Professional Documents
Culture Documents
Herbert Spiegelberg and Moritz Geiger, An Introduction To Existential Philosophy
Herbert Spiegelberg and Moritz Geiger, An Introduction To Existential Philosophy
Herbert Spiegelberg and Moritz Geiger, An Introduction To Existential Philosophy
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
is collaborating with JSTOR to digitize, preserve and extend access to Philosophy and
Phenomenological Research
A Quarterly Journal
EDITOR'S PREFACE
The following text, the editing of which was entrusted to me by Mrs. Geiger, has
been compiled from forty-two handwritten pages of an English manuscript by Pro-
fessor Moritz Geiger. Most of it was found in a folder inscribed "Existential Phil-
osophy," which at the time of his untimely death in 1937 he carried with him on his
last trip to Maine. It was known to his friends that, during the last years of his life,
and particularly during his stay at Vassar College, his deepest concern was this
subject and that, next to the elaboration of an Aesthetics, which he left half com-
pleted, the plan of a book on existential philosophy was foremost in his mind.
The text which is herewith published had not yet reached a final shape. Al-
though there were some six groups of pages containing a connected and fairly co-
herent argument, their relation was not immediately apparent. Their combination
into one continuous text is therefore a reconstruction. There are, however, a num-
ber of almost conclusive indications as to the arrangement planned by the author.
Apart from the intrinsic order of the subject, a certain clue is given by the enumera-
tion of problems on page 259. The historical review seemed to find its most suitable
place at the end.
In addition to that, the arrangement could partly be derived from earlier German
drafts; this applies particularly to section IV (Value). For extensive preparations
had preceded the last English formulation. Among the preparatory materials there
are at least two complete versions of a German essay on "Ontologie und Existenz-
philosophie." The shorter one, entitled "Einleitung," was probably meant to in-
troduce a German book on "Existenzphilosophie." Most of it was found in the
folder mentioned above and its arrangement largely corresponds to that of the
English version published here.
In some instances there were even several English versions of the same passage; in
such cases only the more advanced one has been incorporated. Minor repetitions
could, in the interest of clearness, not always be avoided, Also, the reader will have
to put up with the fact that the meaning of certain technical terms, such as "existen-
tial," becomes fully clear only as the text goes on.
In the interest of smoothing the English wording, which frequently was in a rather
preliminary stage, considerable liberties had to be taken with the text in a good many
places, but care has been taken not to change the author's meaning. For such al-
terations the editor has to bear the full responsibility. In a few sentences, for the
sake of obtaining a coherent text, reconstructions had to be added; the more impor-
tant ones have always been indicated by square brackets.
The whole text has been carefully gone over in collaboration with Professor Rich-
ard B. Brandt of Swarthmore College, to whom the editor is deeply indebted for his
generous assistance. For the earlier sections of this edition I also wish to acknowl-
edge Professor Brand Blanshard's many helpful suggestions.
255
II
The justification for publishing this text and for the procedure followed in editing
it lies in the significance of Geiger's conception of existential philosophy. What is
important here is not only his sharp distinction between existential and ontological
philosophy, but also various fruitful suggestions in his analysis of the existential
field, such as the idea of existential depth (pp. 267 if.; cf. also note 12).
As to the development of these ideas, which Professor Geiger had planned for the
book itself, there are only indirect indications. Geiger had treated the subject of
existential philosophy in 1928 and 1933 in two seminars in Goettingen', and the ex-
tensive notes which he had prepared for these show that what he had in mind was
largely a critical examination of cultural phenomena with regard to their existential
significance. The main folder inscribed "Existenzphilosophie," in which the present
text had been found, included detailed studies on "Wissenschaft als Problem," a
topic which had been the subject of another seminar in 1933, where the problem of
the existential significance of science and the humanities had been discussed at
length; and similar investigations were probably planned for the fields of religion and
art. As to the latter, the essay on "Die psychische Bedeutung der Kunst" in "Zu-
gange zur Aesthetik" (1928) gives perhaps the best illustration of critical existential
analysis in Geiger's sense. Here he shows the psychological "depth effects," as
distinguished from the psychological "surface effects," to be the existentially sig-
nificant functions of artistic values in the three forms of those values, namely, formal
or eurythmic, imitative, and "material-positive" ("inhaltlich positiv") or psycho-
vital. Such depth effects are, for instance, the harmonization of our inner life
brought about by that fuller mastery over the world of our experience which an
aesthetic arrangement of our data permits us; the ("Steigerung") of this life through
aesthetic enjoyment; and the intensification of our experiences, particularly of those
experiences which arise from an aesthetic contemplation of the qualitative aspects
of phenomena, once we have "deprived" them of their reality ("Entwirklichung").
The last paragraph of this essay refers in passing to "the" four other spheres
of human existential life: religious relationship to God and destiny, metaphysical
knowledge, the existential bond between person and person, and existential devotion
to impersonal values.
The publication of this fragment was originally planned as part of a more extensive
study of Geiger's conception of existential philosophy and of its relation to other
types of existential philosophy. The loss of the preparatory materials and drafts
on board the S. S. Athenia in September 1939 and the subsequent press of academic
duties have prevented the realization of this larger plan.
HERBERT SPIEGELBERG.
LAWRENCE COLLEGE.
II. SUBJECTIVITY
It has often been noticed that there are these two kinds of problems,
but neither have the implications of this distinction been noted nor has a
correct analysis been forthcoming. Every student of philosophy knows,
e.g., that the Milesian period of the Greek philosophy was a period dealing
with problems which I call the ontological problems, that all the questions
and answers concerned the Apx71 of the world, the first principles. The
water of Thales or the Infinite of Anaximander, the atoms of Democritus
or the unchangeable and indestructible being of Parmenides are all onto-
logical theories. And everyone knows that, after the systems of Plato and
Aristotle, the Stoics and the Epicureans raised the great questions of human
attitude toward the world. Everyone realizes that their problem was
that of the correct attitude toward life; their question was that of human
existence, not of the structure of the universe. In the case of these ex-
tremes the classification is easy. But what about Plato, Spinoza, and
Kant? The easy-going answer "both . . . and" means here, as every-
where, only ignoring the problem. The minds of Plato, of Spinoza, and of
Kant were not built like drawers in which these problems rested neatly
side by side, but they formed a unity, perhaps a very complex unity but
not a [mere aggregate].
And so we cannot be satisfied with the simple and obvious examples
considered thus far, but we have to disentangle the ontological and the
existential attitudes from their generally complex embodiments in order to
extricate the existential problem in its pure form.
rial of the world, [i.e., the actual sense data like] the colors, the sounds,
the tastes, are to be considered not because of their personal nearness but
because they are the building stones of our world. Berkeley's answer is
subjectivistic but not existential.
Within the ontological sphere of problems two different approaches to
the world have to be distinguished, the objective and the subjective one.
Materialism, e.g., is based on an objective approach to the world. It be-
gins with the objects and all the psychical facts are here regarded from the
standpoint of the object. But philosophers such as Locke and Berkeley
and many others begin with the question "What is given to us?" and they
want to decide the philosophical problem of the objective world by an
analysis of these phenomena. That means an attitude entirely different
from the attitude which begins with the problems of objects, takes their
existence for granted, and wants to understand the objective world and
even the subject from the standpoint of the object. Spinoza in the main
parts of his system is an objectivist; his ultimate substance, God, and the
attributes of this substance are taken as objective facts presented by axioms
and definitions. Descartes, at least at the outset of his system, holds the
subjectivistic position. From his universal doubt, from his uncertainty
as a subject of the knowability of the world he is driven to his problems.
And the beginning of his solution, his "cogito ergo sum" is the most sub-
jectivistic starting point he could find; but it is not an existential one. He
does not start from it on account of its nearness to himself but on account
of its absolute certainty. If he [could have] found another proposition,
tof the same degree of certainty] an entirely objective one such as the fact
that matter exists is to the materialist, he might have taken this fact as
the cornerstone of his system.6
For this reason even the problems of knowledge and the related problems
of consciousness are in themselves not yet existential problems. Knowl-
edge can be considered in three ways. First as a [psychological] function
within the subjective attitude: If we know that Phillip of Macedonia was
the father of Alexander the Great, we live in this our knowledge. It con-
stitutes no object for us. It is an instrument for comprehending the world.
We are interested in it [merely] as a function.
Or, second, we may be interested in knowledge as an objective fact. We
may ask: How did knowledge or how did consciousness emerge from an
unconscious matter?-Or, with Hegel and many others, we may believe
that in knowledge the Absolute becomes conscious of itself, so that knowl-
edge is a fact [within the economy of the universe]. In this case we do
not live in the function of knowledge but we take it as a fact which we
may look at from the outside, from an objective point of view. Knowledge
remains a function even in this case, to be sure, but it is transformed into
standpoint of the knowing self, every item of knowledge comes through the
medium of psychical facts.
The existential approach takes quite a different attitude toward the
world. Hence, no problems can be more important, more fascinating,
more relevant than psychical phenomena. Thus, wherever the existential
interest prevails, the study of psychical facts comes to the fore. The dic-
tum of Socrates "Flowers and fields cannot teach me anything, but people
in the city can"8 is the attitude of a man whose interest is directed toward
existential problems. Pope's remark that "The proper study of mankind
is man"9 is the expression of such an attitude. No ontological thinker, no
Newton, no Laplace, no Darwin and no Gauss would have said that.
[Addition in the margin: Furthermore no ontological psychologist, physi-
ological psychologist, or behaviorist would have said it. On the contrary,
their aim has always been to build up psychology as far as possible from
the point of view of a man who thinks that despair and happiness are not
more important than the cells of the body, perhaps even less.] That a
statement like Pope's could be offered without any attempt at proof as a
matter of course, simply as a pronunciamento, was possible only because
for Pope personal nearness was the decisive criterion for what is worth
study.
[Moreover] I believe that the popularity of Descartes' "cogito ergo sum"
and the conclusions drawn from it, according to which psychical states are
more trustworthy than the facts of the external world, is not to be at-
tributed to the greater evidence of these phenomena. Rather, the prefer-
ence given to the "cogito ergo sum" is a consequence in the case of many
people of the comforting feeling that the facts which are nearest our ego
are also the most certain ones. Descartes was far from this interpretation
but it seems to have been in the mental background of his more religious
and mystical followers. In the case of Augustine, it is almost certain that
the selfevidence of the ego had a value to him which did not consist simply
in its ability to overthrow epistemological doubt but in finding in himself
[an ultimate pou sto].
But when you speak of "empathy" ["Einfihilung" ] or when you say that you
overcompensate your feeling of inferiority with arrogance then you are
working from a subjective point of view.
The relation and the difference between psychology from a "naturalistic"
and psychology from an "immediate" introspective point of view cannot be
discussed here; nor whether they really have to deal with different facts or
whether they merely look at the same facts from a different angle.
The existential attitude i an immediate [introspective] one, and, be-
cause it is interested in personal nearness, it may seem to be identical with
psychology from the subjective standpoint. The difference between the
subjective ontological approach and the existential approach may seem to
be nothing but a difference within psychology [a relation between genus
and species]. If we look at the death of a person in an objective and
disinterested manner, it is taken as an ontological fact; if it moves us and
manifests in so far personal nearness, that would indicate, again, a different
psychical effect and nothing more.
Now, introspective psychology is undoubtedly of great help to existen-
tial philosophy, but it has a different aim and a different starting point.
[In existential philosophy] the fundamental category of personal signifi-
cance, of personal nearness, has to be taken in a much deeper sense than we
have taken it thus far.
For personal nearness to be [considered] an existential fact, it must
come from the innermost core of the personality, i.e., from the "existential"
ego, not from a superficial level of the self in the every day sense ("schlech-
thin"). The object of every decision has personal nearness in a general
way, [otherwise] it would not be an act of decision. But there are also
[specifically] existential decisions which come out of the depth of the ego.
If I decide to take the bus and not the train to New York, that is no existen-
tial decision (even if it arises from a very existential impulse for economiz-
ing.) But it is not a decision with lifetime implications. However, even a
decision for life need not be existential.... If a young boy decides to go
on the stage that may be only a result of having been impressed by a great
actor, or of a desire to perform before other people. But when Plato burns
his tragedies in order to devote his life to philosophy, that is an existential
decision coming from the depth of his existence.
The psychical act is existential not only when it comes from the exis-
tential depth but also when it penetrates to the existential depth. The
death of a relative may fill me with only a superficial grief, disturbing me
but not necessarily coming from existential depth. But [in spite of that]
it may be an existential mourning.'0
[The usual] psychology is much less interested in acknowledging such
differences as basic phenomena than in dissolving them by analysis or by
aesthetics was discovered. The results of the work of these new schools
of thought in value theory [may be epitomized] as follows.
(1) A distinction has to be drawn between "value" and "valuation."
"Value" is a property of a fact, or a quality; thus kindness is a value.
"Valuation" is the act of a person. Thus I may "value" kindness, which
is in turn a value. It is the same distinction which is now made in other
branches of philosophy. Thus, e.g., implication is the fact that "if A,
then B." My inference, however, is the act of recognizing this im-
plicative relationship, of drawing a conclusion. This [object character of
values as distinguished from the acts of valuation, J is what is meant b
the [thesis of the] objectivity of values.
(2) Another issue ought not to be confused with the problem of objec-
tivity: the question of the absoluteness or relativity of values. Kant noticed
this distinction although he did not express it in terms of value. Accord-
ing to him, when we call a picture beautiful, we believe that whoever sees
it should acknowledge it as beautiful. The value of the beautiful is here
not regarded as merely subjective but as independent. On the other
hand, if somebody likes Madeira, he does not presume that everybody else
likes it. In this matter his personal taste is decisive. [Only in the former
case] value is [held to be] independent.
There are values which acquire objectivity only . .. through the crea-
tive act of the valuing person [these values being only personal] and there
are others in which the value is independent [of the subject]. The differ-
ence is the same as in the case of other properties of the object.
[Here reference was probably contemplated to qualities such as shape
and volume on the one side and "secondary qualities" or qualities such as
being-perceived, -beloved, -hated, on the other.
In addition to these considerations the German shorter Introduction in
its section on value points out that objective value has to be distinguished
from the existential "value to me." Not only are there value-free objects
without existential significance, but there exist also values without such
significance. For the existential sphere is only a section out of the whole
field of existing objects and values. Now, only things that have existen-
tial significance may acquire "value for us." This is borne out by the
fact that such "values for us" are "felt" ("erfuehlt") in a specific act of
value-feeling, which is rather similar to the way in which existential
significance is apprehended, whereas other values, according to Geiger,
seem to be accessible also to a less emotional type of knowledge. Existen-
tial significance, thus, can be linked up with the axiological category of
"value for us."]
cannot even derive the inner stoic attitude from it. Their existential doc-
trine is quite independent of their metaphysics. On the other hand, so
strong was the existential interest of the Epicureans that they altered the
doctrine of Democritus, which they [had] otherwise accepted in its main
parts. As a consequence of their existential indeterminism, they softened
his rigid determinism into an indeterministic atomism. The atoms leave
their courses while falling downward by "free will"; they are little Epi-
cureans, as it has been said. Of course, here the connection is not a very
close one, and existential philosophy as well as ontological metaphysics
retains a certain independence. They suit each other, but they are not
dependent upon each other.
[No other examples follow].
of how many legs a certain species of insect has, but [for all of that] we
do not laugh at specialized investigations. But we do laugh in the case of
the question concerning the number of angels. [The reason is that] the
problem of the virgin-birth is a problem connected with religion itself,
deriving its dignity from it, whereas this is not true of the other problem,
which is only empty ontology.
In the same way we are not satisfied with any [kind of ] deus ex machina.
When God, with Descartes, is introduced as the author of the "influxus
physicus" between soul and body, when his veracity is used as a guarantee
for the existence of the external world, we feel that such a deus ex machina
is an abuse of the prerogatives of existential considerations in connection
with merely ontological problems.
It is the "crux" of all theology that it transforms existential problems
into ontological ones. As long as it is used only for [interpretation and
systematization] it is justified, but in many cases it sets itself quite another
end: it wants to give the certainty of an ontological truth to an existential
truth. [When this is done, when it believes that there are ontological
certainties in theology, an attitude of arrogant intolerance is begotten.]
There is no point in further discussion with somebody who does not under-
stand that three plus three makes six, or who asserts that the Pythagorean
theorem is mistaken. It must be his evil will, if he does not agree. [Like-
wise] religious error is interpreted as ontological error and, accordingly,
ontological disbelief [will be regarded as] immoral disbelief.
That the existential problems are the decisive ones for religion has been
[clearly] realized by Kierkegaard. In his struggle against Hegelian theol-
ogy, against the theological quibbles of his time he was the first to see the
existential problem. He never explicated it systematically, although he
MORITZ GEIGER.
EDITOR'S NOTES
(1) The beginning of the text cannot be clearly identified. Among the various
drafts there is one rather sketchy page headed "Introduction" which probably was
meant to introduce what follows. It starts out by declaring that the most significant
feature of modern civilization is neither technical perfection nor the increase in the
sense of social responsibility nor scientific achievement but a trend toward "method-
ical objectivity." The systematic study of objective phenomena which this term
seems to indicate is contrasted with the casual adjustment to individual occasions as
exemplified by the explanation of natural and historical phenomena with the help of
anthropomorphic personification or by thinking in analogies to other more familiar
patterns like the human organism. With this suggestion the page breaks off. A
plausible supposition is that the continuation meant to show that, as a consequence
of this trend toward "methodical objectivity," the interest in the subjective side of
the phenomena, even in its legitimate sense, was suppressed and that, consequently,
the existential problems connected therewith were lost from sight.
(2) At this place I am leaving out an entire paragraph which seems to me to be a
partial repetition, not yet adequately harmonized with the preceding. Nevertheless,
since it seems to bring out another side of existential "Stellungnahmen," though one
not clearly distinguished from the antecedent type, I am adding the suppressed
paragraph here:
"But there is still another meaning of the sentence 'Life is not worth living.'
Here the speaker really wants to say 'Life is not worth living for me; I don't
worth living." But in this sentence he has omitted the addition 'for me.' He does
not mean to state a fact about the world; he only wants to give expression to an
attitude. 'I hate this man' may only give expression to my hatred or communicate
the fact that I hate him. Yet the form of saying this would not differ in the two
cases. But in the one case it would be an ontological statement of a psychical fact,
the fact that I am taking an existential attitude; in the other case it would be an
existential outburst."
(3) Karl Jaspers, Psychologie der Weltanschauungen, 3rd ed. Berlin, 1925, pp.
2 ff.
(4) Cf. Max Scheler, Die Wissensformen und die Gesellschaft, Leipzig (Neuer
Geist Verlag),1926. Wesen und Sinn von Wissen und Erkenntnis, pp. 243 f.
(5) Not a real quotation; cf. for reference De religion 72 f. and De Civitate Dei,
XI, 26.
(6) This sentence is an almost literal repetition from p. 261. In view of the some-
what different context, I did not think it fit to omit it. The same applies to the
passage on p. 266.
(7) Max Scheler, Wesen und Sinn von Wissen und Erkenntnis; see note 4.
(8) Plato, Phaedrus, 230d.
(9) Essay on Man, Epistle II; an incomplete reference to Goethe which followed
could not be identified. Probably it referred to the related passage in "Wahlver-
wandtschaften" (Jubilaeums Ausgabe, 21, 23) or to the one in Wilhelm Meisters
Lehrjahre (ibid., 17, 113): "Der Mensch ist dem Menschen das Interessanteste und
sollte ihn vielleicht ganz allein interessieren."
(10) This example, in its present form, remains somewhat ambiguous. Does
Geiger mean that even superficial mourning penetrates to existential depth? Or
does he mean that morning, in spite of its remaining on the surface, is by its nature a
deep experience of existential weight? Cf. note 12.
(11) This is an allusion to Geiger's psychological studies, not only under Theodor
Lipps in Munich but with Wilhelm Wundt in Leipzig, the results of which were
published under the title "Methodische und experimentelle Beitrage zur QuantitAts-
lehre" (in Theodor Lipps, Psychologische Untersuchungen, vol. I.).
(12) In earlier publications Geiger has given a thorough discussion of this concept
of psychological depth, notably in his essay "Beitraege zur Phenomenologie des
aesthetischen Genusses" (Jahrbuch fuer Philosophie und Phaenomenologische For-
schung, vol. I, 1913, pp. 567 ff.). In the course of his penetrating and detailed anal-
yses (pp. 622 ff.) he distinguishes five possible meanings of depth, as applied to vari-
ous psychological phenomena:
(I) being located close to the ego ("Ichzentriertheit" or "Ichnaehe") as implied in
every enjoyment, but lacking, for instance, in a superficial wish, which has been sug-
gested only from the outside (e.g., by an advertisement);
(II) originating from the deepest strata of the ego, such as the inextinguishable desire
for freedom or for love, as distinguished from the superficial and temporary, but pos-
sibly quite intense, desire to be left alone by a certain person;
(III) gripping the deepest strata of the ego ("die tiefsten Schichten des Ich ergrei-
fend"), a characteristic which, for instance, in the case of enjoyment, depends upon
the attitude of the enjoying person who is either completely in the grip of his enjoy-
ment or only superficially touched;
(IV) absorbing the whole of our inner life ("ausfuellend"); thus a wish or a volition
does not necessarily fill out our whole consciousness, and even in enjoyment our self
may be divided between enjoyment and other experiences;
(V) having a specific existential weight; thus enjoyment from food, drink, or play
has not the same significance or seriousness which has, for instance, the deep enjoy-
ment of a Beethoven symphony.
In his Zugaenge zur Aesthetik, Leipzig, 1928, Geiger contrasts the surface-effect
with the depth-effect of art, illustrating chiefly the third of the above mentioned
meanings of psychological depth ("Oberflaechen- und Tiefenwirkung der Kunst,"
pp. 43 ff.). Here the distinctions of the "Beitrdge" are not further developed. But
the connection of the concept of depth with that of existential significance is clearly
worked out, particularly in the following essay on "Die psychische Bedeutung der
Kunst."
(13) In this form not a literal quotation from Plato.