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Development of A Risk Stratification Test in EEII
Development of A Risk Stratification Test in EEII
JORDI ELINGS, PT, MSc1,2 • GEERT VAN DER SLUIS, PT, MSc2,3 • R. ALEXANDRA GOLDBOHM, PhD4 • FRANCISCA GALINDO GARRE, PhD4
ARTHUR DE GAST, MD, PhD5,6 • THOMAS HOOGEBOOM, PT, PhD7 • NICO L.U. VAN MEETEREN, PT, PhD2,8
I
n the next 2 decades, the number of total hip replacements (THRs) discharged home after THR. To do so,
will rise considerably.17 Efficient use of resources is key to coping it is important that people can function
with this rise. A straightforward way to save costs is to reduce independently as soon as possible, as the
inability to do so is associated with pro-
the length of hospital stay and increase the number of people
Copyright © 2016 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
model (RSM) to predict delayed inpatient recovery 0.3, 4.4), a Charnley score of B or C (OR = 6.1; individuals. To our knowledge, there is
of physical activities in people who underwent total 95% CI: 2.2, 17.4), and a timed up-and-go score of
no available preoperative screening in-
hip replacement surgery. 12.5 seconds or greater (OR = 3.1; 95% CI: 1.1, 9.0).
strument to predict delayed inpatient
TTMETHODS: This study was performed in 2 rou-
The area under the receiver operating character-
istic (ROC) curve was 0.82 (95% CI: 0.74, 0.90) recovery of activities after THR. The
tine orthopaedic settings: Diakonessenhuis Hospi-
and the Hosmer-Lemeshow test score was 3.57 current literature mainly comprises
tal (setting A) and Nij Smellinghe Hospital (setting
(P>.05). External validation yielded an area under studies that assess the predictive value
B). Preoperative screening was performed for all
the ROC curve of 0.71 (95% CI: 0.61, 0.81). of individual variables in the Interna-
consecutive patients. In-hospital recovery of activi-
ties was assessed with the Modified Iowa Level of TTCONCLUSION: We demonstrated that the tional Classification of Functioning,
Assistance Scale. Delayed inpatient recovery of risk for delayed recovery of activities during the Disability and Health (ICF) domain
activities was defined as greater than 5 days. The hospital stay can be predicted by using preopera-
“personal factors.” 3 Ideally, one would
RSM, developed using logistic regression analysis tive data.
combine these individual predictors
and bootstrapping, was based on data from setting TTLEVEL OF EVIDENCE: Prognosis, level 1b.
into a single model, augmented with
A (n = 154). External validation was performed on J Orthop Sports Phys Ther 2016;46(3):135-143.
the data set from setting B (n = 271). Epub 26 Jan 2016. doi:10.2519/jospt.2016.6124 relevant self-reported and perfor-
TTRESULTS: Twenty-one percent of the patients TTKEY WORDS: functional recovery, in-hospital,
mance-based variables from each ICF
in setting A had a delayed recovery of activities joint replacement, performance, risk stratification domain,3,7,18 to serve as a risk stratifica-
tion model (RSM).19
1
Department of Physical Therapy, Diakonessenhuis Hospital, Utrecht, the Netherlands. 2Department of Epidemiology, Maastricht University Medical Center, Maastricht, the
Netherlands. 3Department of Physical Therapy, Nij Smellinghe Hospital, Drachten, the Netherlands. 4TNO Healthy Living, Leiden/Zeist, the Netherlands. 5Department of
Orthopaedic Surgery, Diakonessenhuis Hospital, Utrecht, the Netherlands. 6Clinical Orthopedic Research Centre Midden Nederland, Zeist, the Netherlands. 7Radboud University
Medical Center, Nijmegen, the Netherlands. 8Centre for Care Technology Research, Maastricht, the Netherlands. The study was funded by AGIS, a health insurance company,
which did not play a role in the conceptualization, data extraction, data analysis, and data interpretation. Additional funding was provided by TNO Healthy Living. The local
ethical committee (reference 131211) approved the study. The authors certify that they have no affiliations with or financial involvement in any organization or entity with a direct
financial interest in the subject matter or materials discussed in the article. Address correspondence to Jordi Elings, Department of Physical Therapy, Diakonessenhuis Hospital,
Bosboomstraat 1, PO Box 80250, 3508 TG Utrecht, the Netherlands. E-mail: jelings@diakhuis.nl t Copyright ©2016 Journal of Orthopaedic & Sports Physical Therapy®
journal of orthopaedic & sports physical therapy | volume 46 | number 3 | march 2016 | 135
T
his prospective, observational climbers, we excluded stair climbing functional activities. These included the
study consisted of 2 parts: (1) devel- from our outcome measure. six-minute walk test ([distance in meters]
opment of a preliminary RSM with This exclusion resulted in a sum score to assesses walking capacity, with a higher
data from Diakonessenhuis Hospital in range for the MILAS of 0 to 24 points. score indicating a better walking capac-
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Utrecht, the Netherlands (data set A), A sum score of 1 or less on the MILAS ity),16 chair-rise time ([in seconds] to as-
and (2) external validation of the RSM suggests that a patient may be able to sess functional lower-leg power, with a
with data from Nij Smellinghe Hospi- function safely at home. We recorded the lower score indicating better muscle pow-
tal in Drachten, the Netherlands (data number of postoperative days necessary er),32 a handheld dynamometer ([in New-
set B). Data collection at both sites was to achieve this sum score, then divided ton-meters] to assess quadriceps muscle
Copyright © 2016 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
performed in the routine care setting for the patients into 2 groups: patients who strength, with a higher score indicating
people undergoing THR. An anesthesiol- reached functional independence within better muscle strength),26 and the timed
ogist, a physical therapist, and a nurse as- 5 days (timely recovery) and those who up-and-go (TUG) test ([in seconds] to
sessed the surgical risk and preoperative reached functional independence in more assess functional mobility, with a lower
functional status of each patient placed than 5 days (delayed recovery). Five days score indicating better functional mobil-
on the waiting list for a primary THR. was chosen as the cutoff because it is the ity).27 Further details about these mea-
During their hospital stays, we monitored typical period for clinical pathways like surements can be found in the APPENDIX.
recovery of activities, length of hospital “rapid recovery.”1
stay, and complications. All physical therapists (n = 11) had Clinical Care Pathway
Journal of Orthopaedic & Sports Physical Therapy®
We only used data from regular pa- relevant work experience in a hospital The surgical approach was similar for all
tient files. According to Dutch law, re- setting. They had worked in this setting patients (straight lateral or posterolater-
search with anonymized regular care for 2 to 33 years (median, 10 years) and, al). In the majority of cases, hip replace-
data does not require approval from a prior to the introduction of functional ment surgery was performed without the
medical ethical committee (confirmed screening into the care pathway, were use of cement; however, the postoperative
by the local ethical committee, reference trained to assess the MILAS in a stan- clinical pathway was identical regardless
131211) and is subject to a general opt-out dardized and uniform way. Further de- of the procedure.
procedure by the hospital. This study is tails about the MILAS can be found in Physical therapy started 1 day after
reported in accordance with the STROBE the APPENDIX. surgery. The patients received one 20- to
statement.35 30-minute therapy session per day that
Predictor Variables consisted of (1) bed exercises to regain
Outcome Variable We collected the following preopera- muscle power and strength, avoid inac-
The duration (days) of inpatient recov- tive predictor variables: age (less than tivity, and prevent deep vein thrombosis;
ery of activities was assessed with the 70 years or 70 years or greater)12; body (2) muscle exercises in sitting and stand-
Modified Iowa Level of Assistance Scale mass index (BMI) (less than 25 kg/m2, ing positions to regain muscle power and
(MILAS). The MILAS assesses the as- 25-30 kg/m2, or 30 kg/m2 or greater); strength; and (3) practicing transfers
sistance necessary to safely perform 5 American Society of Anesthesiologists (into and out of bed, walking indoors)
activities of daily living (ie, supine-to- (ASA) score (1 to 2 or 3 and higher, with to achieve functional independence.10
sit, sit-to-supine, sit-to-stand, walking, a higher score indicating less fitness for Patients were discharged from the hos-
and stair climbing). Each of these activi- surgery)21; Charnley score (a score of A or pital when (1) there was no further need
ties was scored daily on an ordinal scale B or C to indicate the function of the hip for medical treatment, (2) their MI-
ranging from 0 to 6 with the following with regard to the ability to walk, with A LAS score was 1 or less, and (3) neces-
response categories: 0 (independent; 1, being more favorable than C)2; the West- sary care was arranged at the discharge
standby/supervision; 2, 1 point of con- ern Ontario and McMaster Universities destination.
136 | march 2016 | volume 46 | number 3 | journal of orthopaedic & sports physical therapy
Diakonessenhuis Hospital (n = 154) Nij Smellinghe Hospital (n = 271) Lost to Follow-up (n = 70)
WOMAC physical function (0-68) 94 48.6 14.2 246 42.9 13.4 43 46.1 13.7
Chair-rise time, s 137 40.4 33.7 239 38.2 18.2 67 31.8 15.9
Quadriceps strength, Nm 126 185.0 73.2 ... ... 66 188.9 67.3
Timed up-and-go test, s 143 12.1 8.2 259 11.7 6.3 70 11.8 9.2
Six-minute walk test, m 140 315.8 116.6 259 336.0 129.0 70 302.0 128.6
ASA score†
1 30 19.7 42 18.0 38 62.3
2 101 66.5 168 72.1 8 13.1
Journal of Orthopaedic & Sports Physical Therapy®
Statistical Analysis for multicollinearity (variance inflation (ROC) curves to dichotomize each of
We used data set A to develop the RSM. factor, less than 10).31 Consequently, we the performance-based variables at the
We first tested all individual variables used receiver operating characteristic visually optimal sensitivity and specific-
journal of orthopaedic & sports physical therapy | volume 46 | number 3 | march 2016 | 137
Pneumonia 1 (0.6)
ρ<0.20. Block 1 consisted of conventional
Wound dehiscence 1 (0.6)
medical indices and block 2 consisted of
Hip dislocation 1 (0.6)
performance-based measures. The final
model, therefore, consisted of the base
model plus (conventional indices plus
Predictors of Delayed Functional Recovery
Copyright © 2016 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
performance tests).
The remaining, independent predic-
TABLE 3 (Greater Than 5 Days) After Total Hip
Replacement (Logistic Regression)*
tors were then weighted by their regres-
sion coefficients relative to the weakest
predictor. The cutoff point for the RSM AUC Change
Independent Variable n Odds Ratio† AUC From Base Model
was set at a point where both sensitiv-
ity and specificity were relatively high. Base model 150 0.68 ...
Moreover, we determined the area under Sex (female versus male) 0.61 (0.21, 1.74)
the ROC curve (AUC) and the Hosmer- Age (≥70 versus <70 y) 1.74 (0.71, 4.27)
Journal of Orthopaedic & Sports Physical Therapy®
Lemeshow statistic. The AUC represents BMI (≥25 versus <25 kg/m ) 2
2.56 (0.88, 7.45)
the sensitivity and specificity of the test, ASA score (1 or 2 versus 3) 2.72 (0.96, 7.69)
with higher values representing more
Base model plus 140 0.82 0.15‡
sensitivity and specificity on each part of
the RSM. Charnley score (B or C versus A)§
6.12 (2.15, 17.4)
Finally, we used bootstrap validation Timed up-and-go test (≥12.5 versus <12.5 s) §
3.15 (1.10, 8.96)
to account for possible data overfitting Abbreviations: ASA, American Society of Anesthesiologists; AUC, area under the curve; BMI, body
produced by generating and testing a mass index.
*Patients were dropped from the analyses if no data were present for the item included in the regres-
logistic regression model with the same sion analyses.
data set. Five hundred bootstrap samples †
Values in parentheses are 95% confidence interval.
generated through replacement were
‡
P<.05.
§
Each individual functional test was added together with the Charnley score to the base model, with
used to estimate the model performance listwise deletion of subjects with missing tests.
if the selected model was applied to a dif-
ferent sample from the same data set.
When the AUC of the RSM was high RESULTS could not be retrieved due to the transi-
(greater than 0.804), we conducted an ex- tion from a paper-based to a digital fil-
ternal validation, using the data collected Development of the Prediction Rule ing system. In general, the patients lost
at the Nij Smellinghe Hospital (setting B) (Data Set A) to follow-up were not clinically different
T
to fit the original RSM. We recalculated he medical files of 224 consecu- from those included in the study (TABLE 1).
the AUC statistic for these data to deter- tive patients were included in the Data from 154 patients were analyzed.
mine the predictive value of the RSM. study. Each patient attended a pre- The majority of patients were female
All statistics were performed using Stata operative assessment by the physical (70%), with a mean SD age of 70.8
Version 12 (StataCorp LP, College Sta- therapist. Of the 224 patients, 70 were 9.2 years and a BMI of 27.1 4.4 kg/
tion, TX). lost to follow-up, as their medical files m2. More detailed information about the
138 | march 2016 | volume 46 | number 3 | journal of orthopaedic & sports physical therapy
*14.5 points or higher, high risk; less than 14.5 points, low risk. points were assigned to the high-risk cat-
egory of each predictor and summed (TA-
BLE 4). The curve based on the sum scores
1.00
of the 6 predictors completely overlapped
the curve based on the original regression
Copyright © 2016 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
journal of orthopaedic & sports physical therapy | volume 46 | number 3 | march 2016 | 139
I
n this study, we developed an RSM *Sensitivity, 64% (95% CI: 46.2%, 79.2%). Specificity, 68% (95% CI: 59.6%, 75.2%). Positive predic-
for inpatient recovery of activities by tive value, 32% (95% CI: 21.8%, 44.5%). Negative predictive value, 89% (95% CI: 81.3%, 93.8%). Posi-
Journal of Orthopaedic & Sports Physical Therapy®
tive likelihood ratio = 2.0 (95% CI: 1.41, 2.78). Negative likelihood ratio = 0.5 (95% CI: 0.34, 0.83).
combining literature-based indices with
additional variables (mostly performance
tests) within all ICF domains except par- functional recovery alone. Other contrib- and experience pain relief than were pa-
ticipation. The literature-based indices uting factors are (1) medical (preoperative tients with a Charnley score of A.
represent an AUC of 0.68 (95% CI: 0.58, and postoperative protocols, etc) and (2) There are some considerations about 2
0.78); when they were combined with 2 discharge variables (availability of nurs- of the performance tests in this study. First,
additional variables, the AUC increased ing home beds, etc). Therefore, this study muscle strength was measured with the
to 0.82 (95% CI: 0.74, 0.90). The best identified risk factors for delayed inpa- handheld dynamometer, but most patients
prediction model (with a sensitivity of tient recovery of activities measured with were forced to give up due to pain before
68% and specificity of 81%) for identify- MILAS instead of length of hospital stay. reaching their maximum muscle strength.
ing patients at high risk for delayed inpa- Wang et al36 used a clinical instrument This could explain why muscle strength
tient recovery of activities combined the to assess inpatient recovery of activities did not increase the AUC in the logistic
4 literature-based indices (sex, age, BMI, (modified Barthel index) instead of length regression. Second, the refinement of the
and ASA score) with the Charnley score of hospital stay. The modified Barthel Iowa Level of Assistance Scale into the
and the TUG test. Because the replication index overlaps with the MILAS, as they MILAS by adding a fifth activity (transfer
of our findings in the validation study was both measure transfers, walking, and stair from sit to supine), which in our clinical
acceptable, the RSM was not altered. climbing. Two of the 3 factors reported experience is crucial for the functional in-
The length of hospital stay is the most by Wang et al36 (age and comorbidity) dependence of a THR patient, could have
frequently studied main outcome vari- were also included in our RSM. Charnley affected its clinimetric properties.
able in studies evaluating the association score is the most predictive variable in our The strengths of the study are its
between preoperative patient-related fac- RSM. This confirms the conclusions of pragmatic design (all data collected from
tors and the recovery of patients under- Röder et al,24 who reported that patients regular care) and the acceptable gener-
going THR,3 despite the fact that length with a preoperative Charnley score of B or alizability of the RSM after validation.
of hospital stay depends on more than C were less likely to functionally recover However, there are also some limitations.
140 | march 2016 | volume 46 | number 3 | journal of orthopaedic & sports physical therapy
analysis. Third, the data in this study 5. Enright PL, Sherrill DL. Reference equations
T
for the six-minute walk in healthy adults. Am
were collected between 2007 and 2009. his RSM can determine the risk
J Respir Crit Care Med. 1998;158:1384-1387.
The reader should consider that the clini- of delayed inpatient recovery of ac- http://dx.doi.org/10.1164/ajrccm.158.5.9710086
cal pathway in use at that time is different tivities in people undergoing THR. 6. Gallagher EJ, Bijur PE, Latimer C, Silver W. Reli-
from the currently accepted fast-track re- Interestingly, physical performance is a ability and validity of a visual analog scale for
Copyright © 2016 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
delayed inpatient recovery of activities FINDINGS: Twenty percent to 30% of the following total joint replacement. BMC Mus-
may benefit from a preoperative physi- patients demonstrated delayed inpatient culoskelet Disord. 2014;15:248. http://dx.doi.
cal program.33 There is some evidence recovery of physical activities after a org/10.1186/1471-2474-15-248
9. Greenglass ER, Marques S, deRidder M, Behl S.
that a preoperative, individualized, high- THR. Preoperative performance-based
Positive coping and mastery in a rehabilitation
intensity physical exercise program may tests are strong predictors for delayed setting. Int J Rehabil Res. 2005;28:331-339.
increase preoperative function20 and de- inpatient recovery of physical activities. 10. Guccione AA, Fagerson TL, Anderson JJ. Re-
crease inpatient recovery-of-activities IMPLICATIONS: Health care professionals gaining functional independence in the acute
care setting following hip fracture. Phys Ther.
time33,34 in high-risk individuals. should augment their classical pre-
1996;76:818-826.
The study results have implications operative risk evaluation with perfor- 11. Hanley JA, McNeil BJ. The meaning and
for future research. First, future studies mance-based indices for predicting the use of the area under a receiver operat-
should include performance-based mea- short-term outcome of THR. ing characteristic (ROC) curve. Radiology.
1982;143:29-36. http://dx.doi.org/10.1148/
surements to properly identify patients at CAUTION: The RSM was developed in
radiology.143.1.7063747
risk for delayed inpatient recovery of ac- a specific clinical care setting without 12. Hardy SE, Concato J, Gill TM. Stressful life
tivities.13 Patient-reported measures, like fast-track or rapid-recovery interven- events among community-living older persons. J
the WOMAC score, are more influenced tions (eg, mobilizing 4 hours postopera- Gen Intern Med. 2002;17:832-838.
13. Hoogeboom TJ, van den Ende CH, van der Sluis
by patients’ experience and confidence tively and avoiding the use of opiates).
G, et al. The impact of waiting for total joint
in their own abilities.7,30 Furthermore, replacement on pain and functional status:
the inpatient recovery of activities mea- a systematic review. Osteoarthritis Cartilage.
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this study was focused on literature-
journal of orthopaedic & sports physical therapy | volume 46 | number 3 | march 2016 | 141
Medicine Working Group. JAMA. 2000;284:79- dwelling older adults using the Timed Up & Go
84. http://dx.doi.org/10.1001/jama.284.1.79 Test. Phys Ther. 2000;80:896-903. ening the Reporting of Observational Studies in
20. Oosting E, Jans MP, Dronkers JJ, et al. Preopera- 28. Singh JA, O’Byrne MM, Colligan RC, Lewallen Epidemiology (STROBE) statement: guidelines
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care to improve functional health of frail older logical risk factor for poor pain and functional 2007;370:1453-1457. http://dx.doi.org/10.1016/
adults scheduled for elective total hip arthro- outcomes two years after knee replacement. J S0140-6736(07)61602-X
plasty: a pilot randomized controlled trial. Arch Bone Joint Surg Br. 2010;92:799-806. http:// 36. Wang A, Hall S, Gilbey H, Ackland T. Patient vari-
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Journal of Orthopaedic & Sports Physical Therapy®
@ MORE INFORMATION
22. Perry MA, Hudson S, Ardis K. “If I didn’t have JBJS.E.01409
anybody, what would I have done?”: Experiences 30. Stevens-Lapsley JE, Schenkman ML, Dayton
of older adults and their discharge home after MR. Comparison of self-reported knee injury WWW.JOSPT.ORG
142 | march 2016 | volume 46 | number 3 | journal of orthopaedic & sports physical therapy
and were verbally encouraged to keep the knee actively extended. Pressure was exercised at the ankle in an attempt to flex the knee. To familiarize
patients with the test, it was first performed twice with the contralateral side and subsequently twice with the affected side. The highest score
(Newton-meters) of the affected side was taken.26
Timed Up-and-Go Test
The test measures the time (seconds) needed to rise from an armchair, walk 3 m, turn, walk back, and sit down on the chair again. This test has
been found reliable and valid for quantifying functional mobility in frail older people.23
Copyright © 2016 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
This test measures the fitness of patients for surgery. It discriminates 6 classes, but for elective total hip replacement surgery only classes 1 through 3
are relevant: (1) healthy, (2) mild systemic disease, and (3) severe systemic disease.21
The Charnley Score
This measure indicates the function of the hip with regard to the ability to walk and categorizes patients into 3 groups: (A) unilateral hip involvement
with no other condition that interferes with walking; (B) bilateral hip involvement with no other condition that interferes with walking; and (C) unilateral
or bilateral hip involvement with other conditions interfering with normal locomotion, such as hemiplegia or respiratory disability.2 A contralateral total
hip replacement without complaints was considered to be a healed hip joint.
Modified Iowa Level of Assistance Scale
The interrater reliability of the total Iowa Level of Assistance Scale score is good (intraclass correlation coefficient = 0.98).15 The Iowa Level of
Assistance Scale assesses the capability of patients to safely perform 4 activities of daily life (supine-to-sit, sit-to-stand, walking, and stair climbing)
and rates the amount of assistance necessary. For this study, the scale was modified by adding a fifth activity, the transfer from sitting to supine,
because clinical experience has found that transfer to be difficult for patients after total hip replacement. Each activity of the modified Iowa Level
of Assistance Scale was scored daily on an ordinal scale with 7 response categories: 0 (independent), 1 (standby/supervision), 2 (1 point of contact),
3 (2 points of contact), 4 (3 or more points of contact), 5 (failed with maximal assistance), and 6 (not tested due to medical reasons or for reasons of
safety).15 Inpatient recovery of activities of the patient was defined as 7 or fewer points on the scale, indicating that, except stair climbing, the patient
could safely perform the transfers, walk independently, and maximally perform 1 item under supervision. Stair climbing was excluded because many
patients were already discharged before they were able to climb stairs.
journal of orthopaedic & sports physical therapy | volume 46 | number 3 | march 2016 | 143
1. Ilona M. Punt, Roel van der Most, Bart C. Bongers, Anouk Didden, Erik H. J. Hulzebos, Jaap J. Dronkers, Nico
L. U. van Meeteren. 2017. Verbesserung des prä- und postoperativen Behandlungskonzepts. Bundesgesundheitsblatt -
Gesundheitsforschung - Gesundheitsschutz 103. . [CrossRef]
2. Ellen Oosting, Thomas J. Hoogeboom, Jaap J. Dronkers, Marlieke Visser, Reinier P. Akkermans, Nico L.U. van Meeteren.
2016. The Influence of Muscle Weakness on the Association Between Obesity and Inpatient Recovery From Total Hip
Arthroplasty. The Journal of Arthroplasty . [CrossRef]
3. J. Haxby Abbott. 2016. Reporting Guidelines and Checklists Improve the Reliability and Rigor of Research Reports.
Journal of Orthopaedic & Sports Physical Therapy 46:3, 130-130. [Abstract] [Full Text] [PDF] [PDF Plus]
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Journal of Orthopaedic & Sports Physical Therapy®