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DEPARTMENT OF BANKING & FINANCE

Deen Duyul Upodltyuy KAUSHAL Kendra


National P.G. College, Lucknow - 226001
(An AuIortrtnrou,s ('oIlege o/ Univer.tit.v tf'Luc,kruru)
rr u rr.np11: jn ; dduskill.s !r npsc.in

CURRICULUM
&
PROGRAM STRUCTURE

M.Voc. (Banking, Stocks and Insurance)

POI - To inculcate students with basics of banking. stocks and insurance


sector; various business organizatrons and acts related to it ; provide how
various fields are interlinked and are essential fbr the srnooth functioning of
the economy and for the protection of stakeholders' interests.

Po2 - To train the students fbr catering the needs and rnanaging the
operations of the different Banking. Finance and Insurance companies;
rebuild foundation fbr the computer skills and quantitative analysis used in
financial decision making, including the pricing and risk rnanagement of
linancial instruments.

PO3 - To instill students about management of public funds and resources;


advisory and financing services fbr corporations. govemments. and
institutional clients to support their capital rnarket activities and how
financing fbr public proiects. facilitating cross-border transactions. or helping
companies aocess capital markets. are essential fbr rnaintaining a healthy
trnancial systern.

PO4 - To train students how to identify and assess potential risks and the
irnplernentation of strategies to minimize their impact by effectively
managing risks. financing irnportant projects. and providing insightful
analysis, allocating the project's risk to those best equipped to manage it

Department of Banking & Finance


Deen Dayal Uprdhyay Kaushal Kendra
\ etional PG College, Lucknew-22600 I
*Mr
Dcen DaYalUPailrYrY Xeushal
-'-icfrh
Kenda
(Mr!--
Pff6ciPat
P:G. co[coq tuknor tlEtmrt P G. Cotlogn
LUCIl{OW
DEPARTMENT OF BANKING & FINANCE
Deen Duycrl Upudhyuy l{AUSHAL lfundru
National P.G. College, Lucknow - 22600l
(,1 rt A tr/ r t ut t tu t tt r,s (- o II t f'
() n iv e rs i I.lt o.f' Lt
ega t c: lcrut w )
www.npgc. in ; dcluski llsfiitnpgc. in

M.Voc. (Banking, Stocks & Insurance)


SEMESTER _ I
Certificate in Banking, Stocks & Insurance

Narnc of the l)aper I lours Evaluation Scheme


pcr
Wceh

L P T lnternal Assessment
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Gen l0l Companies Act & Corporate J I 4 20 10 10 60 100
Governance

Sliill I02 hrtrocluction to Corporate J 1 4 20 t0 l0 60 100


Finance & Stochs

Sliill I0:l C\rnten.tltomry Banliing J I 4 20 10 10 60 100

(icn I04 hrsurance: Theory, Practices & J I 4 20 l0 10 60 100


Claims - I

Sl(ill 105 Aclvancc ClontpLrtcr Skills j I 4 20 l0 10 60 100

Sliill 106 Pltrject ancl Viva on Banking + 4 20 I0 10 60 100

TOTAL CREDITS 24 TOTAL MARKS 600

'i'L - Lcctr:re; P - Practical: l- - TLrtorial

Departmcnt of Banking & f inanee


Deen Dayal Upadhyay Kaushal Kendra
Nat ional PG College, Lucknou,-2?500 I
Dcen OalC UPaOtUa,
--
xaoia
,fr:
P:G. collcgc'
Xilohd lGldra
udnc
,W-
lYatlgDil P G. {_ollegt
LUCfNOW.
,r:ii1;ak DEPARTMENT OF BANKING & FINANCE

q\d (.tl t
Deen Duyul Upudhyuy I{AUSFIAL Kendru
National P.G. College, Lucknow
t tl trttttt on t o u,s C r t l l a
'
- 226001
ge of ' Ll t t i v a r s i t.lt s.f fu , r, lr n o vt, )
www.npgc. in ; clcluslii I ls(lrlnltgc. in

M.Voc. (Banking, Stocks and Insurance)

SEMESTER -I
Paper Code MVB1 l 1 L T P C

Paper Name COMPANIES ACT & CORPORATE 3 I 0 4


GOVERNANCE
Learning Objective To develop a basic understanding of forms of business
organization, provisions of Companies Act, 2013 and Corporate
Governance

Course Outcomes CO l0l I - To eclLrip learners with variours lbrnts of business


organization ancl relatecl acts
CO l0l2 - fo provrcle l<nowlcclge abor.rt formation and incorporation of
a conlpany, Article o1'Associatior-r and Mernorandum of Association
CO l0l 3 - To clevelop unclersternding about corporate rneetings and
aspects rclatcci to clirector's appointmerit.
t'O l0l4 - To provicle inlbnnation regarding CISR and Corporate
(iovernanoe.

Unit I (10 Hours)


Fonns of Busitress Organization - Broacl Contruoe; Sole Proprietorship; Partnership and Company lncluding
Its Types: Privatc Limitecl, PLrblic Limitecl, Cornpany Liniitecl By Shares and Gclvernr.nent Company.

Ovcrvicw OI' MSM Il ancl Startr,rps.

Unit II (10 Hours)


Formatiort lutcl Incorporaticln OI'A C]ornpany: Cornpany Promotiorr, Memorandum Of Association, Articles
OI'Association, ProspectLrs, Doctrinc OI'Constructive Notice, ancl Indoor Management.

Unit III (10 Hours)

Dircctors: Appointlrcrtt. Rcr-r-roval, Powers, ancl Dr-rties; Aurclit Comrnittee; Compar-ry Secretary
Basic Conccpt Ot'Clorporatc Mectings: AnnLral General Meetirrg, Extraordinary General Meeting, Legal
-[o
Provisior-rs Rclating A Meeting: Notice, Agcncla, Proxy, Rescllution, Minutes.

Unit IV (10 Hours)

e. Dilltrcnt S r!. RLrle OI' Law O[ Corporate GqverRance: Lesal


I{odjxme 6} tr tlnrfirlng ls
r)een Dayal Upadhyay Kaushal Kendrr
In Inclia; C'
*:jr, Resporrsibility ,JWr*
'ional FG College, l.uckno*,-2260rr i
Deen Oayal Upadhyay Kaushal Kendra
Iatloarl P G. Cotlego
National P.G. College, Luclno"' tucfNow
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy IUUSHAL ltundru
National P.G. College, Lucknow - ZZG}}L
( A tt .t1 u k t tt r ) ttl ()t t,\ ga o/' lJ n i v e r,s i t.v of' Lt rck rutw )
C' o I I e
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Suggested Readings:
1. SalirnShiel<h and William Rees: Corporate Governance & Corporate Control, Cavendish
Publications
2. Taxrnann's Cornpanies Act
3. Dr'. G.l(. I(apoor: Company Law
4. N.D. Kapoor: Cornpany Law

CO-PO MAPPING:

POI P02 PO3 PO4

col 1 3 2 I

co2 2 I 1 I

co3 2 2 I I
co4 I t I

J High Correlation

2 Moderate Correlation

I Loly Correlation

E ffiEffi

"/

'---
I ltepartment of Banking & F irti'ne c
cmhdinator
)een Dayal UPadhYaY Kau:hal K':'"r:r Kendra
'onal PG College, Luckr'ow-22i";u
I
Deen Diyal Upatthyay Kaushat Netlonel P G. Collcge
National PG. Colleoe, Luctnow
LUCTNOW,
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Uputlltyuy I{AUSHAL lfuntlru
National P.G. College, Lucknow -226001
(A rt Arrlotrotttotrs Col I ege of' Lln iver,s it.v o/' htc,knvv)
wrvw.npgc.in ; cltluslii I Is(t{tnpgc. ilt

M.Voc. (Banl<ing, Stocks and Insurance)

SEMESTER -I
Paper Code MVBI l2 L T P C
Paper Name INTRODUCTION TO 3 I 0 4
CORPORATE FINANCE AND STOCKS
Learning Objective To develop a basic understanding of Corporate finance structure,
Dividend Policies and Leverage analysis
Course Outcomes C'Ol02l - To ecluip learners with objeot and scope of corporate finance
L'OlO22 - To provicle knowleclge various dividend policies and bonus
shares
C'O 1023 - To clevelop unclerstanding about concept o1'leverage and
cost ol'capital
CO 1024 - To provicle inlbrmation regarding capital budgeting methods

Unit I (10 Hours)

Clorporate Fiuance - Clonccpt, Object, Scope and Irrportance, lnternal and External Sources Of Corporate
F'inance.

Unit Il (10 Hours)


Dividend Policies: Walter's Model, Gordon's Model, Modigliani and Miller Approach. Concept
Of Lintner Model- Stability Of Dividends, Bonus Shares and Share Repurchase

Unit IlI (10 Hours)

Concept Of Leverage - Financial, Operating and Composite Leverage, Numerical On Cost Of Capital and
Theories Of Capital Structure: Net Income Approach, Traditional and Modigliani Miller Approach.

Unit IV (10 Hours)

Capital BLrclgcting: Pay Bacl< Methocl, Discor-rntecl Paybacl< Mcthocl, AI{l{ & IRR Methocl, NPV Methocls
(Mcrits ancl [)cnrcrits O1'Bach Teclrnicprc ancl Basic Problems), Sources Of Working Capital Finance ancl

Llstirratiorr
Llsti Ol'Worl<ing
matiorr O 1' Worl< i ng

Financc
Departmentof Banking&
Ir'enDavarUprdhvav*'"'liif#Ji
Capital
Capital

I
(V"
/(t

Cootdhat0f
Vl

JW-
la&rel p G. Coleoo
,nal PG College, Luck
I occnoarl.ihJhv^txa*Biy"
Nathld Cotlcgc' Luctnow
P.G.
LUclNow
DEPARTMtrNT OF BANKING & FINANCE
Dean Duyul Llpudhyuy I{AUSHAL ltundra
National P.G. College, Lucknow _ 22600l
(A tt AttIrttrrtntrur,s (lrtI
Icga of (Jn ivet.,s i l.v o/' Ltrcknow)
www.np{lc.in ; dcluslii I ls(g)npgc.in

Suggested Readings:
l. Fir-rancial Management, R p Rustagi

2. FinancialManagement, IM pandey

CO-PO MAPPING:

PO1 Po2 PO3 PO4

col I 0 I I

co2 2 I I I
c03 2 0 1 I
co4 2 I 1 1

3 High Correlation

2 Moderate Correlation

I Lolv Correlation

D r

Department of Banking & Finance


Deen Dayal UpaChyay Kaushel Kendra
National fG College, Lucknow-22500 I
J:
thcn OrYf UPdrYaY Xauhd Xcndra
National P.G. Coilega' Lucrnor
ffik
Natlond P G. Collegc
I,uctNow'
DEPARTIVTENT OF BANKING & FINANCE
Deen Du.yul Llpudhycry IUUSHAL lfundru
National P.G. College, Lucknow - 226001
(A t t,4 trIttrttt nt r tu,s' (. r t I I t, ga ol' U u i vc rs i t.y r 1f' Ltln r c t tw )
rytytry.!41g9.-t!t ; ddusli i I I s(l rJttg!.!!l

M.Voc. (Banhing, Stocks and Insurance)

SEMESTER _ I
Paper Codc MVB113 L T P C

Pa;rcr Namc CONTEMPORARY BANKING 3 1 0 4

Learning Objective To develop a basic understanding of types of customers &


commercial banking
Course Outcomes (lO 103 I - To eclr,rip learners with banl<ing system and banking
technology basics
CO1032 - To proviclo knowledge about comr.nercialbanking and credit
r:reation proccss
CO l033 - 'l-o clevclo;r t-rnderstanclir,g various types of customers
CO l034 - To provicle inlormation regarding loans and advances, and
varioLrs charges

Unit I (10 Hours)

Evolution Of Banks and Banking System; Evolution Of Banking In India; Classification Of Banks On
Variotts Basis; Role Of Banks In Economic Development, Banking Technology -ATM, Debit Card, Credit
Card, RTGS, NEFT, IMPS, Core Banking Software.

Unit II (10 Hours)

Commercial Banking - Meaning, Functions, hnportance, Credit Creation Process; Central Bank - Meaning,
Functions, Role, Credit Control Policy, Credit Control Measures. Reserve Bank Of India, Banker &
Customer Relationship,

Unit III (10 Hours)


Types Of Bank Customers; Various Forms Of Customer Services - Remittances, Travelers Cheques,
Bankers Draft, Letter Ol Credit (LC), Safe Deposit Lockers, Clearing House System, Electronic Clearing
System, Electronic Fund Transfer (EFT), Kisan Credit Card, Microfinance Schemes, Crossing Of Cheques
and Endorsement.

Unit IV (10 Hours)

Loans & Safety, Liquidity & Profitability; Project Appraisal; Loan System; Types Of Advances:
Advar-rces -
Cash Credit; Hypothecation; Pledge, Lien, Overdraft, Secured & Unsecured Loans, Mortgage & Types Of
Mortgage.

rl,
l. Cia.jcnclran, A. (2012\, Btr ittg & Fitttutt'icrlSvsr.,r{. firinda Publications: New Delhi. Mn
tr fu artlvftislpfiFfrlkN g A/fiffiro: S .
Deen DayaI Upadhyay Kaushal Kerrdra
(2 rQ&*tdt6r& P t'a c t i c t, - S. C hand : N
0 I 6 ). I n s t t t' t t t t t' e*gffi!-
\ational PG College, t.ucknow-220001 DeenDayarUpadhnf,:y:tsf,d, fr0m.I p c. Collegc
NatienalP.G. Collegc, Luctnow ' 1,'CINOW
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Llpadhyu.y IGUSITAL lfundru
National P.G. College, Lucknow - 22600l
(A tt At to
r u r) t.\ C o I I e ge of' IJ n i v c r,s i l.tt o./' Lu
nt ( )t t, lrn oyv )
\\, !vli/.!lllg!.1!l ; cld Lrs li i I s((41 n p gc. i n
I

J. IIIllr (2016),1)ritttiltla.s' cQ Prut'/it'es Ol'Bunliing, Macrrillan Eclucation: Chenneri.


4. Tyagi, ('.L. (2013), ltt.ttrrunca ct lli.slt Munugamcnt, SLrn India Pr-lblications: New Delhi

CO-PO MAPPING:

POI P02 PO3 PO4


co1 2 0 1 I

c02 ) I I I

co3 2 0 I 1

co4 2 I 1 1

-1 High Correlation

2 Moderate Correlation

I Lorv Correlation

n ffi

Deprrtment of Banking & [inence


Decn Dayal Upadhyey Kaushal Kendra
){ational PG College, Lucknow-226001 Occn Oiva Updrrs, X.tdtC lOrdn
0n
Coodinatqr N-
Pi6c6ei
Netbaal p d. Coflegn
ilCOC P.G. Ceee Urrtw
LUCf,NOW
DEPARTMtrNT OF BANKING & FINANCE
Deen Duyul Upudhyay IUUSHAL lfuntlru

Wp National P.G. College, Lucknow -226001


A rt At
( t k t tt r t n r rn r s' Cl r t I l e
www.rrpgc.irr ; ckluslti I ls(glnpec.in
gc fi'
r O n i ve r'.r i t.v o/' Lu c lcn ow, )

M.Voc. (Banl<ing, Stochs and Insurance)

SEMESTER -I
Paper Code MVBl14 L T P C
Paper Name INSURANCE : THEORY, PRACTICES & 3 I 0 4
CLAIMS-I
Learning Objective To develop a basic understanding of the contrasts between life
insurance and other forms of insurance

Course Outcomes CIO I 041 - To eclLrip learners with prir-roiple of i,.,rr-,ron"e, ,"i,r*,r*:.
ancl other aspccts
('olo42 - To provicle l<r-rowledge about variours fbrms ol'insurance and
prcn'rium ooncepts
(lo 1043 - l'o clevelop Lrnclerstancling aboLrt aocounting ooncepts ol'lif-e
insurance cornpatnies
clo 1044 - To provide inlbrrnirtior regarding Llcr and its working

Unit I (10 Hours)

Introductiot] To lnsurance Contract, Principles Of Insurance: Utmost Good Faith, Insurable Interest,
Indemnity-Subrogation, Causa Proxima, Mitigation Of Loss, Warranties, Contribution. Nomination &
Assignment, Reinsurance & Double Insurance.

Unit lt (10 Hours)

Life Insurance: Difference Between Life Insurance & Other Forms Of Insurance, Types Of Life Insurance
Policies, Lapsing OI'Policy & Revival, Computation Of Premium, Mortality Table & Types Of Mortality
Table, Settlement Of Clairns.

Unit III (10 Hours)

Accournting In Lifu Insurance Companies: Revenue AIC & Balance Sheet Of Life Insurance Companies

Unit IV (10 Hours)

Investment Policy Of Insurance Companies, LIC Of India: Scope, Objective, Significance and Suggestive
Measures To hnprove The Working Of LIC.

Suggested Readings

#
I . Insurance Practices, Aril'Khan

Department of Banking & Finance


Decn Dayal Upadhyay Kaushal Kendra
National PC College, Lucknow-22600 I Decn Oavrl UPedrYrY Xaushd Kendn
thlon.l P G. Collsgn
Natdd PG. Cdlegc' tuckna ITUCIXOW'
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy IUL\SHAL lfundru
National P.G. College, Lucknow -226001
A tt A
( tr t.\ C' o I I a gc o.f' IJ n i ve rs i t.y tt' L u c, kn o yv )
tut n t) t tl ( )t
rvww.nltgc. in ; clclLrski I ls(g)nlrgc. in

CO-PO MAPPING:

POl Po2 PO3 PO4

col I 0 1 I

coz I 1 1 I
co3 2 ) I I
co4 2 I I I

High Correlatiorr

2 Moderate Correlation

I Low Correlation

0 NffiEffi

Department of Banking & Finance


I)een Dayal Upedhyay Kaushal Kendrr
'i,rnal PC College, Lucknou'-225001
5nssffi il N{-
PtlECtel
tratonal P c. Cottcgn
LIICtrNOW,
DtrPARTMENT OF BANKING & FINANCE
Deen Duyul Uputllrytty IUUSHAL lkntlru
National P.G. College, Lucknow - 22600l
(A tt A trtrtrtr)nt()us CrtI
agc of' (J n ivers il.y o.f Lttt'know)
I

www.npgc. in ; rlcluski I ls((rlnpgc.in

M.Voc. (Banking, Stocks and lnsurance)

SEMESTER _ I
Paper Code MVBI I5 L T P C
Paper Name ADVANCE COMPUTER SKILLS 3 I 0 4

Learning Objective To understanding about the ways in which Computer skills can
help with advancement in career, with the help of Advanced
computer tools and MS Office
Course Outcomes co 10,5 I - To eclLrip learners with birsics ol'cornputer and storarge
clcvices
CO 1052 - 'l-o provicle knowledge about MS Worcl ancl its related
cor-rccpts
CO 10.-53 - To clcvelop unclerstanding aboLrt MS Excel
co 1054 - To provicle inlorrration regarding MS powerpoir-rt and its
Ibrmatting aspects

Unit I (10 Hours)

Introclur:tion To Cotlrputers: Classillcation O1'Clompr-rters, Basic Couputer Architecture, Memory: Registers,


C'ache. Main Melllory ancl Seconclary Memory. Storage Devices: RAM, ROM and Secondary Storage
Deviccs: Tapc Devices, Magnetic Disl<, Optical Laser Disl<.Harclwerre ancl Sollware, Types Of Soltware, I/O
Devrces.llltcrnet & Eniail: Internet ancl WWW, Intrancts, Extranets, Ernail, E-Clommerce ancl Types, M-
Clornr-nercc.

Unit Il (10 Hours)

MS Word: Mct'ttts, Toolbars, Docr-rt-nent Formatting Options, Tables, Br-rllets and Nurnbering, Font,
Alignllertt, Paragraph Fortrattir-rg, Insert Picture, Clipart, Sl"rapes, Worclart, I-leader & F6oter, Text Box,
Pagc LayoLrt. Print, Mail Mergc, Spelling & Grarrmar, Ten.rplates.

Unit III (10 Hours)

MS Excel: Introcluction. Cell Itel'erencing, I{anges anc'l Functior.rs. Formatting Worksheet: Formartting,
Conclitional Formattit.tg, C'cll Irormatting. Printing Data Forrn, Clherrts, Sort, Filter, Grouping, Data
Valiclation ancl Protcction, SLrbtotal. Pivot -l-able anc'l Clhart Reports, Macros, Flyperlinks.

Unit IV (10 Hours)


NIS I'owerPoint: IrttroclLrction: Usc O1'Wizarcls ancl Templates, Preparing Presentations, Slicles, Flandouts,
SPcal<cr's Notcs, OLrtlincs, Mcclia Cllips, C'harts, Graphs. BLrilt-ln Wizarcl, Themes and Transitions, Heacler
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy IUUSHAL lkndra
National P.G. College, Lucknow - 226001
(Att AtrIrtrtr)tn()us CoI Iaga o.f' Univer,s it.tt o.l Ltrcknoyv)
www.nlrgc.in ; ddLrslii I ls((4)npgc.in

Suggested Readings

1. Anita Goel, "Cornpr-rter Fundamentals", Pearson Education


2. P. K. Sinha, Pradeepsinha, 'oComputer Fundamentals", BPB Pub.
3. S. Jain, "Ms-Office 2007 Training Guide", BPB Pr"rb.

CO-PO MAPPING:

POl P02 PO3 PO4

co1 0 0 1 I

cC)2 1 2 1 I
co3 2 2 1 I
co4 I 0 1 I

-) High Correlation

2 Moderate Correlation

I Low Correlation

E Wffi

Department rf Banking & Financc


Deen Dayal Upadhyay Kaushal Kendra
\,Jational PG Ccllege, Lucknoq'-22600 I *lffi ffiIr* ,mfr=
tlt[oul P. C. Cotlcgrr
tuctrtow.
,r:'lii ".tt;lic DEPARTMENT OF BANKING & FINANCE

qlg lkntlru
Deen Dayul Upodhyuy I{AUSHAL
National P.G. College, Lucknow 226001 -
(Att Atrktrrontotrs Llollege rt' Un ivet's it.v rt' Lut,linow)
rvww.nl'rgc. in ; dclLrslti I Is(lrlnttgc. in

IVI.Voc. (Banl<ing, Stocks and Insurance)

SEMESTER -I
P:rper Cocle MVB116 L T P C

Paper Name PRACTICAL : PROJECT AND VIVA ON


BANKING 0 O + +
Learning Objective To develop a basic understanding of the essence of banking and
various banking operations

Course Outcomes CO I 06 I - To cclLrip learners with basic skills reclr-rirecl to operate in tl're
barrl<ing sector
CO 1062 - To provicle l<nowleclge about cor.nrnercial banking and credit
crcatior-r proccss
ClOl063 -'fo clevelop understarrding o1'the crux ol'banking and several
banl<ing processes
COl064 - To provicle information regarcling how banks process their
clay to clay activities

In The Irirst Serrestcr. Canclidates Will Havc To SLrbmit A Research Project Report On A ProblerniTopic
'l-hc Spccialization Areas) Assigr"recl t3y 1'hc Department Under The Supervisior.r Of A Faculty
(Fror.t.t
Member 01'The Departnrcrrt. The Rcsearch Project Report Will Carry 100 Marks. Evaluation Of Iteport and
Viva Shall Be ('onclr-rctecl By Both External ancl Internal Exarriner With An External Evaluation OI'60
Marks ancl Intenral EvalLration OI'40 Marks. -l-he Rcport Will Contairr The Objectives, Scope Of The Study,
The Signilioance Ol'Thc StLrcly, Research Methoclology, Results, Interpretation, Conclusions ancl
I{ecotrrncnclatior.rs. lt Will Clontain ILclevant Review Literatr"rre, Charts, Diagrams and Bibliography. A
Clorti{lcate OI'The Su;rcrvisor Clerti(ying The ALrthenticity Ol'Tl-re Report Shall Be Attachecl Therewith. The
Stuclcnt Will SLrbrnit'l'hrcc Clopies Ol'The Report To'fhe Head Of Tlre Prograrn. The Average Size Of The
l{eport Orclinarily Will Bc 75- 100 Typcd Pages ln Stanclarc'l Font Size ( l2) and Dor"rble Spacing. One Report,
DLrly I-ypecl OIr A-4 Sizecl Pa;rcr In The Harclbourncl (Paperback) Form Is To Be Sr,rbrnittecl To The
FacLrlty/Dcpartrrcnt For Evalr-ration ancl Thc Other Shall Be Retainecl By The Student After Getting Both
'l'hc I{eports DLrly Ironvarclecl By The FaoLrlty

CO-PO MAPPING:

POI P02 PO3 PO4

col J I 1 1

c02 2 2 ., 0

c03 1 ol I 0
I
co4 2 I 0
tv
Department of Banking & Finance
'n Dayal Upadhyay Kaushal Kendra Natlonal P. G. Collegrc
Du.*n Dayal Upadtryay Kaushal Kendnai
.l PG College, Lucknou'-22600I
Nation l P.G. Cdhge lrdnow t UCIITIOW.
.#jil""tti.k DEPARTMENT OF BANKING & FINANCE
Deen Du)tul Upudhyuy IUUSHAL lfundru

e,Dg National P.G. College, Lucknow


1 A tt A t r / tt tt r ) t n ( )t t,\ Co IIe ge
- 226001
o.f' U n iv a r,s i l.y o.f' Lt r c kn ow )
www.nl'rgc. in ; clduslii I ls(rllnpgc. in

-) High Correlation
2 Modcrate Correlation

I Low Correlation

Department of Banking & Finance


treen Dayal Upadhyay Kaushal
. Kendra Deen
,*M,
thyd Uptdhray Xa6hC tGndra
'nal PC College, Lucknow-226001 lrntr't
fla0rtrlP.G. Cdhgs, krctnow |,llf ?
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy I{AUSHAL lkndra
National P.G. College, Lucknow - 226001
'
(.,'1 rt .tl tt/rt n tt t u t tt r,s (- o I I ag c of U u iv a t's i t.v o l' Lu c' lcrutw )
wvvw.nIrgc.in ; dcluski I ls((4nltgc. i n

M.Voc. (Banking, Stocks & Insurance)


SEMESTER - II
Certificate in Banking, Stocks & Insurance

Narnc o1'thc Paprcr I lours Evaluation Scheme


l)r'r'
Weel<

L P 1' Internal Assessment


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(, qY L x
4a rc

Gen 201 Irittanci al Matherratics -l I 4 20 t0 10 60 100

skilt 202 Portlirlio Managernent and J I 4 20 10 10 60 100


Mr-rtual Irr-rncl Opcrations

skiil 203 Banking Regr-rlations and Legal J I 4 20 l0 10 60 100


Aspects

( icn 204 Insurance: Theory, Practices & -) I 4 20 10 10 60 I00


Claims - ll

Skill 205 Managcli al ('om nr r.ur icati on J I 4 1/l 10 10 60 100

Sliill 206 Project and Viva on Stocks and 4 20 10 10 60 100


Irtstrrartce

TO'I'AI, ('ITI'DITS 24 TOTAL MARKS 600

'i'L- Lcoture; P Practical; T-TLrtorial

(tl
cohi,n to,
(M,c-
Department of Brnking & Finence Pffic$at
Deen Dayal Upadhyay Kaushal Kendra Dcen DilC lJpdryey Xawhd Xondra Natlonal P, G. Colleg*
National PG College, Lucknow-22600 I
National P.G. Collego, Lucknor LUCf,NOW,
DEPARTMENT OF BANKING & FINANCE
Deen Duyal Upudhyuy l{AUSHAL ltundru
National P.G. College, Lucknow - 226001
(,4 tt,4trIouonrotr,r CrtIlege of' Univcrs il.v o.f Luclinow)
wlvw.upgc. i !l I dclLrski I Is(i4)nl)gc. i n

lVI.Voc. (Banl<ing, Stochs and Insurance)

SEMESTER _ II
Paper Code MVBI2l L T P C

Paper N:rme FINANCIAL MATHEMATICS 3 I 0 4

Learning Objective To develop an insight into various dimensions of Financial


Mathematics

Course Outcomes CO2OI I - To eclLrip learncrs with various oonoepts of Sirnple Interest
Lurcl Cornpor-urcl Interest
CO20l2 - To provicle l<nowleclge regarcling Prescnt value and
relationship between interest and otl-rer aspects
CO20l3 - To clevelop understatrclitrg about valuiition of annuities
CO20l4 - To provicle infbrntation regarcling valuation of securities and
relationship betr,veen prioe ar,d dividend

Unit I (10 Hours)

Basic Concepts: Simple ancl Compouncl Intcrest, Kincls Of lr-rterest Rates - Ellective Rate Of lnterest,
Notrinal Rate Ol' Intercst ancl Force OI' Interest, ILelationship Between El'f'ective and Norninal Rate Of
Interest. Arithmetic artcl (lcorretric Progressiorr: Concept Of SeclLrence ancl Series. Finding General Term;
SLrrr ancl Mcans.

Unit II (10 Hours)


Prcscnt Valr-rc ancl Discor"rrrt Rate, EI'lcctivc ancl Nominal Rate O1'Discournt, Relationship Between Interest
ancl Discor-rrrt. Eclr.ration O[' Payntcnt.

Unit III (10 Hours)


Vr.rlLration O1'AnnLrities-Clertain, Present ValLre Of An Annuity, Present Valr.re Of An Annurity Payable P
-litncs A Ycar, Prcscnt Valuc OI' A Def'errecl Annuity, Perpetr-rity, Acournr-rlated
Value Of An Annr"rity,
Accur"r-trlatecl Value O['AnnLritics Payable P Times A Ycar

Unit IV (10 Hours)


Of Prelerence Shares, Present Value OI'
Valr-ratiorr OI'SccLrritics, Prcscnt Valr"re Ol' Boncls, Present Valure
IlqLrity Shares. (irou,th ln Diviclcncls- Norrlal Growth ancl Supernorrral Growth, Itelationship Between
Price, E,arrrings rncl Divrclencls

Suggested Readings tJ

l. Busincss Mathen-ratics-B.]\ Agarr,val-Anc Pvt Ltcl. M,.C_


rang-Sr.rltan C !ftadD.I
?.:lT]I1e4I],l,Bf $ilfr ft .f1$ttr' ielborl P C. Cologn
.ral PG College, Lucknow-226001 Dccn DaRlUpdlryry XarsM Xondn
i{aind P.G. Cold., lrctrpr trrctrNow.
DEPARTVIENT OF BANKING & FINANCE
Dcctr Dayul Upudltyuy IUUSHAL l{entlru
National P.G. College, Lucknow - 226001
( A tt At r lo u r t nt r n r.s C o I l agc tt' U n iv e t's i l.y o/ Lu t, kn ow )
www.npgc.in ; clcluski Ils(!{tnpgc.in

CO-PO MAPPING:

POl Po2 PO3 PO4

cot 2 I I I
c(o2 I 0 2 I
co3 2 0 I I

co4 I 2 I I

J High Correlation
2 Moderate Correlation

I Low Correlation

0 ffit

Department of Banking & Finance


.' o.v.l Uprdhyay Kaushal Kendra
n..'n
'*i Pc cottege, Lucknow-226001 ,td;ha,Kendna Netioael P. G. Collego
D.'I$II,?H["1'J;iu't"*' I..ucrNow.
ri:i.Ji";ttk DEPARTMENT OF BANKING & FINANCE

qlg (A
Deen Duyul Upudlryuy IGUSHAL lfuntlru
National P.G. College, Lucknow
tt At t tr t tt o r n t tt t t u
- 226007
s C t I I age t1f ' U ive t :; i t.tt o/' Lu t, ht ow )
wrvw.nltgc.in ; clclusl<i I Is((rrlrtrgc. in

VI.Voc. (Banl<ing, Stocl<s and Insurance)

SBMESTER _ II
Paper Code MVB122 L T P C

Paper Name PORTFOLIO MANAGEMENT & MUTUAL 3 1 0 4


FUND OPERATIONS
Learning Objective To disseminate knowledge of various dimensions related to
Portfolio Management and Mutual Fund Operations
Course Outcomes CO2O2I - To eclLrip learners with varior"rs clirnensions of investrnent
CO2O22 - To proviclc knowleclge about portfblio ooncepts and theories
CO2023 - 'l'o clevekrp unclcrstancling about mutual fiurcl and its
operations
CO2O24 - To provide inlbrrnation regarding SEBI ancl evaluation of
r-r-r r,rtual [irncl pcrlbr"rrirnce

Unit I (10 Hours)

Ditnensiolts Ol Investnlcrrt, Objcctives OI'Investment, Types Of Investors, What ls Risk, Types O1'Risk
ancl Thcir Sources, Risl<-Retr-rrrr Tracle-Ol'{, Arralysis O1'Systematic and Unsystematic Risk, Types OI'
Investrlent Avenues

Unit II (10 Hours)

Clotrcept ()1' A Portfirlio, Portlblio Theories ('fraditional ancl Modern), Portlblio Management Process,
Concept artcl Calcr-rlation Ol' Beta, Clonoept ()1' Portfirlio Clonstruction, Ellloient Frontier. Performance
Evr.rlLration O['llxisting Portlilio: Shirrpe,'lreynor andJensen Measures

Unit III (10 l{ours)

-l-o
lntrocluctiorr Mutual lrLrncls: Dclrnition, Cor-rccpt, Impurtarnce ancl Objectives OI'Mutr:al Fund. Struoture,
Cll assi r oati on O [' M r-rtur I Funcls, Aclvantages O 1' M r-rtual Fr-rncJs.
1

Unit IV (10 Hours)

SIrBI (MLrtual IrLrncl) ItegLrlations, Entry Loacl ancl Exit Loacl, General Obligations Of A Mutual Fur.rcl
Cotrpany. Ilvaluation Ol' Pcr{irrrrance OI' Mutr-ral Funcls: FLrr-rcl Perlbl'lliutoe atnd Concept Of Net Asset
Valr-rc.

1. lnvestment Ar-ralysis Portlol io rr".d.4nl-


nil o.rrunna Chandra -Tata Mcgrawsl/ill fr ublishing
Deparrm ent etetrr$jne,q_f4 3 tqE
Deen Dayal Upadhydy Kdushal Kenora
* i' cmrlinator P,,4hilf ,,-za
National PG College, L-ucknow-226001
oeen oiv4ltili, xoutnrlKenrJi'a Netonal P' G' College
----r.rJio-n.f p.G. Cottege, Luchnow LUC(NOw
DtrPARTMENT OF BANKING & FINANCE
Deen Duyul Upcrdhyay IGUSHAL lfundru
National P.G. College, Lucknow - 22600l
(A t t .4 tt/t t tt r,s C o I I c ga of (J tt i ve r.,s i l.)t o.f' Lu c: lin
t tt r t u r o w)
www.nlrgc. i n ; clduski I Is(gLlpgt itr

2. Investmcnt Managerrcnt - Ilhalla Vl<- S.Crhancl pLrblishers, New Delhi

CO-PO MAPPING:

POr POz PO3 PO4

co1 2 0 I 1

c02 2 0 I t
c03 2 0 I I

co4 2 0 I I

J High Correlation

2 Moderate Correlation

I Lolv Correlation

n ffi

0l
ffi:{Lll"r-#j:#l'#l;'
*L**
Dccn gayd UpChYaY Xat shalXendra
,JHd.-
xrtbad_p_ d. ConoE
NetonC P.G. Cdcgn, lrctnor Iuctrrow
DEPARTMENT OF BANKING & F'INANCE
qw t
Deen Duyul Upudhyuy IUUSHAL
National P.G. College, Lucknow - 226001
l t Ar lt n o nr t r.s (. o t, gt, o/ U i r.s l.tt tf Lt t' lcn otv )
( r t u ll u v c, i t
lkndru

'
r

wr,r,w.nllgc. in ; tlcluslii I ls(ti,npgc. i n

M.Voc. (Banking, Stocks and Insurance)

SEMESTER _ II
Paper Code MVB123 L T P C

Paper Name BANKING REGULATIONS AND LEGAL 3 I 0 4


ASPECTS

Learning Objective To develop a basic understanding of types of customers &


commercial banking

Course Outcomes C'O2031 - To eclurip learners with legal aspects o1'banking and various
charges
CO2O32 - To provicle knowleclge about clrstorner's grievances and etots
relatecl
ClO2033 - To clevekrp understar"rding branch licensing ar"rd BFS
CO2034 - To provicle infbrrnation about DICGC, Fraud and Forgeries

Unit I (10 Hours)

Legal Aspects ()1' Banl<ing Operations: Mocles OI' Charging Secr"rrities - Fixed & Floating Charges-
Bailment. Pleclgc, Mortgage. Hypothecation, Guarantee. Laws For Recovery 01'Bank Loan: Law ()1'
Lirrritation- Provisions OI'Banl<ers Bool<- Evidence Aot Special Featurcs Of Reoovery 01'Debts Due To
Banl<s ancl Financial InstitLrtions Act.

Unit II (10 Hours)

ClLrstomer's Ciricvances: Thc Consumer Protection Act. 1986. Goiparia Clornrnittee Report, Banking
Ornbr:clsman, Loli Aclalats, Lencler's Liability Act

Unit III (10 Hours)


Opening Ol'Ner,v Banks ancl Branol.r Licensir.rg - Clonstitutior.r 01' Board Of Directors and Their Rights
Banl<s Shareholclers arrcl 'l'heir Rights - CRI{/SLR Concepts - Cash/Clurrenoy Managetnent - Winding Up-
ALrclit ancl Inspection - Sr-rpcrvision anc'l Contro[ - Boarcl For Financial Sr"rpervision - Its Scope and Role -
Disclosure C)1'Accounts ancl Balancc Shcets - Subn-rission OI'[i.eturr-rs To RBI

Unit IV (10 I-lours)


Saf'cty Of Banks & Depositors: Lcgal Provision AboLrt Frar"rcl, Forgeries and Vigilauce [n Banks, Deposit
Insurance and Credit Cuarantee Corporatiorr Of India - ,,gCF
[1

sueeesteoneadines@rb
i,. tl (*O
DpparspsspmxUma&fip.Asnecl pf Banking- rBF
3J.?"gTffi,tffiNpfl,*F¤:nffi..lprBanking- ilBF CJOI+g-x.rrrndri
Cottlinaor t&ffi
Deen DayaYUpadhyayXat
Na,iona pGCo,,ege.L,.ullll.ff;J,lf
li r1lm[fl,Af]t[I"f;" N"0or:iTq?jr"s.
DEPARTMENT OF BANKING & FINANCE
l)aen Duyul Upalhyay IGUSHAL lkndrcr
National P.G. College, Lucknow - 226001
(A n t1 tr lt t tt t t t rt o t r.s Cl r t I I c ga o f' L/ n iv e r.,s i t.1t s.f' fu , r, kn o w )
www.nl-rgc. in ; ddLrski I ls(({lnt;gc.in

2. Banl<ing Thcory: Law ancl Practice- Natarajan ancl Gorden- Hirnalaya Publishing House.

CO-PO IVIAI'PING:

POI P02 PO3 PO4


cor 1 0 I 1

co2 I 2 I 1

c03 2 2 I 1

co4 I 0 1 1

., High Correlation

2 Moderate Correlation

I Low Correlation

n E

Department of Banking & Finance


Deen Dayal Upadhyay Kaushal Kendra
National PG College, Lucknow-22600 I
I ,!T
D;en Dayal Upadhyay Kaushal Kendra
[,lational P.G. College, Luchnow
Ns0oDal
VJ)
Pr$*ffi,-
P G. Collcgrc
J\
I,ucENow.
,rii.Ji"";ak DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy IUUSHAL lkndru
e.Dd National P.G. College, Lucknow
(A rt Atrlottonrorrs C-ol I aga of U n ivcrs ity o.f'
-Luc'know)
226001
wwl /..llpg!..!_!l , dduslii I Is(t4rnlrgc. i n

M.Voc. (Banking, Stocks and Insurance)

SEMESTER - II
Paper Code MV8124 L T P C

Paper Name INSURANCE, : THEORY. PRACTICBS AND 3 1 0 4


CLAI MS-II
Learning Objective To make students aware of various types of insurance like fire
insurance, medical insurance, motor vehicles insurance and marine
insurance

Course Outcomes C'O2041 -'l'o eclurip leamers with lrre insurance


L'O2042 - T'o proviclc knowleclge about marine insuranoe
C'02043 - To clevelop understanding about rnotol insurancc
CO2O44 - 'fo provicle ir.rfonnation regarc'ling rneclical insurance

Unit I (10 Hours)

Meaning Of Fire Under Fire Insurance; Risks Covered and Not Covered Under Fire Insurance; Physical and
Moral Hazards Under Fire Insr"rrance; Types Of Fire Insurance Policies; Settlement Of Claims Under Fire
Insurance.

Unit II (10 Hours)

Hazards Of The Sea; Seaworthiness; Wamanties: Express and Implied; Non-Deviation Clause; Average
Clause-Particular and General Clause; Jettison, Respondentia Bond; Types Of Marine Insurance Policies.

Unit lll (10 Hours)

Motor Vehicles Insurance; Methods Of Ef1'ecting Motor Vehicles Insurance Policy; Types Of Motor
Insurance Policies; Hazards Of The Road; lndemnity and Subrogation In Motor Insurance; Settlement Of
Claims.

Unit IV (10 Hours)


History Of Medical Insurance - Coverage - Exclusions - Rating and Discounts - Schedule - Proposal;
Developments In Health Insurance Sector - Third Party Administrators - Covers For The Social Sector -
Gror"rp Schernes.

Suggested Readings

,Mil,-
G. College
Natlonal P.
tucrNow.
DtrPARTMENT OF BANKING & FINANCE
Deen Duyul Uputlhyuy IGLlSHAL lfundro
National P.G. College, Lucknow - ZZG}}L
( A t r,4t t Ittttr) tn ( )t t s C o IIc ga ol U n i va r,s, i l.v o/' Ltrc k n ow)
wr,vw.npgc. in ; ciclLrski I Is(glnpgc. in

CO-PO MAPPING:

POt Po2 PO3 PO4

co1 2 0 1 I

co2 2 0 1 I

c03 2 0 1 1

,,
co4 0 1 I

J High Correlation
2 Moderate Correlation

1 Low Correlation

E E

-r
,hL4)-
:.rJ,[] rJS#-
*"oott:rfut-il*
[*:#Jf,[{ls}jf$li#sn '-xflxtsrgffircrrdKendra
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Llputlhyuy IUUSHAL lfundru
National P.G. College, Lucknow - 226001
( A tt At t I tt t ttt nt t tt r.:' Ll t t I I a g,e o.f' U n iv c rs i l.y
ol' Lt r c, lin o w )
www.nl-rgc. in ; ckluski I Is(({lnpgc. in

VI.Voc. (Banl<ing, Stocks and Insurance)

SEMESTER _ II
Paper Code MVBI25 L T P C
Paper Name MANAGERIAL COMMUNICATION 3 I 0 4

Learning Objective To develop a basic understanding of comprehending banking


correspondence and types of reports, in relation to various forms
of communication
Course Outcomes ClO20,5l - To eclLrip leetrtrers with barsics o1'managerial comrnunication
C'O20-52 - To proviclc l<nowledge ahout non-verbal cornmunication ar-rd
varior-rs climcnsions
CO2053 - To deve lop unclcrstancling rnanagerial writing and various
nrcthocls of banking respondence
CO2054 - 'l-o provicle in(bn.nation regarcling business reports

Unit I (10 I-lours)


Introclttction 'l'o Managerial C'ornmunication: Meaning, Importance & Objectives. Prinoiples Of
Clornmunicltticttt, I--orrns O1' Communication, Communication Process, Barriers Of Efl-ective
C onr nr u r-r i cati or-r,1-cchn i cl Lrcs O I' E I'f'ccti ve C o rn rn un i cati on.

Unit II (10 Hours)


Nortvcrbal Clttrlmunication: Bocly Language. Gcstures, Postr-rres, Facial Expressions, Dress Codes. The
Cross-ClLrltural Dinrcttsiot-ts O1' Br:siness Cornr-r-rLrr-rication. Listening & Speaking, Techniclures Of Electing
Responsc, Probing Questions, Obscrvation. Busincss and Sooial Eticlurette.

Unit III (10 Hours)


Introcluctiott To
Managcrial Writing: Business Lettcrs: Incluiries, Ciroulars, Qurotations, Orders,
Acl<norvleclsmct-tts lrxccr-rtions, Corr,plair-rts, Claims & Acljustments, Collectior-r Letter, Banking
Corrcsponclenoc, Agcncy C'orrcsporrclcncc, Bacl News and Pcrsuacling Letters, Sales Letters, Job Application
Letters - Bio-Data, Clovcring Letter. Intervicw Letters, Letter 01'Itelercnce. Memos, Minutes, Circr-rlars &
Notices.

Unit IV (10 Hours)


I{eports: Tyltcs Ol'[Jr-rsincss lteports - I]orr-r-rat, Clhoice Of Vocabr-rlary, Colrerence and Cohesion, Paragrapl-r
Writing, Organization l{cports t3y IncliviclLral. Report By Contn.rittee.

\1

Department of Banking & Finance


K-J--
Pfrncrlar
Deen Dayal Upadhyay Kaushal Kendra Dson DryC UpChfa, Xaushal Xcr,rdn
National PG College, Lucknow-22600 I Nattond P G. Collegu
Nftionat P.G. Collegc, Llrcknow
Iucf,Now.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudltyuy IGUSIIAL lkndru
National P.G. College, Lucknow - ZZG}}L
(A tt,4 tr tt t u r t nr r s
u r C r t I I a ga r f' IJ n i va t'.s i l.1t o.f' Lt t c, kno yv
)
vvu,w.nl"rgc. in ; clclushi I Is({4lnpgc. in

Suggested Readings

I . The Essence Of Elfective Communications By Ludtow, R. & Panton, F., Prentice Hall Of India pvt.
Ltd.
2. Effective Communication By Adair, J.- pan Mcmillan.

CO-PO MAPPING:

POl PC]2 PO3 PO4

co1 2 0 I 1

c02 2 0 1 1

co3 2 0 1 1

,,
co4 0 1 t

3 High Correlation

2 Moderate Correlation

I Lorv Correlation,

CI E

Atu 1

t\l
_Department of Banking & Finrnce
Deen Dayal Upadhyay Kiushal coorLinator
Kendra
National PG Collcge. Lucknor.r,-21600
I
Deen Dayd Upadtryay Kaushal
Kendra tlatl,oorl P C. Colbgr
N.ational P.G' Coilege, Lucknow Lt,cr{nw
DE,PARTMENT OF BANKING & FINANCE
Deen Dayal Upudhyay KAUSHAL Kendra
National P.G. College, Lucknow
(An Autonomous College of University of Lucknow)
- 226001
www.npgc.in ; dduskills@npgc.in

M.Voc. (Banking, Stocks and Insurance)

SEMESTER - II
Paper Code MVB126 L T P C

Papcr N:rme PROJECT AND VIVA ON STOCKS &


INSURANCE o 0 + +
Learning Objective To develop a basic understanding of utilizing and applying
theoretical concepts in the active stock and insurance sector

Course Outcomes CO20(rl - To cclLrip learners with basic skills to caterthe needs of
Stock Broking ancl Ir-rsumnce cornpanics
('.(02062 - To provicle knowledge about BFSI sector concepts
CO2O63 - To develop unclerstanding of the crux of Various banking
operations and proccsses
CO2064 - To provide inlbnnation regarding how BFSI sector
contributes to ecor-rornic development

In Scconcl Sernester, Clancliclates Will Havc To Submit A Research Project Report On A Problern/Topic
(From The Specializatiot.t Areas) Assignecl By The Departrnent Under The Supervision Of, A F'aculty
Membcr ()1'The Dcpartment. l'he Rescarch Projeot Report Will Carry 100 Marks. Evaluation ()1'Report and
Viva Shall [Jc Concluctecl By l]otl-r External and Internal Exarniner With An External Evaluration Of 60
Marl<s ancl Intcrnal EvalLration 01'40 Marl<s. The Report Will Contain The Objectives, Soope Of The Study,
The Significance OI'Thc StLrcly, Rcscarch Metl-rodology, Results, Interpretatior-r, Conclusions and
I{ecot.r.trncnclations. It Will Contain Rclevar.rt Review Literature, Clharts, Diagrams and Bibliography. A
Clcrtilicatc OI'Thc Supervisor Ccrtilying The ALrthenticity Ol'l-he Report Shall Be Attached Therewith. The
StLrclcnt Will Subnrit l-hrce C'opies OI'Thc Rcpurt To The IIeacl Of The Program. The Average Size Of The
Report Orclinarily Will Ue 75- 100 Typed Pages In Stanclarcl F-ont Size ( l2) and Dor-rble Spacing. One Report,
DLrly 'l'ypecl On A-4 Sizcd Paper In 'l-he Harclbor:ncl (Paperback) Form Is To Be Sr,rbrnitted To The
IracLrlty/Dc;rartr.nent lror Evaluation arrcl The Other Shall Be Retainecl By The StLrdent After Getting Both
Tho Rcports DLrly Irorrvarclecl 13y'l'hc FacLrlty.

CO-PO MAPPING:

POI Po2 PO3 PO4

co1 2 0 I 1

co2 2 0 I I

c03 2 0 1.r I
1\rl
co4 2 ol I \r I

Department of Banking & Finence


Deen Dayal Upadhyay Kaushal Kendra
National PG College, Lucknow-22600 I Codrdinator
Deen Dayal Upadhyay
Kaushal Kendra
e#
Nattonal P G. Coll'cgt
ITUCtrNOI9-
,lrt'[iii e.G Cottege, Lucknow
DEPARTMENT OF BANKING & FINANCE

W A tt Ar
(
Deen Duyul Upudhyay
National P.G. College, Lucknow -22600l
t nt t r,s' C'
r l ge | (J n it,
r u t tt.tt ol' Lt k n oyv )
u tt I I a r
IU(/SHAL lkndru

e t,,s i
r,vrvw.nltgc.in ; clcluski I Is(tInPgc. i n
r c

-) High Correlation

2 VI ocleratc Correlatiorr

I Lorv Correlation

0 W

Department of Banking & F'inance


Deen Dayal Upadhyay Kaushal Kendra
National PG College, Lucknor.r,-22600 I
.'.mj,
Deen DlYd UPadhYaY Kaushal Kendra
Natiohal P.G' College, Luckrtow
W*
Natlonal P G. Collcao
LUCENOW.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudltyuy IUUSI-lAL lfundru
National P.G. College, Lucknow - 226001
(,4 tt A t t tr t t t r t,s (l o I I a ga of' U n ivc t'.t i t.v of' Lu
tn ttn otv
t' lcn )
wr,vw.npgc. i u ; clcluski I Is(l{lnllgc. in

M.Voc. (Banking, Stocks & Insurance)


SEMESTER _ III
Certilicate in Banking, Stocks & Insurance

Namc ol'thc l)uper l lours Evaluation Scheme


per
Wce l<

L P T Internal Assessment
U)
z 0)
cl
0) q
L
U
O
0)
a
3
a
o q) !
@d
Fq o^ Cg

a bn 0)
o vii
a L x
Q
H
ri
( icn i0l Analytics o l' PLrblic Finance J 1 4 20 l0 10 60 100

Sliill 302 Malketing ol' Financial Services J 1 4 20 10 10 60 100

Sliill 303 I ntcrnational Banliing ar-rcl J I 4 20 l0 10 60 100


FOII"EX Managemcnt

Sl(ill 304 Investurcnt [3anliing -) I 4 20 10 10 60 100

Sliill 305 Operational Aspects of Life -) I 4 20 l0 l0 60 l(x)


h-rstrrance

Sl(ill 306 Inclustrial Tlaining ancl Rc1-rurt 4 ) r'l l0 10 60 100

TOTAL CREDITS 24 TOTAL MARKS 600

':'L Lcctr:rc; P Practical; 'l'-'l'r-rtorial

0q
B.1r'ffi:ll;l;'ffiiiiils'
*o[,*o,
gecn Daval Uperlhyay Isushal Kcndra
,,&,J-
tls0oDrt P G. Coltcgt
lli"t ".lii. J.,''**"*'2
Ui':
2 5oo I
naihat P:G. CotogP' l"ucknov TUCTNOW
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Uputlhyuy IULlSHAL lfundru
National P.G. College, Lucknow - 22600l
( A t t At r k t t t r t n t r n r.s, C t t I I c ge of
rt' Lt U n ive t.,t i t.v r lut, o w)
www.nlrgc. in, clcluslii I ls(!1[pgqjn

M.Voc. (Banking, Stocks and Insurance)

SEMESTER - III
Paper Code MVBI31 L T P C
Paper Name ANALYTICS OF PUBLIC FINANCE 3 1 0 4

Learning Objective To develop a basic understanding of the significance and functions


of public finance in economic terms

Course Outcomes CO30l I - To eclLrip lcarners witl-r dernarrcl and supply of ntoney
concepts
ClO30l2 - "fo provicle knowledge about concept of murltiplier
c'o3013 - To clevelop understanding abourt concept o1'public flnanoe
ancl clcflcit linancing
co30l4 - To provide information regerrding pubtic expenditure and
Ovcrvicw ol'GST

Unit I (10 Hours)

Golcl Stallclarcl atlcl Dovvltlhll. Role OI'lMF and Floating Of Currrency. The SLrpply ancl Demand For Money
- Clhanges In'l'hc SLrpply O1'Moncy. -fhe Demancl For Money: Classical View Of The Delrand ForMoney,
'l-he Moclcrtl Vielv Ol''l-he Dct"ttancl
For Money. Cloncept ()1'lnflation, Deflation a1d Stagflation.

Unit II (10 Hours)


Clonccpt O{'Mr-rltiplicr Its Worl<ing. Assurnptions Leal<ages, Importanoe alcl Criticisrr. The Priloiple O1.
Acceleration - Assulrlptiorls ancl Clriticisn-ts. Monetary Policy Meaning, Objectives ancl Instrunents. Role
O1'Motretary Policy In A Devcloping Econorly. Fclreign Exohange [l"ate Meaning, Causes Of Flgctuation
ln The ltxcl-rangc I{ates.

Unit III
(10 Hours)
Irltroclr-rction 'l-o PLrblic Iriluu.tcc. Principle Ol'Maxirnurn Social Advantage, PLrblic Buclget, Techniques Of
BLrclgcting (,ZBB, PIIB), Iriscal Policy, Delrcit Finanoing.

Unit IV (10 Hours)


PLrblic Expenclitr:re: Itrportant I'-caturcs ancl Objectivos. F-actors Respopsible For The Growth Of purblio
Expcrrclittrrc. PLrblic Rcvcrruc: Mailt Sourccs OI'Rcvenue. Types 01'Taxes. The Divisictn Of Tax Burden,
Irloiclence O1' A J'ax, EI'lects On Proclr-rctiorr & Distribution. Overvicw Of GST, Impact, Shiftilg and
Inciclenccs Of l-axcs.

Suggested lleadings
l. -fhcory
C'hicl<. V. - Thc O('Monetary policy

.mi
-f
hcory
D. p ;,i* g[%?ud,A g, Managerlcnt
"E'u-#p*
Deen Dayal Upadhyay Kaushal Kendra Natlonal P G. Collego
0"..n Oayal Upadhyay Kaushal Kendra
National PG College, Lucknou,-22[00 I
rlational P.G, College, Lucknovu
LUCENOW.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy IUUSITAL lknclru
National P.G. College, Lucknow - 226001
1Att ,ltrl.ttt,tutrs C.llcge ol (Jnivet.sitv tt Lttc,lcnow)
www.nlrgc.in ; dduski I ls((ilnpgc.in

CO-PO MAPPING:

POI Po2 PO3 PO4

col 2 0 I 1

co2 I 2 I I
c03 2 0 1 1

co4 1 0 0 I

J High Correlation
2 Moderate Correlation

I Low Correlation

Department of Banking & Finance


Decn Dayal Upadhyay Kaushal Kendra
.#_
---xd;d tjPdrYal
Dcen DaYC Xau$al Ircndra
'ffi#-
tlrilenrl P. G. Collego
Natioral PG Collegc, Lucknow'22600 I P:G- cegE. trdrtn
l.ucIrfow.
DEPARTMENT OF BANKING & FINANCE
Deen Dayal Upudhyay KAUSHAL Kendru
National P.G. College, Lucknow - 226001
(An Autonomous College oJ'University of Lucknow)
www.npgc.in ; dduskills@npgc.in

M.Voc. (Banking, Stocks and Insurance)

SEMESTER _ III
Paper Code MVB132 L T P C

Paper Name MARKETING OF FINANCIAL SERVICES 3 1 0 4

Learning Objective To develop a basic understanding of consumer relationship


management & demand estimation

Course Outcomes ClO302l - To eclr-rip leerrners with service environrnenL concept


ClO3022 - To provicle l<nowleclge about service models and service
incl Lrstry
CO3023 -'l'o clcvelop r-rncierstanding about cLlstol'ner loyalty and DMU,
DMP concepts
ClO3024 - To providc inlbmation regatrding pricing o1'llnancial
scrviccs ancl its connecting conoepts regarding comrnunication rnix and
clrrrnncIs oI' rl istrihutiolr

Unit I (10 l-lours)

Introcluction To Serviccs - Theoclore Levitt's 'fotal Proclr-rot Concept. The Servioes Environment - Macro
Environrncnt, Growth Drivcrs, Internal Or Micro Envirclnment, Environmental Scanning. 3Ps Of Services
Marl<eting Intcrtral & Ilxten.ial C'ustor.ners; Physical Evidence & Process In Services Marketing.

Unit II (10 Hours)

Scrvicc Moclcls - Servicc


-frianglc
Managcment Moclel, Mcllecular & ServLrction Moclel, Servioe Marketing
Triar"rgle, SIIRV(JUAI-. Cllassification Of Services Inclr-rstry - Financial Services [ndurstry In Inclia,
C'1-raractcristics Ol' Irinancial Scrvices Inclustrv.

Unit III (10 Hours)

Relationship Marketing. Clustorrer Loyalty, Marl<et Opportunity Anerlysis, Knowledge Management,


Marketing Rcsearch Process, DMU(Decision Making Units) & DMP (Decisior-r Making Process). Financial
Scrvice Procluot l-otal ProclLrct Clonccpt, Service Procluct Cloncept, Cllassifioation, Procluct Range, Plo.

Unit IV (10 Hours)

Pricing OI' Irinancial Serviccs - Conoept ()1'Value & Pricc; Uses O{' Price, Dernand Estirnation & Price
Scnsitivity, Iractors Inl'lr"rcncing Pricirrg Decision. Finanoial Scrvices Comr-nunication Mix. Financial
BanffiIndia & ICICIBank.
:rvices Channels & Distribution. Case Study - State Banffi'India
Scrvices

Department of Banking
& Finance II -
U
\" {nr
*/A
$ffi
Kendra
ra.ushal Coordinator
Orrnoiv.riilJnlryo*nKendra tls0on ll-9:93tr"9"
Deen Dayal Upadhvav
NationalpGconege,r-,.*"*-Iio"r I Ltrclnow lrucrNow'
liJtffirFlo. cil6i",
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Llpudhyuy IUUSHAL lkndru
National P.G. College, Lucknow -2ZG00l
(,4 tt At r to n tt nt r n r,s C r t I l t, gc o.f' U n iva rs i t.y o.f Lt t t, kn o w )
'

lvww.nltgc. in ; cltlLrsk iI ls({ltnpgc. irr

1. Bhattacharjee, C. (2006), Services Marlceting; Concepts, Planning & Implementation, Excel Books:
New Delhi
2. Estelaami, H. (2007), Marlceting Financial Services, Dog Year Publishing: New York.
J. I(otler, P. (2013), Marlceting concepts & Cases,TataMcgraw Hill: New Delhi

CO-PO MAPPING:

POl P02 PO3 PO4

co1 I 0 I 2

co2 1 2 I I
c03 2 0 1 1

co4 1 2 0 I

J High Correlation
2 Moderate Correlation

I Low Correlation

CI E

& Finance
d ,VJ-
^ : n cJcinator
Department of Banking
Deen Dayal [Jpadhyay Kaushal Kcnrir'r Erffidiur
National PG Clollege, i-ucknou'-226()u I

'*il.HH, BHffi t,:H::il, [atild P. G. collcse


#: " LU CENOVU
DEPARTMENT OF BANKING & FINANCE
Decn Duyul Upudhyuy IUUSHAL lkndro
National P.G. College, Lucknow - 226001
(A t t .rl ttItt tt t t u s L' o I I c g c o.f ' L) n i v e t's i t.1t e.f 1,
rs u t
'
r, li n o w )
www.nlrgc. i n ; clcluski I lsfttlUpgq-!!

M.Voc. (Banhing, Stochs and Insurance)

SBMESTEII - III
Pa;rer Cocle MVB133 L T P C

Paper Name INTERNATIONAL BANKING AND FOREX 3 1 0 4


MANAGEMENT
Learning Objective To develop a basic understanding of how international trade
effects a banking industry

Course Outcomes CO303l - To eclLrip learners with concept of rate of exchange


C1()3032 - To provicle l<nowleclge about fbreign exchange dealings
CO3033 - To develop understanding INCO Terms and EXIM bank
ClO3034 - To providc inlbrn,ation regarding balance of trade and
balancc o I' payrlent aspects

Unit I (10 Hours)


Cloncept O['Forcign llxcliange, Foreign Exchange Dealings, Quotations, Application 01'Principles Of
Valuer (lot.t.tpcnse c ancl Maxinr In Dctern.rining The Appropriate Rate Of Exohange, Categories 01'Rates Of
Irxchangcs, Spot ancl Forrvarcl Rates Of Exchar.rge, Open and Scluare Position 01'A Dealer, NOSTRO,
VOSTITO ancl LORO Accolrnts

Unit II (10 Hours)


Foreign Exchange Dcalings: Swap. Arbitrage, Leacls ancl Lags ancl Hedging Operations Of A Dearler,
Foreign Exchiir.rgc Arithmetic and Practical Example, Foreign Exchange Management Act, 1999

Unit III (10 Hours)


Bar-rk ancl Intertratiortal 'l-racle:
Irinancing Of Imports and Exports By Banks; Mechanism ancl Procedures,
Salcs ancl Payrrcnt Tcrtls [n Iroreign -[rac]e (INCO Tcrms), Roles and Policies OI'ECGC In Promoting
Exltorts Irrom Inclia. Roles ancl Policies Of EXIM Banl< In Financing ancl Promoting Foreign Trade

Unit IV (10 Hours)


Balance ()1'l'rac1e attcl Paytronts, Measures To Correot Irnbalances [n Balance Of Payments, Convertibility
O['RLrpee C)n Currotrt ancl Capital Aocount, Itole Of Internzrtional Financial Institr"rtion In Prornoting
Intcrnatior.ral Development ancl LiclLriclity

Suggested lLeadings

l. Aptc PG, Intcrnational Finanoial Managerrent, Tata Mcgraw Hill PLrblishing Clompany Ltd., New
Delhi
2. Intcrnatior-ral Banl<rng: IIBF

l\)

Department of Banking & Finance


Deen Dayal Upadhyay Kaushal Kcndra
National PG College, Lucknow-22(r00 I
NaUoDat P, G. Collcgu
I LUCKNOW.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy I{AUSHAL l{entlro
National P.G. College, Lucknow - 226001
( A tt At r tr t u r ) t )1 o t t,t C' o I I c ga oj (J n i ve r,r
it.v of' Ltt c li n ow )
www. nl.rgc. in ; clclLrslii I Is(((lnpgc. in

CO-PO MAPPING:

PO1 P02 PO3 PO4

cor 2 0 I I

co2 2 0 I 1

c03 2 0 I 1

co4 2 0 I 1

-) High Correlation

2 Moderate Correlation

I Low Correlation

n E

fi;t
Department of Banking & Finance c-,hin to,
ueen Dayal Upadhyay Kaushal
Kendra
Natronal PC College, Lucknou,_22600
Deen DaYalUPdt et XershdKendra tlatbnal P. G. Cothgr
Natiand P.G. C*go' Luclmor
I
r.uctNow.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy IUUSHAL lfundru
National P.G. College, Lucknow - 226001
(A t r,4 trt tt t tt t tu t u r,s C o IIe ge o.f' {,/ tt iva t.,s i t.y t tf Lt t c:lin ow )
wr,vw.npgc.iu ; clcluski Ils(({lnpgc. iu

M.Voc. (Banking, Stocks and Insurance)

SEMESTER _ III
Paper Code MVB I34 L T P C

Paper Name INVESTMENT BANKTNG 3 I 0 4

Learning Objective To provide an insight into fundamental theoretical and conceptual


tools used in investment banking
-l-o
Course Outcomes ClO304l - eclLrip learnerswith evolLrtion of investment banking
('03042 - To provide knowledge about investment in eclLrity and shares
CO3043 - To clevelop unclerstanding abourt investing in trutual furnds
('03044 - 'l'o provicle infbrntation regarding personerl financial
planning

Unit I (10 Hours)

Evolutittrt OI' Ittvestment Baurking, Types Ol' lnvestment Bank Activities, Finanoial Intermediaries,
Unclerwriting. Financial Crisis In 2008, Valuatiorr and Investment Banking, lmportanr:e Of [nvestrnent
Bartking In Respect OI' Inclian Soenario, Mergers, AcclLrisition, Amalgamation and Takeover, Role 01'
Ii.egurlator In Secr-rrities Marl<et ancl Investrnent Banking, lnvestr-nent Banking Dirnension: IPO and Strategic
Consicleration OI' FPO.

Unit II (10 Hours)

Ittvestrnent In Iicprity ancl Sharcs: Factors Afltcting Choice 01' lnvestment, Investment, lnvestment
Alternatives, Clotrparing Dil'{crent Typcs 01' Investments, Types ()1'Risks and Tlieir Sources, Risk-Return
Traclc-OII, Clonccpt 01''l'ax Plarrning, Systernatic Approach Tcl Investir.rg (lrrvestrnent Strategies): SIP, SWP,
STP. Money Managcrtront, Investmcnt OI'Governntent SecLrrities (G Sec)

Unit III (10 Hours)

Ittvcstit.tg In Mutr"ral Iruncls: C'lassiflcation, NAV, Expense Ratio, Load v/s No-Loacl Funds, Return and Risk
O1'A MutLtal lrr-rncl, Motives Iror Itrvesting In Mutual Funds, Deciding Mutual Funds, Insurance and Risk
Maltaseltrcttt: Factors Al'ltcting Insurance Cost, Types, Retirernent Planning: Conducting Financial
Analysis. Rctirerrcnt Schcrrc

Unit IV (10 Hours)

ltttroclr-rction ToPersonal Irinancial Planning Advantages. Steps In Finanoial Planning, Wealth


Manager-nent: Mcaning, Incrcasing Role, Differcnce Between Wcaltl-r Management ancl Finanoial Planning,
Process UI
l'rocess wealtll lvlanagement,
01'Wealth Management, lmportant
hnportant CornponellS..Qt
CornponeryS..Qf Wealth Managernent:
Management: Wealth Preservation
Preservatron an
and
Wealth
Weal th Crcatiorr"Caslr Managernent,
Crezrti on^C ash Man agem ent, Wea tlr Managerr/erf
Wealtlr raiu.
tvtan a ge n/erlti lln ff nai
lf,
I u.

tl
R'.1"#ffi',:;l'^.:lliL1fi,i'ffil:
NationalPG cottcge, Luckrruu-226,,, I
I in Dayarupadhyay
cr-:in
c"trJigg,^u,n
xausharKendra r,
xausharKendra ..
traaorriil'..
tratioaali-Etonego
A r. -,. #t-
r\rlionalP.G. Coll¤gp, Lucknow tUCf,NOW.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudlryuy I{AUSHAL lfundrcr
National P.G. College, Lucknow - 226001
t A t r I o n o m r t t r,s (l o I I a g c t f (J t t i v e t. s i t.v o.f Lu
'
(.4 t r
'

c, lcn o yv
)
www.npgc. in ; dduski I ls(rllnpgc. in

Suggested Readings

1. Pratap Giri S. - Investment Banking, Mcgraw Hill Education (India) Pvt. Ltd.
2. Jack Kapoor - Managing Personal Finance, Tata Mcgraw Hil

CO-PO MAPPING:

POl Po2 PO3 PO4

col 2 1 1 I
co2 2 2 0 1

c03 2 2 0 I

co4 2 I t I

-) High Correlation

2 Moderate Correlation

I Lorv Correlation

E ffiffi

/1V
(a\ne, U
Department o[ Banking & Filrrrtr;c
Deen Dayal llpadhyay Kaushal
\atronal PC ( ollege. I.rtcknr'u
Ker;'ir'
-)15'r'':
I
I

I
CJrdinator
Dcen Daval Upadhyay lGushal
Kendra
,W-
Natbnal P, G. Collegt
Lucknow
Natiohd P:G. College LUcrNow'
DEPARTMENT OF BANKING & F'INANCE
Decn Duyul Upudhyuy I{AUSHAL ltundru
National P.G. College, Lucknow - 226001
(A t r,,1t r /o t t o rtr ot r,s C o l l t, ga o/' {J n i v e r,s, i t.y of Lt ln
r t' o vv )
l,vlvw.r1tgc. in ; dclLrsliiIls({=rrnPgc. in

M.Voc. (Banl<ing, Stocks ancl Insurance)

SEMESTER _ III
Pa;rcr Cocle MVBl35 L T P C
Prpcl'Namc OPERATIONAL ASPECTS OF LIFE 3 1 0 4
INSURANCE
Learning Obiective To develop an understanding about Claims, Maturity options,
Premium and other aspects related to Life Insurance
Course Outcomes ClO305l - To eqLrip learners with lil'e insurance, premium and risk
concepts
CO3052 - To provide knowledge regarc'ling aspeots ol'annuity
co3053 - To clevekrp unclerstandirig about Premiurn Payment Lapse
ancl Rcvival concepts
CO3054 - To provicle inlormation regarding various charges over
securities

Unit -l (10 Hours)

Lilt InsLrrancc Organizatiolt: Introcluction, Organizing, Important


Activities - The lndian Context: lnternal
Organization, Appoirrtlrcnt Ol'Agent-Functinr.rs C){'The Agent Continuance Of Agency, Remuneration
-
To Agerrts, DistribLrtion Clhatinels Premiurns ancl Bonuses: What Is Premium, Risk Net and pure
-
Prel-t-tit-tt-t-t, Bonus - Simple Rcversionary Bonus
- Compound Reversionary Bonus - lnterim Bonus. plans
Of Lile Insurance.

Unit -ll (10 Hours)

Riclers: Postal Lifb IrtsLrrancc. Alrnuitics - Thc NatLrre O1'Annr-rity


- Immediate Annuity - Def-erred
Ar-rrruity. Cror-tp InsLtrltnce: Ilttrocluction, Meaning OI' GroLrp Insurance, Types O1' Group lnsurance
Schcnres, Cirur-rp GratLrity Scherres, t.inkecl Insurance plans.

Unit -lII (10 Hours)

Premium Payrnent Lapse and Revival, Age Premium, Where To Pay, Surrender Value, Non-Forfeiture
Option, Revival, Special Revival Scheme, lnstalled Revival Scheme, Loan Revival, Settlement Options,
Precautions.

Unit -lV (10 Hours)

Assignr-r,ent, Nomination, Loans, Surrender, Foreclosure, Policy Claims, Maturity Claims, Survival Benefit
Payment, D-eatl-r Clairn, Waiver Of Eviclence Of Title, nfl11pfaims, Post Maturity Options.

.t
i::rrilfl;tffy,lf,l:ffi
pc clu'-n''t;"*""lir6ilii I .*\,o{*, v Ar^ Nattonal,ffi
xa,#S"
Nationar
I ceen
'iif;ffii:G.6itnl'dnsw
oalariiJnlal l. 6. co[ego
[ucr]row
DtrPARTMENT OF BANKING & F'INANCE
Deen Duyul Ltpudhyuy IUUSHAL lfundra
National P.G. College, Lucknow - 226001
1 A tt A t t k t tt r ) t n ( )t t,\ C r t I I c gc o.f' U n i v e r.s i /.t) o./' Lu c k n ow )
vvrvw.ul-rgc. i n ; clcluski I Is(l{tnpgc. i rr

Suggested Readings

l. underwriting Principles-Author -, Joseph F Mangan / connor M Harrison

2. Aclvancccl Unclerwrititrg Tcchnicpres--Author - -, Joseph F MarTgan / Connor M Llarrison


3. CLricle To AssLtrutnoc Unclcrwriting Inclucling Short Glossary Of Medioal -ferrns--Author
Lilt
.l.E.Evans, .l Ir / W N Mann

CO-PO MAPPING:

POI P02 PO3 PO4

col 2 0 I I

co2 2 0 I 1

c03 2 0 I 1

co4 2 0 I 1

High Correlation

2 Moderate Correlation

I Lorv Correlation

I re

nt
lt
Department of Banking & Finance
Deen Dayal Upadhyay Kaushal Kendra
National PC College' Lucknou'-2260t) I
,-,L?.3.xl,rilenr,tn,[y''
coo'[intto' **ffi*
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy I(AUSHAL ltundru
National P.G. College, Lucknow - 22600l
(.4 t r At t lt t u r) n t ( )t t.\ Cl o I I c ge o./ U n iva r.s i t.v tt' Lt t c lin rnu )
www.npgc. in ; clduski I ls(iitnpgc. in

M.Voc. (Banking, Stocks and Insurance)

SEMESTEII - III
Paper Code MVBI36 L T P C
Paper Name INDUSTRIAL TRAINING AND REPORT
0 0 + +
Learning Objective To develop an insight into problems of industrial s,ector and how
banks and industries contribute to economic development
Course Outcomes CO306I - To eclLrip learners *itt., t,
banl<ing sector
clo3062 - To provicle l<nowleclgc about commercial banking ancl creclit
creation proccss
clo3063 - To dcvelop r-rnclerstanding ol'the orux ol.banking ancl several
banl<ing processcs
co3064 - 'fo provicle infomation regarcling how banks process their
clay to clay activities

l. At]-he Erlcl O1'thc Secorlcl Scucster Examinatior.r, Every StLrdent O1'Tl-re program
Will Unclergo
InclLrstrial 'frainrng In Any Organrzation. J'he Training Will Be Of 6 To 8
Weeks Durration.
2. DLrrirrg Thc 'fraining, l-he Str-rclcrrt Is Ilxpcctecl To Learn AboLrt The Organization
and
Analysc/Sr'rggest Solutions 01'A Live Problern. The Objeotive ls To Ecluip The Sturclent
With
TIle I(rrorvlcclge OI'tlre ActLral Functioning OI'The Organization ancl problerns Facecl By Them
For Exploring Ireasible Solutiot.rs ancl Suggestior.rs.
a
J. The StLrclerlt ShoLrlcl Obtain NOC On -l'inte lrrom 'l-he Departrnent Alter The Exarninations
'fhe 2ncl Serncstcr.
Of

4. Durring Thc Coursc Of'1-rairring, Thc Orgarrization (Where The StLrclent Is Undergoing
Training)
Will Assign A Problcm/Prcject To The Stuclent.
5. Thc StLrclent' Altcr Thc Clonrpletion OI' 'fraining Will Sr-rbmit A Report To The
FacLrlty/Dc'partl.ncllt. Which Will Form Thc Part 01'Thircl Semester Examination.
Flowever. The
llc'port MLrst Bc SLrbmittecl During Thirci Scr-nester.
6. The Topic OI'The Rel.rort ShoLrlcl Be DLrly Finalizecl h.r Consr-rltation With Reportirrg Manager
(lnclLrstry)/ Prtrject Sr:pervisor (Departrrent) and ShoLrlcl Be llecorclecl With The Department
I . Thc I{eport (Basccl On Training ancl 1-hc Problem/Project Sturcliecl) Preparec'l By The Student
Will
Ilc l(norvn As Sul.tlrrcr 1'raining Project Report. The Report ShoLrlcl Orclinarily Be Based On
Prirrary Da1a. It ShoLrlcl ltcllcct In-Depth StLrcly O{'Micro Problem, Orclinarily Assigned By The
Organizatiorr Wherc StLrclcnt Ulrdergoes Training. Relevant l'ables ancl Bibliography Shoulcl
SLrpport It. Onc C'onlprellcnsive Cha;rter Must Be Inclr-rclecl AboLrt The Organizatio6 Where The
Stuclcnt IIas Unclergonc 1-raining. This ShoLrlcl Deal With Briel'History 01'The Orga,izatio,,
lts
Structure, Performance Products/Services ana e/flpfems Faced. This Chapter Will Form part I Of
TheReportWillCon/ai/fTheStudyofMicroResearchProblem.The
n.p,,,r,ne,rflX.A?fr:.;'Eiro"[S"o"f, ordinarilv will Be 7t fo 100 Typed Pages tn Standard Fonr Size (r2)
poulale(li,pacinA.
hulalegBacint. CootOinator
Cootdinator ) n
,rffi
r)cc,r
Dccn Davaramdid."S
Davat apdrl1,A

6trp.."ry-- I
\ation rl P( i ( ollcse, l.u..knou -))6(fi1 ^/
^
'l:,,:'*l*:.mnk{enora
i

..-^.
Netlonal P. G. Colloge
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudlryuy IUUSHAL lkndru
National P.G. College, Lucknow - 226001
( il t t A t t I o tt r) t,\ C o I I c gc of ' U n i vct.s i t_v r fi' Lt r c, linow )
nt ( )t

www.nltgc. in ; dcluslii I ls(grnPgc. in

8. Pcr(irnna ol'the rcpurt rlay bc obtainecJ fl'onT thc project Supervisor


9. One llcport. DLrly Typccl On A-4 Sizecl Paper In Thc Ilard Bourrd (Paper Back) Form Is To Be
Sr-rbnrittecl To The FacLrlty/Dcpartntcnt l.'or Evaluation and Other Shall Be Retained By The
Stuclerrt Altcr Cictting Botlr The Reports Dr-rly Forwarded By the Project Sr.rpervisor and Head of
thc Departntcnt
10. Thc Rcport shoulcl hllve one certilrcate dLrly signed by the Reporting Ofl-ioer o1'the Organizatiop
wherc the stuclent ltas r:nclergonc trairring
I l. EvalLration o1'the report anc'l Viva shall be oonclucted by both external a6d ipternal examiners with
cxtcrnal cvalttation ol'60 tnarl<s ancl intcrnal evaluation o1'40 marks (whioh inch,rdecl the presentation
ol' syrropsis nt icl-scurcstcr)

CO-PO MAPPING:

POI PO2 PO3 PO4

col 2 3 1 I
co2 1 2 I 1

c03 2 3 1 1

co4 I 2 0 1

-) High Correlation

2 Moderate Correlation

I Low Correlation

I r

Dcpartment of Banking & Finance


Deen Dayal Upadhyay Krushal Kendra
National PG Cotlege, Lucknou.22600l
,JJ
D-.'n DaYal UPdhYal Xaushd Kerdra
tHiohd P.G. Cdc0!' Lucrnorr
,rr#-
watto]{ p. d. Coflasc
LIIatrt$(1txt
DEPARTMENT OF BANKING & FINANCE
Daen Duyul Uputlhyoy IUUSHAL lfundrcr
National P.G. College, Lucknow - 226001
(A t t At r It t rt rt n nt,s
r Cl o I I c ge of' IJ n i v c t.,s i t.y o.f' Lu c kn o w )
wrvw. n lrgc. i n ; cldLrsli iI I s(irllpgq-ix

M.Voc. (Banking, Stocks & Insurance)


SEMESTER _ IV
Certificate in Banking, Stocks & Insurance

Narnc ot'thc l)aper Ilours Evaluation Scheme


per
Wcek

L P T Internal Assessment
a ,Z

c) o
L
U o
q
-
I
-
0)
AR
a;
00
ri
(, rr x
P
ri
Gen 401 Aclvancccl []anliing Rcgulations J I 4 20 10 10 60 100

Sliill 402 Ilisk Managcrrent in Banks J I 4 20 I() 10 60 r00

Sl(ill 403 Pltycct F-inancc in Banlis J I 4 20 10 10 60 100

Sl(ill 404 IlqLrity Researcl-r J I 4 20 l0 10 60 100

skiil 405 Rci r-rsuranoc Management J 1 4 20 10 10 60 100

Sl(ill 406 Dissertation 4 4 20 I() t0 60 I00

TOTAL CREDITS 24 TOTAL MARKS 600

':'L - Lcctlrre; P - Practical: l- -'l'Lrtorial

Department of Banking & Finance


Deen Dayal Upadhyay Kaushal Kendra Deen
.-ml
Dayal Upadhyay Kaushal
- - -tlational
Kendra
nKd,_
National PG College, t-ucknow-226001 PG' Cotlege' Luchnotv Natona! P G. r*^rrog6
alr:i!f!Y,.=J
DEPARTMENT OF BANKING & F'INANCE
Deen Doyul Upudhyay IUUSHAL lkndra
National P.G. College, Lucknow - 226001
(An Atrlottontrnr.r Collaga of' Univers it.v d' Luc'knovv)
wr,vw. npgc. i u ; clcluslii I ls(trlrygq-ll

M.Voc. (Banking, Stocks and Insurance)

SEMESTER _ IV
Paper Code MVB14I L T P C

Paper Name ADVANCED BANKTNG REGULATTON 3 I 0 4

Learning Objective To develop an insight link between the legal provisions and the
practical aspects of banking
Course Outcomes C'O401 I - To eclurip lcarners with ooncept of NPAs and asset
classillcation
CO40l2 - 'fo provicle l<nowleclge regarding IBC and legal
corrsiclerations rclatecl to Insolvency
ClO40l3 - To clevelop unclerstancling about SARFAESI AcL,2002
Cl040l4 - To provicle inlbn-rration regarding valuation of securities and
rclationship between rrrice and diviclencl

Unit I (10 Hours)


Non- Perlbrtring Assets (NPA): Introcluction, Definition OI'NPA, Out Of Order Status, Overdue
Ittcotne Recognition Norms: Policy, Reversal ()1'lncclme, Appropriatiori O['Recovery [n NPAs, lnterest
Appl icatior-r, Reporti ng O I' N PAs
Assct Classiflcation: Clatcgories Ol'NPA, Guiclelines For Classification Of NPA
Provisior,ing Nortrs: Nonral Provisiiln In Ceise Of NPA, General Provision In Case Of Standard Assets,
Provision For Clountry Risl<, Irloating Provisions

Unit Il (10 Hours)


'l'lTe Insolvency ancl Banl<rr:ptcy Cocle,20l6 (lBCl) : Introcluotion & Objectives
Salicnt Features Ol'lBC 201(r. FoLrr Pillars Uncler IBC 2016
Clorporatc Insolven cy, I nclivi clual BankrLrptcy, Pri ority O [' Clain-rs
Key Changes In The Insolvency/ LiclLridation Regirne, Road Aheacl Pertaining To Operational Issue, Legal
Cortsiclcrations ancl PracticaI Rami llcations

Unit III (10IIoLrrs)

The Secr-rritisation ancl ltcconstruction O['Financial Assets ancl Enforcement Of Security Interest Aat,2002:
Salient Features O['T["rc Act With Latest Amenclments and Case Law: Mardia Chen-ricals Ltd. vs Union O1'
lnclia

Unit lV (10 l-loLrrs)

Pror.r.rpt C'orrective Actions (Ol'RIll) 2017 Frarneworl< 0 PCA. Manclatory Actions, Discretionary
C'orrcctivc Actions, 'friggcr Points Iror Thc Initiation O
I ntcri m C'onrpensution U nclcr' [-hc N cgotiab I e I nstrLr rrcltts endments) Act, 201 8 For Dishonor"rr Of

Deoartment of Banking & Finance


neen Dayal Upadhyey Kaushal Kcndrl
National PG C-ollege, Lucknow-226001
0cen oaYal
iati,i"t
ue{la1 x'Ytl-ll::d
P.O. Cofege' Luckncw
" Sd-
."0*i"ffits*sr
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upudhyuy I{AL/SHAL lkndru
National P.G. College, Lucknow - 226001
(Att ,4tr/ttrtttturttrs ('rtIIcga tl (Jnivet.s'it.y ol Ltrc'know)
u,r,vw.nltgc. i n ; cl(luslii I Is({{lupgc. i u

Suggested Readings

l. Insolvency and Bankruptcy code, 2016 (Bare Act 2019 edition)


2. SARFAESI Act, 2002 (Bare Act2019 edition)
3. Principles and Practices ol'Banking 2018
4. Latest RBI Circulars

CO-PO MAPPTNG:

POI P02 PO3 PO4

co1 2 3 1 1

c02 2 0 I 1

c03 2 J I 1

co4 2 0 I I

High Correlation

2 IVI oderate Co rrcl:rtiorr

I Low Correlation

n E

0t
D;
Cmrdinaor
in Diyal UPdhYaY Kaushal Kandr1'
"'N#-
Na6onalP Colbal
G'
tucrNow'
ffif#f;tJ:ig[*x]ll;lt;l Netional P.G' Colhgc' Lucknow
,rljji "';ak DEPARTMtrNT OF BANKING & FINANCE
Deen Duyul Upudltyuy IUUSHAL lkndru
w,N,# National P.G. College, Lucknow - 226001
(Att Arrl onr)tnott,\ Col lcge of' Univers it.v of' Luc'hnow)
www.nltgc. in ; clclLrski I ls(({)npgc. i n

M.Voc. (Banking, Stocks and Insurance)

SEMESTER - IV
Paper Code MVB142 L T P C

Paper Name RISK MANAGEMENT IN BANKS 3 1 0 4

Learning Objective To disseminate knowledge about various dimensions of Risk


Management In Banks

Course Outcomes ('04021 - 'l-o eqLrip learners with various dirr,ensions of rislr
CO4O22 - To proviclc knowleclge about risk rranager.nent and types of
risl<s
C'O4023 - To clevelop r-rnclerstancling abourt managenler-rt of foreign
cxchangc
('04024 - To provicle ir-rlirrn.ration regarcling Risk Identil'rcation, Risk
Pnr j ecti or.r, I{i sl< M iti gatiorr, Risk Monitorir.rg ancl Management

Unit I (10 Hours)

Cortoept OI'Rish, Typcs OI'Risl<, Managing Rjsl<, SoLrrces and Measurement Of Risk, Risk Evaluation and
Precliction. Application O1'Statistical Techniclues In Risk Avoidance. Disaster Risl< Management.

Unit ll (10 Hours)

Introclr-totion To ILisl< Managernent, Iclcntifyirrg Types Of Risks. Quantifying Risk and Hedging Techniclues.
Internal ancl External 'fechniclr-res Yiz Netting, Matching, Leading and Lagging. Assets Liability
Management.

Unit III (10 Hours)

Managing lroreign Exchangc Exposure: Managernent ()1' Foreign Exchange Risk, Management Ol
Translation Exposure, Manager-nent OI'Transactions Expclsure, Management 01'Eoonomic E,xposure.

Unit IV (10 Hours)

Risl< Managcrrent: Soliware I{isl<s, Reactivc ar.rcl Pro-Aotive Risk Strategies, Risk ldentil]cation, Risk
Projcction, Ii.isk Mitigation, Risk Monitoring ancl Management.

Sugscsted lleadings

l. Ilisl< Manrgcmcnt ancl InsLrrancc 13y Scott Ilarrington ancl y Niehaus. Tata Mograw Hill, (2nd Ed.,
2004).
2. .lcevananclarl, C. (200-5). Risl< Marragcr-ucnt. SLrltan Cl

Departmcnt of Banking & Finance


Deen Dayal Upadhyay Kaushal
Kcndra
ce Institutc Ol'lnclir (2

.:
N.{_
Fshcbsl
National pG^C;llege, Lucknow-22600
I De:n Dayal Updtrr.r lorshal lGnft. llr{oDrl P. G. Colbgil
@bry' Ndimd P.G. Cotcgn, Luctnow tucrr{ow.
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Llpudlryay IUUSHAL lfundru
National P.G. College, Lucknow - 226001
( A t t,1 fu t n )t t,t Co gc U n i vc t.s Lt l;n t t w, )
tr u r ) t ( I I t, r 2/' i 0t e/' t t,

wrvw.nl'rgc. i n ; clcluslii I Is(({lnltgc. in

CO-PO MAPPING:

POl P02 PO3 PO4

co1 1 J I I

c02 2 2 2 I

c03 2 1 2

co4 2 0 I I

J High Correlation

2 Moderate Correlation

I Low Correlation

D M

Department of Banking & Finance


Deen Dayal Uprdhyay Kaushal Kendra
\ational PG College, Lucknow-22600 I
,k. ,@
Netlonal P G. Colbgr
I,t,caNow
DEPARTMENT OF BANKING & FINANCE
Deetr Duyul upudhvuy IUUSHAL lfundru
National P.G. College, Lucknow - 226001
(A tt At r I o n r ) tlt )u s C' t I I a ge o.l' U n i v e r,s i t.v o.f Lu c' kn ow )
( r
'

www. ultgc. in ; cldLrslii I ls(rJ)npgc. in

IVl.Voc. (Banking, Stocks and Insurance)

SBMESTER - IV
Paper Code MVB143 L T P C

Paper Name PROJECT FINANCE IN BANKS 3 I 0 4

Learning Objective To inculcate concepts of Project financing concepts and Due


Diligence, Various sources of finance and Credit Rating etc.

Course Outcomes CO4031 - To eclurip leamers with ooncept ol'project financirig and
corporate Iencling
C'O4032 - To provide l<nowleclge abor.rt capital buclgeting and NPA
ClO4033 -
-fo
clevelop understandir-rg aboLrt creclit risk rating and related
ItBI Guiclelines
CO4034 - To provicle infbrrniition about dr"re diligence; concepts and
processcs

Unit I (10 Hours)

What Is Project Irinancing (PF), Typical Characteristics, Def-inition, Pre-Requisites, Typical Exarnples:
Wl"rat [s Dillcrent Abor"rt Project Financing'/ Project Finance & C]orporate Lending, Asset Based Lending,
Property Lending. Unclerstancling Projeot F'inance, Finanoing Clash Flow, Risk Allocation, Economic Rent.

Unit II (10 Hours)

Pro.ject Financing: Broacl Aspccts Ol' Projcct Appraisal ancl Credit Decision. Assessment Of Working
C'apital. Brcal<-Evcn Analysis ancl Clapital Br-rclgeting. Financial Ratios and Their Implications. Credit
Monitorir-rg Arranger-ner-rts & Compliance Pararleters. Non-Perlbrn-ring Assets, Provisior-ring Norms, Recall
& Recovery C)l'Aclvanccs ancl Seizurc.

Unit III (10 l-lours)

C'rcclit Risl< Rating: Dclinitron, Irnportancc, Faotors Determining Credit Risl<, Uses Of Credit Risk Rating
ancl Varior-ts'l-ools. I{BI GLriclclincs. Jr"rnior Debt Providers, Senior Debt Proviclers, Other Equity Providers
Spor.rsor (s) Projcct Fr"rncling.

Unit lV (10 Hours)

[)iscLtssion, Ovcrvier,v, DLrc Diligenoe In Projcct Finance, Other DLre Diligence, Financial Due Diligence,
l,egal DLre Diligencc. l-cchnical Due Diligcnce, Due Diligence Process - Legal, Project Finance Advisors,

r w
Department orP",ul)l1L'X::::, i
(lt
Project Finance Infbrrnation Mernorandurn. EvalLrating ffieqt's Debt Capacity.

Codrdrrlato
Natlonal P G' Collcar'
\ Lt,cfirow'
DEPARTMENT OF BANKING & FINANCE
Dcen Du)tttl Upudhyuy IUUSHAL lfundru
National P.G. College, Lucknow - 226001
(.4 t tA rrI onon rr tt r,s' C' r t I I a gc o/' U t t i v e t's i t.tt o/' Lt t c, li.n t t w )
wrvw.npgc. in ; clclushi I Is((i)npqc. in

Suggested Readings

1. Project Management - Prasanna Chandra


2. Principles Of Project Finance - Yescombe,E. R.(2002), Academic Press, California.
3. Advanced Project Management - Harrison F.L

CO-PO MAPPING:

POl P02 PO3 Po4


cor 2 0 1 I

c02 0 3 2 I
co3 2 1 0 3

co4 2 0 3 I

J High Correlation

2 Moderate Correlation

1 Low Correlation

D WN

Dtpartment of Banking & Finance


Drcn Dayal Uprdhyey Keushal Kendrr
Nqtional PG Collcgc, Lucknow-2lfr00
^-,r,*frla,Kendra
t'ffi?3,"ffilh'r,crno*
KA-
?sfiCDbl
Nrtonal P G. Colegrf
I

tuc3ilOW.
DEPARTMENT OF BANKING & FINANCE

W (.t1 t
Daen Duyul Upudltyuy IGUSHAL l{endru
National P.G. College, Lucknow
t .t1 t t I u ttt)t n ( )t t.\' C o I a g a
L

r'vww.npgc.iu ; clduskiIls(grnpgc.
o l' Un i v e r,s i t.v o

i n
'
- 226001
f Lu c' lcrunv )

M.Voc. (Banl<ing, Stocks and Insurance)

SEM ESTER - IV
Paper Code MVI}I44 L T P C

Paper Name EQUITY RESEARCH 3 1 0 4

Learning Objective To make students aware of various types of insurance like fire
insurance, medical insurance, motor vehicles insurance and marine
insurance

Course Outcomes CO404l - To ecprip learners with concept of equity research ar"rd its
objectivcs
CO4042 - 'l-o provicle knowledge about economic and indr"rstry
inclicators
CO4O43 - To clevekrp unclerstanding about cluantitative and qualitative
clirrcnsior-rs o I' business models
CO4O44 -'fo provide infbrmation regarding behavior-rral concepts that
in[]lrence investment clecisions and DCF Model

Unit I (10 Hours)

lntroc'luction To EclLrity Rescarclr- Delrnition, ltole OI'Researrr:h Analyst, Responsibilities Of Research


Analyst, Basic Prir.rciplcs Ol Interaction With Companies/Cllient, Qualities 01'A Good Researoh Report.
Rasics OI'Llvcsting- Mcarring ancl Clharactcristics OI'lnvestrncnt. Objectives Of lnvestment, Types Of
Investors, lnrzcstrrent Vs. Spccr-rlation

Unit II (10 Hours)

F unclamental Vs. fcchnical Analysis


Econonry Arralysis: Inclicrtors ancl'l'ools For Economy Analysis. Behaviour Of Ecotrornic [ndicators and
Thcir Irnpact Orr Sccr-rritics Markct, Investment OpportLrnity In VarioLrs Economic Situatior,s
lnclr-rstry Analysis: Portcr's F-ive Forccs Moc|:I, PESTLE Analysis, BCG Matrix, I(ey Indurstry Drivers For
Prorninent Inclustries In Inclia.

Unit III (10 Hours)

Company Analysis- QLralitative Dimensions: Unclcrstarrcling Business Dehr"rition ancl Business Model,
Clom pctitive Aclvantagc, QLral ity ( ) 1' M anagement ancl Governance
Qurantitativc Analysis: Analysing Irinarrcial Statcmcnt, ltatio Analysis, Common Eclurity Multiples and Their
Interprctations

Unit IV (10 Hours)

Valuation Principles: Price Vs. Value, DCF Model Fqfiu(/ness Valuation, Advantages and Disadvantages
Of DCF, When DCF Works Best \/ I I
aVloLlralBlaSeSInflLrcne]hslnVeSl.lnenl.^/lt
I c*Lin.tor t@"1
KaushalKendra -.
Department of Banking & Finance
l:lTffll,::,1?:yff*,i'l::::
Deen Dayal Upadhyay Kaushal Kendra
NgtlonatP G. Collcat
National PG College, Lucknou,-22600 I Deen OiyatUp"Ony.V
r'lationaliG. Cottege, Luchnow tucf,Now.
DEPARTMtrNT OF BANKING & FINANCE
Deen Duyul llpudltyuy IUUSHAL lfundru
National P.G. College, Lucknow - 226001
( A tt A t r Irtt r r t nt ot t,s C' o I I t, ga o.l' U rt i v e r,s i l.tt of' Lr t ck n o w )
www.nltgc. in ; clcluslii I Is(t4,nltgc. in

Suggested Readings

1. Security Analysis and Portfolio Management: M. Ranganatham and R. Madhumathi


2. Equity Research and Valuation: Dun & Bradstreet

CO-PO MAPPING:

POI P02 PO3 PO4

co1 2 3 I 1

co2 2 I 3 I

co3 2 3 I 0

co4 2 I 0 1

J I-ligh Correlation

2 Moderate Correlation

I Lorv Correlation

a ffi

Department of Banking & Finance


0)
Deen Dayal Upadhyay Kaushal Kendra cJrdinator
National PG College, Lucknou,-22600 I
Ngtloaal P. G. CollcAt
"111,,X'#,?l3l3"ll#mKencrra LUcrNow.
ffi
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Uputlltyuy IUUSHAL lfundru
National P.G. College, Lucknow - 226001
(,4 rt Atrktut)tit()tts CoIIcgc of' Un ivars it.v o.f Luc.krutvv)
lvww.nl;gc. in ; clclLrski I Is(iitnPgc. i n

M.Voc. (Banking, Stocks and Insurance)

SEMESTER _ IV
Paper Code MVB145 L T P C

Paper Name REINSURANCE MANAGEMENT 3 1 0 4

Learning Objective To develop a basic understanding of comprehending banking


correspondence and types of reports, in relation to various forms
of communication

Course Outcomes Cl()40-51 - To cclr-rip learners with reinsr.lrance marl<et, history of


rei nsurancc ar-rcl its I'uncti or-rs
ClO40-52 - To provicie knowledge related to concept ol'risk transltr and
catastrophe boncls
CO4053 - To dcvelop an insight into purrpose and types o1'reinsurance
CO4054 - To provicle infbnnation regarcling risl< rnanagement and its
cliversill cation

Unit I (10 Hours)

The Reinsltrance Market, Its Functions, Players In Reinsurance, History Of Re-Insurance, Benefits and
Purposes 01' Reinsulance, Sellers Of Reinsurance

Unit ll (10 Hours)

Concept Of Risl< Transler, Finite Risk, Multi Risk Products: Multi Line Multiyear and Multi Trigger
Concepts, Catastrophe Bonds, Reinsurance Regulatory Framework

Unit III (10 Hours)


Legal Relationship, Purposes Of Reinsurance, Methods and Types Of Reinsurance, Loss Experience,
Reinsurance Management Strategy (RMS), Reinsurance Arrangement

Unit lV (10 Hours)

Concept of Risk Management, Underwriting in Reinsurance: Assessment, Capacity Allocation and Pricing,
Asset Management, Capital Management, Diversification and Risk Management

Suggested Readings

1. "Reinsuretnce" By Christopher Paine, Publisher -ANE Book

Department of Banking & Finance


Deen Dayal Upadhyay Kaushal Kendra
National PG College, Lucknou.2260() I
.,ff,
r," :a DivaliP.bnVtV
"
(6u5nal Kendra
Lucni':""
lietiii"rPle' cOtego' tucSl{ow
DEPARTMENT OF BANKTNG & FINANCE
Deen Duyul Upudhyuy I{AUSHAL lkndro
National P.G. College, Lucknow - 22600l
1A tt Atrktut)ttl()t!.\' C'oIIcgc o/' U nivers il.y of Ltrclrnow)
www.npgc. in ; ddLrsl(i I ls(l{)nl)gc. i n

CO-PO MAPPING:

POI P02 PO3 PO4


co1 2 0 1 1

co2 I 2 I 0

co3 2 0 3 1

co4 2 1 3 I

J High Correlation

2 NI oclerate Co rrel:rtion

I Low Correlation

D MT$ffiTffi

Department of Banking & Finance


Deen Dayal Upadhyay Kaushal Kendra
National PC College, Lucknor'r'-226(){t I
-fl*)- ,ffd_
u
llstond P G. Collcgr
LUCENOW
DEPARTMENT OF BANKING & FINANCE
Deen Duyul Upatlhyuv IUUSHAL l{endru
National P.G. College, Lucknow - 226001
(A tt A r t 1 o rt r t.\ C' t t I I e ge o.f' U n iv e rs i t.y o.f' Lu
) t1l ( )t c: lcn ow )
www.npgc. in ; dduski I ls({{)npgc. in

M.Voc. (llanl<ing, Stocks lnd Insurance)

SBMESTBR - IV
Paper Code MVB146 L T P C

Paper Name PROJECT AND VIVA ON STOCKS &


INSURANCE 0 0 + +
Learning Objective To benefit students by introduction of theories and frameworks
related to specialized areas of project work,

Course Outcomes CO406l - To eclLrip learners with hypothcses preparation and research
cor-rccpts
('04062 - To provicle knor,vledge about stooks and insurance concepts
ClO4063 - To dcvelop unclerstarrding o1'the data collection and analysis
relatecl to BFSI Sector
ClO4064 - To provicle inlonnation regardirrg respective research topics

In For"trth Setnestcr, Clancliclates Will l-lave To SLrbrnit A Research Project Report On A Problern/Topic
(Fron.r The Spccialization Areas) Assignecl By The Department Under -fhe Supervision of A Faculty
MemberO1'-['hc Departt.t.tct.rt. The Researcl'r Project I{eport Will C]arry 100 Marks. Evaluation Of Reportand
Viva Shall Ile C'onclLtcted By Both External ancl Internal E,xaminer With External Evah-ration Of 60 Marks
nncl lntenral EvalLration C)1'40 Marks. The Report Will Contain The Objectives, Scope Of The Study,
Signilicarrcc Ol'StLrcly, Rcsearcl, Mcthoclology. Rcsurlts, hrterpretation, Conclusions and Recornmendations.
It Will Contain ILclcvant I{evier,r, Literaturc, Charts, Diagrarns and Bibliography. A Certificate Of The
Supcn,isor Clcrti[ying'l'hc ALrthenticity O1'TI-re Report Shall Be Attached Therewith. The Student Will
SLrbmit'['lrrcc Copies O1'Thc Report To The Heacl OI'Thc Prograrn. The Averarge Size Of Report Ordinarily
Will tlc 7-s-100'l'ypcc1 Pages In Stanclarcl fiont Sizc (12) and Dor"rble Spacing. One lteport, Duly Typed On
A-4 Sized Paper In flrc IIarcl lloLrncl (Paper Bacl<) Fon.n Is To Be Surbmitted To The Faculty/Department
For EvalLtation ancl Other Shall Be I{etainccl By The Str-rdent Aflcr Getting Both The Reports Dr.rly
Forwarclccl Ily Thc FacLrlty

CO-PO MAPPING:

PO1 Po2 PO3 PO4

co1 2 0 I 1

co2 2 0 t 1

c03 2 0 I 1

co4 2 0 1 I

Department of Benking & Financc


Deen Dayal Upadhyay Kaushal Ken,.tr':r
National PC College, Luckno\r,-126(Xrl
D.'. n Dayal UPedhYry Xaushal
I

Kendn
,ffi
t{8!md P G. Colles$
tuclHow
rtetioiral P:G. Colclc' Luclutc"v
DEPARTMENT OF BANKING & FINANCE

W (,4
Deen Duyul Upudhyuy IULlSHAL
National P.G. College, Lucknow
lkndru

www.nltgc.in ; ddllski lls(t{)ul)gc. ilt


- 22600l
tt Atttrtttr)nt()tt.t CoI Icga of' Un ivat.s it.y o/ Luc,hnoyv)

J I{igh Correlation
2 Moderate Correlation

I Lorv Correlation

0 ffiEffiI

01
Deoartment of Banking & Financc
J..'" i'.v.r
t",ri".i'pc
Upadhyay Kaushal Kendra
cottcge, Lucknow-22600 I
f""n
i c}roir,.tot
tlayal Upadhyay Kausna, ':"'lrQ
##,-
p i.
Natlond Llollcs,.
"i,rnal P.G, College, Luckn,, Ltrcf NOu'1

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