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Adhesion and Removal of Fine Particles On Surfaces
Adhesion and Removal of Fine Particles On Surfaces
Adhesion and Removal of Fine Particles On Surfaces
M. B. Ranade
To cite this article: M. B. Ranade (1987) Adhesion and Removal of Fine Particles on Surfaces,
Aerosol Science and Technology, 7:2, 161-176, DOI: 10.1080/02786828708959155
Particles on surfaces containing microelectronic circuits and the composition. The magnitude of adhesive forces
interfere with the circuit operation thus reducing product relative to the particle mass increases significantly for
yield. Adhesion of particles to such surface as well as to micrometer- and submicrometer-sized particles, and their
other surfaces in production environments needs to be removal is therefore difficult. Experimental techniques
understood so that effective ways for preventing deposi- for adhesion measurement are marginal, and new devel-
tion and cleaning contaminated surfaces may be devised. opments are urgently needed. Considerable new research
Adhesive forces result from molecular and electrostatic is needed to develop new cleaning media and techniques.
interaction and are influenced by the surrounding medium
ons
e theories for ~nolecularinteractions are
tbj
a d s molecular interac-
tions: (a) sphere-planar surface, FA, = -
.
12z; '
(b) cylinder-planar
surface, --FA^
-- - -
A132d!'2
the Harnaker con- length - 16z,5I2
(Langbein, 1972); (c) two planar surfaces,
& - A132
area 6772;'
Adhesion and Removal of Fine Particles 163
needed, because computations are subject to Effects of microsurface roughness and de-
several different assumptions. Experimental formation at the point of contact also make
determination is not conclusive, because the the calculation of "A" from experimental
distance of separation, Z,, is not measurable measurement ambiguous. In Table 4 the
and assumptions range from 4 to 10 units. A effect of hardness (or deformation) on the
It should be noted that the van der Waals adhesive force was presented by Krupp
attraction depends on the first power of the (1967), and orders of magnitude variations
particle diameter. Mechanical removal forces, can be attributed to deformation resulting in
on the other hand, are represented by "mass increased area of contact. Presence of films
x acceleration," and thus they depend on and trace impurities also affect the interac-
the third power of particle diameter. For thls tions.
reason, very high accelerations are required The effect of roughness on van der Waals
to remove small particles, as shown in Table force is highly dependent on the nature of
2. The effect of medium is shown in Table 3. the roughness. The molecular interactions
are usually active over distances several
nanometers deep in the particle and the sub-
TABLE 2. Effect of Particle Size on Force strate from the interface. If surface asperities
of Adhesionu are much smaller than particles, as shown in
Acceleration Figure 2a, less mass is present in the im-
Particle size FAd Particle mass for removal
mediate vicinity of the contact plane result-
(pm) (dyn) (9) (8)
ing in reduced adhesion force. Czarnecki and
10 9 x 10-2 2 x 10-2 4.5 x 104
Dabros (1980) proposed a correction factor
1 9 x 10-~ 2 x lo-l2 4.5 x l o 6
0.1 9x 2 x lo-l5 4.5 x l o X dependent on the mass distribution in the
particle or substrate surface layers.
'Materials: A1203on A120, in air (hS - 4.68 eV).
On the other hand, the situation shown in
Figure 2b, the effective contact area is in-
TABLE 3. Effect of Medium on Adhesionu creased and may result in increased ad-
hesion.
FAd
Material Substrate Medium (dyn)
A1203 A1203 Air 9 x lo-3
32' Water 2x Electrostatic Interaction
A120, Polystyrene Air 5 x lo-) Two types of electrostatic interactions may
Polystyrene Polystyrene h r 3x
Polystyrene Polystyrene Water 2x
cause increased particle adhesion. The first
type arises from the difference in the work
"Particle size: - 1 pm.
functions of two different materials resulting
in a contact potential Gc. The contact poten-
TABLE 4. Effect of Hardness on van der Waals tial has a maximum value of 0.5 V. Charges
Adhesive Force Between a 5-pm-Diameter are produced in the surface layers of the
Sphere and a Flat Surface at a Separation particle and the surface. The force due to the
of 0.4 nmu electrostatic double layer is given by Krupp
Hamaker constant (1967) as:
A x 1012 (ergs)
Hardness H
(d-/cm2 0.29 0.96 4.31
lo6 (Plastics) FAd -* 3600 4 x lo4 - at a maximum contact potenti~l0.5V and a
10' (Metals) (mdyn) 42 400 8 x lo3 distance of separation Z, = 4 A, the value of
10" (Abrasives) 6 24 170 the force is about 1 mdyn for a 1-ym par-
OFrom Krupp (1967) ticle. This value may become comparable to
hesion and Removal of Fine
on particle or the
igure 3, resulting in
magnitude of zeta potential.
. Capillary force. energy between two particles is given by
ogg et al., 1966):
F z 4.2 X lop2dyn,
h is significant in comparison with the
particle-surface inter-
by condensation of
ids such as water and
ation occurs even if where
s undersaturated, be- dp,, dp, = diameters of particles;
e exists in the particle E = dielectric constant;
surface contact area. The Kelvin equation 2-' = thickness of the double layer and
states that the vapor pressure in equilibrium is inversely proportional to the
square root of the ionic strength
of the solution;
qn= surface potential = (, "zeta
potential";
Dou
on force is gwen by:
Adhesion and Removal of Fine Particles
[( jj-,.++
+++ -
(net)
Negative
Electro-
Particle
-- ++ - +
-- ++
t
- ++ --
-
31
Nernst Potential ,
Electric
Potential
Surrounding
the Particle
Zeta Potential
Layer of Plane of
4
Adsorbed Shear
lons
-- -- Bulk of
Solution
Extent of
Diffuse Laver
of Counterions
Concentration
of Negative lons
Concentration
of Positive lons
The net interaction energy is schemati- 4-10 A, whereas the secondary minimum
cally shown in Figure 6 as a sum of the usually occurs at 30-50 A, away from the
attractive and repulsive energy. A secondary particle surface.
minimum and a barrier 'J, in energy is
caused and prevents close approach of par- Acid-Base Interactions
ticles to the surface. This effect leads to very
weak adhesion. The primary minimum from In addition to the van der Waals dispersion
van der Waals interaction occurs at about forces, acid-base interactions also play a
significant role in adhesion of solid surfaces.
Fowkes (1982) and Fowkes et al. (1982) show
FIGURE 6. Interaction energies between particle that adhesion of polymers is significantly
and surface. controlled by the acidic or basic nature of
\ 2 - distance
\ l- j V T Secondary Minimum
I Primarv Minimum
Adhesion and Removal of Fine Particles
Maximum F
acceleration (1 pm, 1.0 s . g.)
Technique Principle Parameters (g 's) (dP)
Centrifuge 75,000 rpm 5x lo5 3x
(commercial)
MHz lo6 6x
Hydrodynamic
ples are shown in Figure 7. Whitfield (1979) tween the particles and surface was very
showed that at relative humidities above 50%, strong. The capillary force persisted, even
adhesion of ambient particles to surfaces after baking for up to 24 hr. Thls study
drastically increases, as summarized in Fig- indicates that the capillary force is of great
ure 8. The plot shows the percentage of importance, even at relative humidities less
retention after being subjected to a nitrogen than 50% if a liquid film is caused by excur-
stream blowoff for periods of up to 100 hr.
Bhattacharya and Mittal (1978) studied FIGURE 7. Effect of relative humidity on par-
adhesion and removal of glass microbeads ticle adhesion (Corn, 1966): (a) adhesion of quartz
smaller than 5 pm on a silicon wafer. The particles to Pyrex; (b) adhesion of glass particles
capillary force resulting from a liquid be- to quartz.
Saturation ( G I G I
water vapor
adsorption curve
for q u a r t z
7 4 l m m Hq s P b 7 5 6 m m Hq
24'C 5TZ 27.C
0 - 2 1 p particle
0 - 5 1 p particle
A - 9 0 p particle
-
-
I I I I I I I I 1 1
0 10 20 30 40 50 60 70 80 90 100
FU:I adhesion (%I
(4
Relative h u m i d i t y o f a i r (%I
(b)
M. B. Ranade
I 10
TIME (tlRS1
FIGURE 8. Effect of relative humidity on par- pulsion caused by the presence of the
ticle retention (Whitfield, 1979). surfactant would not completely explain the
removal behavior. Steric repulsion must be
responsible for holding the particles at or
sion through high-humidity atmospheres or near the secondary minimum for the polar
prior immersion in a liquid. carbons. Surfactants are effectively adsorbed
Use of a liquid, rather than air or vacuum on such particles. The graphitized carbons,
as the surrounding medium, facilitates par- on the other hand, are probably close to the
ticle removal. Two features involving liquid primary minimum, and the surfactant is not
media may be exploited. First, the van der effectively adsorbed.
Waals interactions are one to two orders of Kuo and MatijeviC (1980) and Kallay and
magnitude smaller. In addition, surface- MatijeviC (1981) studied removal of 0.17-pm
active agents may be employed to take ad- hematite particles from stainless steel and
vantage of the double-layer repulsion forces, show that the ionic strength of pH of the
as shown in Figure 9 taken from Clayfield aqueous solution of sodium dodecyl sulfate
and Lumb (1970). and ethylenediaminetetraacetic acid were
Jn Figure 9, removal of several different important variables. The removal was highest
carbon blacks on stainless-steel powder at around a pH of 11.5. Increasing tempera-
grains is shown against the surfactant con- ture of the solution also increased removal
centration. The three top curves represent over the 25 to 80°C range studied. A similar
polar carbon blacks, and the lower curve effect of temperature was reported by Ranade
represents graphitized blacks with nonpolar et al. (1986).
surfaces. The adhesion for the polar particles Brandreth and Johnson (1979) describe
was lower than for the nonpolar black, and particle removal from surfaces by several
the effect of surfactant concentration on re- common solvents, such as alcohol mixtures
moval was evident only for the polar carbons. with fluorocarbons. The action was not by
These results suggest that double-layer re- dissolution by solvents but by reduced
Adhesion and Removal of Fine Particles
Sterling R
A 0
Vulcan XXX
Graphon
0 1 I
5.5 1.0 1.5 2.0 2.5 3.0
Surfactant Concentration, Wt. %
ultrasonic cleaning. The removal values were under atmospheric pressure. At a pressure of
based on the initial particles number on the 24 atm, the particle size further decreased to
surface, which was degreased and irradiated. 0.08-0.1 pm. Holl(1973) also noted that the
The degreasing and irradiation removed dispersion of submicrometer particles was
about 33% of the particles before the ultra- promoted at high pressures.
sonic or the hgh-pressure jet treatments. Satoh and Yamane (1972) fractionated a
The true removal efficiency numbers may be volcanic ash with the use of ultrasound. Most
significantly lower than reported. The paper of the inorganic and organic complexes were
also contains removal efficiency values for successfully separated from the aggregates
2 1-pm-sized particles. However, no discus- easily. The clay minerals were less than 2 pm
sion of how these values were obtained is in diameter, and other minerals containing
given in the paper. As expected, larger par- Fe oxides and sand were less than 0.5 pm in
ticles are removed better, indicating that the diameter.
technique may be effective for larger par- Kaiser (1973) found that ultrasonics were
ticles only without the use of elevated tem- useful in the separation of submicron carbon,
perature or use of surfactants. calcium fluoride, and other compounds and
Ultrasonic devices operating at around 20 found that separation in fluorinated hydro-
kHz have been used for effective cleaning of carbons of low surface tension was very effi-
surfaces in liquids. The mechanism of the cient.
action of ultrasound on a particle or ag- Reports of other uses of ultrasound for
glomerate is not fully understood. In all dispersion were given by Agabalyants et al.
types of particle processing systems, it has (1970) and by Lowe and Parasher (1971),
been reported that some form of cavitation who studied the dispersion of clay and soils,
is desirable to attain dispersion by ultrasonic respectively.
means. Particle dispersion is thought to oc- Various types of ultrasonic devices were
cur by the action of a collapsing cavitation devised for the separation of subrnicrometer
bubble at the agglomerate interface. The particles. Hislop (1970) reported on two de-
mechanical disturbances that are caused by vices that utilized the ultrasonic energy most
high-intensity sound waves produce pressure efficiently.
fluctuations, above and below their ambient Davies et al. (1977) designed and con-
pressure. In the reduced-pressure cycle, bub- structed a batch device for the separation of
bles tend to form and grow; whereas in inorganic metal oxides and atmospheric
the increased-pressure cycle, bubble growth aerosols from filters. This device was capable
stops, and bubbles either oscillate or col- of operating at various power, pressure, tem-
lapse. At the collapsing bubble interface, perature, and time conditions. Operation in
high enough energy is released in a highly aqueous sodium pyrophosphate solutions
localized region to overcome interparticle was limited to low power and pressure due
forces in agglomerate structures. These con- to erosion difficulties, but operation in
ditions involving bubble collapse or bubble fluorocarbons (e.g., 1%Krytox 157 in Freon
oscillation have been termed transient and E-3 at 100 psi and 100 W) was most effective
stable cavitation. In a normal cavitating in separating submicron particulates under
liquid, both are present; and for dispersion conditions of negligible erosion.
effects to be the strongest, transient cavita- Schwartzman et al. (1985) described a
tion has to be optimized. "megasonic" cleaning system operating at
Brodov et al. (1970) reported that during frequencies in 850 to 900 kHz. It was claimed
precipitation of a particulate solid, the par- that in contrast to ultrasonics, the higher
ticle size decreased from > 1 pm without frequencies produce a cleaning action greater
ultrasound to < 0.3 pm in an ultrasonic field than the cavitation encountered in ultrasonic
Adhesion and Removal of Fine Particles
devices. A high-pressure wave is suggested as Bohme, G., Krupp, H., Habenhorst, H., and Sandstede,
the mechanism for particle removal. The de- G. (1962). Trans. Inst. Chem. Eng. Lond. 40:252.
vice was shown to be effective in removing Bohme, G., Kling, W., Krupp, H., Lange, H., Sandstede,
G., and Walter, G. (1964a). Preprint, 4th Int. Cong.
0.3-pm particles using a hydrogen peroxide Surface Activity, Brussels, N/III.16.
solution. Water alone did not work as well. Bohme, G., Kling, W., Krupp, H., Lange, H., and
Although a surfactant solution (Triton-X) Sandstede, G., (1964b). 2. Angew Phys. 16:486.
worked better, it did not work as well as did Bohme, G., Kling, W., Krupp, H., Lange, H., Sandstede,
the peroxide solution. G., and Walter, G., (1965). 2. Angew Phys. 19:265.
The qualitative hypothesis for the clean- Bowling, R. Allen (1985). J. Electrochem. Soc. Solid-
Stat8 Sci. Technol. 132(9):2208.
ing action does not explain the results re-
Brandreth, D. A., and Johnson, R. E. (1979). In Surface
ported by Shwartzman et al. (1985), who Contamination (K. L. Mittal, ed.). Plenum Press,
used different cleaning fluids. Further work New York, NY, Vol. 1, p. 83.
is necessary to determine best conditions for Brodov et a]. (1970). Poluch Svoistra Primen Tonkikh.
particle removal. Metal. Porosch Dokl., Vses Sonf. 113, Chem. Abstr.
76:116809, 1972.
A proper choice of the cleaning system,
Clayfield, E. J., and Lumb, E. C. (1970). J. Colloid
the cleaning fluid, and the potential use of Interface Sci. 36:286.
surfactants is not available at this stage, and Corn, M . (1966). In Aerosol Science (C. N. Davies, ed.).
the need for a systematic study of a cleaning Academic Press, London, Chap. XI.
mechanism is urgently needed. Czamecki, J., and Dabros, T. (1980). J. Colloid Inter-
face Sci., 78:No. 1, 25.
Davies, R., Ranade, M. B., Puretz, J., and Freshwater,
SUMMARY D. C. (1977). Proceedings of Particle Technologie,
Niirnberg.
Although significant theoretical develop- Deryagn, B. V., and Zimon, A. D. (1961). KoNoid. Z.
ments have been made in understanding par- 23:5, 544.
ticle adhesion, quantitative estimation is still Fisher, L. R., and Israelachvili, J. N. (1981). Colloids
elusive. Uncertainties are encountered in de- Surfaces 3:303.
fining the true contact area, distance of sep- Fowkes, F. M. (1982). In Physics Chemical Aspects of
Po/vmer Surfaces (K. L. Mittal, ed.). Plenum Press,
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substrates. Molecular and electrical forces, Fowkes, F. M., Butler, B. L., Schissel, P., Butler, G. B.,
together with environmental conditions such DeLollis, N. J., Hartman, J. S., Horffman, R. W.,
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(1982). Muter. Sci. Eng. 53:125-136.
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Hislop, T. (1970). Ultrasonics 8:88.
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Hogg, R., Healy, T. W., and Fuerstenau, D. W. (1966).
micrometers is extremely difficult due to the Trans. Faruday Soc. 62:1638-1651.
high acceleration required. Considerable Holl, P. (August 1973). Proc. Int. Symp. Particle Tech-
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cleaning techniques based on the use of Surface Forces With Applications to Colloidal and
Biological System.. Academic Press, Orlando, FL.
medium effect (such as the negative Hamaker
Kaiser, R. (August 1973). Final Report on USAF Con-
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