control Program

SDG Mapping: Target 3.3 By 2030, end the epidemics of AIDS, tuberculosis, malaria and
Expert Suggestions neglected tropical diseases and combat hepatitis, water-borne diseases and other
communicable diseases.
3.3.1 Number of new HIV infections per 1,000 uninfected population, by sex, age and key
populations.
3.8 Achieve universal health coverage, including financial risk protection, access to quality
essential health-care services and access to safe, effective, quality and affordable essential
medicines and vaccines for all.

Number of HIV Description: Antiretroviral Treatement (ART) centers are set up under National AIDS Control
positive cases Programme in the city. Adherence to treatment of HIV/AIDS and survival
29 .
under treatment
Data Source UOM Reference Period
at ART centres in
Department of Health/ NACP Number 1st Jan 2021 to 31st Dec 2021
the city
Supporting Document/ Validation Document Required

Framework Validated by National Aids Control Program

SDG Mapping: Target 3.3 By 2030, end the epidemics of AIDS, tuberculosis, malaria and
neglected tropical diseases and combat hepatitis, water-borne diseases and other
communicable diseases.
3.3.1 Number of new HIV infections per 1,000 uninfected population, by sex, age and key
Expert Suggestions populations.
3.8 Achieve universal health coverage, including financial risk protection, access to quality
essential health-care services and access to safe, effective, quality and affordable essential
medicines and vaccines for all.

Number of Description: Outbreak is a sudden increase in occurrences of a disease when cases are in excess
30 of normal expectancy for the location or season outbreaks/epidemics. These are identified
outbreaks/
through surveillance system under IDSP in the city.
epidemics of
communicable Data Source UOM Reference Period
diseases
IDSP, Department of Health Number 1st Jan 2021 to 31st Dec 2021

Framework Supporting Document/ Validation Document Required


IDSP Data

SDG Mapping: Target 3.3 By 2030, end the epidemics of AIDS, tuberculosis, malaria and
neglected tropical diseases and combat hepatitis, water-borne diseases and other
communicable diseases.
3.3.1 Number of new HIV infections per 1,000 uninfected population, by sex, age and key
Expert Suggestions populations
3.3.2 Tuberculosis incidence per 100,000 population
3.3.3 Malaria incidence per 1,000 population
3.3.4 Hepatitis B incidence per 100,000 population
3.3.5 Number of people requiring interventions against neglected tropical diseases
31 Women who are Description: Adult women with BMI>25 out of all adult women in the sample
overweight or
obese (BMI ≥25.0 Data Source UOM Reference Period
kg/m2) NFHS-4/ NFHS-5 Percentage 2015-16 to 2019-21

Framework Supporting Document/ Validation Document Required


Validated by community based survey; Verified through central sources

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk
protection, access to quality essential health-care services and access to safe,
effective, quality and affordable essential medicines and vaccines for all.
Expert Suggestions

32 If the city has Description: Steps have been taken in the city to enforce provsions under sections 4, 5, 6 and 7 of
implemented COTPA 2003
the Cigarette Section 4: Prohibition of smoking in the Public places.
and Other Section 5: Prohibition of advertisement, sponorship and promotion of tobacco product.
Tobacco Section 6a: Prohibition of sale of tobacco products to minors.
Products Act Section 6b: Prohibition of sale of tobacco products near educational institutions
Section 7: Ban on sale of Tobacco product without pack warning.
(CoTPA)

Data Source UOM Reference Period


Framework
Health Department Yes or No As of 31st Dec 2021

SDG Mapping: 3.a Strengthen the implementation of the World Health


Organization Framework Convention on Tobacco Control in all countries, as
Expert Suggestions appropriate.
3.a.1 Age-standardized prevalence of current tobacco use among persons
aged 15 years and older

33 Primary Description: % children 12-23 months old receiving all vaccines prescribed in first year
immunization
coverage
Data Source UOM Reference Period

NFHS-4/ NFHS-5 Percentage 2015-16 to 2019-21

Framework
Supporting Document/ Validation Document Required
To be Centrally Filled

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk
protection, access to quality essential health-care services and access to safe,
Expert Suggestions
effective, quality and affordable essential medicines and vaccines for all
3.8.1 Coverage of essential health services
3.b.1 Proportion of the target population covered by all vaccines included in their
national programme
34 Total number Description: Number of ICU beds in all government and private facilities per 1000 population
of ICU beds
(government/ Data Source UOM Reference Period
private)
Health Department Number As of 31st Dec 2021

Framework Supporting Document/ Validation Document Required


Lists/Maps showing all facilities

SDG Mapping: 3.8 Achieve universal health SDG Mapping: 1.a.2


coverage, including financial risk protection, access Proportion of total
to quality essential health-care services and government spending
Expert Suggestions
access to safe, effective, quality and affordable on essential services
essential medicines and vaccines for all. (education, health and
3.8.1 Coverage of essential health services. social protection).

Number of Description: Number of ambulances attached to all government and private hospitals and
35 ambulances managed by all orgnaizations
functional
ambulances
Data Source UOM Reference Period
(government/
Health Department Number As of 31st Dec 2021
private) in the city
Supporting Document/ Validation Document Required

Framework Lists/Maps showing all facilities

SDG Mapping: 3.8 Achieve universal health SDG Mapping: 1.a.2


coverage, including financial risk protection, access Proportion of total
to quality essential health-care services and government spending
access to safe, effective, quality and affordable on essential services
Expert Suggestions
essential medicines and vaccines for all. (education, health
3.8.1 Coverage of essential health services. and social protection).

Government Description: Amount (and %) spent under NUHM out of allocated budget in the years. Expenditure
36 on health by ULB is different as the budget under NUHM flows through the Health Department
spending under
that may not be under the ULB.
National Urban
Health Mission
Data Source UOM Reference Period
(NUHM)
Health Department Number (In Crores) 1st Apr 2020 to 31st Mar 2021

Framework Supporting Document/ Validation Document Required


NHM Data

SDG Mapping: 3.8 Achieve universal health SDG Mapping: 1.a.2


coverage, including financial risk protection, access Proportion of total
Expert Suggestions to quality essential health-care services and government spending
access to safe, effective, quality and affordable on essential services
essential medicines and vaccines for all. (education, health and
3.8.1 Coverage of essential health services. social protection).
Multi-sectoral Description: Constitution of a body where multiple sectors (ULB, health department, ect) are
37 represented to discuss health issues faced in the city
health steering
group/ committee
Data Source UOM Reference Period
set up in the city
ULB/Health Department Yes or No As of 31st Dec 2021

Framework Supporting Document/ Validation Document Required


Government Notification

SDG Mapping: 3.8 Achieve universal health SDG Mapping: 1.a.2


coverage, including financial risk protection, access Proportion of total
to quality essential health-care services and government spending
Expert Suggestions
access to safe, effective, quality and affordable on essential services
essential medicines and vaccines for all. (education, health and
3.8.1 Coverage of essential health services. social protection).

Number of review Description: Number of review meetings of the steering group/committee organized in the city
38 to discuss health issues
meetings held
by multi-sectoral
Data Source UOM Reference Period
health steering
ULB/Health Department Number 1st Jan 2021 to 31st Dec 2021
group/ committee
set up in the city
Supporting Document/ Validation Document Required
Government Notification
Framework

SDG Mapping: 3.8 Achieve universal health SDG Mapping: 1.a.2


coverage, including financial risk protection, access Proportion of total
to quality essential health-care services and government spending
access to safe, effective, quality and affordable on essential services
essential medicines and vaccines for all. (education, health
Expert Suggestions 3.8.1 Coverage of essential health services. and social protection).

39 Average out Description: Average out of pocket expenditue incurred per capita by families on healthcare
of pocket and related services
expenditure on
Data Source UOM Reference Period
healthcare in
notified slums NSSO/NFHS/Health Department Number (INR) 1st Apr 2020 to 31st Mar 2021

Supporting Document/ Validation Document Required


Framework
Survey Data

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk
protection, access to quality essential health-care services and access to
safe, effective, quality and affordable essential medicines and vaccines for all.
Expert Suggestions 3.8.2 Proportion of population with large household expenditures on health as a
share of total household expenditure or income.
40 Is the city Description: Data from health sector intergated with ICCC or not
integrating health
data with the Data Source UOM Reference Period

ICCC? Smart City SPV Yes or No As of 31st Dec 2021

Supporting Document/ Validation Document Required


Framework Visualization at ICCC

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection, access
to quality essential health-care services and access to safe, effective, quality and affordable
essential medicines and vaccines for all

Expert Suggestions
SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing countries,
including for least developed countries and small island developing States, to increase
significantly the availability of high-quality, timely and reliable data disaggregated by income,
gender, age, race, ethnicity, migratory status, disability, geographic location and other
characteristics relevant in national contexts.
17.18.1 Statistical capacity indicator for Sustainable Development Goal monitoring.

Does the city Description: Number of ambulances attached to all government and private hospitals and
41 ambulances managed by all orgnaizations
have a health
Management
Data Source UOM Reference Period
Information
Health Department Number As of 31st Dec 2021
System (MIS)
Supporting Document/ Validation Document Required

Framework Visualization of MIS

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection,
access to quality essential health-care services and access to safe, effective, quality and
affordable essential medicines and vaccines for all

Expert Suggestions
SDG Mapping: 17.18 By 2020, enhance capacity-building support to developing countries,
including for least developed countries and small island developing States, to increase
significantly the availability of high-quality, timely and reliable data disaggregated by
income, gender, age, race, ethnicity, migratory status, disability, geographic location and
other characteristics relevant in national contexts.
17.18.1 Statistical capacity indicator for Sustainable Development Goal monitoring.

Number of health Description: Under Ayushman Bharat initiative, existing healthcare facilities were restructured and
42 named as Health & Welness Centers
and wellness
centers (HWCs)
Data Source UOM Reference Period
established in the
city under NUHM Health Department Number As of 31st Dec 2021

Supporting Document/ Validation Document Required


Framework NHM Data

SDG Mapping: 3.8 Achieve universal health coverage, including financial risk protection, access
to quality essential health-care services and access to safe, effective, quality and affordable
essential medicines and vaccines for all.
3.8.1 Coverage of essential health services.
Expert Suggestions
09

HOUSING
Cities are experiencing
fast-paced urbanization
mainly due to natural
population growth and
a migration of rural
population to urban
areas for employment
opportunities. Considering
the importance of housing
in boosting people’s health
and living standards, one
of the most significant
concerns is the availability
of affordable housing in
urban areas. This sector
tries to capture the details
of slums, housing schemes
and housing choices
which helps to evaluate
the current scenario and
develop policies, plans, and
strategies for urban growth,
as well as provide civic
facilities in urban areas.
01 Total number Description: People belonging to EWS, LIG, MIG I and MIG II receiving any kind of benefit from the
government in any of the four verticals AHP, BLC, CLSS and ISSR of the PMAY scheme are considered to be
of beneficiaries the beneficiaries.
under the PMAY
scheme UOM Reference Period Supporting Document/ Validation Document Required
Number As of 31st March 2021 The total beneficiary list is not required; instead, a summary
sheet duly certified by the implementation agency that shows
the number of applications sanctioned and number of cases of
Framework Data Source disbursement should suffice.
Municipal Authority

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance.
EOL

SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.

02 Total number Description: The number of applications that have been scrutinised and deemed eligible for
disbursement of funds
of eligible
applicants UOM Reference Period Supporting Document/ Validation Document Required
under PMAY Number As of 31st March 2021 The total beneficiary list is not required; instead, a summary
sheet duly certified by the implementation agency that shows
the number of applications sanctioned and number of cases of
Data Source disbursement should suffice.
Framework Municipal Authority

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance.
EOL

SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.

03
Total number Description: The data refers to both notified and non notified slum areas within the city limits.
of people Supporting Document/ Validation
residing in UOM Reference Period Data Source Document Required
slums Number As of 31st March 2021 Municipal Authority Document with latest count needs to
be uploaded to portal.

Framework SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance

SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
EOL and basic services and upgrade slums.

SDG Mapping: 11.1.1 Proportion of urban population living in slums, informal settlements or inadequate
housing.
04 Total number Description: Data refers to number of working women/men hostels operated and maintained by the
municipal corporation
of hostels
for working UOM Reference Period Data Source Supporting Document/ Validation
women/ men Number As of 31st March 2021 Municipal Authority Document Required
operated by List of working women-men hostel under
the municipality
the ULB
SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
Framework ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance.

SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.
MPI

05 Total Description: “Definition of residential housing unit as per Census, 2011


A ‘census house’ is a building or part of a building used or recognized as a separate unit because of
residential having a separate main entrance from the road or common courtyard or staircase etc. It may be occupied
or vacant. It may be used for a residential or non- residential purpose or both. If a building has a number of
housing flats or blocks/wings, which are independent of one another having separate entrances of their own from
units the road or a common staircase or a common courtyard leading to a main gate, these will be considered
as separate Census houses.”
(stock) in
the city Supporting Document/
UOM Reference Period Data Source
Validation Document Required
Number 2011 Census
To be centrally filled
Framework

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance.

Expert
Suggestions
SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.

Description: “Definition of residential housing unit as per Census, 2011


06 Total A ‘census house’ is a building or part of a building used or recognized as a separate unit because of
residential having a separate main entrance from the road or common courtyard or staircase etc. It may be occupied
or vacant. It may be used for a residential or non- residential purpose or both. If a building has a number of
housing flats or blocks/wings, which are independent of one another having separate entrances of their own from
units the road or a common staircase or a common courtyard leading to a main gate, these will be considered
as separate Census houses.”
(stock) in
the city Supporting Document/
UOM Reference Period Data Source
Validation Document Required
Number 2020 Property Tax
Document with latest count needs to be
Framework Department, ULB
uploaded to portal

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance.
Expert
Suggestions
07 Number of Description: Housing units built by government agencies (ULB, Housing Board, Development Authority) for
the purpose of selling. People buy them and reside.
public agencies
built housing
UOM Supporting Document/ Validation Document Required
units (ULB, Reference Period
Number 1st April 2020 to 31st March Record or snapshot of portal
Housing Board, 2021
Development
Authority) Data Source
sanctioned Building Permission Department,
ULB/OBPAS portal
Framework

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
for participatory, integrated and sustainable human settlement planning and management in
all countries. ( applicable to all 3?)

Expert
Suggestions Remarks: https://www.designingbuildings.co.uk/wiki/Self-build_homes

08 Number Description: Housing units built by a private developer, and then people buy them and move in.
of private Supporting Document/ Validation Document Required
UOM Reference Period
developer built Number 1st April 2020 to 31st March Record or snapshot of portal
housing units 2021
sanctioned Data Source
Building Permission Department,
ULB/OBPAS portal
Framework

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
appropriate new technology and financial services, including microfinance.

Expert
Suggestions
SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.

09
Number of Description: With self-building, the prospective home owner instigates the development of the home
themselves, whether by purchasing a kit house, employing a design and build contractor, employing consultants
self built (such as an architect) and a contractor, or managing the entire process and ordering all the goods and services
required themselves. Self-building does not necessarily mean that the physical construction is undertaken by
housing units the home owner.
sanctioned
Data Source Supporting Document/ Validation
UOM Reference Period Document Required
Number 1st April 2020 to 31st Building Permission
Framework Document with latest count needs to
March 2021 Department, ULB/OBPAS be uploaded to portal
portal

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property,inheritance, natural resources,
Expert appropriate new technology and financial services, including microfinance.
Suggestions

SDG Mapping: 11.1: By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.
10 Number of Description: All slum pockets located on non-objectionable and non-hazardous sites as obtained from NBO
formats. All slums settlements which do not fall within the definition of untenable settlements should be considered
tenable slums as tenable and fit for in-situ redevelopment / improvement.

UOM Reference Period Data Source Supporting Document/ Validation


Framework Number As of 31st March 2021 Municipal Authority Document Required
Document with latest count needs to be
uploaded to portal

SDG Mapping: 11.1 By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums.
Expert
Suggestions

SDG Mapping: 11.1.1 Proportion of urban population living in slums, informal settlements or
inadequate housing

Description: Definition of non-tenable slums. Slum pockets in the following locations may be
11 Number of considered as untenable
1. Major storm water drains, 2. Other drains, 3. Railway line
non-tenable 4. Major transport alignment, 5. River or water bodies Bank
slums 6. River or water bodies Bed, 7. Others (Hazardous or Objectionable) including high tension lines
However, slums on other drains may be examined for being included in the category of tenable slums depending
on the exact location of the slum and the possibility of in-situ development through sustainable engineering
solutions.
Framework
Supporting Document/ Validation Document
UOM Reference Period Data Source Required
Number As of 31st March 2021 ULB/Slum Document with latest count needs to be
Department uploaded to portal

Expert SDG Mapping: 11.1 By 2030, ensure access for all to adequate, safe and affordable housing
and basic services and upgrade slums. 11.1.1 Proportion of urban population living in slums,
Suggestions informal settlements or inadequate housing

Remarks: https://
mohua.gov.in/
SDG Mapping: 3.9 By 2030, substantially reduce the number of deaths and illnesses from
upload/uploadfiles/ hazardous chemicals and air, water and soil pollution and contamination. 3.9.1 Mortality rate
files/3RAYGuidelinesSFCP. attributed to household and ambient air pollution.
pdf

SDG Mapping: 3.9.2 Mortality rate attributed to unsafe water, unsafe sanitation and lack of
hygiene (exposure to unsafe Water, Sanitation and Hygiene for All (WASH) services).
3.9.3 Mortality rate attributed to unintentional poisoning.

12 Total demand Description: Figures to be taken from the Housing Demand Survey conducted by cities under PMAY in
2016-17
for housing
units as per Supporting Document/
UOM Reference Period Data Source
Validation Document Required
demand survey Number 2016 PMAY/ULB
To be centrally filled
conducted
under PMAY SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property, inheritance, natural resources,
Framework appropriate new technology and financial services , including micro-finance.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
for participatory, integrated and sustainable human settlement planning and management in
all countries
Expert
Suggestions
13 Total number of Description: This includes the four verticals of CLSS, BLC, AHP and ISSR
housing units
sanctioned UOM Reference Period Data Source Supporting Document/ Validation Document
Required
under 4 Number As of 31st March 2021 PMAY
To be centrally filled
verticals of
PMAY
SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
Framework ownership and control over land and other forms of property, inheritance, natural resources,
appropriate new technology and financial services , including micro-finance.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
for participatory, integrated and sustainable human settlement planning and management in
all countries
Expert
Suggestions

14 Total number of Description: Credit Linked Subsidy Scheme (CLSS): Beneficiaries of Economically Weaker Section (EWS)/
Low Income Group (LIG), Middle Income Group (MIG)-I and Middle Income Group (MIG)-II seeking housing
housing units loans from Banks, Housing Finance Companies and other such institutions for acquiring, new construction
or enhancement* of houses are eligible for an interest subsidy of 6.5%, 4% and 3% on loan amount upto Rs.
sanctioned 6 Lakh, Rs. 9 Lakh and Rs. 12 Lakh respectively.
under CLSS
vertical of PMAY UOM Reference Period Data Source Supporting Document/ Validation Document Required
Number As of 31st March 2021 PMAY To be centrally filled

Framework

SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property, inheritance, natural resources,
appropriate new technology and financial services , including micro-finance.

Expert
Suggestions
SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
for participatory, integrated and sustainable human settlement planning and management in
all countries

15
Total number Description: Beneficiary-led Individual House Construction: Central Assistance upto Rs. 1.5 lakh per
EWS house is provided to eligible families belonging to EWS categories for individual house construction/
of housing enhancement.
units
sanctioned Supporting Document/ Validation
UOM Reference Period Data Source
under BLC Number As of 31st March PMAY
Document Required
To be centrally filled
vertical of 2021
PMAY
SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
Framework ownership and control over land and other forms of property, inheritance, natural resources,
appropriate new technology and financial services , including micro-finance.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
for participatory, integrated and sustainable human settlement planning and management in
Expert all countries
Suggestions
16 Total number of Description: Affordable Housing in Partnership (AHP): Under AHP, Central Assistance of Rs. 1.5 Lakh per EWS
house is provided by the Government of India. An affordable housing project can be a mix of houses for different
housing units categories but it will be eligible for Central Assistance, if at least 35% of the houses in the project are for EWS
category.
sanctioned
under AHP Data Source Supporting Document/ Validation
UOM Reference Period Document Required
vertical of Number As of 31st March PMAY
To be centrally filled
PMAY 2021

Framework SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property, inheritance, natural resources,
appropriate new technology and financial services , including micro-finance.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
Expert for participatory, integrated and sustainable human settlement planning and management in
all countries
Suggestions

17
Total number of Description: In-situ Slum Redevelopment (ISSR): Central Assistance of Rs. 1 lakh per house is admissible
for all houses built for eligible slum dwellers under the component of ISSR using land as Resource with
housing units participation of private developers. After redevelopment, de-notification of slums by State/UT Government is
recommended under the guidelines.
sanctioned
under ISSR
UOM Reference Period Data Source Supporting Document/ Validation
vertical of Document Required
Number As of 31st March 2021 PMAY
PMAY To be centrally filled

Framework SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and the
vulnerable, have equal rights to economic resources, as well as access to basic services,
ownership and control over land and other forms of property, inheritance, natural resources,
appropriate new technology and financial services , including micro-finance.

Expert SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity for
participatory, integrated and sustainable human settlement planning and management in all
Suggestions countries

18 Total number of Description: Many states have their own housing programmes, for example Rajasthan has Chief Minister’s Jan
Awas Yojana. This data point aims to capture the number of houses built under the respective state schemes, other
housing units than PMAY.
sanctioned
under all UOM Reference Period Data Source Supporting Document/ Validation
government Number 1st April 2017 to 31st ULB/Housing Document Required
March 2021 Board Record from the ULB/ Housing Board
(state and city
level) housing
programmes SDG Mapping: 1.4: By 2030, ensure that all men and women, in particular the poor and
the vulnerable, have equal rights to economic resources, as well as access to basic services,
except PMAY ownership and control over land and other forms of property, inheritance, natural resources,
appropriate new technology and financial services , including micro-finance.
Framework

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity
for participatory, integrated and sustainable human settlement planning and management in
all countries

Expert
Suggestions
19 Households Description: Definition of dilapidated houses as per Census 2011.
Those houses which are showing signs of decay or those breaking down and require major repairs or those houses
living in decayed or ruined and are far from being in conditions that can be restored or repaired may be considered as
‘Dilapidated’.
dilapidated
houses
UOM Reference Period
Number 2011

Framework
Data Source Supporting Document/ SDG Mapping: 11.1: By 2030, ensure access
Census Validation Document for all to adequate, safe and affordable
Required housing and basic services and upgrade
slums.
To be centrally filled

Expert
Suggestions

20 Shape file Description: To be collected one time only, unless city boundary has been expanded.
of city with
administrative UOM Reference Period Data Source
and ward Map 2021 ULB
boundraies
Supporting Document/ Validation
Framework Document Required
Shape file of city with administrative and ward
boundraies

Expert
Suggestions
10

MOBILITY
Urban Mobility is defined
as the efficient movement
of people and products
through efficient, safe,
environmentally friendly,
and cost-effective
transportation that
contributes to enhancing
the resilience of cities,
social equity, public health
and productivity. A push
towards sustainable
development is achieved
through transportation and
mobility as it contributes
to a better economy with
improved accessibility while
respecting the environment.
This sector tries to present
the details related to
transportation, mobility and
efficiency.
Description: Shared mobility is broadly defined as any motorised mode of transportation that is shared by
01 Does the city users on an as-needed basis. This includes common vehicle types and use cases such as motor taxi two-
have clean wheelers, shared autorickshaws, ride-hailing or taxi passenger cars, and public and private buses based on
technology clean fuel like CNG, LPG, Hybrid, Biofuels, Electric)

shared Supporting Document/


UOM Reference Period Data Source Validation Document
vehicles? Required
Yes or No As of 31st December State Road Transport
2021 Corporations/ RTO
Framework Not Applicable

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
technology, and promote investment in energy infrastructure and clean energy technology.
CSCAF 3.0 7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.

02 Total number of Description: Public buses that run based on clean fuel like CNG, LPG, Hybrid,
buses (based on Biofuels, Electric as they constitute to reduction of carbon foootprint.
clean fuel like Supporting Document/
CNG, LPG, Hybrid, UOM Reference Period Data Source Validation Document Required
Biofuels, Electric) Number As of 31st State Road Transport 1. To submit the template duly filled, signed and
in the city December 2021 Corporations/ RTO printed on the smart city or ULB letter head OR
2. Data on buses can be obtained form
Regional Transport Authorities/Road Transport
Framework
Corporations a copy of the document duly
signed and stamped.

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
CSCAF 3.0 technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
technology, and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.

03 Total number Description: Taxis that run based on clean fuel like CNG, LPG, Supporting Document/
Hybrid, Biofuels, Electric as they constitute to reduction of Validation Document
of taxis (based carbon foootprint. Required
on clean fuel
1. To submit the template duly filled,
like CNG, LPG, signed and printed on the smart city
Hybrid, Biofuels, UOM Reference Period Data Source or ULB letter head OR
Electric) Number As of 31st December Regional Transport 2. Data on taxis can be obtained
2021 Office form Regional Transport Authorities,
copy of the document duly signed
and stamped.
Framework

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
CSCAF 3.0 technology, and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.
Description: Total number of any other shared mobility systems other than motor taxi two-
04 Total number wheelers, shared autorickshaws, ride-hailing or taxi passenger cars, and public and private
of other buses based on clean fuel like CNG, LPG, Hybrid, Biofuels, Electric)
fuel shared
Supporting Document/
vehicles in UOM Reference Period Data Source Validation Document
the city Number As of 31st December Regional Transport Required
2021 Office
#N/A
Framework

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
technology, and promote investment in energy infrastructure and clean energy technology.
CSCAF 3.0 7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.

05 Total number Description: Autos that run based on clean fuel like CNG, LPG, Hybrid,
of autos (based Biofuels, Electric as they constitute to reduction of carbon foootprint.
on clean fuel Supporting Document/
like CNG, LPG, UOM Reference Period Data Source Validation Document Required
Hybrid, Biofuels, Number As of 31st Regional Transport 1. To submit the template duly filled, signed and
Electric) December 2021 Office printed on the smart city or ULB letter head OR
2. Data on autos can be obtained form
Regional Transport Authorities, copy of the
Framework
document duly signed and stamped.

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
CSCAF 3.0
technology, and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.

06 Total number Description: E Rickshaws that run based on clean fuel like Supporting Document/
CNG, LPG, Hybrid, Biofuels, Electric as they constitute to Validation Document
of e-rickshaw reduction of carbon foootprint. Required
(based on clean
1. To submit the template duly filled,
fuel like CNG, signed and printed on the smart city
LPG, Hybrid, UOM Reference Period Data Source or ULB letter head OR
Biofuels, Electric) Number As of 31st December Regional Transport 2. Data on e-rikshaw can be
2021 Office obtained form Regional Transport
Authorities, copy of the document
duly signed and stamped.
Framework

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
CSCAF 3.0 technology, and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.
Description: Private Operated Buses that run based on Supporting Document/ Validation
07 Total number clean fuel like CNG, LPG, Hybrid, Biofuels, Electric as they Document Required
of privately constitute to reduction of carbon foootprint.
1. To submit the template duly filled, signed
operated and printed on the smart city or ULB letter
buses (based UOM Reference Period Data Source head OR
on clean fuel Number As of 31st December Regional Transport
2. Data on privately opertaed buses can be
obtained form Regional Transport Authorities/
like CNG,LPG, 2021 Office Road Transport Corporations a copy of the
Hybrid, Biofuels, document duly signed and stamped.
Electric)
SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
Framework
technology, and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.
CSCAF 3.0

08 Total number of Description: Ferries that run based on clean fuel like CNG, LPG, Hybrid,
ferries (based on Biofuels, Electric as they constitute to reduction of carbon foootprint.
clean fuel like Supporting Document/
CNG, LPG, Hybrid, UOM Reference Period Data Source Validation Document Required
Biofuels, Electric). Number As of 31st Inland Transport 1. To submit the template duly filled, signed and
December 2021 Authority/Others printed on the smart city or ULB letter head OR
2. Data on ferries can be obtained form Inland
Framework
Transport Authorities/Others a copy of the
document duly signed and stamped.

SDG Mapping: 7.3 By 2030, double the global rate of improvement in energy efficiency.
CSCAF 3.0 7.a By 2030, enhance international cooperation to facilitate access to clean energy research and
technology, including renewable energy, energy efficiency and advanced and cleaner fossil-fuel
technology, and promote investment in energy infrastructure and clean energy technology.
7.b By 2030, expand infrastructure and upgrade technology for supplying modern and sustainable energy
services for all in developing countries, in particular least developed countries, small island developing
States and landlocked developing countries, in accordance with their respective programmes of support.
7.1.2 Proportion of population with primary reliance on clean fuels and technology.

09 Total number Description: Shared mobility is broadly defined as any motorised mode of transportation
that is shared by users on an as-needed basis. This includes common vehicle types and
of shared use cases such as motor taxi two-wheelers, shared autorickshaws, ride-hailing or taxi
vehicles in passenger cars, and public and private buses
the city
UOM Reference Period Data Source

Framework Number As of 31st December Regional Transport


2021 Office
SDG Mapping: 11.2: By 2030,
Supporting Document/ Validation provide access to safe, affordable,
Document Required accessible and sustainable
transport systems for all, improving
CSCAF 3.0 road safety, notably by expanding
1. To submit the template duly filled, signed and printed on the
smart city or ULB letter head OR public transport, with special
2. Data on other shared vehicles can be obtained form Inland attention to the needs of those
Transport Authorities/Others a copy of the document duly in vulnerable situations, women,
signed and stamped. children, persons with disabilities
and older persons.
Description: Extent of supply availability of public transport is one of the service level
10 Does the city performance benchmarks used to assess whether the existing system is adequate for the city.
have public
transport?
UOM Reference Period Data Source Supporting Document/
Validation Document Required
Yes or No As of 31st December ULB / Transport
Framework 2021 Authorities Not Applicable

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and
sustainable transport systems for all, improving road safety, notably by expanding
CSCAF 3.0 public transport, with special attention to the needs of those in vulnerable situations,
women, children, persons with disabilities and older persons.
11.2.1 Proportion of population that has convenient access to public transport, by
sex, age and persons with disabilities.

11 Fleet size Description: To determine exact magnitude of public transport presence which is required for
of bus making transport available to all. It can be examined by converting them into their equivalent
Passenger Transit Unit. Fleet numbers of all Public Transport modes available in the city must
be converted to their equivalent.PTU is a unit of Public Transport capacity expression with one
Framework standard 12m bus considered as 1 unit (Ministry of Urban Development Government of India,
2013). The standards are as given below
1 Standard Bus(> 34 seating) = 1 PTU • 1 Midi Bus(22-34 seating) = 0.7 PTU
1 Mini Bus(12-22 seating) = 0.55 PTU

Supporting Document/
CSCAF 3.0 UOM Reference Period Data Source Validation Document Required

Number As of 31st State Road Transport 1. To submit the template duly filled,
December 2021 Corporations/ RTO signed and printed on the smart city or
ULB letter head OR
2. Data on buses can be obtained form
Regional Transport Authorities/Road
SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and
Transport Corporations a copy of the
sustainable transport systems for all, improving road safety, notably by expanding
public transport, with special attention to the needs of those in vulnerable document duly signed and stamped.
situations, women, children, persons with disabilities and older persons.
11.2.1 Proportion of population that has convenient access to public transport,
by sex, age and persons with disabilities.

12 Fleet size Description: To determine exact magnitude of public transport


Supporting Document/
presence which is required for making transport available to all. It
of metro can be examined by converting them into their equivalent Passenger Validation Document
coach Transit Unit. Fleet numbers of all Public Transport modes available in Required
the city must be converted to their equivalent.PTU is a unit of Public
1. To submit the template duly
Transport capacity expression with one standard 12m bus considered
filled, signed and printed on the
Framework as 1 unit (Ministry of Urban Development Government of India, 2013).
smart city or ULB letter head OR
The PTU for metro coach is 1 Metro coach = 3 PTU
2. Data on metros can be
obtained form Regional
UOM Reference Period Data Source Transport Authorities/city metro
rail corporations a copy of the
Number As of 31st December Metro AUthorities document duly signed and
CSCAF 3.0 2021 stamped.

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable
transport systems for all, improving road safety, notably by expanding public transport, with
special attention to the needs of those in vulnerable situations, women, children, persons with
disabilities and older persons.
11.2.1 Proportion of population that has convenient access to public transport, by sex, age and
persons with disabilities.
Description: To determine exact magnitude of public transport presence which is required for making
13 Fleet size of transport available to all. It can be examined by converting them into their equivalent Passenger Transit Unit.
suburban rail Fleet numbers of all Public Transport modes available in the city must be converted to their equivalent.PTU is a
coach unit of Public Transport capacity expression with one standard 12m bus considered as 1 unit (Ministry of Urban
Development Government of India, 2013). The PTU for suburban rail coach is 1 Suburban Railcoach = 3 PTU
Supporting Document/
UOM Reference Period Data Source Validation Document Required
Framework
Number As of 31st December 2021 Railways
1. To submit the template duly filled,
signed and printed on the smart city or
ULB letter head OR
SDG Mapping: 11.2: By 2030, provide access to safe, affordable, 2. Data on suburban rail coaches can
accessible and sustainable transport systems for all, improving be obtained form Indian Railways a
CSCAF 3.0 road safety, notably by expanding public transport, with special copy of the document duly signed and
attention to the needs of those in vulnerable situations, women, stamped.
children, persons with disabilities and older persons.
11.2.1 Proportion of population that has convenient access to
public transport, by sex, age and persons with disabilities.

14 Fleet size Description: To determine exact magnitude of public transport presence which is required for
of ferries making transport available to all. It can be examined by converting them into their equivalent
Passenger Transit Unit. Fleet numbers of all Public Transport modes available in the city must
be converted to their equivalent.PTU is a unit of Public Transport capacity expression with one
Framework standard 12m bus considered as 1 unit (Ministry of Urban Development Government of India,
2013). The PTU for Ferry is 1 Ferry = 3 PTU

Supporting Document/
UOM Reference Period Data Source Validation Document Required

CSCAF 3.0 Number As of 31st Inland Transport 1. To submit the template duly filled, signed
December 2021 Authority/Others and printed on the smart city or ULB letter
head OR
2. Data on ferries can be obtained form
Inland Transport Authorities/Others a copy
SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and of the document duly signed and stamped.
sustainable transport systems for all, improving road safety, notably by expanding
public transport, with special attention to the needs of those in vulnerable
situations, women, children, persons with disabilities and older persons.
11.2.1 Proportion of population that has convenient access to public transport, by
sex, age and persons with disabilities.

Description: Non-Motorized Transport network length that include footpath or cycle track in a given road
15 Total length of stretch to the total road length in the city. Footpath and Cycle track considered should be as per street
NMT network design guidelines of MoHUA (https://www.itdp.in/wp-content/uploads/2016/07/Urban-street-design-
guidelines.pdf). In case of narrow roads width of cycle track and footpath can be combined.
in the city
Supporting Document/
UOM Reference Period Data Source Validation Document Required
Framework Km As of 31st State/ Municipal 1. To submit the template duly filled,
December 2021 Corporation, SPV’s – Public signed and printed on the smart city or
Transport companies, City ULB letter head OR
Development Authority, 2. NMT network of the City
Smart City SPV’s, Regional 3. Annual completed list of NMT
Transport offices and Pedestrian projects of Public
CSCAF 3.0 Works department and Municipal
Corporations
SDG Mapping: 9.c Significantly increase access to information and 4. Bicycle lanes constructed in the city
communications technology and strive to provide universal and 5. Map of NMT network in the city as a
affordable access to the Internet in least developed countries by 2020. .kml file (line geometry with optional
9.c.1 Proportion of population covered by a mobile network, by attribute: width of lanes)
technology. 6. Map of bicycle lanes constructed in the
city as a .kml file (line geometry with
optional attribute: width of lanes)
Total road Description: Total road network length include length on major road network
16 network (all arterial, sub-arterial roads and public transport corridors.
length Supporting Document/
UOM Reference Period Data Source Validation Document Required

Framework Km As of 31st Municipal To submit the template duly filled,


December 2021 Corporation/Smart signed and printed on the smart
City SPVs
city or ULB letter head

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and SDG Mapping: 9.1 - Develop
CSCAF 3.0 sustainabletransport systems for all, improving road safety, notably by expanding quality, reliable, sustainable and
public transport, with special attention to the needs of those in vulnerable resilient infrastructure, including
situations, women, children, persons with disabilities and older persons. regional and trans-border
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity infrastructure, to support economic
for participatory, integrated and sustainable human settlement planning and development and human well-
management in all countries. being, with a focus on affordable
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity and equitable access for all.
for participatory, integrated and sustainable human settlement planning and
management in all countries.

17 Total number of Description: Public transport includes only buses or bus equivalents Supporting Document/
run/operated by the city administration. PPP modes are also Validation Document
seats in public considered. •All intra city buses run or operated by the city are Required
transport included. Buses plying on routes that originate within city but are
buses or bus inter city or inter state services are not included. Relevant document showing the full
count of buses and bus equivalents
equivalent run/ (by number of seats), separately
operated by UOM Reference Period Data Source owned and operated by city civic
the city authority as well as those run my
Number as of 31st March 2021 Municipal Authoritiy private operators under license need
to be appended and uploaded.

Framework
SDG Mapping: 3.6.1 Death rate due to road traffic injuries 11.2: By 2030, provide access to safe, affordable, accessible
and sustainabletransport systems for all, improving road safety, notably by expanding public transport, with special
attention to the needs of those in vulnerable situations, women, children, persons with disabilities and older persons.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory, integrated and
sustainable human settlement planning and management in all countries.
EOL 11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory, integrated and
sustainable human settlement planning and management in all countries.
9.1 - Develop quality, reliable, sustainable and resilient infrastructure, including regional and trans-border infrastructure,
to support economic development and human well-being, with a focus on affordable and equitable access for all.

Description: Total road length of the city


18 Total road Supporting Document/ Validation
length of the Document Required
city UOM Reference Period Data Source
Relevant pages from the CDP/master
Km as of 31st March 2021 Municipal Authority plan document or any other document
that provides the information, duly
Framework certified by the nodal officer.

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable
transport systems for all, improving road safety, notably by expanding public transport, with
EOL special attention to the needs of those in vulnerable situations, women, children, persons with
disabilities and older persons.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.
Total road Description: Data refers to road length of ULB that is provided with street
19 lights. Only ULB specific street ligths are considered
length of ULB
proviiided with Supporting Document/
street lights UOM Reference Period Data Source Validation Document Required

Km as of 31st March Municipal Authority Documentary evidence with actual road length
2021
sanction to ULB with development plan/mobility
plan/DPR is to be submitted. Approval letter
Framework
and contract copy (if work is outsourced) is to be
submitted. Procurement proofs to be submitted.

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable transport
systems for all, improving road safety, notably by expanding public transport, with special attention
MPI to the needs of those in vulnerable situations, women, children, persons with disabilities and older
persons.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.

Description: Expenditure on road maintenance includes value


20 Total of total expenditure on road maintenance carriage width,
expenditure footpath, cycle tracks, and on road parking areas
on road Supporting Document/ Validation
maintenance UOM Reference Period Data Source Document Required

Number 1st April 2020 to 31st Municipal Authority Income Expenditure statement of
(In Crore) March 2021 the ULB during the period: 1st April
Framework
2020 to 31st March 2021

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable
transport systems for all, improving road safety, notably by expanding public transport, with
MPI special attention to the needs of those in vulnerable situations, women, children, persons with
disabilities and older persons.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.

Description: Data refers to total road length


21 Total road maintained by ULB. It is generally available with the
length state transport department or PWD. Supporting Document/ Validation
maintained Document Required

by ULB UOM Reference Period Data Source Supporting sanctioned plan for showing
actual road length constructed under
Km as of 31st March 2021 Municipal Authority ULBs jurisdiction. Related approval and
Framework procurement proofs to be attached.

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable
transport systems for all, improving road safety, notably by expanding public transport, with
MPI special attention to the needs of those in vulnerable situations, women, children, persons with
disabilities and older persons.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.
Total Description: Data refers to total footpath length of the ULB. It is genrally
22 footpath available in the records of relevant Transport Authority, Development
Authority or Planning department of the ULB.
length of
the ULB Supporting Document/
UOM Reference Period Data Source Validation Document Required

Framework Km as of 31st March Municipal Authority Supporting sanctioned plan for showing
2021
actual footpaths construction along
street network. Related approval and
procurement proofs to be attached.

MPI
SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable
transport systems for all, improving road safety, notably by expanding public transport, with
special attention to the needs of those in vulnerable situations, women, children, persons with
disabilities and older persons.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.

23 Total footpath Description: Data refers to total footpath length of the city. It is Supporting Document/
genrally available in the records of relevant Transport Authority, Validation Document
length of the Development Authority or Planning department of the ULB.Footpath Required
city on both sides of the road is taken into consideration. For instance,
footpath on both sides of a road that is 1 km long is taken as 1 km in Relevant pages from the CDP/
length and not 2 km master plan document or any
other document that provides the
information, duly certified by the
UOM Reference Period Data Source nodal officer.
KM as of 31st March 2021 Municipal Authoritiy

Framework

SDG Mapping: 11.2: By 2030, provide access to safe, affordable, accessible and sustainable transport systems for
all, improving road safety, notably by expanding public transport, with special attention to the needs of those in
vulnerable situations, women, children, persons with disabilities and older persons. 11.3: By 2030, enhance inclusive and
sustainable urbanization and capacity for participatory, integrated and sustainable human settlement planning and
EOL management in all countries.

Description: Data refers to total number of deaths due to


24 Fatalities road accidents in the mentioned time period Supporting Document/ Validation
recorded due to Document Required
road accidents UOM Reference Period Data Source Relevant pages from the CDP/master
plan document or any other document
Km 1st January 2021 to Municipal Authority that provides the information, duly
31st December 2021 certified by the nodal officer.
Framework

SDG Mapping: 3.6.1 Death rate due to road traffic injuries


9.1 - Develop quality, reliable, sustainable and resilient infrastructure, including regional and
trans-border infrastructure, to support economic development and human well-being, with a
EOL focus on affordable and equitable access for all.
11.2: By 2030, provide access to safe, affordable, accessible and sustainabletransport systems
for all, improving road safety, notably by expanding public transport, with special attention
to the needs of those in vulnerable situations, women, children, persons with disabilities and
older persons. 11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for
participatory, integrated and sustainable human settlement planning and management in
all countries. 11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for
participatory, integrated and sustainable human settlement planning and management in all
countries
11
PLANNING
Effective Urban planning
ensures sustainable
communities, liveable
environments and
productive economies.
While urban planning
can take many forms
and employ an array of
mechanisms to achieve
a number of objectives,
its primary focus is on the
people of cities, towns,
and regions and equitable
distribution of opportunities,
economic activities and
interaction among them.
To strengthen planning
capacity in India many
regulations have been
recommended in terms
of technology, institution
and organisation which
is the need of the hour to
produce long term results.
This section captures the
laws, regulations, physical
planning, climate and
disaster preparedness
details.
Total area of Description: The city limits would include all areas within the
01
defined city boundary irrespective of whether it is under the
the city jurisdiction of the ULB or not

Framework UOM Reference Period Data Source


SDG Mapping: 11.3: By 2030,
Sq Km as of 31st March 2021 City Planning enhance inclusive and
Department sustainable urbanization and
capacity for participatory,
integrated and sustainable
Supporting Document/ Validation Document Required human settlement planning
EOL CSCAF 3.0
and management in all
The city limits would include all areas within the defined city countries.
boundary irrespective of whether it is under the jurisdiction
of the ULB or not. This should be available in the master
plan/city development plan document.

02 Total area of the Description: Total area under the jurisdiction of the ULB
city under the
jurisdiction of SDG Mapping: 11.7 By 2030,
UOM Reference Period Data Source
the ULB provide universal access to
Sq Km as of 31st March Municipal Authoritiy
2021 safe, inclusive and accessible,
Framework green and public spaces, in
particular for women and
children, older persons and
Supporting Document/ Validation Document Required
persons with disabilities.
Town planner’s report, Other supportive document clearly 11.7.1 Average share of the
stating area of the ULB built-up area of cities that is
MPI open space for public use for
all, by sex, age and persons
with disabilities.countries.

03 Total Description: Designated Open Area under public use would be


any area that can be accessed by common public for free or
open area through a payment. Public access cannot be restricted to such
available for an area. This data should be available in the CDP or master plan.
public use in SDG Mapping: 11.7 By
the city UOM Reference Period Data Source 2030, provide universal
access to safe, inclusive
Sq Km as of 31st March Municipal Authority
and accessible, green and
Framework 2021 public spaces, in particular
for women and children,
older persons and persons
Supporting Document/ Validation Document Required with disabilities. 11.7.1 Average
share of the built-up area of
Relevant pages from the CDP/master plan document or cities that is open space for
any other document that provides the information, duly public use for all, by sex, age
EOL certified by the nodal officer. and persons with disabilities.
04 Total number Description: Data refers to total number of licensed
of music, dance Music, dance and drama centre/theatres (public and
private) recreational facilities in the city.
and drama
centre/ theatres
UOM Reference Period Data Source SDG Mapping: 11.7 By 2030,
(public and provide universal access to safe,
private) Number as of 31st March 2021 Municipal Authority inclusive and accessible, green
and public spaces, in particular
for women and children, older
Framework persons and persons with
Supporting Document/
disabilities. 11.7.1 Average share
Validation Document Required
of the built-up area of cities that
List of licensed facilities as well as under under is open space for public use for
Development Authority to be attached as proof. all, by sex, age and persons with
disabilities.

EOL MPI

05 Total number Description: Data refers to total number of licensed Community halls (public and private)
of community recreational facilities in the city.
halls (public and
Supporting Document/
private) UOM Reference Period Data Source
Validation Document Required
Number as of 31st March Municipal Authority
2021 List of licensed facilities to be attached
as proof
Framework

SDG Mapping: 11.7 By 2030, provide universal access to safe, inclusive and accessible,
EOL MPI green and public spaces, in particular for women and children, older persons and persons
with disabilities. 11.7.1 Average share of the built-up area of cities that is open space for
public use for all, by sex, age and persons with disabilities.

Total number Description: Data refers to total number of licensed


06
of restaurants Restaurants (public and private) recreational
facilities in the city.
(public and
private)
UOM Reference Period SDG Mapping: 11.7 By 2030,
provide universal access to safe,
Number as of 31st March 2021
Framework inclusive and accessible, green
and public spaces, in particular
for women and children, older
Supporting Data Source persons and persons with
Document/ Validation disabilities. 11.7.1 Average share
Document Required Municipal of the built-up area of cities that
Authority is open space for public use for
EOL MPI List of licensed facilities all, by sex, age and persons with
to be attached as proof disabilities.
Total number Description: Data refers to total number of licensed Cinema
07 halls (number of screens) (public and private) recreational
of cinema halls facilities in the city.
(number of
screens) (public UOM Reference Period SDG Mapping: 11.7 By 2030,
and private) provide universal access to safe,
Number as of 31st March 2021
inclusive and accessible, green
and public spaces, in particular
Framework for women and children, older
persons and persons with
Supporting Document/ Data Source
disabilities. 11.7.1 Average share
Validation Document
Municipal Authority / of the built-up area of cities that
Required
Development Authority is open space for public use for
all, by sex, age and persons with
EOL List of licensed facilities
disabilities.
to be attached as proof

08 Total number Description: A green building rating system is a tool that evaluates the performance of a building and its
impact on the environment. It comprises a predefined set of criteria relating to the design, construction, and
of buildings in operations of green buildings.LEED, GRIHA are some green building ratings in Indian cities.
the city that
have received UOM Reference Period Data Source Supporting Document/
green ratings Validation Document Required
Number as of 31st March District Disaster
from green 2021 Management Authority, Approved summary sheet of
building rating/ Municipal Authority certificates issued
certification
agencies

Framework SDG Mapping: 7.3: By 2030, double the global rate of improvement in energy
efficiency.

EOL
SDG Mapping: 11.7 By 2030, provide universal access to safe, inclusive and accessible, green
and public spaces, in particular for women and children, older persons and persons with
disabilities.

11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.

SDG Mapping: 12.2: By 2030, achieve the sustainable management and efficient use of
natural resources.
Description: Data refers to total number of properties in the city.

09 Total number
of properties UOM Reference Period Data Source
SDG Mapping: 6.2: By 2030, achieve
in the city Number As of 31st March District Disaster Management access to adequate and equitable
2021 Authority, Municipal Authority sanitation and hygiene for all and
end open defecation, paying special
Framework Supporting Document/ Validation Document Required attention to the needs of women and
The number needs to be certified by the municipal body, preferably by girls and those in vulnerable situations
the property tax department 6.3: By 2030, improve water quality by
reducing pollution, eliminating
dumping and minimizing release of
SDG Mapping: 5.a Undertake hazardous chemicals and materials,
SDG Mapping: reforms to give women equal rights
1.4.1 Proportion of halving the proportion of untreated
EOL to economic resources, as well as
population living access to ownership and control over wastewater and substantially
in households with land and other forms of property, increasing recycling and safe reuse
access to basic financial services, inheritance and globally.
services natural resources, in accordance with
national laws.

10 Does the city Description: This analysis helps in disaster mitigation of a city. It focuses on preparedness
have a Disaster of ULB for any emergency situation
Management
Supporting Document/
Plan (DP) in UOM Reference Period Data Source
Validation Document Required
place? Yes or No 2021 District Disaster
Management Copy of the plan to be attached. If
Authority, Municipal document is too large, then it is to be
Framework Authority submitted via dropbox (http://bit.ly/
EOLFile) or provide the URL link

SDG Mapping: 1.5.4 Proportion of local governments that adopt and implement local disaster risk reduction
strategies in line with national disaster risk reduction strategies.
EOL 11.5: By 2030, significantly reduce the number of deaths and the number of people affected and substantially
decrease the direct economic losses relative to global gross domestic product caused by disasters,including
water-related disasters, with a focus on protecting the poor andpeople in vulnerable situation.
11.b By 2020, substantially increase the number of cities and human settlements adopting and implementing
integrated policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate
change, resilience to disasters, and develop and implement, in line with the Sendai Framework for Disaster Risk
Reduction 2015–2030, holistic disaster risk management at all levels.
11.b.2: Proportion of local governments that adopt and implement local disaster risk reduction strategies in line
with national disaster risk reduction strategies.

11 Is the city Description: It relates to SDG Indicator 11.b.2: Proportion of local governments that adopt and implement
local disaster risk reduction strategies in line with national disaster risk reduction strategies
Disaster Plan (DP)
in compliance Data Source
UOM Reference Period Supporting Document/
with the National Validation Document Required
Disaster Yes or No 2021 District Disaster
Management Authority, Copy of the plan to be attached. If
Management Municipal Authority document is too large, then it is to be
Plan (NDMP) and submitted via dropbox (http://bit.ly/
District Disaster EOLFile) or provide the URL link

Management
Plan (DDMP)? SDG Mapping: 11.5: By 2030, significantly reduce the number of deaths and the
number of people affected and substantially decrease the direct economic losses relative to global
gross domestic product caused by disasters,including water-related disasters, with a focus on
Framework protecting the poor and people in vulnerable situations.
1.5.4 Proportion of local governments that adopt and implement local disaster risk reduction strategies in
line with national disaster risk reduction strategies.
11.b By 2020, substantially increase the number of cities and human settlements adopting and
implementing integrated policies and plans towards inclusion, resource efficiency, mitigation and
adaptation to climate change, resilience to disasters, and develop and implement, in line with the
Sendai Framework for Disaster Risk Reduction 2015–2030, holistic disaster risk management at all levels.
EOL
11.b.2: Proportion of local governments that adopt and implement local disaster risk reduction strategies
in line with national disaster risk reduction strategies.
12 Have you Description: This focusses on vulnerability mapping done in ULB with regard to risk
prone zones and most affected population in the city
mapped all
the identified UOM Reference Period Data Source Supporting Document/
Validation Document Required
risk areas in
Yes or No 2021 District Disaster Copy of the plan to be attached. If document
the city? Management Authority, is too large, then it is to be submitted via
Municipal Authority dropbox (http://bit.ly/EOLFile) or provide the
URL link. Risk assessment map to be attached.
Framework

SDG Mapping: 1.5.4 Proportion of local governments that adopt and implement local disaster risk reduction
strategies in line with national disaster risk reduction strategies.
11.b By 2020, substantially increase the number of cities and human settlements adopting and implementing
integrated policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate change,
EOL resilience to disasters, and develop and implement, in line with the Sendai Framework for Disaster Risk Reduction
2015–2030, holistic disaster risk management at all levels.
11.b.2: Proportion of local governments that adopt and implement local disaster risk reduction strategies in line
with national disaster risk reduction strategies.

13 Are Early Description: This aims to identify if the city has developed any
Warning means of predictive warning before disaster
Systems (EWS)
in place for UOM Reference Period Data Source
hazards?
Yes or No 2021 Police Department /
NCRB SDG Mapping: 3.d
Framework Strengthen the capacity
of all countries, in
Supporting Document/ particular developing
Validation Document Required countries, for early
Relevant document which clearly describes the warning, risk reduction and
system in place along with all relevant contact management of national
EOL CSCAF 3.0 and global health risks.
details to be furnished.

14 Have response Description: This focusses on prepredness of ULB for any emergency
situation and alignment of its response teams.
teams (e.g. fire
stations, police,
ambulances) UOM Reference Period Data Source SDG Mapping: 3.d
been identified Strengthen the capacity of
Yes or No as of 31st March Municipal Authority
and prepared 2021
all countries, in particular
developing countries, for early
for disasters? warning, risk reduction and
management of national and
Supporting Document/ global health risks
Framework Validation Document Required

Details of courses, attendee records,


EOL dates, etc. to be submitted
Description: This relates to SDG Target 11.5: By 2030, significantly reduce the number of deaths and the
15 Total number number of people affected and substantially decrease the direct economic losses relative to global gross
of deaths due domestic product caused by disasters, including water-related disasters, with a focus on protecting the
poor and people in vulnerable situations
to disasters
UOM Reference Period Data Source Supporting Document/
Framework Validation Document Required
Number 1st January 2021 Municipal Authority
to 31st December Copy of the annual report to be attached. If no
2021 annual report available, then certified incidence
report from the police files would suffice.

EOL
SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and reduce their
exposure and vulnerability to climate-related extreme events and other economic, social and environmental
shocks and disasters.
11.5 By 2030, significantly reduce the number of deaths and the number of people affected and substantially
decrease the direct economic losses relative to global gross domestic product caused by disasters, including
water-related disasters, with a focus on protecting the poor and people in vulnerable situations.
11.5.1 Number of deaths, missing persons and directly affected persons attributed to disasters per 100,000
population.

16 Total number of Description: This relates to SDG Target 11.5: By 2030, significantly reduce the number of
persons directly deaths and the number of people affected and substantially decrease the direct economic
losses relative to global gross domestic product caused by disasters, including water-related
affected due to disasters, with a focus on protecting the poor and people in vulnerable situations
disasters
UOM Reference Period Data Source Supporting Document/
Framework Validation Document Required
Number 1st January Municipal Authority
2021 to 31st Copy of the annual report to be
December 2021 attached. If no annual report available,
then certified incidence report from the
police files would suffice.
EOL

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and reduce their
exposure and vulnerability to climate-related extreme events and other economic, social and environmental
shocks and disasters.
11.5 By 2030, significantly reduce the number of deaths and the number of people affected and substantially
decrease the direct economic losses relative to global gross domestic product caused by disasters, including
water-related disasters, with a focus on protecting the poor and people in vulnerable situations.
11.5.1 Number of deaths, missing persons and directly affected persons attributed to disasters per 100,000
population.

17 Total Description: Data refers to number of crematoriums operated and


maintained by the municipal corporation
number of
crematoriums
UOM Reference Period Data Source Supporting Document/
operated by Validation Document Required
ULB Number as of 31st March Municipal Authority
2021 List of crematorium centers
as of 31st March 2021 under
Framework Development Authority.

MPI
18
Total number of Description: Data refers to number of burial grounds/ cremation
grounds operated and maintained by the municipal corporation
burial grounds/
cremation
UOM Reference Period Data Source Supporting Document/
grounds Validation Document Required
operated by ULB Number as of 31st March Municipal Authority
2021 List of burial grounds/cremation
ground as of 31st March 2021 under
Framework Development Authority.

MPI

19 Total number of Description: Data refers to number of fitness centers / gyms


fitness centers/ operated and maintained by the municipal corporation
gyms operated
by the ULB UOM Reference Period Data Source
SDG Mapping: 11.7 By 2030,
Number as of 31st March Municipal Authority provide universal access to
Framework 2021
safe, inclusive and accessible,
green and public spaces, in
particular for women and
Supporting Document/
children, older persons and
Validation Document Required
persons with disabilities.
List of fitness centers/gym as of 31st March 2021 11.7.1 Average share of the
MPI
under Development Authority. built-up area of cities that is
open space for public use for
all, by sex, age and persons
with disabilities.

20 Total number of Description: Data refers to number of night shelters (permanent)


operated and maintained by the municipal corporation
night shelters
(permanent)
operated by UOM Reference Period Data Source
ULB SDG Mapping: 11.7 By 2030,
Number as of 31st March Municipal Authority provide universal access to
2021 safe, inclusive and accessible,
Framework green and public spaces, in
particular for women and
Supporting Document/ children, older persons and
Validation Document Required
persons with disabilities.
List of night shelters as of 31st March 11.7.1 Average share of the
2021 under Development Authority. built-up area of cities that is
MPI open space for public use for
all, by sex, age and persons
with disabilities.
21 Total number of Description: Data refers to number of old age homes operated
and maintained by the municipal corporation
old age homes
operated by
UOM Reference Period Data Source Supporting Document/
ULB Validation Document Required
Number as of 31st March Municipal Authority
2021 List of old age homes as of 31st March 2021
Framework under Development Authority.

SDG Mapping: 1.3 Implement nationally appropriate social protection systems and
MPI measures for all, including floors, and by 2030 achieve substantial coverage of the poor
and the vulnerable.
1.3.1 Proportion of population covered by social protection floors/systems, by sex,
distinguishing children, unemployed persons, older persons, persons with disabilities,
pregnant women, newborns, work-injury victims and the poor and the vulnerable.

22 Total number of Description: Data refers to number of children’s centers/orphanages


orphanages/ operated and maintained by the municipal corporation
children’s centers
UOM Reference Period Data Source Supporting Document/
operated by the Validation Document Required
ULB Number as of 31st March Municipal Authority
2021 List of orphanage/children’s centers as
of 31st March 2021 under Development
Framework Authority.

SDG Mapping: 1.3 Implement nationally appropriate social protection systems and
MPI measures for all, including floors, and by 2030 achieve substantial coverage of the poor and
the vulnerable.
1.3.1 Proportion of population covered by social protection floors/systems, by sex,
distinguishing children, unemployed persons, older persons, persons with disabilities,
pregnant women, newborns, work-injury victims and the poor and the vulnerable.

23 Total number Description: Data refers to total properties assessed and tax
rate allocated within the ULB
of properties
within the
UOM Reference Period Data Source Supporting Document/
ULB Validation Document Required
Number as of 31st March Municipal Authority
2021 Circle wise list of properties
Framework assessed and issued property tax
notice within the municipality as
on 31st March 2021

MPI
Total number Description: GIS mapping of properties was started in several cities in 2014-
24 15 using JNNURM funds. The work is done through the ULB’s e governance
of properties division and it is usually out sourced to any professional organizations
within the
ULB mapped Data Source
UOM Reference Period
on GIS
Number as of 31st March 2021 Municipal Authority

Framework

Supporting Document/ Validation Document Required

A. Screenshots of the GIS portal showing mapping of properties (3 5 screen shots)


B. List & details of areas already mapped (if full city is yet to be mapped)
C. If full mapping is done,declaration by the ULB that all properties have been mapped.
MPI

25 Total number Description: Data refers to total no of tenders


of tenders finalised. Both online and offline.
awarded by
the ULB UOM Reference Period Data Source
SDG Mapping: 8.3 Promote
Number 1st April 2020 to Municipal Authority development-oriented
Framework 31st March 2021
policies that support
productive activities, decent
job creation, entrepreneurship,
Supporting Document/
creativity and innovation, and
Validation Document Required
encourage the formalization
List of finalized tenders with values and growth of micro-,
MPI to be uploaded small- and medium-sized
enterprises, including through
access to financial services.

26 Total value Description: Data refers to total value of finalised tenders.


Both online and offline
of tenders
awarded by
the ULB UOM Reference Period Data Source
SDG Mapping: 8.3 Promote
Number 1st April 2020 to Municipal Authority development-oriented
Framework (In Crore) 31st March 2021 policies that support
productive activities, decent
job creation, entrepreneurship,
Supporting Document/ creativity and innovation, and
Validation Document Required
encourage the formalization
Finalized / Awarded list of tender from 1st April 2020 and growth of micro-,
MPI to 31 march 2021 by broad categories. Awarded would small- and medium-sized
mean award letter/contract issued. enterprises, including through
access to financial services.
27 Does the Description: Development Plan or Master Plan is refers to dynamic
long term planning document that provides a conceptual layout
city have a to guide future growth and development. Updation of DP in last 10
development years analyses the efforts of ULB in planning the city
plan/master
plan which was Data Source
UOM Reference Period
updated in the SDG Mapping: 11.3 By 2030,
Yes or No as of 31st March 2021 Municipal Authority
last 10 years? enhance inclusive and
sustainable urbanization
and capacity for
participatory, integrated
Framework
and sustainable human
Supporting Document/ Validation Document Required settlement planning
and management in all
Approved City Development Plan is to be submitted with a countries.
declaration by Department head stating ‘last date of approved CDP’.

MPI

28 Is the current Description: If the layout of the development plan is built


development using the mapping software called GIS.
plan of the
city built on a UOM Reference Period Data Source

Geographic Yes or No as of 31st March 2021 Municipal Authority


Information
System (GIS)?
Supporting Document/ Validation Document Required
Framework
A declaration by Chief Town Planner GIS Mapping department has to
provide a City Development Plan with accurate scale demarcated. A source
link can also be given for assessment.

MPI

29 Is the land- Description: Land-use plan is a tool of regulating the use of land in an effort to promote more
desirable social and environmental outcomes as well as a more efficient use of resources. Town
use plan planners are the qualified professional who practice the task of urban planning in cities, hence its
preparation necessary to have them as experts while development of land use plans.
done by
qualified town UOM Reference Period Data Source
planners? Yes or No as of 31st March 2021 Municipal Authority

SDG Mapping: 11.3.2


Framework Proportion of cities with
Supporting Document/ a direct participation
Validation Document Required structure of civil society
in urban planning and
Details of certified town planner is to be submitted. City Development management that
Plan worked out by Town Planner is to be submitted. Appointment proof operate regularly and
of Town planner is to be submitted. Any one is enough democratically.
MPI
30 Does the ULB Description: Local Area Planning creates a framework for enhancing the public realm (public spaces, areas
under roads etc.) by enabling redevelopment of the existing built environment and preparation of a new
follow the layout with enhanced infrastructure provision. The area under LAP can range between 50 hectare to 500
practice of hectare or more.
local area
planning? Data Source Supporting Document/
UOM Reference Period
Validation Document Required
Yes or No as of 31st March Municipal Authority At least, 1 Local Area plans along with
2021 financial implications is to be submitted.
Framework
In support, Local area planning scheme is
to be submitted.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
MPI integrated and sustainable human settlement planning and management in all countries.
11.3.2 Proportion of cities with a direct participation structure of civil society in urban planning and
management that operate regularly and democratically.
11.a Support positive economic, social and environmental links between urban, peri-urban and rural areas by
strengthening national and regional development planning.
11.a.1 Number of countries that have national urban policies or regional development plans that (a) respond to
population dynamics; (b) ensure balanced territorial development; and (c) increase local fiscal space.

31 Total area Description: TPS can be implemented in areas identified for planned urbanization in the
covered under future. The planning process consists of merging and redistribution of land parcels in the urban
expansion zone. The area of the TPS can range from 50 to 500 hectares or more.
implementation
of any Town Supporting Document/
UOM Reference Period Data Source
Planning Validation Document Required
schemes sq km as of 31st March
2021
Municipal Authority
Declaration of the Town Planner stating
‘implementation of Town Planning schemes’
Framework is to be submitted. Town planning scheme
to be submitted.

SDG Mapping: 11.3 By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
MPI integrated and sustainable human settlement planning and management in all countries.
11.3.2 Proportion of cities with a direct participation structure of civil society in urban planning and
management that operate regularly and democratically.
11.a Support positive economic, social and environmental links between urban, peri-urban and rural areas by
strengthening national and regional development planning.
11.a.1 Number of countries that have national urban policies or regional development plans that (a) respond to
population dynamics; (b) ensure balanced territorial development; and (c) increase local fiscal space.

32 Does the Description: Land titling is a form of land reform in which


the property owners are given formal property rights of
ULB have a land maintained by a central authority that would assign
land titling a unique identification number to each property that
law? determines the ownership of land
SDG Mapping: 1.4 By 2030, ensure that all
men and women, in particular the poor and
UOM Reference Period Data Source the vulnerable, have equal rights to economic
Framework resources, as well as access to basic services,
Yes or No as of 31st March Municipal Authority
2021 ownership and control over land and other
forms of property, inheritance, natural
resources, appropriate new technology and
Supporting Document/ financial services, including microfinance.
Validation Document Required 1.4.2 Proportion of total adult population with
MPI secure tenure rights to land, (a) with legally
Land titling law required as per guidelines is to recognized documentation, and (b) who
be submitted. Copy of government order or last 5 perceive their rights to land as secure, by sex
land conversions that took place and type of tenure.
33 Does the Description: Land pooling (LP) is a technique for managing the planned development of urban
fringe lands, whereby a government agency consolidates a selected group of land parcels and then
ULB have a designs, services and subdivides them into a layout of streets, open spaces and serviced building
land pooling plots, with the sale of some of the plots for cost recovery and the distribution of the remaining plots
law? back to the landowners to develop or to sell for development.

UOM Reference Period Data Source


Framework
Yes or No as of 31st March 2021 Municipal Authority

Supporting Document/ Validation Document Required


MPI
Land pooling policy required as per guidelines is to be submitted
Government order or gazette notification issued.

34 Is there a single- Description: Many ULBs/government departments have adopted single


window clearance window system where applicant need not to visit different departments
for clearance, all clearances are given from one window.
in place for
building and
UOM Reference Period Data Source
construction
projects (that take Yes or No as of 31st March 2021 Municipal Authority

affirmative action
SDG Mapping: 11.1: By
like affordable 2030, ensure access for
housing)? Supporting Document/
all to adequate, safe
Validation Document Required
and affordable housing
Framework Supporting evidence required with and basic services and
declaration of Department head. upgrade slums.

MPI

35 Total number Description: It is a cumulative count of building plan violations


done under municipal limits for given reference period.
of building
plan violations
in the ULB UOM Reference Period Data Source

Number 1st April 2020 to 31st Municipal Authority


March 2021
Framework

Supporting Document/
Validation Document Required

Following documents to be mandatorily submitted:


1. Summary report of plan violation cases is to be submitted with
MPI compliance/ non compliance report.
2. 5 samples of photographic evidence of construction area under
violation is to be submitted.
3. 5 sample of inspection report is to be submitted by inspecting
authority at various stages during the construction.
36 Total number Description: It is a cumulative count of building plans
sanctioned under municipal limits for given reference period.
of building
plans
Data Source
sanctioned UOM Reference Period
by the ULB Number 1st April 2020 to 31st Municipal Authority
March 2021

Framework
Supporting Document/ Validation Document Required

Summary of Sanctioned plans to be


submitted along with plans.

MPI

37 Total number Description: It is the amount of penalty levied


of penalities on all the builiding plan violations.
levied on plan
violations by
UOM Reference Period Data Source
the ULB
Number 1st April 2020 to 31st Municipal Authority
March 2021
Framework

Supporting Document/
Validation Document Required

Summary of penalties levied


MPI on plan violations

Total area Description: When land is either used or interrupted by someone who doesn’t
38 have any right to that property, that is considered as land under enchroachment.
of ULB These may include slums, Parking and Un-licensed street vendors. Actual record
land under with report is maintained by Planning department.
encroachment
UOM Reference Period Data Source

Framework sq km as of 31st March 2021 Municipal Authority

Supporting Document/
Validation Document Required

MPI Detailed report on encroachment as on 31 st March 2021 is to


be submitted. It should be duly signed by Town Planner.
39 Total number Description: Wards Committees represents one or more wards,
within the territorial area of a Municipality. Chairperson of the
of ward ward committee is the councilor.
committees
in the ULB
UOM Reference Period Data Source

Number as of 31st March 2021 Municipal Authority


Framework

Supporting Document/ Validation Document Required

Wards wise list of Ward Committees with following details: Name


MPI of WCs, Name of President/Ward Councilor and Secretary and
registered address & contact number

40 Total number of Description: A municipal corporation is divided


administrative into administrative wards for the purpose of proper
governance and administration.
wards of the
ULB
UOM Reference Period Data Source

Number as of 31st March 2021 Municipal Authority


Framework

Supporting Document/
Validation Document Required

MPI Certified list of all administrative


wards within the ULB

41 Total number Description: Definition as per Harmonised Guidelines and Standards for Universal Accessibility
(2021) and, Harmonised Guidelines and Space Standards for Barrier Free Built Environment for
of government Persons with Disability and Elderly Persons (2016) for construction before 2021.
establishments Rights of Persons with Disability Act - Section no. 20 & 45.
providing
universally Data Source Supporting Document/
UOM Reference Period
accessible Validation Document Required
Number 2021 Data from ULB and Public
environment for Works Department Audit Report from the District
persons with Disability Officer
disability

Framework SDG Mapping: 11.2 By 2030, provide access to safe, affordable, accessible and sustainable
transport systems for all, improving road safety, notably by expanding public transport, with
special attention to the needs of those in vulnerable situations, women, children, persons with
disabilities and older persons.
11.2.1 Proportion of population that has convenient access to public transport, by sex, age and
persons with disabilities.
11.7 By 2030, provide universal access to safe, inclusive and accessible, green and public spaces,
Expert in particular for women and children, older persons and persons with disabilities.
Suggestions 11.7.1 Average share of the built-up area of cities that is open space for public use for all, by sex,
age and persons with disabilities.
42 Are the building Description: Harmonised Guidelines and Standards for Universal
Accessibility (2021) Harmonised Guidelines and Space Standards for Barrier
plan approval Free Built Environment for Persons with Disability and Elderly Persons (2016)
systems and
state/city bye
laws compliant to UOM Reference Period Data Source
the Harmonised Yes or No 2021 ULB and TCPO
Guidelines?

Supporting Document/ Validation Document Required


Framework
Audit Report from the District
Disability Officer
Expert
Suggestions

43 Does the master Description: Harmonised Guidelines and Standards for Universal
plan/ city Accessibility (2021) Harmonised Guidelines and Space Standards for Barrier
Free Built Environment for Persons with Disability and Elderly Persons (2016)
development plan
include adequate Supporting Document/
provisions for UOM Reference Period Data Source
Validation Document Required
persons with Yes or No 2021 Development Audit Report from the
disabilities? Authority/TCPO District Disability Officer

Framework SDG Mapping: 11.2 By 2030, provide access to safe, affordable, accessible and sustainable transport
systems for all, improving road safety, notably by expanding public transport, with special attention to
the needs of those in vulnerable situations, women, children, persons with disabilities and older persons.
11.2.1 Proportion of population that has convenient access to public transport, by sex, age and persons
with disabilities.
11.7 By 2030, provide universal access to safe, inclusive and accessible, green and public spaces, in
particular for women and children, older persons and persons with disabilities.
Expert 11.7.1 Average share of the built-up area of cities that is open space for public use for all, by sex, age and
Suggestions persons with disabilities.

Percentage Description: Percentage of notified slums that have healthcare


44 infrastrcuture (PHC, hospital) eaither within the slum or atleast at 800
of slums with meters distance from the slum as per URDPFI guidelines
access to
healthcare
UOM Reference Period Data Source

Percentage As of 31st Dec 2021 Municipal Authority/


Framework Health Department SDG Mapping: 3.8 Achieve universal
health coverage, including financial
risk protection, access to quality
Supporting Document/ essential health-care services and
Validation Document Required access to safe, effective, quality and
affordable essential medicines and
Lists/Maps showing all facilities vaccines for all.
Expert 3.8.1 Coverage of essential health
Suggestions services.
11.1 By 2030, ensure access for all
to adequate, safe and affordable
housing and basic services and
upgrade slums.
Description: Any steps taken by the city for Inclusion of latest provisions Supporting Document/
of codes, regulations for green buildings at city level, formation of green Validation Document Required
45 Has the city building cell within city ULBs, availability of promotional/ penalty schemes to
spur demand for green buildings, and formation of city level green building 1. To submit the template duly
implemented committee/ equivalent for stakeholder co-operation. filled, signed and printed on
any measures to the smart city or ULB letter
head, OR
promote green UOM Reference Period Data Source
2. Data will be filled Centrally
buildings? Yes or No As of 31st Building Approval Authority/
December 2021 Planning Department/BEE/IGBC
/ GRIHA / GBCI
Framework
SDG Mapping: 11.7 By 2030, provide universal access to safe, inclusive and accessible, green and
public spaces, in particular for women and children, older persons and persons with disabilities.
7.3: By 2030, double the global rate of improvement in energy efficiency.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.
CSCAF 3.0 12.2: By 2030, achieve the sustainable management and efficient use of natural resources.

46 Has the city implemented Description: Inclusion of Part 11 of National Building Code Supporting Document/
(NBC 2016) and/or Energy Conservation Building Codes Validation Document Required
the Inclusion of Part 11 of (ECBC 2017) for commercial buildings & Eco-Niwas Samhita
National Building Code 2018 for residential buildings and/ or minimum level of green 1. To submit the template duly
building rating systems notified in City Development Control filled, signed and printed on
(NBC 2016) and/or Energy Regulations (DCRs/GDCRs) and building rules/bye laws. the smart city or ULB letter
head, OR
Conservation Building This has to be amended in the building byelaws of the city. 2. Data will be filled Centrally
Codes (ECBC 2017) & 3. Latest version of NBC 2016
UOM Reference Period Data Source and or ECBC 2017 Compliance
Eco-Niwas Samhita 2018 Yes or No As of 31st procedures available at city
Building Approval Authority/ level.
and/or minim level of December 2021 Planning Department/BEE/
IGBC / GRIHA / GBCI
green building rating
systems notified in City
SDG Mapping: 7.3: By 2030, double the global rate of improvement in energy
Development Control
efficiency.
Regulations (DCRs/ 7.a By 2030, enhance international cooperation to facilitate access to clean energy
GDCRs) and building research and technology, including renewable energy, energy efficiency and
rules/bye laws? advanced and cleaner fossil-fuel technology, and promote investment in energy
infrastructure and clean energy technology.
8.4 Improve progressively, through 2030, global resource efficiency in consumption
Framework and production and endeavour to decouple economic growth from environmental
degradation, in accordance with the 10-Year Framework of Programmes on
Sustainable Consumption and Production, with developed countries taking the lead.
CSCAF 3.0

47 Does the city have a Description: The ULB is suggested to establish a green building cell for the purpose of
knowledge dissemination, creating public awareness, empaneling green building vendors,
functioning of Green designing green building schemes and their promotions, verification and faster approvals for
building cell in ULB for the green buildings in the city.
purpose of knowledge
dissemination, creating UOM Reference Period Supporting Document/ Validation Document Required
public awareness, Yes or No As of 31st
1. To submit the template duly filled, signed and printed on
the smart city or ULB letter head, OR
empanelling green December 2021 2. Data will be filled Centrally
3. ULB records, Gazette notifications, Government Orders,
building vendors, Office Circulars, Public notices, Departmental Orders,
designing green building Data Source Internal circulars, Communications, meeting notices,
meeting minutes public awareness campaigns (English,
schemes and their Building Approval Authority/ Hindi and regional languages), training programs
conducted, updating green homes and buildings
promotions, verification Planning Department/BEE/IGBC /
curriculum in schools and colleges and/or other relevant
GRIHA / GBCI
and faster approvals for documents as data and evidences.

green buildings in the city?


SDG Mapping: 7.3: By 2030, double the global rate of improvement in
energy efficiency.
11.3: By 2030, enhance inclusive and sustainable urbanization and
Framework
capacity for participatory, integrated and sustainable human settlement
planning and management in all countries.
12.2: By 2030, achieve the sustainable management and efficient use of
CSCAF 3.0
natural resources.
48 Does the city have Description: Promotional/ Penalty schemes are required
promotional or to be set by ULB for code compliance, pre- certification,
certification of green buildings
penalty schemes SDG Mapping: 11.3: By
2030, enhance inclusive and
available for sustainable urbanization and
UOM Reference Period Data Source
code compliance, capacity for participatory,
Yes or No As of 31st December Building Approval Authority/ integrated and sustainable
pre-certification,
2021 Planning Department/BEE/ human settlement planning
certification of IGBC/ GRIHA / GBCI and management in all
green buildings? countries.
Supporting Document/
Validation Document Required

Framework 1. To submit the template duly filled, signed and printed on the smart city or ULB letter head, OR
2. Data will be filled Centrally
3. ULB records, Gazette notifications, Government Orders, Office Circulars, Public notices,
Departmental Orders, Internal circulars, Communications, meeting notices, meeting minutes
public awareness campaigns (English, Hindi and regional languages), training programs
conducted, updating green homes and buildings curriculum in schools and colleges and/or
CSCAF 3.0 other relevant documents as data and evidences.

49 Does the city have a Description: The ULB is suggested to establish a high-level Green Building Committee/
equivalent comprising of ULB’s Commissioner and representatives of ULB green building cell, SPV,
functioning high-level
PMC, UDD, Town Planner, PWD, Green Building Certification agencies, Developers and Building
Green Building committee Professional Associations. The committee will provide strategic advice for the promotion and
or equivalent, comprising adoption of energy efficient and green buildings in the city.
of ULB’s commissioner and
representatives of ULB’s UOM Reference Period Data Source
green building cell, SPV, Yes or No As of 31st December Building Approval Authority/
2021 Planning Department/BEE/
PMC, UDD, town planner, IGBC / GRIHA / GBCI
PWD, green building
Framework Supporting Document/ Validation
SDG Mapping: 11.3:
certification agencies, Document Required
By 2030, enhance
developers and building 1. To submit the template duly filled, signed and inclusive and
printed on the smart city or ULB letter head, OR
professional associations. 2. Data will be filled Centrally sustainable urbanization
3. 3. ULB records, Gazette notifications, and capacity for
The committee will provide Government Orders, Office Circulars, Public participatory, integrated
strategic advice for the CSCAF 3.0 notices, Departmental Orders, Internal circulars, and sustainable human
Communications, meeting notices, meeting
promotion and adoptation minutes public awareness campaigns (English,
settlement planning
and management in all
of energy efficient and Hindi and regional languages), training
programs conducted, updating green homes countries.
green buildings in the city? and buildings curriculum in schools and
colleges and/or other relevant documents as
data and evidences.

50 Total Built up Description: A ‘green’ building is a building that, in its design, construction or operation, reduces or eliminates
negative impacts, and can create positive impacts, on our climate and natural environment. Green buildings
area of Green preserve precious natural resources and improve our quality of life. Green buildings are defined by established
Buildings in rating systems including Bureau of Energy Efficiency (BEE), Leadership in Energy & Environmental Design (LEED),
Excellence in Design for Greater Efficiencies (EDGE), Green Rating for Integrated Habitat Assessment (GRIHA),
Industrial Indian Green Building Council (IGBC), Green and Eco-friendly Movement (GEM). The Built up area of the Green
sector Buildings for the Industrial built typology has to be captured.

UOM Reference Period Data Source


Framework m sq As of 31st December Building Approval Authority/ Planning
2021 Department/BEE/IGBC / GRIHA / GBCI SDG Mapping: 11.3: By
2030, enhance inclusive and
sustainable urbanization
Supporting Document/ Validation Document Required and capacity for
participatory, integrated
1. To submit the template duly filled, signed and and sustainable human
CSCAF 3.0 printed on the smart city or ULB letter head, OR settlement planning
2. Data will be filled Centrally and management in all
countries.
51 Total Built up Description: A ‘green’ building is a building that, in its design, construction or operation, reduces or eliminates
area of Green negative impacts, and can create positive impacts, on our climate and natural environment. Green buildings
preserve precious natural resources and improve our quality of life. Green buildings are defined by established
Buildings in rating systems including Bureau of Energy Efficiency (BEE), Leadership in Energy & Environmental Design
Residential (LEED), Excellence in Design for Greater Efficiencies (EDGE), Green Rating for Integrated Habitat Assessment
(GRIHA), Indian Green Building Council (IGBC), Green and Eco-friendly Movement (GEM). The Built up area of
sector the Green Buildings for the residential built typology has to be captured.

Framework
UOM Reference Period Data Source
m sq As of 31st December Building Approval
SDG Mapping: 11.3: By
2021 Authority/ Planning
2030, enhance inclusive and
Department/BEE/IGBC
sustainable urbanization
/ GRIHA / GBCI
and capacity for
CSCAF 3.0 participatory, integrated
Supporting Document/ Validation Document Required and sustainable human
settlement planning and
1. To submit the template duly filled, signed and management in all countries.
printed on the smart city or ULB letter head OR
2. Data will be filled Centrally

52 Total Built up Description: A ‘green’ building is a building that, in its design, construction or operation, reduces or
eliminates negative impacts, and can create positive impacts, on our climate and natural environment.
area of Green Green buildings preserve precious natural resources and improve our quality of life. Green buildings are
Buildings in defined by established rating systems including Bureau of Energy Efficiency (BEE), Leadership in Energy
& Environmental Design (LEED), Excellence in Design for Greater Efficiencies (EDGE), Green Rating for
Institutional Integrated Habitat Assessment (GRIHA), Indian Green Building Council (IGBC), Green and Eco-friendly
sector Movement (GEM). The Built up area of the Green Buildings for the Institutional built typology has to be
captured.

UOM Reference Period Data Source


Framework m sq As of 31st December Building Approval Authority/
2021 Planning Department/BEE/IGBC / SDG Mapping: 11.3: By
GRIHA / GBCI 2030, enhance inclusive and
sustainable urbanization
and capacity for
Supporting Document/ Validation Document Required participatory, integrated
and sustainable human
CSCAF 3.0 1. To submit the template duly filled, signed and settlement planning and
printed on the smart city or ULB letter head OR management in all countries.
2. Data will be filled Centrally

53 Total Built up Description: A ‘green’ building is a building that, in its design, construction or operation, reduces or
area of Green eliminates negative impacts, and can create positive impacts, on our climate and natural environment.
Green buildings preserve precious natural resources and improve our quality of life. Green buildings are
Buildings in defined by established rating systems including Bureau of Energy Efficiency (BEE), Leadership in Energy
Commercial & Environmental Design (LEED), Excellence in Design for Greater Efficiencies (EDGE), Green Rating for
Integrated Habitat Assessment (GRIHA), Indian Green Building Council (IGBC), Green and Eco-friendly
sector Movement (GEM). The Built up area of the Green Buildings for the Commercial built typology has to be
captured.

Framework UOM Reference Period Data Source

m sq As of 31st Dec 2021 Building Approval Authority/


Planning Department/BEE/IGBC /
SDG Mapping: 11.3: By
GRIHA / GBCI
2030, enhance inclusive and
sustainable urbanization
CSCAF 3.0 and capacity for
Supporting Document/ Validation Document Required participatory, integrated
and sustainable human
1. To submit the template duly filled, signed and printed on the settlement planning
smart city or ULB letter head OR and management in all
2. Data will be filled Centrally countries.
54 Has the city Description: City action planning is a process of developing a framework for identifying and
implementing climate actions (mitigation as well as adaptation), which a city could undertake in
considered conjunction with its developmental plans and policies to reduce it Greenhouse Gas (GHG) emissions
a climate and increase climate resilience.
action plan?
Supporting Document/
UOM Reference Period Data Source Validation Document Required
Framework Yes or No As of 31st Urban Local Body 1. To submit the template duly filled, signed
December 2021 and printed on the smart city or ULB letter
head OR Copy of the action plan Map
of vulnerable areas to climate change
as a .kml file Map of encroachment as a
.kml file (polygon geometry with optional
CSCAF 3.0 attribute: area of encroachment)

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and reduce their exposure
and vulnerability to climate-related extreme events and other economic, social and environmental shocks and disasters.
2.4 By 2030, ensure sustainable food production systems and implement resilient agricultural practices that increase
productivity and production, that help maintain ecosystems, that strengthen capacity for adaptation to climate
change, extreme weather, drought, flooding and other disasters and that progressively improve land and soil quality.
11.b By 2020, substantially increase the number of cities and human settlements adopting and implementing integrated
policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate change, resilience to
disasters, and develop and implement, in line with the Sendai Framework for Disaster Risk Reduction 2015–2030, holistic
disaster risk management at all levels.
13.b Promote mechanisms for raising capacity for effective climate change-related planning and management in
least developed countries and small island developing States, including focusing on women, youth and local and
marginalized communities.

55 Has the city Description: ‘Climate Action Plan’ provides local governments with an opportunity to address
prepared a both climate change adaptation challenges and mitigation potential simultaneously. The
climate action Climate action plan process is based on the premise that mainstreaming of climate action
planning is key to developing a vision of a climate resilient city. Hence it is encouraged that
plan?
cities should prioritising climate action plans.
Supporting Document/
Framework UOM Reference Period Data Source Validation Document Required

Yes or No As of 31st Urban Local Body 1. To submit the template duly filled, signed
December 2021 and printed on the smart city or ULB letter
head OR Copy of the action plan Map
of vulnerable areas to climate change
CSCAF 3.0 as a .kml file Map of encroachment as a
.kml file (polygon geometry with optional
attribute: area of encroachment)

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and reduce their exposure
and vulnerability to climate-related extreme events and other economic, social and environmental shocks and disasters.
2.4 By 2030, ensure sustainable food production systems and implement resilient agricultural practices that increase
productivity and production, that help maintain ecosystems, that strengthen capacity for adaptation to climate change,
extreme weather, drought, flooding and other disasters and that progressively improve land and soil quality.
11.b By 2020, substantially increase the number of cities and human settlements adopting and implementing integrated
policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate change, resilience to
disasters, and develop and implement, in line with the Sendai Framework for Disaster Risk Reduction 2015–2030, holistic
disaster risk management at all levels.
13.b Promote mechanisms for raising capacity for effective climate change-related planning and management in least
developed countries and small island developing States, including focusing on women, youth and local and marginalized
communities.
56 Has climate Description: The implementation of the strategic climate action plan should be supported by institutional
reforms aimed at facilitating the process of turning the plan into concrete outputs and outcomes. It should
action have necessary financial, institutional and policy support and should have clear cut short and long term
plan been implementable action. Regular monitoring, reporting and verification (MRV) of the plan is essential to qualify
implemented and quantify the measures implemented for achieving accountability, and improved impact.
in the city? Supporting Document/
UOM Reference Period Data Source Validation Document Required

Framework Yes or No As of 31st Urban Local Body 1. To submit the template duly filled, signed
December 2021 and printed on the smart city or ULB letter
head OR Copy of the action plan Map
of vulnerable areas to climate change
as a .kml file Map of encroachment as a
.kml file (polygon geometry with optional
CSCAF 3.0 attribute: area of encroachment)

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and reduce their
exposure and vulnerability to climate-related extreme events and other economic, social and environmental shocks
and disasters.
2.4 By 2030, ensure sustainable food production systems and implement resilient agricultural practices that increase
productivity and production, that help maintain ecosystems, that strengthen capacity for adaptation to climate
change, extreme weather, drought, flooding and other disasters and that progressively improve land and soil quality.
11.b By 2020, substantially increase the number of cities and human settlements adopting and implementing integrated
policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate change, resilience to
disasters, and develop and implement, in line with the Sendai Framework for Disaster Risk Reduction 2015–2030, holistic
disaster risk management at all levels.
13.b Promote mechanisms for raising capacity for effective climate change-related planning and management in
least developed countries and small island developing States, including focusing on women, youth and local and
marginalized communities.

57 Does regular Description: Regular monitoring, reporting and verification (MRV) of the plan
monitoring and is essential to qualify and quantify the measures implemented for achieving
streamlining of accountability, and improved impact.
climate relevant
Supporting Document/
actions happen UOM Reference Period Data Source Validation Document Required
in the city? 1. To submit the template duly filled,
Yes or No As of 31st Urban Local Body
December 2021 signed and printed on the smart city
Framework or ULB letter head OR Copy of the
action plan Map of vulnerable areas
to climate change as a .kml file Map of
encroachment as a .kml file (polygon
geometry with optional attribute: area
of encroachment)
CSCAF 3.0

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and reduce their exposure
and vulnerability to climate-related extreme events and other economic, social and environmental shocks and disasters.
11.b By 2020, substantially increase the number of cities and human settlements adopting and implementing integrated
policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate change, resilience to
disasters, and develop and implement, in line with the Sendai Framework for Disaster Risk Reduction 2015–2030, holistic
disaster risk management at all levels.
13.b Promote mechanisms for raising capacity for effective climate change-related planning and management in least
developed countries and small island developing States, including focusing on women, youth and local and marginalized
communities.
58 Has the city Description: Institutionalizing a dedicated disaster management cell that can initiate basic disaster
instituted response actions, conducting assessments to understand their vulnerability, and taking actions for building
resilience, besides establishing communication networks in case of emergency at a city level.
a disaster
management
cell or Supporting Document/
emergency UOM Reference Period Data Source Validation Document Required
operation 1. To submit the template duly filled,
Yes or No As of 31st Urban Local Body/ signed and printed on the smart city or
centre (EOC) December 2021 State Disaster ULB letter head OR Loss and Damage
within ULB? Management Authority data and mockdrills conducted in
past 5 years, along with answer to the
question asked on portal
Framework

SDG Mapping: 3.d Strengthen the capacity of all countries, in particular developing countries, for early
warning, risk reduction and management of national and global health risks.
3.d.1 International Health Regulations (IHR) capacity and health emergency preparedness.
1.5.4 Proportion of local governments that adopt and implement local disaster risk reduction strategies.
CSCAF 3.0 11.5: By 2030, significantly reduce the number of deaths and the
number of people affected and substantially decrease the direct economic losses relative to global gross
domestic product caused by disasters,including water-related disasters, with a focus on protecting the
poor andpeople in vulnerable situations.
11.b.2: Proportion of local governments that adopt and implement local disaster risk reduction strategies
in line with national disaster risk reduction strategies.

Has city prepared Description: A city disaster management plan (CDMP) is the creation of actions through which
59 the urban communities mitigate the risks of hazards. It is designed to enhance institutional and
disaster
community resilience towards disasters and climate change on a city level. The plan is made in
management alignment with district disaster management plans but focuses specifically on urban challenges.
plan including
ward-level hazard
UOM Reference Period Data Source Supporting Document/
risk, vulnerability Validation Document Required
and capacity Yes or No As of 31st
December 2021
Urban Local Body/
State Disaster 1. Hazard Risk, Vulnerability and
assessment along Management Capacity Assessment document of city
based on NDMA Authority 2. City Disaster Management Plan
guideline? (latest) incorporating HVCA

Framework
SDG Mapping: 1.5.4 Proportion of local governments that adopt and implement local disaster risk reduction
strategies.
11.5: By 2030, significantly reduce the number of deaths and the number of people affected and substantially
decrease the direct economic losses relative to global gross domestic product caused by disasters,including
water-related disasters, with a focus on protecting the poor andpeople in vulnerable situations.
CSCAF 3.0 11.b.2: Proportion of local governments that adopt and implement local disaster risk reduction strategies in line
with national disaster risk reduction strategies.
60 Does city Description: In order to safegaurd the urban environments the rejuvenation of waterbodies and open
areas is significant to combat climate and water crises. The Cities proiorities based on mapping,
prioritize actions taken, institutional mechanisms of water bodies, open areas and heat islands.
rejuvenation
and
conservation UOM Reference Period Data Source Supporting Document/
Validation Document Required
of water Yes or No As of 31st Urban Local Body/
bodies and December 2021 State Disaster Not Applicable
Management Authority
open areas?

Framework
SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating dumping
and minimizing release of hazardous chemicals and materials, halving the proportion of untreated
wastewater and substantially increasing recycling and safe reuse globally.
6.3.2 Proportion of bodies of water with good ambient water quality.
6.4 By 2030, substantially increase water-use efficiency across all sectors and ensure sustainable
CSCAF 3.0 withdrawals and supply of freshwater to address water scarcity and substantially reduce the number of
people suffering from water scarcity.
6.4.1 Change in water-use efficiency over time.
6.5 By 2030, implement integrated water resources management at all levels, including through
transboundary cooperation as appropriate.
6.6 By 2020, protect and restore water-related ecosystems, including mountains, forests, wetlands, rivers,
aquifers and lakes.
6.5.1 Degree of integrated water resources management.
6.6.1 Change in the extent of water-related ecosystems over time.
11.7 By 2030, provide universal access to safe, inclusive and accessible, green and public spaces, in
particular for women and children, older persons and persons with disabilities.

61 Has city Description: Mapping of water bodies and open spaces aides in understanding the
mapped efforts taken, or are required to be taken, for the rejuvenation and conservation of the
water bodies same. The spatial information provided by the maps not only helps in urban planning
but also in monitoring the urban environment components during and after the
and open
implementation of initiatives.
areas?
Supporting Document/
UOM Reference Period Data Source Validation Document Required
Framework
Yes or No As of 31st Urban Local Body 1. To submit the template duly filled,
December 2021 signed and printed on the smart city or
ULB letter head

CSCAF 3.0 SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating dumping and minimizing
release of hazardous chemicals and materials, halving the proportion of untreated wastewater and
substantially increasing recycling and safe reuse globally.
6.3.2 Proportion of bodies of water with good ambient water quality.
6.4 By 2030, substantially increase water-use efficiency across all sectors and ensure sustainable withdrawals
and supply of freshwater to address water scarcity and substantially reduce the number of people suffering
from water scarcity.
6.4.1 Change in water-use efficiency over time.
6.5 By 2030, implement integrated water resources management at all levels, including through
transboundary cooperation as appropriate.
6.6 By 2020, protect and restore water-related ecosystems, including mountains, forests, wetlands, rivers,
aquifers and lakes.
6.5.1 Degree of integrated water resources management.
6.6.1 Change in the extent of water-related ecosystems over time.
11.7 By 2030, provide universal access to safe, inclusive and accessible, green and public spaces, in particular
for women and children, older persons and persons with disabilities.
Description: The finances of the urban local bodies related to rejuvenation and conservation of urban water
62 Has city
bodies and open areas should be considered. They can be categorised as conventional and Innovative
allocated financial mechanisms. While conventional mechanisms are the funds that are allocated generated through
any financial various sources, innovative mechanisms offer alternative routes to access funds for the implementation of the
projects. Either of both the mechanisms will be helpful for succesful implementation of the project.
resources for
rejuvenation
UOM Reference Period Data Source Supporting Document/
and Validation Document Required
conservation Yes or No As of 31st Urban Local Body
1. To submit the template duly filled,
December 2021
of urban water signed and printed on the smart city
bodies and or ULB letter head
open areas?

SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating dumping
Framework and minimizing release of hazardous chemicals and materials, halving the proportion of untreated
wastewater and substantially increasing recycling and safe reuse globally.
6.3.2 Proportion of bodies of water with good ambient water quality.
6.4 By 2030, substantially increase water-use efficiency across all sectors and ensure sustainable
withdrawals and supply of freshwater to address water scarcity and substantially reduce the number of
people suffering from water scarcity.
CSCAF 3.0 6.4.1 Change in water-use efficiency over time.
6.5 By 2030, implement integrated water resources management at all levels, including through
transboundary cooperation as appropriate.
6.6 By 2020, protect and restore water-related ecosystems, including mountains, forests, wetlands, rivers,
aquifers and lakes.
6.5.1 Degree of integrated water resources management.
6.6.1 Change in the extent of water-related ecosystems over time.
11.7 By 2030, provide universal access to safe, inclusive and accessible, green and public spaces, in
particular for women and children, older persons and persons with disabilities.

63 Is the city Description: Setting up a monitoring system is essential to assess the changes in the context
reviewing and of urban water bodies and open spaces over a period of time. It entails collecting information
monitoring urban in order to assess whether progress is made towards the envisaged results. It also gives the
key stakeholders regular feedback and indicators of progress (or lack of) and therefore an
water bodies
opportunity to review the assumptions and strategies at key junctures to assess their validity.
and open areas
and maintaining Supporting Document/
UOM Reference Period Data Source Validation Document Required
rejuvenated/
conserved water Yes or No As of 31st Urban Local Body 1. To submit the template duly filled,
December 2021 signed and printed on the smart city or
bodies and open ULB letter head
areas?

SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating dumping and
Framework
minimizing release of hazardous chemicals and materials, halving the proportion of untreated
wastewater and substantially increasing recycling and safe reuse globally.
6.3.2 Proportion of bodies of water with good ambient water quality.
6.4 By 2030, substantially increase water-use efficiency across all sectors and ensure sustainable
withdrawals and supply of freshwater to address water scarcity and substantially reduce the number of
CSCAF 3.0 people suffering from water scarcity.
6.4.1 Change in water-use efficiency over time.
6.5 By 2030, implement integrated water resources management at all levels, including through
transboundary cooperation as appropriate.
6.6 By 2020, protect and restore water-related ecosystems, including mountains, forests, wetlands, rivers,
aquifers and lakes.
6.5.1 Degree of integrated water resources management.
6.6.1 Change in the extent of water-related ecosystems over time.
11.7 By 2030, provide universal access to safe, inclusive and accessible, green and public spaces, in
particular for women and children, older persons and persons with disabilities.
64 Area of Description: Green Cover, defined as natural or planted vegetation covering a certain area of terrain,
functioning as protection against soil erosion, protecting the fauna, and balancing the temperature. For
green cover the purpose of this indicator, green areas are defined as man-made city level and zonal/ district level
greens; and reserved/ protected areas as per MoHUA’s Urban Green Guidelines, 2014 and protected
areas under the Wildlife Protection Act, 1972.
Framework
UOM Reference Period Data Source

sq km As of 31st Urban Local Body


December 2021

CSCAF 3.0

Supporting Document/
Validation Document Required
SDG Mapping: 11.7 By 2030,
1. Data for area of green cover within city to be filled in portal.
provide universal access to safe,
2. To submit the above data signed and printed on the
inclusive and accessible, green
smart city or ULB letter head AND Reporting on additional
and public spaces, in particular
qualitative data (25 marks total) –
for women and children, older
persons and persons with
1. To submit the template duly filled, signed and printed on the
disabilities.
smart city or ULB letter head (list of native tree species, tree
density, tree canopy density , strategy for increasing Green
Cover in the city) 2. .kml file or map PDF with green cover

65 Municipal Description: The area of City administration is to be


area considered as Municipal Area.

Supporting Document/
Framework UOM Reference Period Data Source Validation Document Required

sq km As of 31st Urban Local Body 1. Data for area municipal area to be


December 2021 filled in portal.
2. To submit the above data signed
and printed on the smart city or ULB
CSCAF 3.0 letter head

66 Does the Description: The Disaster Management Act, 2005 (DM Act 2005) lays down institutional and
city monitor, coordination mechanism for effective Disaster Management (DM) at the national, state,
update and district and local levels.
Supporting Document/
main stream Validation Document Required
its disaster UOM Reference Period Data Source
1. To submit the template duly filled,
management Yes or No As of 31st Urban Local Body signed and printed on the smart city
December 2021
plan? or ULB letter head OR
2. Proof of formation of BMC

Framework
SDG Mapping: 1.5.4 Proportion of local governments that adopt and implement local disaster
risk reduction strategies.
11.5: By 2030, significantly reduce the number of deaths and the number of people affected and
substantially decrease the direct economic losses relative to global gross domestic product
caused by disasters,including water-related disasters, with a focus on protecting the poor and
people in vulnerable situations.
CSCAF 3.0 11.b.2: Proportion of local governments that adopt and implement local disaster risk reduction
strategies in line with national disaster risk reduction strategies.
67 Are there any Description: A ‘green’ building is a building that, in its design, construction or operation, reduces or eliminates
negative impacts, and can create positive impacts, on our climate and natural environment. Green buildings
certified green preserve precious natural resources and improve our quality of life. Green buildings are defined by established
buildings in rating systems including Bureau of Energy Efficiency (BEE), Leadership in Energy & Environmental Design
the city? (LEED), Excellence in Design for Greater Efficiencies (EDGE), Green Rating for Integrated Habitat Assessment
(GRIHA), Indian Green Building Council (IGBC), Green and Eco-friendly Movement (GEM).

Supporting Document/
Framework
UOM Reference Period Data Source Validation Document Required

Yes or No As of 31st Building Approval Authority/ 1. To submit the template duly


December 2021 Planning Department/BEE/ filled, signed and printed on the
IGBC / GRIHA / GBCI smart city or ULB letter head OR
2. Data will be filled Centrally
CSCAF 3.0

SDG Mapping: 11.7 By 2030, provide universal access to safe, inclusive and accessible, green
and public spaces, in particular for women and children, older persons and persons with
disabilities.
7.3: By 2030, double the global rate of improvement in energy efficiency.
11.3: By 2030, enhance inclusive and sustainable urbanization and capacity for participatory,
integrated and sustainable human settlement planning and management in all countries.
12.2: By 2030, achieve the sustainable management and efficient use of natural resources.
12

SAFETY AND
SECURITY
Urban safety and security
are one of the key
present-day challenges
against a backdrop of
rapid urbanisation and
unplanned socio-economic
development. As a result,
dealing with insecurity and
implementing solutions
for safety becomes
crucial components of
urban development.
The approaches for
enhancing urban safety
and security should ensure
a sustainable and a viable
urban environment. These
methods should be worked
out and introduced at
various levels. This sector
captures the details related
to safety and security.
01 Total number of Description: Total number of cases registered with the Police department under Murder (Sec 302 IPC)
murders in the
city Data Source UOM Reference Period

Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
EOL persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months

02 Total number of Description: Total number of cases registered with the Police department under Attempt to Commit
attempt to murders Murder (Section 307 IPC)
in the city
Data Source UOM Reference Period
Police Department / NCRB Number 1st January 2020 to 31st December 2020
Framework

Supporting Document/ Validation Document Required


Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


EOL SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months

03 Total number Description: Total number of cases registered with the Police department under Culpable Homicide
of culpable not amounting to Murder (Sec 304 IPC), Attempt to Commit Culpable Homicide (Sec 308 IPC)
homicides in
the city Data Source UOM Reference Period

Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
EOL persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months
04 Total number of Description: Total number of cases registered with the Police department under Rioting (Sec 147, 151 &
riots and arson in 153A IPC), Robbery (Sec 392 to 394 IPC), Dacoity (Sec. 395 to 398 IPC), Arson (Sec 435 to 438 IPC)
the city
Data Source UOM Reference Period

Police Department / NCRB Number 1st January 2020 to 31st December 2020
Framework

Supporting Document/ Validation Document Required


Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


EOL SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months

Total number of Description: Total number of cases registered with the Police department under Infanticide (Section
05 315 IPC), Foeticide (Section 316 IPC)
foeticides and
infanticides in
the city Data Source UOM Reference Period
Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
EOL persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months

06
Total number Description: Total number of cases registered with the Police department under Grievous Hurt (Sec
of grievous 325,326, 326A & 326B IPC)
hurt cases in
the city Data Source UOM Reference Period

Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
EOL persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months
07 Total number Description: Total number of cases registered with the Police department under Dowry Deaths
of dowry (Sec 304B IPC)
deaths in
Data Source UOM Reference Period
the city
Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
EOL persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months

Total number of Description: Total number of cases registered with the Police department under Kidnapping &
08 Abduction (Sec. 363, 369 IPC)
kidnapping and
abduction cases
in the city Data Source UOM Reference Period
Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.10.1 Number of


SDG Mapping: 11.7.2: Proportion of verified cases of killing, kidnapping,
EOL persons victim of physical or sexual enforced disappearance, arbitrary
harassment, by sex, age, disability detention and torture of journalists,
status and place of occurrence, in associated media personnel,
the previous 12 months trade unionists and human rights
advocates in the previous 12 months

Total number Description: All forms of violence against all women and girls in the public and private spheres,
09
of crimes including trafficking, sexual and other types of exploitation.Total number of cases registered with
recorded (FIRs) the Police department under Rape (Sec. 376 IPC), Attempt to Commit Rape (Sec 376 r/w 511 IPC)
and any other
against women
in the city
Data Source UOM
Framework Police Department Number
/ NCRB SDG Mapping: 5.2 Eliminate all forms of violence against all
women and girls in the public and private spheres, including
trafficking and sexual and other types of exploitation.
Reference Period Supporting Document/ 5.2.1 Proportion of ever-partnered women and girls aged 15
Validation Document years and older subjected to physical, sexual or psychological
1st January 2020 Required violence by a current or former intimate partner in the
to 31st December previous 12 months, by form of violence and by age.
2020 Official record of
EOL 5.2.2 Proportion of women and girls aged 15 years and
incidences duly
older subjected to sexual violence by persons other than an
certified by relevant intimate partner in the previous 12 months, by age and place
authority / Relevant of occurrence.
pages extracted from 5.3.1 Proportion of women aged 20–24 years who were
NCRB publication married or in a union before age 15 and before age 18
5.3.2 Proportion of girls and women aged 15–49 years who
have undergone female genital mutilation/cutting, by age
10 Total number of Description: Cases registered as offence committed on a victim under the age of 18 years is
crimes recorded considered as a crime against children.
(FIRs) against
Data Source UOM Reference Period
children in the city
Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 16.2: End abuse, exploitation, trafficking and all forms of violence
EOL against and torture of children

11 Total number of Description: Cases registered as offence committed against a victim who has attained the age
crimes recorded of 60 years or above, are considered to be crimes against senior citizens.
(FIRs) against
Data Source UOM Reference Period
elderly in the city
Police Department / NCRB Number 1st January 2020 to 31st December 2020

Framework
Supporting Document/ Validation Document Required
Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication

SDG Mapping: 11.7.2: Proportion of persons victim of physical or sexual


harassment, by sex, age, disability status and place of occurrence, in the
EOL previous 12 months

12 Number of Description: As per Section 27 (1) of The Juvenile Justice (Care and Protection of Children) Act,
2015, one or more Child Welfare Committee (CWC) is formed for every district. CWC is formed at
functional
district level.
Child Welfare Functionality of CWC means the CWC is covering the criteria given in point number a & b.
Committees a) Section 27 (2): The committee is fully constituted with a Chairperson and 4 other members as
(CWC) the state government may think fit to appoint.
b) Section 28 (1): The committee shall meet at least 20 days in a month.

Framework Remarks: Section 27 (8)-The District Magistrate shall conduct a quarterly review of the
functioning of the committee.

Data Source UOM Reference Period

District Magistrate Office Number 2021


Expert
Suggestions Supporting Document/ Validation Document Required
Record from the District Magistrate Office

SDG Mapping: 16.2 End abuse,


exploitation, trafficking and all forms
SDG Mapping: 5.3 Eliminate all of violence against and torture of
harmful practices, such as child, children. 16.2.1 Proportion of children
early and forced marriage and aged 1–17 years who experienced
female genital mutilation. any physical punishment and/
or psychological aggression by
caregivers in the past month.
Number of Description: The related information is available with DM office, cities have to coordinate with
13 DM office for this purpose. NCRB also collectes data related to offenses committed under the
cases in the city
POCSO act 2012
registered under
the POCSO act Remarks: Number of cases registered under the POCSO act

Framework
Data Source UOM Reference Period

n District Magistrate Office/ NCRB Number 2021

Supporting Document/ Validation Document Required

Expert Official record of incidences duly certified by relevant authority / Relevant pages extracted from NCRB publication
Suggestions

SDG Mapping: 5.3 Eliminate all harmful practices, such as child, early and forced
marriage and female genital mutilation.

n
13

SOLID WASTE
MANAGEMENT
Managing urban solid
waste is a key challenge
to planning in cities.
This requires extensive
collaboration between
public and private sectors
and institutions. This
sector tries to capture
information like collection,
transportation and
treatment, recycling,
disposal and ICT based
monitoring of solid waste.
01 Plastic Waste Description: Cities need to take actions in order to manage problems associated with increased waste
generation. As generation and consumption patterns of waste vary across cities, all cities are encouraged
Management Rules: to assess their generation/consumption patterns and characteristics and evolve city specific actions
Whether City has to reduce increasing loads to the existing SWM infrastructure.This datapoint highlights the interventions
made to minimize waste generation per-capita through various methods and incentives to reduce the
banned single use wastegeneration at source. Aligning to the Swach Survekshanthe indicator focuses on capturing the
plastic including plastic measures adopted in implementing Plastic Waste Management Rules 2016
with <50 micron during UOM Reference Period
all festivals/social Yes or No Swachh Survekshan Result
2021 (data of 2020)
gatherings/events? SDG Mapping: 12.5
Supporting Data Source By 2030, substantially
Document/ Validation reduce waste
Framework Document Required Data of Swachh generation through
Survekshan 2021 taken prevention, reduction,
Not Applicable (Centrally Filled) directly from Swachh recycling and reuse.
as Data of Swachh Survekshan Bharat Mission Team
2021 taken directly from Swachh
Bharat Mission
CSCAF 3.0

02 3R Principles: Description: Cities need to take actions in order to manage problems associated with increased
Whether waste generation. As generation and consumption patterns of waste vary across cities, all cities
are encouraged to assess their generation/consumption patterns and characteristics and
measures evolve city specific actions to reduce increasing loads to the existing SWM infrastructure.This
taken to reduce datapoint highlights the interventions made to minimize waste generation per-capita through
generation various methods and incentives to reduce the wastegeneration at source. Aligning to the Swach
of Dry/Wet Survekshanthe indicator focuses on capturing the measures to reduce dry/wet waste.
Waste?
SDG Mapping: 6.3.1 Proportion of
UOM Reference Period wastewater safely treated.
6.3: By 2030, improve water quality
Yes or No Swachh Survekshan Result
2021 (data of 2020) by reducing pollution, eliminating
Supporting dumping and minimizing release of
Framework
Document/ Validation hazardous chemicals and materials,
Document Required Data Source halving the proportion of untreated
wastewater and substantially
CSCAF 3.0 Not Applicable (Centrally Filled) as Data of Swachh increasing recycling and safe reuse
Data of Swachh Survekshan 2021 Survekshan 2021 taken
globally.
taken directly from Swachh Bharat directly from Swachh
Bharat Mission Team
Mission

Percentage of Description: Cities need to take actions in order to manage problems associated with increased waste
03 generation. As generation and consumption patterns of waste vary across cities, all cities are encouraged
total domestic to assess their generation/consumption patterns and characteristics and evolve city specific actions
hazardous waste to reduce increasing loads to the existing SWM infrastructure.This datapoint highlights the interventions
collected is made to minimize waste generation per-capita through various methods and incentives to reduce the
wastegeneration at source. Aligning to the Swach Survekshanthe indicator focuses on capturing the
treated, either measures adopted to the treatment of domestic hazard waste.
by decentralized
or centralized
SDG Mapping: 6.3: By 2030,
processing UOM Reference Period improve water quality by reducing
pollution, eliminating dumping and
Percentage Swachh Survekshan Result minimizing release of hazardous
2021 (data of 2020) chemicals and materials, halving the
proportion of untreated wastewater
Framework and substantially increasing
Supporting Data Source recycling and safe reuse globally.
Document/ Validation SDG Target: 3.9 By 2030,
Document Required Data of Swachh substantially reduce the number of
CSCAF 3.0 Survekshan 2021 taken deaths and illnesses from hazardous
Not Applicable (centrally directly from Swachh chemicals and air, water and
filled) as Data of Swachh Bharat Mission Team soil pollution and contamination.
Survekshan 2021 taken 6.3.1 Proportion of wastewater safely
directly from swachh treated.
bharat mission
Description: Cities need to take actions in order to manage problems associated with
04 Percentage of Bulk Waste increased waste generation. As generation and consumption patterns of waste vary across cities,
Generators (BWG), including all cities are encouraged to assess their generation/consumption patterns and characteristics
and evolve city specific actions to reduce increasing loads to the existing SWM infrastructure.This
those generating more than 100 datapoint highlights the interventions made to minimize waste generation per-capita through
Kgs (or less as notified by the various methods and incentives to reduce the wastegeneration at source. Aligning to the Swach
Survekshanthe indicator focuses on capturing the measures taken by bulk waste generators to treat
State/city) of waste per day, dry and process wet waste. This will include the efforts made by the citizens on one hand in reducing
practicing on site processing of generation of waste at source and efforts by the Municipal Authorities in promoting decentralized &
centralized processing of waste and setting up MRF facilities for salvaging recyclable & combustible
their wet waste or outsourced waste.
to private agency -processing
UOM Reference Period
not outsourced to ULB. However, Percentage Swachh Survekshan Result SDG Mapping: 6.3: By 2030, improve
cities with <1 Lakh population 2021 (data of 2020) water quality by reducing pollution,
eliminating dumping and minimizing
can outsource to ULB on a Supporting Document/ release of hazardous chemicals and
commercial rate. Validation Document Required materials, halving the proportion
of untreated wastewater and
Not Applicable (Centrally Filled) as
substantially increasing recycling
Framework Data of Swachh Survekshan 2021 taken
and safe reuse globally. SDG Target:
directly from Swachh Bharat Mission
3.9 By 2030, substantially reduce the
Data Source number of deaths and illnesses from
CSCAF 3.0 Data of Swachh Survekshan 2021 hazardous chemicals and air, water
taken directly from Swachh Bharat and soil pollution and contamination.
Mission Team

Percentage Description: NotCities need to take actions in order to manage problems associated with
05 increased waste generation. As generation and consumption patterns of waste vary across
of households cities, all cities are encouraged to assess their generation/consumption patterns and
processing their characteristics and evolve city specific actions to reduce increasing loads to the existing SWM
wet waste at infrastructure.This datapoint highlights the interventions made to minimize waste generation
Home/ Community per-capita through various methods and incentives to reduce the wastegeneration at source.
Level (Households Aligning to the Swach Survekshanthe indicator focuses on capturing the measures adopted
for on-site wet waste processing by non-bulk waste generators.
under RWAs will
qualify under the
UOM Reference Period
BWG definition) SDG Mapping: 12.5 By
Percentage Swachh Survekshan Result
2021 (data of 2020) 2030, substantially reduce
waste generation through
Framework Supporting Document/ Validation Data Source prevention, reduction,
Document Required recycling and reuse.
Data of Swachh 12.5.1 National recycling
Not Applicable (Centrally Filled) as Survekshan 2021 taken
CSCAF 3.0 Data of Swachh Survekshan 2021 rate, tons of material
directly from Swachh
taken directly from Swachh Bharat Bharat Mission Team recycled.
Mission

06 Percentage of Description: Reuse and recycle are the next levels of waste management hierarchy after reduce,
cumulatively known as 3R’s. This addresses the GHGs mitigation aspects due to resource
generated dry waste efficiency. Waste recovery and recycling systems are yet to be 100% formalized by Cities
(excluding plastic and and mostly informal sector takes care of the resource recovery for SWM value chain and its
domestic hazardous recycling operations.The efficiency of city’s waste management systems based on the extent of
recyclables recovered from the city’s total dry waste is to be reported.
waste) collected that is
actually processed/Re-
Reference Period
used/recycled, either UOM
SDG Mapping:
by decentralized or Percentage Swachh Survekshan Result 12.5 By 2030,
2021 (data of 2020) substantially reduce
centralized facilities waste generation
Supporting through prevention,
Document/ Validation Data Source reduction, recycling
Framework
Document Required and reuse.
Data of Swachh 12.5.1 National
Not Applicable (Centrally Survekshan 2021 taken recycling rate, tons
CSCAF 3.0 Filled) as Data of Swachh directly from Swachh of material recycled.
Survekshan 2021 taken Bharat Mission Team
directly from Swachh Bharat
Mission
07 Percentage of Description: Reuse and recycle are the next levels of waste management hierarchy after reduce,
cumulatively known as 3R’s. This addresses the GHGs mitigation aspects due to resource efficiency.
total plastic Waste recovery and recycling systems are yet to be 100% formalized by Cities and mostly informal
waste collected is sector takes care of the resource recovery for SWM value chain and its recycling operations.The
treated/Re-used/ focus in on assessing the capacity of dry waste processing facilities and the quantity of dry waste
processed MRF, RDF or Waste To Energy plants etc.
recycled, either
by decentralized UOM Reference Period
or centralized Percentage Swachh Survekshan Result 2021 (data of 2020)
processing
SDG Mapping: 12.5 By
Supporting Document/
2030, substantially reduce
Validation Document Required
Framework waste generation through
Not Applicable (Centrally Filled) as Data of Swachh prevention, reduction,
Survekshan 2021 taken directly from Swachh Bharat Mission recycling and reuse.
Data Source 12.5.1 National recycling rate,
CSCAF 3.0 tons of material recycled.
Data of Swachh Survekshan 2021 taken
directly from Swachh Bharat Mission Team

08 Any mechanism in Description: The extent of decentralized management of C&D waste generated and
place to manage the extent of its utilization. Aligning to the Swach Survekshan focuses on capturing the
mechanism in place to collect and process/ reuse C&D waste.
Construction
& Demolition UOM Reference_Period Data_Source Supporting Document/
(C&D) waste as Validation Document
per C&D Waste Yes or No Swachh Data of Swachh Required
Survekshan Result Survekshan 2021 taken
Management 2021 (data of 2020) Not Applicable (Centrally
directly from Swachh
Rule, 2016? Bharat Mission Team
Filled) as Data of Swachh
Whether plans in Survekshan 2021 taken
place to initiate directly from Swachh
processing of C&D Bharat Mission
Waste?
SDG Mapping: 6.3: By 2030, improve water quality by reducing pollution, eliminating
dumping and minimizing release of hazardous chemicals and materials, halving the
Framework proportion of untreated wastewater and substantially increasing recycling and safe
reuse globally.
SDG Target: 3.9 By 2030, substantially reduce the number of deaths and illnesses from
CSCAF 3.0 hazardous chemicals and air, water and soil pollution and contamination. 12.5 By
2030, substantially reduce waste generation through prevention, reduction, recycling
and reuse. 12.5.1 National recycling rate, tons of material recycled.

09 Percentage Description: Not The contribution of wet waste toward increasing GHG emissions is well established.
Cities need to manage wet waste through adequate processing facilities and by following
of wet waste scientifically operated systems to avoid GHG emissions resulting from waste processing in the city as
generated actually per Solid Waste Management Rules, 2016
processed, either
by decentralized
or centralized UOM Reference Period
facilities. Percentage Swachh Survekshan Result SDG Mapping: 11.6 By
2021 (data of 2020) 2030, reduce the adverse
per capita environmental
Framework impact of cities, including by
Supporting Data Source paying special attention to
Document/ Validation air quality and municipal and
Data of Swachh other waste management.
CSCAF 3.0 Document Required
Survekshan 2021 taken 11.6.1 Proportion of municipal
Not Applicable directly from Swachh solid waste collected and
(Centrally Filled) as Data Bharat Mission Team managed in controlled
of Swachh Survekshan facilities out of total municipal
2021 taken directly from waste generated, by cities.
Swachh Bharat Mission
10 Is the landfill Description: Cities need to scientifically operate and manage their landfills as per the Solid Waste
in the city a Management Rules, 2016, to refrain from generating GHG emissions from a waste disposal facility.Cities
to comply with scientific landfill as per the SWM Rules, 2016 and guidance are given in the Municipal
sanitary landfill? Solid Waste Management (MSWM) Manual, 2016 (CPHEEO, 2016) and any other updated criteria
Or landfill not published by CPCB/ State PCB for Solid Waste Disposal Facilities.
required/ Zero
landfill city
UOM Reference Period

Yes or No Swachh Survekshan Result


Framework 2021 (data of 2020) SDG Mapping: 11.6 By
Supporting 2030, reduce the adverse
Document/ Validation per capita environmental
Document Required Data Source impact of cities, including
CSCAF 3.0 by paying special
Not Applicable attention to air quality and
Data of Swachh
(Centrally Filled) as Data municipal and other waste
Survekshan 2021 taken
of Swachh Survekshan management.
directly from Swachh
2021 taken directly from
Bharat Mission Team
Swachh Bharat Mission

11 Remediation of Description: Landfill gas (LFG) is a natural by-product of the decomposition of organic material in
existing dumpsites landfills. LFG is composed of roughly 50 percent methane (the primary component of natural gas), 50
percent carbon dioxide (CO2) and a small amount of non-methane organic compounds. Methane is a
undertaken and greenhouse gas that has 21 times more potential than CO2 for trapping heat in the atmosphere, hence
the stage of the it is important to mitigate Landfill gases through scientific remediation. The indicator encourages cities
same or no legacy to adopt the scientific remediation/closure of engineered landfills and dumpsites to avoid significant
waste (dumpsite) GHG emissions.

UOM Reference Period


SDG Mapping: 12.5 By
Yes or No Swachh Survekshan Result
Framework 2021 (data of 2020) 2030, substantially reduce
waste generation through
Supporting Data Source prevention, reduction,
Document/ Validation recycling and reuse.
Document Required Data of Swachh
Survekshan 2021 taken 12.5.1 National recycling
Not Applicable (Centrally Filled) directly from Swachh rate, tons of material
CSCAF 3.0 as Data of Swachh Survekshan Bharat Mission Team recycled.
2021 taken directly from Swachh
Bharat Mission

12 Garbage Description: Percentage Coverage of Area (Wards)


Under Door-to-Door Collection System as per
Collection Swachh Survekshan 2021
(Swachh
Survekshan) UOM Reference Period SDG Mapping: 11.6 By
2030, reduce the adverse
Percentage as of 31st March 2021 per capita environmental
Framework impact of cities, including by
paying special attention to
air quality and municipal and
Supporting Data Source other waste management.
Document/ Validation 11.6.1 Proportion of municipal
Document Required Swachh Survekshan solid waste collected and
MPI 2021 managed in controlled facilities
To be centrally out of total municipal waste
filled generated, by cities.
13 Street Description: Percentage of wards that are clean
Cleanliness in the ULB as per Swachh Survekshan 2021

(Swachh
UOM Reference Period
Survekshan)
Percentage 2021 SDG Mapping: 11.6.1
Proportion of municipal
solid waste collected
Framework
and managed in
Supporting Data Source controlled facilities out
Document/ Validation of total municipal waste
Document Required Swachh generated, by cities.
Survekshan 2021
To be centrally filled
MPI

14 Is ICT Based Description: ICT Based Monitoring Mechanism in Place for: Ward wise Collection and
Monitoring Transportation (C&T) including Emptying Litter Bins from Commercial Areas (No Spill
Over), Monitoring of Garbage Vulnerable Points (GVPs) and Sanitation Staff as per
Mechanism in Place Swachh Survekshan 2021
for Solid Waste
Management in the UOM Reference Period Data Source
ULB as per Swachh
Yes or No 1st April 2020 to Municipal Authoritiy
Survekshan 2021? 31st March 2021 / Water Supply and
Sewerage Board
SDG Mapping: 11.6.1
Framework
Supporting Document/ Validation Document Required Proportion of municipal
solid waste collected
Copy of the official record (service statistics or annual report) and managed in
showing the final computation, duly certified by the relevant controlled facilities out
authority and countersigned by the nodal officer. Monthly of total municipal waste
MPI water supply figures by water utility department should also be generated, by cities.
part of the submission.

15 Waste Description: Percentage of Wet Waste Treated


either by Decentralized or Centralized Planning as
Treatment per Swachh Survekshan 2021
(Swachh
Survekshan) UOM Reference Period Data Source SDG Mapping: 12.4 By 2020,
achieve the environmentally sound
Number 1st April 2020 to Municipal Authoritiy management of chemicals and
Framework 31st March 2021 / Water Supply and all wastes throughout their life
Sewerage Board cycle, in accordance with agreed
international frameworks, and
significantly reduce their release
Supporting Document/ Validation Document Required to air, water and soil in order to
Copy of the official record (service statistics or annual minimize their adverse impacts on
MPI report) showing the final computation, duly certified by the human health and the environment.
relevant authority and countersigned by the nodal officer. 12.4.2 (a) Hazardous waste generated
per capita; and (b) proportion of
hazardous waste treated, by type of
treatment.
16 Percentage of Description: Percentage of Households/Commercial Establishments/
Households/ CTs/PTs; are Connected to a Closed System such as Sewerage, Septic
Tank + Soakpit, Twin-pit System etc., (no Open System/Connection/
Commercial Flow/Discharge) as per Swachh Survekshan 2021
Establishments
connected to a UOM Reference Period
Closed Sewerage
Percentage 2021
System (Swachh
Survekshan) SDG Mapping: 6.a By
2030, expand international
Supporting Data Source cooperation and capacity-
Framework Document/ Validation building support to developing
Document Required Municipal Authoritiy countries in water- and
/ Water Supply and sanitation-related activities
Copy of official record Sewerage Board and programmes, including
(service statistics or water harvesting, desalination,
annual report) duly water efficiency, wastewater
MPI certified by relevant treatment, recycling and reuse
authority in the ULB technologies.
14
WATER AND
SANITATION
Drinking water and
Sanitation are fundamental
concerns in cities. The
state of sanitation and
safe drinking water has a
direct impact on public
health, hygiene and
development. Better urban
sanitation also helps to
safeguard the environment
by reducing pollution
in soils, streams, and
groundwater. It also aids
in mitigating the adverse
effects of climate-related
flooding. Further, improving
drinking water and
sanitation system access
and operation in cities
is critical for sustainable
urban development. This
sector captures the data
related to the status
of drinking water and
sanitation access and their
management
01 Has city Description: Water resources assessment (WRA) is a tool to evaluate the dynamics of the water resource in
relation to human impacts or demand.
conducted any
assessment of UOM Reference Period
their existing
Yes or No As of 31-12-2021
water resources?
SDG Mapping: 6.b Support and strengthen
Supporting Data Source the participation of local communities in
improving water and sanitation management.
Framework Document/ Validation
Document Required ULB/ Water Utility/ 6.b.1 Proportion of local administrative units with
Water Boards/ established and operational policies and procedures
Not Applicable Flood and Irrigation for participation of local communities in water and
CSCAF 3.0 Department sanitation management.

Has city carried out Description: Water resources assessment (WRA) is a classic tool used in Integrated Water
any study to assess the Resources Management (IWRM), which consists of an assessment of quantum of water
available, water supply and demand side of various sectors such as domestic, commercial
existing water resources and industrial. The quality of water is to be tested regularly. This helps estimating the future
02 (For example, assessment water demand and take appropriate actions in managing the water.
of quantum of water
available, allocation Data Source UOM Reference Period
of water to domestic, Yes or No As of 31-12-2021
ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department
commercial, industrial
and Other sectors), future
Supporting Document/ Validation Document Required
demand projection,
water quality test 1. Submit the template duly filled, signed and printed on the smart city or ULB letter head OR
2. Data on a Report/Study that indicates stock of existing water resources with projections, its uses for
reports at source and at various sectors; projected future water demand water availability and water quality for at least five
treatment facilities for years.
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Ground
last five years? Water Department, Industries Department, Industrial Corporations, Any SPV and / or any other relevant
implementation agency, IMD.
Framework
SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating dumping
and minimizing release of hazardous chemicals and materials, halving the proportion of
untreated wastewater and substantially increasing recycling and safe reuse globally.
6.3.2 Proportion of bodies of water with good ambient water quality.

CSCAF 3.0

Does city have a water Description: Water Resource Management Plan is a statutory document and an
resource management effective tool which is essential to ensure the long term balance between present and
future water demand.
03 plan with short, medium
and long term actions
(For example, demand Data Source UOM Reference Period

management plan and ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No As of 31-12-2021
augmentation of existing
water resources through Supporting Document/ Validation Document Required
recharge, rejuvenation 1. Submit the template duly filled, signed and printed on the smart city or ULB letter head OR
and rain water 2. Data on a Report/ Study/ Plan that estimates future water availability including: demand
management plan for best utilization of available water resources , augmentation of existing water
harvesting)? resource through recharge, rejuvenation and storage (includes rain-water harvesting)
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department,
Ground Water Department, Industries Department, Industrial Corporations, Any SPV and / or any
Framework other relevant implementation agency, IMD.

SDG Mapping: 6.1 By 2030, achieve universal and equitable access to safe and affordable drinking water for all.
6.1.1 Proportion of population using safely managed drinking water services. 6.4 By 2030, substantially increase
water-use efficiency across all sectors and ensure sustainable withdrawals and supply of freshwater to address
water scarcity and substantially reduce the number of people suffering from water scarcity. 6.4.1 Change in
CSCAF 3.0 water-use efficiency over time. 6.4.2 Level of water stress: freshwater withdrawal as a proportion of available
freshwater resources. 6.5 By 2030, implement integrated water resources management at all levels, including
through transboundary cooperation as appropriate. 6.5.1 Degree of integrated water resources management.
Has city reviewed Description: Climate change is adversely imapcting the water resources and disturbing
04 the balance between demand and supply which needs to be addressed in the exisitng
and revised the water
water resource management plan with appropriate actions.
resource management
plan to include climate
change factors and Data Source UOM Reference Period

initiated any actions/ ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No As of 31-12-2021
work specified in
the Water Resource Supporting Document/ Validation Document Required
Management Plan? 1. Submit the template duly filled, signed and printed on the smart city or ULB letter head OR
2. Data on actions initiated for execution of works specified in the water resource management
plan, if the city has reviewed and revised the Water resource Management Plan to include climate
Framework change factors.
3. Data can be obtained from ULB/ Water Utility/Water Boards/Flood and Irrigation Department /
Ground Water Department / Industries Department/ Industrial Corporations / Any SPV and or any
other relevant implementation agency, IMD.

CSCAF 3.0 SDG Mapping: 6.4 By 2030, substantially increase water-use efficiency across all sectors
and ensure sustainable withdrawals and supply of freshwater to address water scarcity
and substantially reduce the number of people suffering from water scarcity. 6.4.1 Change
in water-use efficiency over time. 6.4.2 Level of water stress: freshwater withdrawal as a
proportion of available freshwater resources. 6.5 By 2030, implement integrated water resources
management at all levels, including through transboundary cooperation as appropriate. 6.5.1
Degree of integrated water resources management.

05 Has the city Description: Non Revenue Water (NRW) is water that is produced and introduced into the
conducted NRW water distribution system but is “lost” before reaching the end-users due to leaks, theft or
wastage.
Study or collected
any information
on the water Data Source UOM Reference Period
produced or sold? ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No As of 31st of
December 2021

Framework
Supporting Document/
CSCAF 3.0 Validation Document Required
NA

Total water sold Description: Total Water sold is the total amount of water which is billed by the ULB.
06 in MLD (Total
water billed) for Data Source UOM Reference Period

the last twelve ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department MLD June-July 2020 to
July-August 2021
months i.e.
June-July 2020
to July-August Supporting Document/ Validation Document Required
2021
1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
2. Data on Non-Revenue Water (NRW) report (2016-20), Water Audit Report (2016-20), Map of ward
wise NRW as a .kml file (polygon geometry with attribute: percentage of NRW) (additional evidence)
Framework
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Any
SPV and / or any other relevant implementation agency.
CSCAF 3.0
Total water produced and Description: Total water produced is the amount of water put into distribution network.
07
put into the transmission
and distribution system Data Source UOM Reference Period
in MLD for the last 12 ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department MLD June-July 2020 to
months i.e. June-July July-August 2021
2020 to July-August 2021
Supporting Document/ Validation Document Required

1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
Framework 2. Data on Non-Revenue Water (NRW) report (2016-20), Water Audit Report (2016-20), Map of ward
wise NRW as a .kml file (polygon geometry with attribute: percentage of NRW) (additional evidence)
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Any
CSCAF 3.0 SPV and / or any other relevant implementation agency.

Has city carried Description: Flood hazard assessment estimates the probability of different magnitudes of damaging
08 flood conditions, such as the depth of inundation, duration of inundation, velocity of moving water,
out any flood/
quality of water, debris content of water, or the wave height in addition to still water level.
water stagnation
risk assessment in Data Source UOM Reference Period
last five years i.e. ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No 2017-2021
from 2017 to 2021?
Supporting Document/ Validation Document Required NA
Framework
SDG Mapping: 1.5 By 2030, build the resilience of the poor and those
in vulnerable situations and reduce their exposure and vulnerability SDG Mapping: 15.3 By 2030,
to climate-related extreme events and other economic, social and combat desertification,
environmental shocks and disasters. 1.5.3 Number of countries that restore degraded land
adopt and implement national disaster risk reduction strategies in line and soil, including land
CSCAF 3.0 with the Sendai Framework for Disaster Risk Reduction 2015–2030. affected by desertification,
1.5.4 Proportion of local governments that adopt and implement local drought and floods, and
disaster risk reduction strategies in line with national disaster risk strive to achieve a land
reduction strategies. degradation-neutral world.

Has city conducted Description: The National Planning Policy Framework (NPPF) has determined that any
09 new development or change of use requires a flood risk assessment to make sure the
a rapid flood/water
development is safe and does not cause flood impact to others.
stagnation risk
assessment which Data Source UOM Reference Period
may include hotspots,
ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No 2017-2021
frequency and reasons
for flooding/water Supporting Document/ Validation Document Required
stagnation?
1. Submit the template duly filled, signed and printed on the smart city or ULB letter head OR 2.
2. Data on Rapid flood risk assessment report prepared which shall include: Reasons of flooding/
water stagnation Flooding/ water stagnation Hotspots in city (including the number of incidences)
Flood/ water stagnation Levels and frequency Map of flooding/ stagnation hotspots in the city as
Framework a .kml file (additional evidence).
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Any
SPV and / or any other relevant implementation agency

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and
CSCAF 3.0 reduce their exposure and vulnerability to climate-related extreme events and other economic,
social and environmental shocks and disasters. 1.5.3 Number of countries that adopt and
implement national disaster risk reduction strategies in line with the Sendai Framework for Disaster
Risk Reduction 2015–2030. 1.5.4 Proportion of local governments that adopt and implement local
disaster risk reduction strategies in line with national disaster risk reduction strategies.

SDG Mapping: 15.3 By 2030, combat desertification, restore degraded land and soil, including land
affected by desertification, drought and floods, and strive to achieve a land degradation-neutral
world.
10 Has city prepared Description: The detailed Flood Management Plan is a framework for coordinating the
a detailed flood/ development of flood works before, during and after the flooding event.
water stagnation
Data Source UOM Reference Period
risk assessment
and prepared a ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No 2017-2021
management plan?
Supporting Document/ Validation Document Required
Framework 1. Submit the template duly filled, signed and printed on the smart city or ULB letter head OR
2. Data on detailed flood risk assessment for various return period (5 years, 10 years and 50 years) Flood
management plans including structural and non -structural strategies (as per NDMA guidelines for urban
flood management, 2010) Mechanisms for implementing SOPs (as per MoHUA/ state guidelines) in place.
Map of detailed flood risk assessment (scale 1:5000) as a .kml file (additional evidence)
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Any SPV
CSCAF 3.0 and / or any other relevant implementation agency

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations and
reduce their exposure and vulnerability to climate-related extreme events and other economic,
social and environmental shocks and disasters. 1.5.3 Number of countries that adopt and
implement national disaster risk reduction strategies in line with the Sendai Framework for Disaster
Risk Reduction 2015–2030. 1.5.4 Proportion of local governments that adopt and implement local
disaster risk reduction strategies in line with national disaster risk reduction strategies.

SDG Mapping: 15.3 By 2030, combat desertification, restore degraded land and soil, including land
affected by desertification, drought and floods, and strive to achieve a land degradation-neutral
world.

11
Has city Description: Urban Flood Management SOP (Standard Operating Procedures) develop simplified
implemented sustainable instructions that define the roles and responsibilities of major stakeholders as well as
community members. Flood Early Warning System detects a flooding condition upstream and
the measures warns inhabitants downstream of the approaching flood.
specified in flood/
water stagnation
Data Source UOM Reference Period
management
ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No 2017-2021
plan, urban flood
management SOP
of Urban flood alert Supporting Document/ Validation Document Required
and early warning 1. Submit the template duly filled, signed and printed on the smart city or ULB letter head OR
systems? 2. Data on Implementation of measures recommended in the flood management plan, Implementation of
urban flood management SOP (as per MoHUA/state guidelines) , Urban flood alert and early warning
systems established , Map of drainage and storm water networks in the city as a .kml file (additional
Framework evidence).
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Any SPV
and / or any other relevant implementation agency

SDG Mapping: 1.5 By 2030, build the resilience of the poor and those in vulnerable situations
CSCAF 3.0 and reduce their exposure and vulnerability to climate-related extreme events and other
economic, social and environmental shocks and disasters. 1.5.3 Number of countries that
adopt and implement national disaster risk reduction strategies in line with the Sendai
Framework for Disaster Risk Reduction 2015–2030. 1.5.4 Proportion of local governments that
adopt and implement local disaster risk reduction strategies in line with national disaster risk
reduction strategies.

SDG Mapping: 15.3 By 2030, combat desertification, restore degraded land and soil, including
land affected by desertification, drought and floods, and strive to achieve a land degradation-
neutral world.
Does the city Description: Wastewater reuse and recycling is the process by which wastewater produced from one
12 source is treated to be reused in the same process or recycled for another.
recycle and re-
use the waste UOM Reference Period
Data Source
water?
ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No As of Dec 2021

Framework Supporting Document/ Validation Document Required NA

SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating
dumping and minimizing release of hazardous chemicals and materials, halving the
proportion of untreated wastewater and substantially increasing recycling and safe
CSCAF 3.0 reuse globally. 6.3.1 Proportion of domestic and industrial wastewater flows safely
treated. 6.3.2 Proportion of bodies of water with good ambient water quality.

13 Water supplied Description: Water supply is the provision of water by public utilities, commercial organisations,
to the city in community endeavors or by individuals, usually via a system of pumps and pipes.
million litres per
Data Source UOM Reference Period
day in MLD for
the last twelve ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department MLD June-July 2020 to
July-August 2021
months i.e.
June-July 2020 Supporting Document/ Validation Document Required
to July-August
1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
2021
2. Data on Water supply records for last twelve months , Records for treated water reuse for last twelve months
3. Data can be obtained from ULB, Water Utility, Water Boards, Flood and Irrigation Department, Any SPV and/or
any other relevant implementation agency, CPHEEO.
Framework

SDG Mapping: 6.1 By 2030, achieve universal and equitable access to safe and affordable
drinking water for all. 6.4: By 2030, substantially increase water-use efficiency across all sectors
and ensure sustainable withdrawals and supply of freshwater to address water scarcity and
substantially reduce the number of people suffering from water scarcity. 6.4.1: Change in
CSCAF 3.0 water-use efficiency over time.

Total wastewater Description: Wastewater treatment is a process used to remove contaminants from wastewater and
14 convert it into an effluent that can be returned to the water cycle.
treated in MLD
for the last
UOM Reference Period
twelve months Data Source

i.e. June-July ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department MLD June-July 2020 to
2020 to July- July-August 2021

August 2021
Supporting Document/ Validation Document Required

1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
Framework 2. Data on Water supply records for last twelve months , Records for treated water reuse for last twelve months
3. Data can be obtained from ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department/ Any SPV and
or any other relevant implementation agency, CPHEEO.

SDG Mapping: 6.a By 2030, expand international cooperation and capacity-building support to
developing countries in water- and sanitation-related activities and programmes, including water
CSCAF 3.0
harvesting, desalination, water efficiency, wastewater treatment, recycling and reuse technologies.
6.3 By 2030, improve water quality by reducing pollution, eliminating dumping and minimizing
release of hazardous chemicals and materials, halving the proportion of untreated wastewater and
substantially increasing recycling and safe reuse globally. 6.3.1 Proportion of domestic and industrial
wastewater flows safely treated.
15 Total recycled Description: Recycling of wastewater is done to treat the wastewater to a level suitable for
wastewater that various purposes such as agricultural and landscape irrigation, industrial processes, toilet flushing
and replenishing ground water basin.
is reused in MLD
for the last twelve Data Source UOM Reference Period
months i.e. June-
MLD June-July 2020 to
July 2020 to July- ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department
July-August 2021
August 2021
Supporting Document/ Validation Document Required
Framework 1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
2. Data on Water supply records for last twelve months , Records for treated water reuse for last twelve months
3. Data can be obtained from ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department/ Any SPV and
or any other relevant implementation agency, CPHEEO.

CSCAF 3.0 SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating
dumping and minimizing release of hazardous chemicals and materials, halving the
proportion of untreated wastewater and substantially increasing recycling and safe reuse
globally. 6.3.1 Proportion of domestic and industrial wastewater flows safely treated.

16
Has city Description: An energy audit is an important tool to inspect and analyse energy flow in a
conducted the water supply system with the objective of understanding the energy efficiency.
energy audit for
Data Source UOM Reference Period
water supply
system in the last ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No As of 31-12-2021
Five Years (2016-
2021)? If yes, Supporting Document/ Validation Document Required
please enclose
1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
the evidence
2. Data on Energy Audit Report (2016-20)
template and 3. Data can be obtained from ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department/ Any SPV and
energy audit or any other relevant implementation agency.
reports (Yes/No)
SDG Mapping: 6.4 By 2030, substantially increase water-use efficiency across all sectors
Framework and ensure sustainable withdrawals and supply of freshwater to address water scarcity and
substantially reduce the number of people suffering from water scarcity.
6.4.2 Level of water stress: freshwater withdrawal as a proportion of available freshwater
CSCAF 3.0 resources.

Description: An energy audit is an important tool to inspect and analyse energy flow in a
17 Has city conducted wastewater supply system with the objective of understanding the energy efficiency.
the energy audit
for wastewater Data Source UOM Reference Period
management ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department Yes or No As of 31-12-2021
systems in the
last Five Years Supporting Document/ Validation Document Required
(2016-2021)? If yes, 1. Submit letter/ evidence duly filled, signed and printed on the smart city or ULB letter head OR
please enclose the 2. Data on Energy Audit Report (2016-20)
evidence template 3. Data can be obtained from ULB/ Water Utility/ Water Boards/ Flood and Irrigation Department/ Any
SPV and or any other relevant implementation agency.
and energy audit
reports (Yes/No)
SDG Mapping: 6.5 By 2030, implement integrated water resources management at all levels,
including through transboundary cooperation as appropriate.
Framework 6.5.1 Degree of integrated water resources management.
6.4.1 Change in water-use efficiency over time.

CSCAF 3.0
18 Average water Description: Only authorized or metered water connections are considered. Group
supplied connections (like in slums or group housing societies) are taken into consideration.

Data Source UOM Reference Period


Framework
Municipal Authority / Water Supply and Sewerage Board IPCD 1st April 2020 to
31st March 2021

Supporting Document/ Validation Document Required


Copy of the official record (service statistics or annual report) showing the final computation, duly certified by
EOL MPI the relevant authority and countersigned by the nodal officer. Monthly water supply figures by water utility
department should also be part of the submission.

SDG Mapping: 6.1.1 Proportion of


SDG Mapping: 1.4.1 Proportion
population using safely managed drinking
of population living in
water services. 6.4.2 Level of water stress:
households with access to
freshwater withdrawal as a proportion of
basic services.
available freshwater resources.

Total number Description: Household level water supply connection i.e. direct piped connection, is the minimum
19 of households acceptable standard for water supply service. This includes bulk connections also. Households
supplied water through public stand posts or tankers are excluded. Households completely
covered with dependent on other water sources such as bore wells, open wells, etc. are excluded.
piped water
connections Data Source UOM Reference Period

Municipal Authority / Water Supply and Sewerage Board Number As of 31-12-2021


Framework

Supporting Document/ Validation Document Required


Copy of the official record (service statistics or annual report) showing the final computation, duly certified by the
relevant authority and countersigned by the nodal officer.

EOL MPI
SDG Mapping: 6.1.1 Proportion of SDG Mapping: 1.4.1 Proportion of
population using safely managed population living in households
drinking water services. with access to basic services.

Total amount Description: It is the average quantity of waste water treated everyday in the ULB in the
20 mentioned time period
of wastewater
treated
Data Source UOM Reference Period

Municipal Authority / Water Supply and Sewerage Board MLD 1st Jan 2021 to 31st Dec 2021
Framework

Supporting Document/ Validation Document Required


Copy of official record (service statistics or annual report) duly certified by relevant authority in the ULB

EOL MPI

SDG Mapping:

6.3.1 Proportion of wastewater safely treated.

6.3: By 2030, improve water quality by reducing pollution, eliminating


dumping and minimizing release of hazardous ch
21 Total amount Description: It is the average quantity of waste water generated everyday in the ULB in the
mentioned time period
of wastewater
generated from
Data Source UOM Reference Period
1st January 2021
MLD 1st January 2021 to 31st December 2021
to 31st December Municipal Authority / Water Supply and Sewerage Board

2021
Supporting Document/ Validation Document Required
Framework Copy of official record (service statistics or annual report) duly certified by relevant authority in the ULB

SDG Mapping: 6.5 By 2030, implement integrated water resources management at all
levels, including through transboundary cooperation as appropriate. 6.5.1 Degree of
integrated water resources management. 6.4.1 Change in water-use efficiency over time.
EOL MPI

Total number Description: Total number of connected households as per municipal records are considered.
22 A property may have multiple households occupying it. • Households with access connection
of households
to centralised underground sewerage network, or decentralised sewerage or onsite systems
connected such as septic tanks are included • Properties that connect their waste water outlets to storm
to sewerage water drains or open drainage systems are not included.
network
Data Source UOM Reference Period

Municipal Authority / Water Supply and Sewerage Board Number As of 31st December 2021
Framework

Supporting Document/ Validation Document Required


Copy of official record (service statistics or annual report) duly certified by relevant authority in the ULB

SDG Mapping: 6.2: By 2030, achieve access to adequate and equitable sanitation and hygiene
EOL MPI for all and end open defecation, paying special attention to the needs of women and girls and
those in vulnerable situations.
6.3: By 2030, improve water quality by reducing pollution, eliminating dumping and minimizing
release of hazardous chemicals and materials, halving the proportion of untreated wastewater
and substantially increasing recycling and safe reuse globally.

SDG Mapping: 1.4.1 Proportion of population living in households with access to basic services

23 Description: Data refers to the total length (km) of storm water drains in the city with pucca
Total length
construction. Consider only those drains that are constructed in roads having a carriageway of
of covered 3.5 metres or more. It includes primary, secondary and tertiary categories of storm water drains.
stormwater
drains (pucca Data Source UOM Reference Period
construction)
Municipal Authority / Water Supply and Sewerage Board KM As of 31st March 2021

Framework Supporting Document/ Validation Document Required


Copy of official record (service statistics or annual report) duly certified by relevant authority in the ULB

SDG Mapping: 6.2: By 2030, achieve


access to adequate and equitable SDG Mapping: 1.4.1 Proportion
sanitation and hygiene for all and end of population living in
EOL MPI open defecation, paying special attention households with access to
to the needs of women and girls and basic services.
those in vulnerable situations.
24
Total number Description: Rainwater Harvesting Structures refers to a system for collecting, transporting and
of properties storing/recharging/reusing rainwater
with functional
UOM Reference Period
rainwater Data Source
harvesting Municipal Authority / Water Supply and Sewerage Board Number As of 31st March 2021
structures
Supporting Document/ Validation Document Required

Framework Relevant pages from the latest annual report/service level statistics that contains the detailed data.

SDG Mapping: 6.a By 2030, expand international cooperation and capacity-building


support to developing countries in water- and sanitation-related activities and
programmes, including water harvesting, desalination, water efficiency, wastewater
treatment, recycling and reuse technologies.
EOL

25 Total number Description: Total number of domestic (residential) metered connections includes metered
of households direct service connections, as well as metered public stand posts.
with metered
Data Source UOM Reference Period
water supply
connections Municipal Authority / Water Supply and Sewerage Board Number as of 31st March 2021

Framework Supporting Document/ Validation Document Required


Total number of connections which have functional meters, and metered quantities is the basis for billing of water
charges. Summary of bills for metered water supply connections.

MPI SDG Mapping: 1.4.1 Proportion of population living in households with access to basic services.

Total length Description: Data refers to total length of sewerage network within ULB limits
26
of sewerage
network in the Data Source UOM Reference Period

ULB Municipal Authority / Water Supply and Sewerage Board KM as of 31st March 2021

Supporting Document/ Validation Document Required


Framework
Details of household are mapped to sewerage network (onsite sanitation system such as septic tank, twin pit
should be included). Layout of sewerage network.

SDG Mapping: 6.2: By 2030, achieve


access to adequate and equitable SDG Mapping: 1.4.1 Proportion
MPI sanitation and hygiene for all and end of population living in
open defecation, paying special attention households with access to
to the needs of women and girls and those basic services.
in vulnerable situations.

SDG Mapping: 3.9.2 Mortality rate attributed to unsafe water, unsafe sanitation and lack of
hygiene (exposure to unsafe Water, Sanitation and Hygiene for All (WASH) services).
27 Total sewage Description: Total sewage generated in the ULB
generated in the
Data Source UOM Reference Period
ULB
Municipal Authority / Water Supply and Sewerage Board MLD 2021

Framework
Supporting Document/ Validation Document Required
Copy of the official record (service statistics or annual report) showing the final computation, duly certified by the
relevant authority and countersigned by the nodal officer.

SDG Mapping: 6.2: By 2030, achieve


MPI access to adequate and equitable SDG Mapping: 1.4.1 Proportion
sanitation and hygiene for all and end of population living in
open defecation, paying special attention households with access to
to the needs of women and girls and those basic services.
in vulnerable situations.

SDG Mapping: 3.9.2 Mortality rate attributed to unsafe water, unsafe sanitation and lack of
hygiene (exposure to unsafe Water, Sanitation and Hygiene for All (WASH) services).

28 Total installed Description: Total installed sewage treatment capacity of the ULB
sewage
treatment Data Source UOM Reference Period
capacity of the Municipal Authority / Water Supply and Sewerage Board MLD As of 31st December 2021
ULB
Supporting Document/ Validation Document Required

Framework Copy of the official record (service statistics or annual report) showing the final computation, duly certified by the
relevant authority and countersigned by the nodal officer.

SDG Mapping: 6.2: By 2030, achieve


access to adequate and equitable SDG Mapping: 1.4.1 Proportion
sanitation and hygiene for all and end of population living in
open defecation, paying special attention households with access to
MPI to the needs of women and girls and those basic services.
in vulnerable situations.

SDG Mapping: 3.9.2 Mortality rate attributed to unsafe water, unsafe sanitation and lack of
hygiene (exposure to unsafe Water, Sanitation and Hygiene for All (WASH) services).

Description: Total water produced and put into transmission and distribution system by the ULB
29 Total water
produced
Data Source UOM Reference Period
and put into
Municipal Authority / Water Supply and Sewerage Board MLD 1st April 2020 to 31st March 2021
transmission
and distribution
system by the Supporting Document/ Validation Document Required

ULB Water metering records at the supply side and the consumption side or Certified relevant document by the
concerned department

Framework
SDG Mapping: 6.1.1 Proportion of SDG Mapping: 1.4.1 Proportion
population using safely managed drinking of population living in
water services. households with access to
basic services.

MPI
30 Total water sold Description: Total water sold by the ULB
by the ULB
Data Source UOM Reference Period

Framework Municipal Authority/Water Supply and Sewerage Board MLD 1st April 2020 to 31st March 2021

Supporting Document/ Validation Document Required

Water metering records at the supply side and the consumption side or certified relevant document by
the concerned department

MPI

31 Total amount Description: Amount of Secondary/Teritiary treated wastewater recycled and reused by the ULB
of secondary/
teritiary treated
Data Source UOM Reference Period
wastewater
recycled and Municipal Authority / Water Supply and Sewerage Board MLD 1st April 2020 to 31st March 2021
reused by the
ULB Supporting Document/ Validation Document Required
1. Water supply records
Framework 2. Records for secondary/tertiary reuse

SDG Mapping: 6.3 By 2030, improve water quality by reducing pollution, eliminating dumping
and minimizing release of hazardous chemicals and materials, halving the proportion
of untreated wastewater and substantially increasing recycling and safe reuse globally.
6.3.1 Proportion of domestic and industrial wastewater flows safely treated.
MPI
TWO
THE WAY
FORWARD
The Urban Outcomes Framework 2022 aims to expand the
understanding of urban governance and management in India.
It is an attempt to foster a citizen-centric and transparent data
generation, curation and management system to significantly
improve collaboration, co-creation and research in the urban
sphere. The database consists of different sectors such as
Demography, Economy, Education, Energy, Finance, Environment,
Governance & ICT, Health, Housing, Mobility, Planning, Safety
and Security, Solid Waste Management, Water and sanitation.
By providing data across these sectors the initiative aims to
indulge public discourse and discussions around vital issues
on urban governance and development. Moreover, along with
transparency, the initiative attempts to universalise the access
to information and data from professionals, researchers and
academics to common people and enabling them to be a
part of participatory governance at the municipal level. Access
to information to citizens will encourage their participation in
important issues, resulting in decentralisation of power and
strengthening of micro governance. Additionally, the Urban
Outcomes Framework 2022 also enables social audits of
different local governments and their activities in the future.

The Urban Outcomes Framework 2022 attempts to become a


source for many upcoming indices, research reports, and surveys
in the future. Open access to a large set of indicators will provide
a one-stop platform across different sectors and cities. The
cities are expected to update data on a regular basis which
will enable continuous assessment of the performance of their
cities. Most importantly, the Urban Outcomes Framework 2022
aims to add more sectors and indicators in the future to make
it a dynamic database that will fulfil the requirement of the
people and urban governance on the regular basis. It also aims
to expand gradually with an increase in the number of cities
updating data in the database, eventually consisting of data
from all the municipalities in India.

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