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Water Research 114 (2017) 14e22

Contents lists available at ScienceDirect

Water Research
journal homepage: www.elsevier.com/locate/watres

Review

Waterborne transmission of protozoan parasites: Review of


worldwide outbreaks - An update 2011e2016
Artemis Efstratiou a, b, Jerry E. Ongerth a, c, Panagiotis Karanis a, *
a
State Key Laboratory of Plateau Ecology and Agriculture, Center for Biomedicine and Infectious Diseases, Academy of Animal Science and Veterinary
Medicine, Qinghai University, Xining, Qinghai 810016, PR China
b
National Research Center for Protozoan Diseases, Obihiro University of Agriculture and Veterinary Medicine, Obihiro, Hokkaido 080-8555, Japan
c
Civil, Mining, & Environmental Engineering, University of Wollongong, Wollongong, NSW 2522, Australia

a r t i c l e i n f o a b s t r a c t

Article history: This review provides a comprehensive update of worldwide waterborne parasitic protozoan outbreaks
Received 22 November 2016 that occurred with reports published since previous reviews largely between January 2011 and
Received in revised form December 2016. At least 381 outbreaks attributed to waterborne transmission of parasitic protozoa were
18 January 2017
documented during this time period. The nearly half (49%) of reports occurred in New Zealand, 41% of the
Accepted 19 January 2017
Available online 25 January 2017
outbreaks in North America and 9% in Europe. The most common etiological agent was Cryptosporidium
spp., reported in 63% (239) of the outbreaks, while Giardia spp. was mentioned in 37% (142). No out-
breaks attributed to other parasitic protozoa were reported. The distribution of reported outbreaks does
Keywords:
Contamination
not correspond to more broadly available epidemiological data or general knowledge of water and
Cryptosporidium environmental conditions in the reporting countries. Noticeably, developing countries that are probably
Diarrhea most affected by such waterborne disease outbreaks still lack reliable surveillance systems, and an in-
Giardia ternational standardization of surveillance and reporting systems has yet to be established.
Protozoan parasites © 2017 Elsevier Ltd. All rights reserved.
Public health surveillance systems
Waterborne disease outbreak (WBDO)
Worldwide review

Contents

1. Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
2. Search . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.1. Outbreaks reported between 2011 and 2016 and analysis of results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.2. Current and future challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
3. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

1. Background worldwide waterborne outbreaks from 1991 to 2008 11% were


caused by parasites (Baldursson and Karanis, 2011; Karanis et al.,
Waterborne infectious diseases remain a major source of 2007; Yang et al., 2012), and parasitic protozoan outbreaks are
morbidity and mortality in the world, causing more than 2.2 million one of the leading causes of 1.7 billion cases of diarrhea. They
deaths per year and far more cases of illness every day, including contribute to 842,000 deaths annually and remain the second
diarrhea and gastrointestinal diseases (www.who.int). Among the leading cause of death in children under 5 years of age (www.who.
int, Kotloff et al., 2013; Checkley et al., 2015; Platts-Mills et al.,
2015).
* Corresponding author. Cryptosporidiosis and giardiasis are among the most common
E-mail address: panagiotis.karanis@uk-koeln.de (P. Karanis).

http://dx.doi.org/10.1016/j.watres.2017.01.036
0043-1354/© 2017 Elsevier Ltd. All rights reserved.
A. Efstratiou et al. / Water Research 114 (2017) 14e22 15

waterborne infectious agents causing diarrhea and the most com- Waterborne transmission of protozoan parasites: A worldwide re-
mon protozoan agents with a total of 30,000 cases reported every view of outbreaks and lessons learnt) examining a time period of
year in the United States alone (Yoder et al., 2012a, 2012b). The close to a hundred years from the beginning of the previous cen-
waterborne incidents are logically related to human Cryptospo- tury, and the other in 2011, in the journal Water Research for the
ridium prevalence estimated to be 3e5%, and Giardia infecting period of 2004e2011 (Baldursson and Karanis, 2011: Waterborne
approximately 10% of the world's population (Huang and White, transmission of protozoan parasites: Review of worldwide out-
2006). In the group of parasitic protozoa, several other species breaks - An update 2004e2010). Therefore, the aim of the present
may be transmitted to humans through the drinking water route work is to update worldwide waterborne parasitic outbreaks that
and cause infections: Entamoeba histolytica, Toxoplasma gondii, occurred between 2011 and 2016. Given the clearly incomplete
Balantidium coli, Cyclospora cayetanensis, Microsporidia, Isospora, picture of global waterborne incidence in published reports, effort
Naegleria spp. Sarcocystis spp., Balantidium coli, Acanthamoeba spp. is given to project a worldwide distribution pattern.
and Blastocystis hominis (Plutzer and Karanis, 2016). Transmission
by the fecal-oral route renders most of these protozoa capable of 2. Search
infecting humans through various means of fecal contamination of
land and rivers by feces of both human and animal origin (Plutzer Τhe collection of data was based upon available global literature
and Karanis, 2016; Lanata, 2003). sources. Literature search used the MEDLINE/PubMed and Scopus
Accurate estimation of waterborne disease requires compilation databases, as well as available electronic data from surveillance
of global health statistics and the implementation of effective sur- systems all over the globe, including the Centre for Disease Control
veillance systems covering all countries. In the US, the USEPA and and Prevention (CDC) and the European Centre of Disease Pre-
Centers for Disease Control and Prevention have collaborated to vention and Control (ECDC). The collection of data entailing this
collect information about the causes of waterborne disease out- present review of waterborne parasitic protozoan outbreaks was
breaks (WBDOs) starting in 1971 e.g. USA Waterborne Disease and also based on the use of on line information from, Euro Surveillance
Outbreak Surveillance System (WBDOSS). The CDC publishes (published by ECDC), Canada Communicable Disease Report (CCDR
annual or biennial summaries of Outbreaks Associated with by PHAC), Morbidity and Mortality Weekly Report (MMWR by CDC)
Drinking Water (Beer et al., 2015a), Outbreaks Associated with and Public Health England's electronic gastrointestinal outbreak
Recreational Water (Hlavsa et al., 2015), and Outbreaks Associated surveillance system (eFOSS).
with Environmental and Undetermined Water Exposures (Beer In the above electronic databases the terms “outbreak (and)
et al., 2015b). In succeeding years, many countries established Cryptosporidium”, “outbreak (and) cryptosporidiosis”, “outbreak
their own independent surveillance systems; Sweden in 1980 (and) Giardia”, “outbreak (and) giardiasis”, “outbreak (and) Cyclo-
(Stanwell-Smith et al., 2003), Japan in 1981 with the National spora”, “outbreak (and) Blastocystis”, “outbreak (and) Entamoeba”,
Epidemiological Surveillance of Infectious Diseases (NESID), En- “outbreak (and) Acanthamoeba”, “outbreak (and) Amoebiasis”,
gland and Wales in 1983 for Cryptosporidium and in 1992 for out- “outbreak (and) Toxoplasma”, “outbreak (and) microsporidia”,
breaks of infectious intestinal disease (Wall et al., 1996), and “outbreak (and) Sarcocystis”, “outbreak (and) Naegleria”, “outbreak
Australia in 1990 with the National Notifiable Diseases Surveillance (and) Balantidium coli”, “outbreak (and) Isospora” were applied and
System (NNDSS). Furthermore, the United Kingdom established the the listed articles critically reviewed.
Health Protection Agency (HPA) in 2003, which later became part of
Public Health England, an executive agency of the Department of 2.1. Outbreaks reported between 2011 and 2016 and analysis of
Health, and the Public Health Agency of Canada (PHAC) was foun- results
ded in 2004. The following year, the European Centre for Disease
Control and Prevention (ECDC) was created as an EU-wide insti- In the five year period between January 2011 and December
tution for public health (http://ecdc.europa.eu/), according to the 2016, 381 waterborne outbreaks of parasitic protozoan diseases
example of the USA. Most of the above centers provide carefully were reported worldwide that appeared in the online databases.
assembled data and detailed reports on waterborne parasitic pro- Tables 1 and 2 present a summary of the outbreaks. These tables
tozoan outbreaks to the public. In developing countries, however, also include a few waterborne outbreaks that occurred before 2011
there continues to be a critical absence of governmental systems for but were published at a later time and therefore were not included
the documentation of protozoan infections or waterborne out- in the aforementioned reviews of 2007 and 2011.
breaks (Karanis et al., 2007; Baldursson and Karanis, 2011). Waterborne outbreaks of Cryptosporidium spp. are documented
Although these institutional systems gather epidemiological data in Table 1, whereas Table 2 consists of worldwide waterborne
on disease incidence attributable to the protozoan agents that outbreaks caused by Giardia spp.. Both tables specify the parame-
clearly can be waterborne, data collection and reporting on ters of place (region and country), time (month and year), as well as
waterborne incidents or outbreaks are not reported routinely, e.g. estimated and laboratory-confirmed cases in brackets, if denoted in
Yoder et al. (2008). While waterborne gastroenteritis outbreaks of the original article. For each outbreak, the suspected cause and the
various etiologies are typically reported in the literature (as sum- key reference is annotated.
marized here), virtually no organized system provides for identi- Waterborne outbreaks reported worldwide as compiled in this
fication let alone description and analysis of such events in poor review (Tables 1 and 2), were heavily skewed to two regions, North
and developing regions. As a result, information regarding water- America and Australasia, Fig. 1. The majority of the reported out-
borne parasitic protozoan outbreaks in developing countries is breaks (63%, or 239 outbreaks) had Cryptosporidium spp. as their
insufficient. Epidemiological information and relation to water re- etiological agent, while Giardia spp. was the cause in 37% (142) of
ported from the organized systems listed above may be used to them (Tables 1 and 2). No other protozoa were reported as the
estimate the impact of waterborne protozoan transmission in areas causative agents of parasitic protozoan waterborne outbreaks be-
lacking direct information. tween the years 2011e2016. A single outbreak due to contamina-
Previously, two reviews regarding worldwide waterborne out- tion of drinking water by Cyclospora cayetanensis took place in
breaks caused by parasitic protozoa have been published, which Puerto Rico in 2008 but was not reported until later (Brunkard et al.,
updated the number of the worldwide outbreaks until 2011; one in 2011), and is included here as it was not reported in time for the
2007 in the Journal of Water and Health (Karanis et al., 2007: previous reviews.
16 A. Efstratiou et al. / Water Research 114 (2017) 14e22

Table 1
List of worldwide waterborne outbreaks caused by Cryptosporidium spp.

Month/year Location/country Etiological agent Est. cases, Suspected cause Key reference
1
outbreaks

August 2004a Ohio, USA C. hominis IdA15G1 150 Public swimming pool Cope et al. (2015)
February 2008a Sydney, Australia C. hominis IbA10G2 [31] Public swimming pool Mayne et al. (2011)
JuneeJuly 2008a Northhamp-tonshire, C. cuniculus 422 [23] Public water supply Puleston et al. (2014)
UK
July 2008a Texas, USA C. hominis IaA28R4, [112] Lake contaminated by human diarrheal Canteyet al. (2012)
IaA15R3 fecal incidents
September 2008a Lake Michigan, USA Cryptosporidium and 41 [4] runoff containing sewage being Serdarevic et al. (2012)
Giardia released into the lake
2007e2008a USA 39 unknown spp, 14 C. 60 outbreaks, 58 outbreaks associated with treated, 2 Hlavsa et al., (2011)
hominis, 7 C. parvum 12,154 cases outbreaks associated with untreated
recreational water
January and April New South Wales, C. hominis IbA10G2 1141 public swimming pool Waldron et al. (2011)
2009a Australia
March and April Norway C. parvum 74 [11] not definitively, but water could not be Rimseliene et al. (2011)
2009a excluded
September 2007 Shanghai, China C. hominis IaA14R4, [38] hospital outbreak, multiple pathogens Feng et al. (2012),
eOctober 2009a IdA19 present, possible waterborne Wang et al. (2013)
transmission
January 2010a Vermont, USA Cryptosporidium sp. 34 Private well contamination at vacation Centers for Disease Control and
rental house Prevention (2013)
July 2010a Pennsylvania USA Cryptosporidium sp. 10 Contamination of well at private Centers for Disease Control and
residence Prevention (2013)
September 2010a Wales, UK C. hominis 48 Public swimming pool McCann et al. (2014)
October 2010a South East England, UK C. hominis 30 [19] Community swimming pool Chalmers (2012)
November 2010a €
Ostersund, Sweden C. hominis z27,000 [186] Drinking water, insufficient municipal Widerstro€m et al. (2014)
IbA10G2 water treatment plant
December 2010a Niagara region, Canada C. hominis 12 offline ultraviolet disinfection system at Hopkins et al. (2013)
recreational water park
October 2010a Ireland Cryptosporidium sp. 1 Travel related waterborne outbreak Health Protection Surveillance
Centre, Ireland, 2011
2010a New Zealand Cryptosporidium spp. 11 outbreaks, 29 73.2% untreated drinking-water supply, Institute of Environmental
cases 16.1% inadequately treated water Science and Research Ltd (ESR),
supply, 1.8% recent or ongoing New Zealand, 2010
treatment failure, 1.8% source water
quality inferior to normal (percentages
of a total of 56 waterborne outbreaksb)
2009e2010a USA Cryptosporidium spp. 27 outbreaks, 422 24 outbreaks associated with treated Hlavsa et al. (2014)
cases and 3 outbreaks associated with
untreated recreational water.
April 2011 Skellefteå, Sweden C. hominis 20,000 Surface waterworks lacked sufficient Guzman-Herrador et al. (2015),
barriers for parasites Rehn et al. (2015)
June 2011 Indiana & Michigan, C. parvum 20 [3] Direct contact with calves or water Centers for Disease Control and
USA Prevention (2012)
2011 Ireland Cryptosporidium sp. 6 [2] waterborne transmission could not be Health Protection Surveillance
definitively out ruled as the initial Centre, Ireland, 2012
source of the infection
2011 New Zealand Cryptosporidium spp. 7 outbreaks, 19 80% untreated drinking-water supply, Institute of Environmental
cases 37.8% inadequately treated water Science and Research Ltd (ESR),
supply, 13.3% source water quality New Zealand, 2011
inferior to normal (percentages relate to
a total number of 45 waterborne
outbreaksb)
2011 UK Cryptosporidium spp. 3 outbreaks Swimming or similar pools PHE Gastrointestinal Infections
Data 2013
May 2012 Seoul, Republic of Korea C. parvum 126 [3] Tap water contaminated by a sewage Moon et al. (2013)
leak from aged pipelines
November Broome, Western C. hominis IbA10G2 [18] Public swimming pool Ng-Hublin et al. (2015)
eDecember Australia
2012
2012 Ireland Cryptosporidium sp. 12 Public water supply Health Protection Surveillance
Centre, Ireland, 2013
2012 New Zealand Cryptosporidium spp. 19 outbreaks, 64 72.5% untreated water, 29.4% Institute of Environmental
cases inadequately treated water supply Science & Research Ltd (ESR),
(percentages relate to a total number of New Zealand, 2012
56 waterborne outbreaksb)
2012 UK Cryptosporidium spp. 9 outbreaks Swimming or similar pools PHE Gastrointestinal Infections
Data 2013
2011e2012 USA Cryptosporidium spp. 37 outbreaks, 890 36 outbreaks associated with treated Hlavsa et al. (2015)
cases and 1 outbreak associated with
untreated recreational water.
July 2013 Halle (Saale), Germany C. hominis IbA9G2 [167] River Saale overflowed the floodplain, Gertler et al. (2015)
parts of the city centre and damaged
sewage system
A. Efstratiou et al. / Water Research 114 (2017) 14e22 17

Table 1 (continued )

Month/year Location/country Etiological agent Est. cases, Suspected cause Key reference
1
outbreaks

August 2013 Oregon, USA C. parvum IIaA15G2R1 2780 City water treatment facility DeSilva et al. (2016)
chlorinated but not filtered water.
2013 Ireland Cryptosporidium spp. 3 community Contamination of drinking and Health Protection Surveillance
outbreaks (29 swimming pool water, respectively Centre, Ireland, 2014
cases), 2
swimming pool
out-breaks (5
cases)
2013 New Zealand Cryptosporidium spp. 21 outbreaks, 66 77.4% untreated water, 40.3% Institute of Environmental
Giardia & Crypto cases inadequately treated water supply Science and Research Ltd (ESR),
implicated in 1 (percentages relate to a total number of New Zealand, 2013
outbreak (2 cases) 56 waterborne outbreaksb).
2013 UK Cryptosporidium spp. 6 outbreaks Swimming or similar pools PHE Gastrointestinal Infections
Data 2013
2014 Ireland Cryptosporidium spp. 5 Swimming pool HealthProtection Surveillance
Centre, Ireland, 2015
2014 New Zealand Cryptosporidium spp. 10 outbreaks, 26 92.9% untreated water, 21.4% ESR, New Zealand, 2014
cases inadequately treated water supply
(percentages relate to a total number of
56 waterborne outbreaksb)

Total this review 239 total outbreaks reported 65,540 total cases reported
1
Note: ND ¼ no data; Numbers in bold indicate more than a single outbreak.
[ ]: number of laboratory confirmed cases.
a
Outbreaks occurred before 2011, but were published after 2010 and are not included in the review of Baldursson and Karanis (2011).
b
For some waterborne outbreaks more than one contributing factor was recorded.

Surprisingly, nearly a half (49% or 188 outbreaks) of the reported causative conditions are rarely continuing and therefore not iden-
worldwide waterborne outbreaks caused by parasitic protozoa tifiable. Analysis of patient samples may provide the common
were reported in Australia and New Zealand. A total of 185 (48%) infecting agent. Three different Cryptosporidium species were
outbreaks were reported in New Zealand alone, with 3 (less than recognized, C. hominis, C. parvum and C. cuniculus, with C. hominis
1%) in Australia (Tables 1 and 2). The waterborne outbreaks on the having been identified as the etiological agent in 26 outbreaks,
American continent amount to almost 41% (155) of the worldwide C. parvum in 11 and C. cuniculus in just one. On the other hand, all 19
waterborne outbreaks, all but one of which occurred in the USA outbreaks where the Giardia species was reported were either due
(Tables 1 and 2). to G. intestinalis (17 outbreaks) or G. lamblia (2 outbreaks). Infor-
Europe contributed with 9% (35) of worldwide waterborne mation on the occurrence in water of other protozoan pathogens,
outbreak reports. The distribution within the European countries e.g. Cyclospora cayetanensis, Toxoplasma gondii, Isospora belli,
was: Ireland 2.4% (9) of worldwide waterborne outbreaks, the UK Balantidium coli, Blastocystis hominis, Entamoeba histolytica and
5.5% (21) and at least 1.3% (5) in continental Europe (Norway 1, other free-living amoebae (FLA), has been described (Plutzer and
Sweden 2, and Belgium and Germany from one each) (Tables 1 and Karanis, 2016) although no waterborne outbreaks have been spe-
2). In Asia, only three (1%) waterborne parasitic protozoan disease cifically attributed to these organisms.
outbreaks were reported, two from the Republic of Korea and one
in China. 2.2. Current and future challenges
Among the documented outbreaks, 82% (314) were character-
ized by multiple modes of transmission, including untreated water During a period of over a hundred years, from the start of the
supplies, contaminated water sources, failures in treatment pro- last century until 2004, a total of 325 waterborne protozoan para-
cessing, contamination of reservoirs or post treatment contami- sitic outbreaks were reported worldwide (Karanis et al., 2007). In a
nation. In about 14% (55) of the reported outbreaks, the source of considerably shorter period of time, between 2004 and 2010, 199
infection was identified as recreational water, primarily due to reports of waterborne outbreaks of parasitic protozoa were pub-
contamination with Cryptosporidium spp. (48 outbreaks), with the lished (Baldursson and Karanis, 2011). This current third systematic
recreational water source usually being a public/community review of reported waterborne outbreaks of protozoan diseases
swimming pool. In 7 of the reported outbreaks, the source was around the world adds to understanding their current distribution
water intended for drinking, contaminated with a protozoan pattern and evaluating the global disease burden. The present
pathogen. Finally, in 1.3% (5) of the reported outbreaks the way of survey compiled a total of 381 outbreak reports during the last six
transmission was either not determined or not mentioned. years. This is an apparent increase in the number of reported out-
Regarding the species of the infectious agents involved, the breaks when compared with the previous reviews of Baldursson
epidemiological investigations of only 38 Cryptosporidium out- and Karanis (2011), where 199 outbreaks during a 7-year period
breaks during 2011e2016 lead to a successful isolation and iden- (2004e2011) were reported, and an even bigger increase from the
tification of the causative agent (see Table 1). This is a long-standing 325 outbreaks reported by Karanis et al. (2007) throughout the
problem in outbreak investigations due to the perpetrating occur- course of the previous century.
rence preceding occurrence of putatively resulting infections. The compiled reports summarized here including those
Hence sampling at a minimum of days if not weeks after the fact, compiled previously by Karanis et al. (2007) and by Baldursson and
18 A. Efstratiou et al. / Water Research 114 (2017) 14e22

Table 2
List of worldwide waterborne outbreaks caused by Giardia spp.

Month/year Location/country Etiological agent Est. cases, Suspected cause Key reference
1
outbreaks

August 2007a Colorado, USA G. intestinalis 13 Outbreak associated with water not Brunkard et al. (2011)
intended for drinking from park
September 2008a Illinois, USA Shigella sonnei, 41 Community water system Brunkard et al. (2011)
Cryptosporidium,
Giardia
2007e2008a USA G. intestinalis, 1 4 outbreaks, 38 all outbreaks associated with treated Hlavsa et al., (2011)
outbreak with both cases recreational water
C. hominis,
G. intestinalis
May 2009a Idaho, USA G. intestinalis 7 contamination of community well at Private Centers for Disease Control and
residence Prevention (2013)
a
August 2009 Utah, USA G. intestinalis 8 cross-connection between potable and non- Centers for Disease Control and
potable water sources resulting in backflow Prevention (2013)
August 2009a New York, USA G. intestinalis 26 Contaminated natural water- Source at Centers for Disease Control and
spring public outdoor area Prevention (2013)
September 2009a New York, USA Giardia spp. [36] fecal contamination of private roadside Bedard et al. (2016)
spring/not approved for drinking water
a
April 2010 Jeollabuk province, G. lamblia 25 [7] provisional water supply tube destroyed Cheun et al. (2013)
Republic of Korea under a building construction and
contaminated
June 2010a Nevada, USA G. intestinalis 20 contaminated irrigation puddle/canal/ Centers for Disease Control and
swamp at public outdoor area Prevention (2013)
June 2010a Minnesota, USA G. intestinalis 6 transient non-community Centers for Disease Control and
well state park Prevention (2013)
a
December 2010 Hemiksem, G. lamblia, 222 [3] point-source contamination of tap water Braeye et al. (2015)
Belgium Campylobacter, with river water
Norovirus,
Rotavirus
2010a New Zealand Giardia spp. 29 outbreaks, 113 Untreated drinking-water supply (73.2%), Institute of Environmental Science
cases inadequately treated water supply (16.1%), and Research Ltd (ESR), New
recent or ongoing treatment failure (1.8%) Zealand, 2010
and source water quality inferior to normal
(1.8%). Percentages relate to a total number
of 56 waterborne outbreaksb
2009e2010a USA G. intestinalis 7 treated recreational water Hlavsa et al. (2014)
May 2011 Colorado, USA G. intestinalis 2 contaminated river/stream water at camp/ Beer et al. (2015a,b)
cabin
November 2011 Utah, USA G. intestinalis 20 contaminated river/stream at public Beer et al. (2015a,b)
outdoor area
2011 New Zealand Giardia spp. 20 outbreaks, 62 80% untreated drinking-water supply, 37.8% Institute of Environmental Science
cases inadequately treated water supply, 13.3% and Research Ltd (ESR), New
source water quality inferior to normal Zealand, 2011
(percentages relate to a total number of 45
waterborne outbreaksb)
February 2012 Idaho, USA G. intestinalis 4 contaminated river/stream water at Beer et al. (2015a,b)
national forest
May 2012 Idaho, USA G. intestinalis, 7 contaminated river, stream, well water at Beer et al. (2015a,b)
Campylobacter community
June 2012 Alaska, USA G. intestinalis 21 [4] contaminated spring, well or river water, at Beer et al. (2015a,b)
camp.
August 2012 Utah, USA G. intestinalis 28 [5] Change in pressure in the neighborhood Beer et al. (2015a,b)
distribution allowed contaminated well
water to flow into the drinking water
2012 New Zealand Giardia spp. 19 outbreaks, 65 72.5% untreated water, 29.4% inadequately Institute of Environmental Science
cases treated water supply and Research Ltd (ESR), New
(percentages relate to a total number of 56 Zealand, 2012
waterborne outbreaksb)
2011e2012 USA G. intestinalis 3 outbreaks, 34 1 outbreak associated with treated and 2 Hlavsa et al. (2015)
cases with untreated recreational water
G. intestinalis, 125 cases Untreated recreational water
Norovirus
2013 New Zealand Giardia spp. Both 26 outbreaks, 100 77.4% untreated water, 40.3% inadequately ESR, New Zealand, 2013
Giardia & Crypto cases treated water supply (percentages relate to
were implicated in a total number of 56 waterborne
1 outbreak (2 cases) outbreaksb).
2014 New Zealand Giardia spp. 23 outbreaks, 77 92.9% untreated water, 21.4% inadequately ESR, New Zealand, 2014
cases treated water supply (percentages relate to
a total number of 56 waterborne
outbreaksb)

Total this review 142 total outbreaks reported 1110 total cases reported
1
Note: ND ¼ no data; Numbers in bold indicate more than a single outbreak.
[ ]: number of laboratory confirmed cases.
a
Outbreaks occurred before 2011, but were published after 2010 and are not included in the review of Baldursson and Karanis (2011).
b
For some waterborne outbreaks more than one contributing factor was recorded.
A. Efstratiou et al. / Water Research 114 (2017) 14e22 19

Fig. 1. Global distribution of reported waterborne cryptosporidiosis and giardiasis outbreaks summarized from the literature in this review.

Fig. 2. Waterborne Giardia and Cryptosporidium outbreaks and cases reported in the literature, 1954e2016.

Karanis (2011), include 293 of giardiasis comprising 86,938 cases, waterborne Cryptosporidium outbreak was reported in 1983
Fig. 2. One outbreak alone accounted for an estimated 50,000 cases (Galbraith et al., 1987). Current knowledge of human cryptospo-
(Portland, Oregon, 1954, Veasie, 1969 and Meyer, 1973). Except for ridiosis epidemiology and of the ecology and distribution of Cryp-
the 1954 outbreak, not published until 1969, sporadic reports of tosporidium in the environment indicates that waterborne
waterborne Giardia outbreaks began to appear the mid-1960s, cryptosporidiosis has a history as long as mankind. Documentation
continuing at the rate of 1e2 per year until about 2005. After that and reporting of such outbreaks closely follows the development in
period an increase in the frequency of outbreak reports was the mid-1980's of analytical methods and water sample analysis
apparent predominantly in non-community water systems or from technology e.g. Stibbs and Ongerth (1986) and Ongerth and Stibbs
recreational water contact. The compiled reports include 432 of (1987). An increase in the number of waterborne cryptosporidi-
waterborne cryptosporidiosis, comprising 577,242 cases, Fig. 2. One osis outbreaks has been apparent since the early 2000's. This par-
outbreak alone accounted for an estimated 403,000 cases (Mil- allels the increased surveillance and investigation of cases
waukee, Wisconsin, 1993, MacKenzie et al., 1994). The earliest associated with small (non-community) water systems and
20 A. Efstratiou et al. / Water Research 114 (2017) 14e22

recreational water contact similar to that observed for waterborne etiologic agent (Moe et al., 2007). Both Giardia cysts and Crypto-
giardiasis, Fig. 2. sporidium oocysts are transmitted through water, and have been
This rising trend of waterborne parasitic protozoan outbreak shown to be universally present although widely undetected in raw
reports agrees with previous findings regarding the increasing water samples throughout the USA (Ongerth, 2013a, 2016). Giardia
number of reports of water-associated infectious disease outbreaks infection has been recognized as the number one intestinal para-
(Yang et al., 2012), and has been attributed to the significant ad- sitic disease affecting humans in the USA (Kappus et al., 1994). Like
vances in data reporting and surveillance systems being set up in Cryptosporidium, Giardia has been shown to be universally
many developed countries (Baldursson and Karanis, 2011). The distributed but underdetected due to poorly planned and imple-
increase in reports does not necessarily indicate either a funda- mented monitoring (Ongerth, 2013b). Outbreaks due to both or-
mental increase that might suggest worsening conditions in the ganisms have been heavily associated with consumption of surface
regions from which the vast majority of reports originate. The high water or groundwater that has been contaminated (Adam et al.,
proportion of outbreak reports from New Zealand underscores the 2016; Hlavsa et al., 2011, 2015). Cryptosporidiosis is the most
influence of reporting efficiency. frequently reported gastrointestinal illness in outbreaks associated
This study supports previous observations that such improved with treated recreational water in the US (Yoder and Beach, 2007;
reporting from regions of high economic and sanitation status Hlavsa et al., 2015). This can be partly attributed to an unusually low
contributes to a distorted picture of the global conditions. Devel- infectious dose; ingestion of as few as 10 Giardia cysts or a single
oped regions have a higher rate of reported parasitic waterborne Cryptosporidium oocyst might be enough to cause illness (www.cdc.
outbreaks despite higher infection prevalence and likely higher gov, Haas and Rose, 1994; Karanis and Schoenen, 2001), a factor
outbreak incidence in developing countries (Baldursson and contributing to the US Environmental Protection Agency (EPA)
Karanis, 2011). It should be clear that those countries probably drinking water maximum contaminant level goal of 0 for both
most affected by both of the parasites are not able to identify or Giardia and Cryptosporidium (www.epa.gov, Pandit and Kumar,
provide any reports of outbreak events due to the lack of surveil- 2015).
lance systems. In developed countries worldwide, nearly 2% of adults and 6e8%
Public health and disease outbreak monitoring requires reliable of children are infected with Giardia, while one third of the people
surveillance and notification systems. However, most surveillance in the developing world have had giardiasis (www.cdc.gov).
and notification systems are affected by a degree of underestima- Furthermore, Cryptosporidium is the second most common water-
tion, an observation which is especially true of infectious diseases borne pathogen worldwide, with an estimated 30,000 cases of
because of common characteristics such as an absence of symptoms cryptosporidiosis occurring annually in the USA (Yoder et al.,
and self-limiting courses of disease (Gibbons et al., 2014). A study of 2012b), and is identified in 2% of all diarrhea cases in developed
underreporting of gastrointestinal disease in Ontario, Canada esti- countries compared to a 7% rate in children and 14% in AIDS pa-
mated that there were approximately 285 community cases for tients (Chen et al., 2002; Kotloff et al., 2013). The high morbidity
each case reported to the province (Majowicz et al., 2005). It is caused by Giardia and Cryptosporidium in developing countries has
important to mention that reporting efforts and efficiency vary been attributed to factors including the multiple exposure routes
from country to country and pathogen to pathogen, depending on reflecting living and sanitation conditions, sources of organisms
many factors, but most notably, the availability of research and and cycling through domestic animals, contamination of the
surveillance resources and the epidemiological characteristics of aquatic ecosystem by the high environmental burden, and resis-
causative agents (Yang et al., 2012). In developing countries, where tance of the (oo)cysts against common water disinfectants, infec-
gastrointestinal infections are suspected to be grossly under- tion (Slifko et al., 2000). Furthermore, severe weather events,
reported, it is at least partly due to their endemic characteristics including heavy rainfall and river flooding, are on the rise world-
(Ashbolt, 2004). Many developed countries put major focus on wide, and are likely to cause epidemics of waterborne gastroen-
bacterial and viral infections, and therefore only a few or no para- teritis (Gertler et al., 2015).
sitic protozoa are included in operational surveillance systems
(Fletcher et al., 2012). Even in the US, which has arguably the most 3. Conclusions
developed national system of waterborne disease surveillance in
the world (Leclerc et al., 2002), and where reporting of crypto- The continued presence of Cryptosporidium and Giardia in water
sporidiosis has been on the rise (Painter et al., 2016), completeness systems represents an alarming significant health risk. While
of notifiable infectious disease reporting was found to vary greatly, literature reports suggest an increase in the number of waterborne
and depended on the disease (Doyle et al., 2002). Europe is no parasitic outbreaks due to improved surveillance and reporting
exception, as in the most recently published Annual Epidemiolog- systems in developed countries, the true magnitude of waterborne
ical Report on Communicable Diseases for 2014, ECDC found it protozoan illness in regions most affected are still neglected and
likely that many infectious diseases continue to be underreported poorly described. This review provides an overview of published
in most of the EU/EEA countries, despite their surveillance being waterborne parasitic protozoan outbreaks in worldwide databases
mandatory, e.g. three countries do not have complete surveillance and those reported in single studies. This serves to highlight the
systems for Giardia and nine out of the 26 countries failed to report deficiency in our knowledge regarding the frequency and extent of
data on cryptosporidiosis (www.ecdc.europa.eu, Caccio  and the undiagnosed outbreaks worldwide. The establishment of sur-
Chalmers, 2016). Even though underreporting constitutes a uni- veillance systems in developing countries would be a decisive first
versal problem having its basis on each country's socioeconomic step in combating parasitic protozoa and improving the health of
status and investment of research resources (Yang et al., 2012), the population. To this end, development of reliable and affordable
there has been an encouraging increase in the number of reports of diagnostic tools for the detection as well as molecular character-
water-associated infectious disease outbreaks all over the world ization of the causative organisms should be a priority. Ideally, in-
since the early 1990s (Yang et al., 2012), as well as a rise in reported ternational collaboration against waterborne pathogenic protozoa
outbreaks of cryptosporidiosis and giardiasis in particular (Craun in the form of standardized reporting system and the establishment
et al., 2005). of ‘National Working Nets for Waterborne Parasites ¼ NWNWP’
For the last 35 years, enteric protozoa have been the leading should materialize in the near future, especially in the face of
cause of reported waterborne disease outbreaks of a known adverse climatic events driven by climate change, which are
A. Efstratiou et al. / Water Research 114 (2017) 14e22 21

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