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Bali Process and The Global Refugee Policy in The Asia Pacific Region
Bali Process and The Global Refugee Policy in The Asia Pacific Region
SUSAN KNEEBONE
Faculty of Law, Monash University, Clayton, Victoria 3800, Australia
susan.kneebone@monash.edu
This article examines the role of two regional actors in the Asia-Pacific region,
namely the Bali Process and the Asia Pacific Refugee Rights Network
(APRRN), a platform of civil society organizations, as two very different
models of mechanisms and agenda-setting on Global Refugee Policy (GRP).
The Bali Process has limited actors and a narrow discourse on refugees which
reflects a hierarchical agenda-setting process or ‘steering mode’. By contrast, the
APRRN is a non-state network actor which works through non-hierarchical
mechanisms as a transnational activist network (TAN) and has a normative
agenda. This article demonstrates the tension within GRP which is being cre
ated within the region through these two intermediaries between the global
North and the global South.
Introduction
The term Global Refugee Policy (GRP) contains an assumption that there is
a globalized refugee policy (Miller 2012). Such an assumption has been fos
tered by the creation of the 1951 Refugee Convention, which contains a set of
principles which apply to the states parties to the Convention, and a specia
lized global institution, UNHCR. Moreover, there is common agreement
amongst refugee advocates that an ‘international refugee regime’ has evolved
from these formal sources (Barnett 2002). Underlying the notion of an ‘inter
national refugee regime’ is the essential but contested role of the state, both
as the agent of protection of the refugee and as the guardian of state sover
eignty (Mertus 1998; Hathaway 2007). In this context states are described as
the main agents or actors ‘in an increasingly interconnected global environ
ment’ (Gibney 2004: 36). But the ‘Janus faced’ role of the state suggests that
if GRP is conceived as the sum total of legal standards, then it has a pro
tective and a restrictive function which are constantly in tension.
Global Refugee Policy in the Asia-Pacific Region 597
The concept of a global regime raises more possibilities for analysis of
GRP. In particular a school of scholarship on the nature of international
relations (IR) calls into question the dominance of the state paradigm, the
view that states are the main actors, to explain how global governance re
gimes operate (Slaughter 1995). The existence of transnational and sub
regional actors and discourses which take place on many issues of global
importance (Keck and Sikkink 1998) challenges the ‘traditional’ view of inter
national law, and the perception that states are the main actors. Through a
focus on the plurality of actors it is possible to reconceive international law
somewhat differently to the traditional view of the state’s ‘vertical’ relation
ship with individuals. A focus on the role of state and non-state actors
through a sociological lens reveals the ‘discursive’ discourses (Keck 2004)
which shape global regimes.
In looking at the idea of GRP I am interested in ‘the actor dimension’, that
is, in identifying the actors and their agenda-setting or ‘steering modes’ (Risse
2004) to evaluate the dominant mechanisms and discourses which are deter
mining GRP. This article examines the role of two very different regional
actors in the Asia-Pacific region, namely the Bali Process and the Asia
Pacific Refugee Rights Network (APRRN), a recently formed platform of
civil society organizations. The Bali Process is a state-led policy-formation
mechanism that works in parallel to the international refugee regime. It has
been suggested that the two key components of a global refugee protection
regime are the right to asylum and a durable solution (Betts 2009: 7, 10). For
this purpose a regime of global refugee protection can be conceived as a
‘global public good’ (Betts 2009: 8, 25) under which states share the
burden of such protection. However, the Bali Process encapsulates the re
strictive side of the international refugee regime and the idea of responsibility-
shifting rather than burden-sharing. The APRRN by contrast is a non-state
network actor which advocates for refugee protection. This article analyses
the potential influence of the APRRN on refugee policy in the Asia-Pacific
region, where regional discourse is dominated by the state-led Bali Process.
A feature which is common to both the Bali Process and the APRRN is
the involvement of North-South actors and issues, which suggests that both
venues of policy formation are linked to GRP. Another common link is the
role of UNHCR, which is part of the Bali Process and a supporter of
the APRRN. This article explains the dynamics of the interaction between
the Bali Process and UNHCR’s advocacy in the region. It also examines how
UNHCR’s role in the region has influenced the APRRN’s networking role as
a non-state actor. But discussion of UNHCR in this article is limited to its
role as an observer to the Bali Process and as a sometimes quasi-intermediary
between the Process and the APPRN.
After setting the scene for refugee issues in the Asia-Pacific region, I out
line the Bali Process and its focus over different periods, with some discussion
of UNHCR and agenda-setting within the Process. I then examine the
APRRN to explain its unique role as a transnational activist network
598 Susan Kneebone
(TAN) which is committed to changing regional policies on protection of
refugees (Piper and Uhlin 2004). This case study of the Asia-Pacific region
shows that GRP is being made separately within the region through these two
actors, the Bali Process as a state-led process and the APRRN as a non-state
actor, both of which are intermediaries between the North and the South.
Background
The refugee ‘problem’ within the Asia-Pacific region is described in the 2012
Regional Update by UNHCR as follows:
The Asia-Pacific region is home to the world’s largest and oldest refugee
populations. The protection environment continues to be fragile with very few
countries having signed the 1951 Convention relating to the Status of
Refugees__ The region is characterized by population movements, with
asylum-seekers from Afghanistan, Myanmar and Sri Lanka representing the
three largest groups moving irregularly. The majority of these individuals
settle in urban areas (UNHCR 2012a).
Indeed the Asia-Pacific region is host to some 10.6 million people ‘of con
cern’ to UNHCR, representing almost 30 per cent of the global refugee
population (UNHCR 2012b).
Within Southeast Asia, the main ‘hosting’ countries of refugee populations
are Thailand, Malaysia, and Indonesia. Whilst the Southeast Asian region
has a ‘protracted refugee problem’, Indonesia and Malaysia are well-known
transit countries for asylum seekers en route to Australia. This is one of the
key factors in shaping a ‘regional’ response through the Bali Process. Due to
the geopolitical factors which exist within the region, including the nature of
the regional refugee ‘problem’, the actors and the processes which have
emerged at the state level are dominated by Australia under the Bali
Process. Under that Process, refugees are constructed within a securitized
discourse on ‘irregular migration’, a construction which is mirrored in
other regional consultative processes, and within the ASEAN1 process
(Kneebone 2014). This construction applies within the context of sovereign
states in the region. In Thailand (Muntabhorn 2005), Malaysia (Nah 2012:
501), and now Indonesia (Nethery et al. 2013) refugees and asylum seekers
are constructed primarily as ‘illegal’ or ‘irregular’ migrants. Even as recog
nized (UNHCR status) refugees their status is defined primarily through their
migration.
Next, I examine the development of the state-led Bali Process and explain
its ‘agenda-setting’ and ‘steering modes’, and briefly contrast that with the
ASEAN dialogue on refugees. The importance of this ‘agenda’ is that it
highlights a regional concern with irregular migration and consequently
UNHCR’s difficult role in advocating for protection of refugees. This pro
vides the setting for discussion of the APRRN. As UNHCR has described
the situation, ‘geopolitics and national security issues prevail over
Global Refugee Policy in the Asia-Pacific Region 599
humanitarian considerations’ (UNHCR 2012c). In this discussion I explain
how the Bali Process is intrinsically linked to Australian national policy on
asylum seekers as well as to a general reluctance within the region to see
refugees as persons in need of protection. The Bali Process is a state-led
regional response which links North and South interests, and it serves
intra-regional interests at the same time. Finally, I examine how the
APRRN responds to the ‘statist perspective’ of the Bali Process and to
states’ reluctance to protect refugees in the region.
There are two sources for the Bali Process, which show its mixed origins as a
bilateral process between Australia and Indonesia, and as a multilateral
regional process led by the Australian government. This is important, as
recently Indonesia stepped aside from both the bilateral process and the
Bali Process to convene a Special Conference on Irregular Movement of
People, which led to the Jakarta Declaration on Addressing Irregular
Movement of People (2013). This suggests that Indonesia is keen to take a
leadership role on this issue, within a multilateral framework.
In its manifestation as a multilateral regional process, the Bali Process
arose out of a regional ‘securitized’ discourse on irregular migration which
began in the 1990s. Under the Bali Process this discourse contextualizes refu
gees within ‘mixed flows’ and the ‘migration-asylum nexus’ (Kneebone
2009: 3). The Bali Process has many features in common with ASEAN dis
course in its characterization of the issue and in its avoidance of the language
of human rights to frame refugees (Kneebone 2014). It has limited actors and
a narrow discourse which reflects a hierarchical agenda-setting process or
‘steering mode’.
The full title of the Bali Process is the Conference on People Smuggling,
Trafficking in Persons and Related Transnational Crime. According to the
official website, it was ‘initiated’ at the Regional Ministerial Conference on
People Smuggling, Trafficking in Persons and Related Transnational Crime
held in Bali in February 2002 (Bali Process n.d.). This was the first formal
meeting of the Bali Process, which originated from a 1996 Regional Seminar
on Irregular Migration and Migrant Trafficking in East and South Asia, led
by the International Organization for Migration (IOM) and known as the
‘Manila Process’. This process led to the 1999 Bangkok Declaration on
Irregular Migration which refers in turn to the Manila Process and to the
Inter-governmental Asia-Pacific Consultations on Refugees, Displaced
Persons and Migrants (APC n.d.). These processes are known generically
as Regional Cooperation Processes (RCPs) which are led generally by IOM
(an inter-governmental organization) in the region. As a rule, RCPs are state
led and involve ministerial level consultations, and do not include outside
representation. Thus they have been critiqued for the limited discourse and
access to information which they provide (Kneebone 2010a).
600 Susan Kneebone asal irregular migrasi
The 1999 Declaration, from which the Bali Process arose, was made ‘to
address the question of international migration, with particular attention to
regional cooperation on irregular/undocumented migration’ (Bangkok
Declaration 1999). Throughout the Declaration, international migration is
conceived as irregular migration and as involving ‘smuggling and trafficking
in human beings’. There is no reference to refugees or human rights or to the
role of UNHCR in this document. The language of the Declaration is typical
of the ‘securitized’ concept of irregular migration and the regional response to
human trafficking in the 1990s (Kneebone and Debeljak 2012: 91-98).
It presages the mechanisms and agenda of the Bali Process.
In comparison to the 1999 Declaration, an earlier regional declaration
referred specifically to refugees and displaced persons, in the context of the
rights of ‘vulnerable’ persons. This was the 1993 Declaration made ahead of
the World Conference on Human Rights (UN 1993). In it, the rights of such
persons were linked to inequalities in development between the global North
and the global South (UN 1993: Art 18). By contrast the 1999 Bangkok
Declaration on Irregular Migration focused upon inequalities within the
region and a regionalized concept of security. This highlights how the re
gional agenda on refugees shifted during the 1990s to conflate the issue
with irregular migration.
A second source for the development of a formal Bali Process was a bi
lateral arrangement between its two co-chairs, Australia and Indonesia. In the
late 1990s, Australia sought to establish a formal mechanism or ‘Regional
Cooperation Arrangement’ (RCA) with Indonesia, which eventually came to
fruition in 2000 in a Regional Cooperation Model (RCM). The focus of the
RCA was upon prevention of people smuggling within a transnational crime
framework. This was the beginning of the processing of refugees in Indonesia,
involving the Indonesian government and provincial authorities, UNHCR
and IOM (US Committee for Refugees and Immigrants 2002). The bilateral
RCA between Indonesia and Australia is still extant (Taylor and Rafferty-
Brown 2010: 559-560). This is a key plank of Australia’s domestic policy: the
availability of UNHCR processing in Indonesia and the prevention of sec
ondary movements are used as justifications for imposing penalties on asylum
seekers who move on to Australian territory.
These facts are important as they show the hybrid origins of the Australia-
Indonesian led Bali Process which arose out of a bilateral relationship with
Indonesia, and from the analogy of RCPs, which have limited ‘actors’ as they
exclude civil society, and an agenda of state security and migration. For
example, the APC RCP referred to above initially examined issues concerning
refugees and displaced persons, but later its focus changed to illegal migration
and border controls (UNHCR 2003) when IOM became a partner of the
group in 1997. Initially the Bali Process had 36 member countries in the
region, and IOM and UNHCR had observer status (now they are full mem
bers). Thus the Bali Process operates both as an Australian-managed, state-
led dialogue involving other states in the region which are concerned to
Global Refugee Policy in the Asia-Pacific Region 601
manage irregular migration, and as a bilateral relationship with Indonesia.
Recently the latter has shown its willingness to act outside the Process (albeit
acknowledging its existence) (Jakarta Declaration: August 2013) and to
assume leadership within a multilateral framework.
Australia has continued to develop its policy response to asylum seekers in
the region through bilateral relationships with Indonesia and other Pacific
nations. Australia has arguably exported its restrictive policies towards
asylum seekers to Indonesia and other countries within the region, through
Australian-funded detention centres and Australian-led legislative changes
which depend upon characterizing asylum seekers as ‘irregular’ or ‘illegal’
migrants (Nethery et al. 2013). In 2013, Australia entered into bilateral rela
tionships with Nauru and Papua New Guinea to process and resettle asylum
seekers intercepted by Australian authorities.
You must therefore not only live up to the spirit of the 1951 Convention, but
also engage in comprehensive solutions—in Convention Plus. Solutions for refu
gees and burden sharing is not only a humanitarian but a political challenge
(UNHCR 2003: 10 quoted in Kneebone and Rawlings-Sanaei 2007: 175).
As noted, these discussions arose whilst the Agenda for Protection, which
arose out of the Global Consultations, was being drafted. The Agenda re
affirmed the need for comprehensive approaches to international protection
and the importance of international cooperation, burden sharing and respon
sibility (Kneebone and Rawlings-Sanaei 2007: 18-20). However, these prin
ciples did not subsequently become part of the Bali Process’s agenda.
The third Bali Conference held in April 2009 reaffirmed instead the agenda of
transnational crime and ‘enhanced regional cooperation, including extradition
of people smugglers and traffickers, [to] help dismantle criminal networks and
reinforce regional efforts to counter the illegal trade in persons’ (Co-Chairs’
Statement 2009). It ‘affirmed’ the migration-asylum nexus when it stated that
the ‘root causes of movements within the region, particularly those involving
people smuggling and trafficking in persons’ resulted from ‘poverty, economic
disparities, labour market opportunities, conflict, and [human] insecurity’ (2009:
§13). There was however a direct reference to ‘genuine’ refugees, ‘particularly
those [whose claims were] based on humanitarian grounds’ (2009: §18), with
recognized rights under ‘relevant UN Conventions and Protocols to which
States are party, national law and practices’ (2009: §18).
At this third meeting in April 2009, it was agreed that an Ad Hoc Group
(AHG) ‘mechanism’ be ‘activated to bring together key source, transit and
destination countries as well as relevant international organizations’ to develop
regional responses to current irregular migration challenges affecting the Asia-
Pacific region. In December 2009 the AHG endorsed the creation of a
Regional Immigration Liaison Network (RILON), and a Regional
Cooperation Framework (RCF) concept was developed and endorsed by
Ministers at the Fourth BRMC in 2011. Simultaneously, UNHCR and IOM
were incorporated more closely into the Process, in particular to advance the
RCF concept, and the establishment of a Regional Support Office (RSO) to
facilitate the ‘operationalization’ of the RCF. At the third AHG meeting in
June 2010, UNHCR was tasked to set up a ‘co-hosted workshop to develop a
604 Susan Kneebone
coordinated and comprehensive regional approach to refugees and irregular
movements, including secondary movement’ (Co-Chairs’ Statement 2010).
The AHG is composed of Senior Officials, as well as Ministers representing
policing of borders and customs. Thus the Bali Process has created a hier
archy of state structures; meetings at Ministerial level through the full Bali
Regional Ministerial Conference (BRMC), and the Ad Hoc Group (AHG) of
Senior Officials plus a network of RILONs in Bangkok, Colombo and New
Delhi under the RCF. Unsurprisingly, the language of the AHG mirrors that
of the full BRMC. This was noted in a statement of the APRRN who at
tended an AHG meeting in July 2009, where the discussion focused on the
criminal aspects of irregular migration, capacity building and intelligence
sharing (email correspondence, 19 August 2009).
Later in this article I will describe how UNHCR’s attempt to reinforce a
protection agenda with the 2009 revival, which it had encouraged in the first
meetings, were frustrated in this state-led Process. In the next section I de
scribe an incident under the Bali Process which shows the tension between its
restrictive agenda, which is focused on irregular migration, and that of the
global refugee protection regime.
The focus of the Bali Process under the Australia- Indonesian chairs is primar
ily upon promoting orderly migration in the context of the migration-asylum
Global Refugee Policy in the Asia-Pacific Region 605
nexus (2011b: §16(i)). At the Fourth BRMC on 29-30 March 2011, the Co-
Chairs’ Statement provided only qualified support for the principle of asylum
and non-refoulement. It was said:
Where appropriate and possible, asylum seekers should have access to consistent
assessment processes, whether through a set of harmonized arrangements or
through the possible establishment of regional assessment
arrangements... (Co-Chairs’ Statement 2011b: §16(ii); italics added).
This section evaluates the role of UNHCR as a formal member within the
Bali Process, and its ability to influence the agenda of the Process. This is in
part background to discussion of the APRRN, as their roles are intertwined.
Global Refugee Policy in the Asia-Pacific Region 607
Indeed as noted above, the APRRN, which was formed in November 2008
with support including that of UNHCR, said in 2009 that it needed to work
through UNHCR because of its exclusion from the formal Bali Process. At
that time the APRRN noted that the language and concepts of the Bali
Process were focused on ‘traditional rhetorics [sz'c]’ (namely security and ir
regular migration) (email correspondence, 19 August 2009).
In its Overview of the Asia-Pacific region of 6 March 2012 UNHCR claimed
that the ‘fragile protection environment makes it, UNHCR, the main agent and
custodian of protection’ in the region (UNHCR 2012c). UNHCR undoubtedly
plays a large role in this region, as protection opportunities are limited. It fills
the vacuum created by the fact that few states in the region are parties to the
Refugee Convention. In particular it is primarily responsible for refugee status
determination (RSD) in the region and leads policy formulation with states. In
November 2010 it organized a regional meeting on the 10 point Plan of Action
on Refugee Protection and Mixed Migration in Manila which was said to have
been ‘positive’ or ‘pragmatic and solution-oriented while principled’ (Feller
2011). For many years now UNHCR has led another process in the region,
namely the Asian-African Legal Consultative Organization (AALCO), which in
1966 formulated an instrument for the protection of refugee rights, the Bangkok
Principles (Principles Concerning Treatment of Refugees as adopted by the
Asian-African Legal Consultative Committee at its Eighth Session 1966)
(Kneebone 2014). The Principles were reaffirmed in 2001 (Asian-African
Legal Consultative Organization 2001).
Due to its unique role as custodian of the Refugee Convention UNHCR is
closely linked to both state and non-state actors, or ‘civil society and NGOs’
as Barnett describes them (Barnett 2002: 259). As UNHCR is largely depend
ent on state donations, the dichotomy between state and non-state is some
what ambiguous in this context. Further, as its major RSD role shows, it acts
as a state substitute in the Asia-Pacific region. UNHCR’s relationship with
the APRRN (as discussed below) highlights the difficulty of characterizing
UNHCR as either a state or a non-state actor (Stavropoulou 2008).
This Arrangement will proceed on the basis that UNHCR and the International
Organization for Migration (IOM) can fulfill the roles and functions envisaged
in the Operational Guidelines at Annex A (Arrangement 2011: clause 3).
This proposal was presented to the Fifth Meeting of the Bali Process Ad Hoc
Group Senior Officials, October 2011, in Sydney (Co-Chairs’ Statement
201 lc). However at this meeting the UNHCR proposal was largely sidelined.
The key theme of the meeting was to reinforce the value of the RILON as a
forum for sharing information on irregular movements by air in major hub
locations in the region, building an information base on people smuggling
activity and irregular migration (2011c: paras 5 and 6). The Co-Chairs’ state
ment contained no reference to UNHCR’s role, it only referred to IOM
(2011c: §17). In particular the language of burden sharing was missing.
Rather the emphasis was upon cooperative action on disruption of irregular
migration practices.
The Regional UNHCR Refugee Newsletter of November 2011 suggested
that the Bali Process is leading to ‘positive indications from a number of
States that the humanitarian and protection needs of asylum-seekers [.?;<■]
and refugees in their territories can be addressed more effectively through
regional cooperation’ (Towle 2011: 1). In March 2012 UNHCR anticipated
the functioning of the RCF and the RSO later in the year, but since that
point, UNHCR efforts to put refugee protection onto the agenda of the Bali
Process appear to have been overwhelmed by a strong focus on irregular
migration.
The RSO which commenced operation in Bangkok in September 2012 is
co-managed by Australia and Indonesia and largely reflects the agenda of the
Bali Process and the Australian government’s national policy on irregular
movement in the region (RSO 2012: 1). The RCO principles and activities
mainly emphasize data collection and sharing, and disruption of irregular
migration (RSO 2013a; RSO 2013b).
The Co-Chairs’ statement following the 5th Ministerial Conference of the Bali
Process, 2 April 2013, ‘underscored that strengthening efforts to reduce irregular
movements in the region’ is paramount (Co-Chairs’ Statement 2013: §2).
610 Susan Kneebone
The Ministers acknowledged the ‘unprecedented number of irregular move
ments by sea in the Asia Pacific region in 2012’, a fact which is driving
Australia’s current response to refugees. At the conclusion of the same meeting,
Erika Feller from UNHCR lamented the lack of ‘concrete and cooperative
action’ in the Bali Process to meet the protection needs of refugees. She
concluded: