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Journal of Huntington’s Disease 11 (2022) 435–453 435

DOI 10.3233/JHD-220549
IOS Press

Review

Clinical Decision Trees to Guide Physical


Therapy Management of Persons with
Huntington’s Disease
Nora E. Fritza,∗ , Deb A. Kegelmeyerb , Ashwini K. Raoc , Lori Quinnd and Anne D. Kloosb
a Departments of Health Care Sciences and Neurology, Wayne State University, Detroit, MI, USA
b Physical Therapy Division, School of Health and Rehabilitation Sciences, The Ohio State University, Columbus,

OH, USA
c Program in Physical Therapy, Department of Rehabilitative and Regenerative Medicine, G.H. Sergievsky Center,

Columbia University, New York, NY, USA


d Department of Biobehavioral Sciences, Teachers College, Columbia University, New York, NY, USA

Pre-press 19 September 2022

Abstract.
Background: In 2020, our group published physical therapy clinical practice guidelines (CPG) for people with Hunt-
ington’s disease (HD). The guideline recommendations were categorized according to six primary movement impairment
classifications.
Objective: To facilitate implementation of this CPG, we have developed guideline-based algorithms for physical therapy
assessments and interventions and recommendations for therapists to overcome barriers to CPG implementation for people
with HD.
Methods: We conducted a literature review of papers that evaluated physical therapy interventions in individuals with HD
(n = 26) to identify assessments for each of the primary movement impairment classifications, and then searched for papers
(n = 28) that reported their clinometric/psychometric properties in HD. Assessments were evaluated using modified Movement
Disorder Society Committee on Rating Scales criteria and other relevant criteria.
Results: We identified a “core set” of physical therapy assessments for persons with HD, including the Six Minute Walk Test,
Timed Up and Go Test, Berg Balance Scale, and the Medical Outcomes Study Short Form 36 (SF-36). We then developed
guideline-based decision trees to assist in decision making and implementation of the CPG into practice for persons with HD
across the continuum of care. Finally, we developed strategies for overcoming barriers to implementation, such as seeking
specialized training in HD, engaging caretakers or family members to help the person with HD to exercise, and establishing
clinical pathways that support early physical therapy referrals.
Conclusion: Knowledge translation documents such as this are essential to promoting implementation of the physical therapy
CPGs into clinical practice.

Keywords: Assessment, plan of care, exercise, rehabilitation, algorithms, guidelines

INTRODUCTION
∗ Correspondence to: Nora Fritz, PhD, PT, DPT, NCS, Wayne Huntington’s disease (HD) is a progressive hered-
State University, Departments of Health Care Sciences and Neu-
rology, 259 Mack Avenue #2324, Detroit, MI 48201, USA. Tel.:
itary neurodegenerative disease that causes death
+1 313 577 1096; E-mail: nora.fritz@wayne.edu. of neurons in the basal ganglia, impacting motor,

ISSN 1879-6397 © 2022 – The authors. Published by IOS Press. This is an Open Access article distributed under the terms
of the Creative Commons Attribution-NonCommercial License (CC BY-NC 4.0).
436 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

cognitive, and psychological function [1]. HD affects practice, we identified the need for assessments to
approximately 40,000 Americans [2], with another screen for dysfunction and to assess changes result-
200,000 at risk of developing the condition [3]. The ing from physical therapy interventions in body
physical therapist is a key member of the interdis- structure and function, activity, and participation
ciplinary team for persons with HD. Without disease [9].
modifying therapies, physical therapy and other reha- This paper aims to: 1) recommend clinical assess-
bilitation interventions offer the next best option for ments based on available literature for each of
secondary prevention and optimizing functional abil- the primary movement impairment classifications;
ities over the course of neurodegenerative diseases 2) provide guideline-based decision trees to aid in
[4]. The role of the physical therapist in the care of decision-making and implementation of a physical
persons with HD will vary through the course of the therapy plan of care for individuals with HD; 3) apply
disease, ranging from prevention of mobility restric- the proposed decision trees using patient examples,
tion in the prodromal and early manifest stages, to and 4) recommend strategies to overcome barriers
maintaining function and slowing down progression and to facilitate implementation of the guidelines.
in the middle stages, and to limiting the impact of
complications and providing supportive care in late PHYSICAL THERAPY ASSESSMENTS
stages of the disease [5]. FOR PERSONS WITH HD
Physical therapy improves motor function in per-
sons with HD [6]. We recently published clinical Literature search
practice guidelines to guide physical therapy inter-
ventions for persons with HD [7]. Specifically, there We conducted a literature review to determine
is Grade A evidence to support 1) aerobic exer- assessments that have been used to evaluate physical
cise paired with strengthening exercises to improve therapy interventions in individuals with HD. A sys-
fitness and to stabilize or improve motor func- tematic approach was employed; we used the same
tion; and 2) one-on-one supervised gait training to search terms from our 2017 systematic review [6] to
improve spatiotemporal measures of gait. Grade B capture all studies included in the clinical guidelines
evidence supports 1) individualized exercise, includ- and any studies published since from 2017 to Jan-
ing balance exercise, to improve balance and balance uary of 2022 (n = 26). We reviewed the assessments
confidence; and 2) inspiratory and expiratory train- used in each study and then searched for arti-
ing to improve respiratory muscle strength and cough cles that reported on their clinometric/psychometric
effectiveness. The clinical guidelines were further properties in HD (n = 28). Our search focused on
categorized according to six previously identified assessments that measure activity and participation
treatment-based classifications, referred to as primary levels of the International Classification of Function-
movement impairment classifications in this paper, ing, Disability and Health (ICF) [10] and align with
to better match clinical guidelines with the individ- the primary movement classifications detailed in the
ual’s primary movement problems (e.g., mobility and CPG [4]. Impairment-based assessments that are used
function, balance and falls risk) [7]. as part of the standard neurologic examination of a
As a next step to implementation of these clini- patient (e.g., manual muscle testing, range of motion)
cal guidelines into practice, we have now developed were not included.
guideline-based decision tree models and provide
recommendations for physical therapy assessments. Critical appraisal process
Visually-based decision tree models can assist phys-
ical therapists to plan and make decisions regarding We evaluated each of the listed measures by
the management of individuals with complex and adapting the criteria for rating scales proposed by
heterogeneous disorders such as HD [8]. Clini- the Movement Disorders Society Committee on
cal decision trees help guide clinicians through Rating Scales Development [11]. Clinical assess-
physical therapy evaluation and plan of care with ments were recommended if the measures had
specific attention to identifying the primary move- (1) been used in the HD population; (2) used in
ment dysfunction, choosing appropriate assessments HD by groups other than the original develop-
with published psychometrics for persons with HD, ers and data on their use were available; and if
and selecting evidence-supported interventions. To (3) the available clinometric/psychometric data in
improve the translation of clinical guidelines into HD supported properties of reliability and/or pre-
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 437

dictive accuracy (i.e., test-retest reliability, minimal was selected over the Tinetti Mobility Test (TMT) as a
detectable change, sensitivity/specificity and score core assessment for measuring mobility and function
cut-offs), and validity (i.e., discriminative and/or because it is more commonly used and takes less time
concurrent), and responsiveness to interventions in to administer than the TMT. However, the TMT may
clinical trials. For assessments not developed for use be used by physical therapists needing a more detailed
in HD, criterion 2 could also be fulfilled if used assessment of balance and gait deficits than the TUG.
in at least one group in HD that reported any kind The Berg Balance Scale (BBS) met all of the criteria
of clinometric/psychometric properties in HD. Clin- to be included as a core assessment of balance and
ical assessments were suggested if the measures had falls risk. The Medical Outcomes Study Short Form
(1) been used in the HD population; and (2) only one 36 (SF-36) was selected as a core assessment because
other criterion (2) or (3) from the recommended cate- it was the only patient-reported health-related quality
gory were fulfilled. Clinical assessments were listed if of life measure that met the modified MDS recom-
the measures had been applied to the HD population, mended criteria. However, it is more commonly used
but no further criteria were met. Through an iter- in research than in clinical practice and the length
ative consensus process, we evaluated assessments of time to administer it makes it impractical to use
with the modified MDS ratings scale recommenda- in a variety of clinical settings. Physical therapists
tions (Table 1). Recommended measures for persons may want to consider using the WHODAS for assess-
with HD were then examined to determine their 1) ing quality of life because it has excellent clinical
clinical research utility in terms of psychometrics utility in HD, is able to distinguish between mani-
(Table 1); 2) clinical utility in terms of time to com- fest and prodromal HD, is more responsive to change
plete, ease of use, and accessibility; and 3) alignment than the SF-36, and has moderate convergent valid-
with the Academy of Neurologic Physical Therapy ity with the SF-36. Additional research is needed on
(ANPT) recommended core outcomes measures [12], the WHODAS to determine reliability and minimum
to develop a recommended core set of assessments for detectable change before including it as a recom-
physical therapists to use with all persons with HD mended measure. The core assessments should be
(see Fig. 1). part of the clinical examination of all patients with
HD and those with good responsiveness can be used
Core assessments for HD as outcome measures while some may be used as
screening tools to differentiate between fallers and
For measurement of aerobic fitness and endurance, non-fallers.
we selected the Six Minute Walk Test (6MWT) as
a core assessment because its psychometric prop- GUIDELINE-BASED DECISION TREES
erties have been evaluated in HD, it is commonly
administered in physical therapy practice, and it is a Physical therapy evaluation decision tree (Fig. 1)
core measure recommended by the ANPT. However,
the 6MWT measures sub-maximal aerobic capacity Physical therapists should conduct a thorough
rather than maximal capacity and may be challenging examination of each person with HD, beginning
to administer in manifest HD because of the demands with a detailed history, review of systems and pri-
of sustained attention. While cardiopulmonary exer- mary problem(s) [13]. The next step in the flow
cise testing using VO2 measures is considered the chart is selection, administration, and interpretation
gold standard for measuring aerobic capacity, we did of the recommended clinical assessments for HD
not select it as a core assessment because it has lim- (Fig. 1). From the subjective and objective examina-
ited psychometric data in HD, and it is difficult for tion findings, the therapist prioritizes the individual’s
persons with HD to maintain consistent lip closure goals throughout the continuum of care, beginning
on the standard mouthpiece to provide accurate mea- with prevention and wellness at the early stages
surement. Further, VO2 measurement is limited by of disease, improving mobility and balance during
ecological utility as the required equipment and expe- the early-to-mid stages, and addressing issues sec-
rienced administrators are not commonly available ondary to immobility during the mid-to-advanced
in the clinic setting. Future work needs to examine if stages of disease. Therapists may decide to adminis-
predicted aerobic capacity using either standard algo- ter additional suggested/listed assessments (Table 1)
rithms (i.e., 220-age) or algorithms adapted for HD to obtain more information on the person with HD’s
have clinical utility. The Timed Up and Go (TUG) test movement deficits for treatment planning. Table 2
438 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

Table 1
Physical Therapy Assessments in Huntington’s Disease
Measure Recommendation Test-Retest MDC Fall risk cutoff Discriminative and
Reliability Concurrent Validity/
Responsiveness (DCR)
Activity-Specific Suggested for ICC = 0.74 [31] 27.33 [31] Unknown in HD D – discriminates fallers
Balance Scale** assessing level vs. non-fallers [32]
of self-reported C – unknown
balance R – conflicting results:
confidence in positive 1 study [33], but
HD. negative 2 studies [34, 35]
Backward walking Listed for ICC = 0.98 [31] 0.17 [31] Unknown in HD D – unknown
velocity (m/s) assessing C – unknown
backward R – unknown
walking speed.
Berg Balance Recommended ICC = 0.86 1 in pre-manifest; <40 predicts being D – discriminates Stage I
Scale (BBS) for assessing pre-manifest; 5 in manifest a “faller” with vs. II/III [36, 37]
original** severity of 0.96 manifest HD [36] probability of C – concurrent validity
balance [36] 60% [23] with UHDRS-TFC &
impairment in -TMS, HD-ADL [38] and
ambulatory falls [37]
clients with HD R – positive evidence 1
across all stages study [39]
and fall risk
screening.
Berg Balance Suggested; ICC = 0.90 [38] 4 in manifest [38] Unknown in HD D – AUC for ROC
Scale (BBS) Shortened analysis for
Shortened version is items discrimination
version (Busse, 7, 11, 12, 13, 14. pre-manifest or manifest
2014 [38]) with original BBS = 0.91
[38]
C – unknown
R – unknown
Dynamic Gait Listed for Unknown Unknown Unknown in HD D – unknown
Index assessing gait C – unknown
performance in R – responsive to
manifest HD. anti-choreic medication
intervention [39]
Fitness (predicted Recommended Unknown but Unknown N/A D – discriminates
(Storer et al. for assessing often considered manifest HD from
[40]) or actual cardiovascular the “gold pre-manifest and healthy
VO2 max) fitness. standard” for control at 50 W
assessing the submaximal exercise
effect of intensity [42]
exercise training C – unknown
on cardiorespi- R – positive evidence 2
ratory fitness studies [43, 44]
[41]
Five Times Listed for Unknown Unknown N/A D – unknown
Sit-to-Stand assessing ability C – unknown
Test (5TSST)** to perform R – responsive to
transitional anti-choreic medication
movements. intervention [45]
Four Square Step Suggested for ICC = 0.91 1.9 in Unknown in HD D – Poor discrimination
Test (FSST) assessing pre-manifest; pre-manifest; across stages [36]
dynamic 0.78 in manifest 15.2 in manifest C – Moderate to high
balance in [36] [36] correlations with the
premanifest and ABC, TMT, and gait
early-stage HD. velocity [31]
R – unresponsive in 1
study [31]
(Continued)
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 439

Table 1
(Continued)
Measure Recommendation Test-Retest MDC Fall risk cutoff Discriminative and
Reliability Concurrent Validity/
Responsiveness (DCR)
Goal Attainment Listed for N/A Unknown N/A D – unknown
Scale assessing C – unknown
individualized R – responsive to
goal setting task-specific training
(Quinn et al. intervention (91% goal
[46]) attainment) [46]
HDQLIFE End of Listed to measure ICC > 0.7 [47] Unknown Unknown D – unknown
Life Measures domains C – unknown
including R – unknown
meaning and
purpose,
concern with
death/dying,
and end of life
planning.
Huntington’s Suggested for ICC = >0.7 for all Unknown N/A D – unknown
disease assessing domains [48] C – summary score
health-related Health-Related moderately correlated
quality of life Quality of life. with SF-12 version2 and
questionnaire Domains EuroQol domains [48]
(HDQoL) include R – limited evidence 1
physical- study (effect size 0.19)
functional, [46]
cognitive,
mood, and
worries.
Huntington’s Suggested for use Pearson’s Unknown N/A D – unknown
Disease Quality with HD correlation C – low correlation with
of Life - caregivers to coefficients WHOQOL-BREF [49]
Caregiver Scale assess caregiver 0.78–0.90 [49] R – unknown
(HD-QoL-C) burden.
International Suggested for ICC = 0.44 3,632 in N/A D – discriminates Stage I
Physical assessing pre-manifest; pre-manifest; vs. II/III [36]; control vs.
Activity self-reported 0.74 manifest 2,792 in HD [50]
Questionnaire physical [36] manifest [36] C – unknown
(IPAQ) physical activity. R – some positive
activity (MET evidence [14, 43]
min/week)
Medical Recommended ICC > 0.7 for all Unknown in HD N/A D – unknown
Outcomes (SF-36) 36 item dimensions of C – concurrent validity of
Study patient-reported SF-36 [51] physical functioning and
Short-Form 36 outcome Reliability mental health SF-36
(SF-36 version measure to unknown for subscales with UHDRS
1 and 2) and quantify health SF-12 [51]
Medical status and R – total score, vitality
Outcomes measure score, and mental
Study health-related component SF-36 score
Short-Form 12 quality of life. responsive to change in
(SF-12 version Suggested manifest HD clinical
1 and 2) (SF-12) 12 item trials [52]; SF-12 physical
patient-reported component sensitive to
outcome change following
measure to multi-disciplinary
quantify health rehabilitation [35]
status and
measure
health-related
quality of life.
(Continued)
440 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

Table 1
(Continued)
Measure Recommendation Test-Retest MDC Fall risk cutoff Discriminative and
Reliability Concurrent Validity/
Responsiveness (DCR)
Mini-Balance Suggested for Unknown in HD Unknown in HD Unknown in HD D – discriminates people
Evaluation assessing with HD vs. healthy
Systems Test severity of controls [44]
(Mini BESTest) balance C – concurrent validity
impairment in with UHDRS-TFC &
HD. -TMS [44]
R – unknown
Physical activity Listed for Unknown in HD Unknown in HD N/A D – Fitbit activity scores
(measured by assessing did not discriminate
physical activity physical between prodromal/ Stage
monitors activity. I participants with HD
(amount of time and healthy controls [41];
in sedentary, GeneActiv wearable
MVPA or step accelerometer
counts) discriminates between
manifest HD and healthy
controls [53]
C – unknown
R – unresponsive 1 study
[54]
Physical Suggested for ICC = 0.76 3 points N/A D – discriminates
Performance assessing pre-manifest; pre-manifest; 5 premanifest/ I vs. II/III;
Test (PPT) severity of 0.95 in manifest points for ceiling effect in
impairment of [36] manifest [36] pre-manifest HD [36]
physical C – concurrent validity
function in tasks with UHDRS-TMS,
simulating -FAS, and -TFC [38]
ADLs across all R – unknown
disease stages.
Posturography Listed for Unknown in HD Unknown in HD Unknown in HD D – static sway in eyes
assessing open and eyes closed
balance discriminates controls
impairment if from persons with
equipment is manifest HD and
available pre-manifest HD from
manifest HD [55]. Static
sway during single and
dual-tasks discriminates
controls from persons
with manifest HD [20].
(Muratori) Sway in sitting
and standing
discriminates controls
from pre-manifest and
manifest HD [56].
C – unknown
R – unresponsive in
pre-manifest HD
(Bartlett, 2020 [57];
responsive in early-mid
stage HD in 1 study [33].
Six-Condition Suggested for ICC = 0.73 29.70 in Unknown in HD D – discriminates
Romberg Test assessing pre-manifest; pre-manifest; pre-manifest vs. manifest
severity of 0.89 manifest 37.43 in HD [36]
balance [36] manifest [36] C – unknown
(Continued)
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 441

Table 1
(Continued)
Measure Recommendation Test-Retest MDC Fall risk cutoff Discriminative and
Reliability Concurrent Validity/
Responsiveness (DCR)
impairment in R – unresponsive in 1
HD. study [45]
Six-Minute Walk Recommended ICC = 0.98 39.2 m N/A D – discriminates Stage I
Test** for assessing premanifest; pre-manifest; vs. II/III [36]
respiratory and 0.94 manifest 86.6 m manifest C – unknown
walking [27] HD [27] R – positive evidence 1
endurance and study [52] (moderate
exercise effect size), but
capacity across unresponsive in 1 study
HD severity. [14]
The Step Test Listed for ICC = 0.89–0.91 Unknown Unknown in HD D – unknown
Evaluation of assessing stair for manifest C – Correlated with
Performance on climbing in [58] UHDRS-TMS (r = –0.66),
Steps (STEPS) manifest HD. Tinetti (r = 0.82), 10MWT
(r = 0.60), TUG
(r = –0.62), single leg
stance (r = 0.59–0.61) and
Stair Self Efficacy
(r = 0.60) [58].
R – unknown
Ten-Meter Walk Suggested for ICC = 0.96 0.23 s in Unknown in HD D – discriminates Stage I
Test assessing pre-manifest; pre-manifest; vs. II/III [36]
(10MWT)** walking speed 0.95 manifest 0.34 manifest C – No correlation with
in manifest HD [36] [36] UHDRS-TMS or -TFC,
(most data on and weak (r = 0.35)
self-paced). correlation with
UHDRS-FAS [38]
R – some positive
evidence [33, 59, 60]
(large effect size [59]);
unresponsive in 1 study
[61]
Thirty Seconds Suggested for ICC = 0.99 [62] 2.2 in manifest N/A D – unknown
Chair Sit to assessing ability HD [49] C – concurrent validity
Stand Test to perform with gait velocity and
(30CST) transitional cadence, TUG, BBS, and
movement. PPT [62]
R – positive evidence 1
study [59]
Timed Up and Recommended ICC = 0.93 1.34 s in <14 s predicts D – discriminates Stage I
Go Test (TUG) for assessing pre-manifest; pre-manifest; being a “faller” vs. II/III [37]
severity of 0.96 manifest 2.98 manifest with probability C – correlated with falls
balance and [36] [36] of 60% [32] [37]; no correlation with
mobility and fall UHDRS-TMS or -TFC
risk screening and weakly (r = –0.33)
early to correlated with
mid-stage HD. UHDRS-FAS [38]
R – positive evidence 1
study (small effect size
0.17) [46]
Tinetti Mobility Recommended TMT total 1 in pre-manifest; <21 (74% D – unknown
Test (TMT) for assessing ICC = 0.92 4 in manifest sensitivity, 60% C – concurrent validity
original gait and balance pre-manifest; [36] specificity) [63] with gait speed,
in manifest HD 0.91 manifest UHDRS-FAS, -TFC, and
(up to stage III) HD [36] -TMS [31, 38, 63]
and falls R – Positive results 2
screening. studies [45, 64], but
negative 1 study [34]
(Continued)
442 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

Table 1
(Continued)
Measure Recommendation Test-Retest MDC Fall risk cutoff Discriminative and
Reliability Concurrent Validity/
Responsiveness (DCR)
Tinetti Mobility Suggested for ICC = 0.89 [38] 4 in manifest [38] Unknown in HD D – AUC for ROC
Test (TMT) assessing gait analysis for
shortened and balance discrimination
version [38] Shortened pre-manifest or manifest
version for HD with original BBS = 0.96
includes items [38]
2, 4, 5, 6, 7, 8, C – unknown
9, 10, 16, 17, R – unknown
18, 19, 20.
UHDRS- Suggested for Unknown Unknown N/A D – unknown
Functional assessing C – concurrent validity
Assessment severity of with other parts of
Scale (FAS) limitation in UHDRS [65]
functional R – responsive in several
capacity. HD pharmacological
studies (see Mestre et al.
[66])
World Health Suggested to Test-retest Unknown N/A D – Statistically
Organization measure health reliability not significant differences
Disability and disability available; between prodromal, early
Assessment including Internal and late manifest HD [67]
Schedule domains of consistency C – Moderate convergent
(WHODAS) cognition, reliability = 0.94 validity with TFC and
mobility, [67] SF-36 (r = 0.41–0.76) [68]
self-care,
getting along, R – Detects longitudinal
life activities change better than TFC
and and SF-36 [69]
participation.
AUC, area under curve; HD, Huntington’s disease; HD-ADL, Huntington’s Disease-Activities of Daily Living Questionnaire; MVPA,
moderate-to-vigorous physical activity; ROC, receiver operating curve; Stage I, early stage with TFC 11–13; Stage II, middle stage with TFC
7–10; Stage III, late stage with TFC < 7; UHDRS-FAS, Unified Huntington’s Disease Rating Scale-Functional Activity Assessment; UHDRS-
TFC, UHDRS-Total Functional Capacity; UHDRS-TMS, UHDRS-Total Motor Score; WHOQOL-BREF, World Health Organization-Brief
Version. Bolded measures are the core assessments for persons with HD. **indicates that measure is an American Physical Therapy
Association Academy of Neurologic Physical Therapy core outcome measure for assessing adults with neurologic conditions undergoing
rehabilitation [12].

presents primary movement impairment classifica- described in Fig. 1 : 1) exercise capacity; 2) mobility,
tions, and related impairments in body structure and balance and/or posture; and/or 3) respiratory func-
function, activity limitations and participation restric- tion, postural control and/or limited active movement
tions for ambulatory and non-ambulatory persons, (Fig. 2). This individualized plan of care should
respectively. The final step in the evaluation process address specific movement system deficits that have
is to determine potential barriers and facilitators to been identified while optimizing factors that facilitate
participation in physical therapy (Table 3). and/or remove barriers to compliance (Table 3). The
plan of care is adjusted based on regular assessment
Physical therapy plan of care decision tree of outcome measures and it considers the individual’s
(Fig. 2) values and preferences. Caregivers are a crucial ele-
ment of any plan of care for individuals with HD and
The plan of care should be derived directly from should be involved when appropriate. Both the person
the therapist’s evaluation and the individual’s goals. with HD and caregiver should be educated regard-
Using the decision tree, the therapist determines ing the importance of ongoing physical activity [14].
the primary focus of the plan of care, which we Therapists should consider all factors and for those
have divided into three areas according to the ther- not addressed by physical therapy include appro-
apist’s prioritization of the person with HD’s goals as priate referral to other health care providers such
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 443

Fig. 1. Physical Therapy Evaluation Decision Tree. This figure presents a recommended algorithm for physical therapists to follow in their
evaluation of a person with Huntington’s disease. 6MWT, Six-minute walk test; BBS, Berg Balance Scale; SF-36, Medical Outcomes Study
Short-Form 36; TMT, Tinetti Mobility Test.
444 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

Table 2
Primary movement impairment classifications and recommended interventions for persons with HD
Primary Participation Impairments in Body Recommendation [7] Specific Intervention
Movement Restrictions & Activity Structure & Function Ideas
Impairment Limitations
Exercise capacity No problems in premanifest -Absence of or limited Physical therapists should -Gym and home-based
and/or physical and early disease stages; as motor impairment in prescribe aerobic exercise exercise; progressive home
activity disease progresses there functional activities; (moderate intensity, walking program.
may be difficulty sustaining potential for cognitive 55–90% heart rate -Duration of aerobic exercise
activities for long durations and/or behavioral issues in maximum) paired with varied from 10–30 min
or at high intensities due to premanifest and early upper and lower body (median = 25 min).
deconditioning and fatigue. stages. strengthening 3 times per -Resistance training focused
-Lack of motivation and/or week for a minimum of 12 on upper body, lower body
apathy, anxiety and/or weeks to improve fitness and core. Specific dosing and
depression, and sleep and to stabilize or improve progression information can
disturbances may be motor function. be found in the Appendix of
present. Quinn, 2016 [43].
-Tailor interventions
according to disease stage:
Early stages: focus on
prevention of future
movement system
impairments. Later stages:
focus shifts to restorative.
Mobility and -Difficulty participating in -Impairments in strength, Physical therapists should -Supervised task-specific
function recreational sports that balance or fatigue resulting prescribe one-on-one training of walking and
require balance and in mobility limitations; gait supervised gait training to transfers; multidisciplinary
mobility. impairments (e.g., improve spatiotemporal rehabilitation.
-Difficulty walking decreased speed; stride measures of gait. -Assess need for assistive
backwards, sideways, length; stride width, devices; rollator walkers have
turning/changing direction, increased variability in gait been shown to improve gait
in open environments, or parameters). parameters in persons with
while performing a -Bradykinesia, dystonia, HD.
secondary cognitive task chorea, rigidity, and -Addition of secondary
due to attentional deficits. impaired motor cognitive tasks to challenge
control/force modulation dual-task performance
may be present.
Balance and falls -Fear of falling may cause -Impairments in balance; Physical therapists may -Task-specific training of
risk unwillingness to participate increased falls risk. prescribe individualized balance; multidisciplinary
in home, work, and -Fatigue may lead to falls. exercises, including balance rehabilitation
community activities. -Balance deficits (increased exercises, delivered at a -Transfer training; walking
-Difficulty participating in sway in stance and during moderate frequency and and balancing on compliant
recreational sports that functional tasks of daily intensity to improve surfaces; reaching, stair
require balance and living, delayed responses to balance and balance climbing, turning.
mobility. perturbations, difficulty confidence. -Progressive static and
-Difficulty getting in/out of with tandem standing and dynamic standing (or sitting)
chairs and beds. walking). balance exercises including
-Bradykinesia, dystonia, narrowed/ altered base of
chorea, rigidity and support,
impaired motor forward/side/backward
control/force modulation lunges, balancing with eyes
may be present. open and closed, standing
with/without arm support,
addition of a secondary
cognitive task, and
perturbation training.
Respiratory -Restrictions in social -Impaired respiratory Physical therapists may -Inspiratory and expiratory
function activities. function and capacity, provide regular breathing training, with and without
-Restrictions in exercise limited endurance, and/or exercises, including resistance.
activities. airway clearance, resulting inspiratory and expiratory -Anecdotal evidence that
-Decreased exercise in restrictions in functional training, to improve postural and position training
tolerance; limited ability to activities and risk for respiratory muscle strength combined with caregiver
perform activities of daily infection. and cough effectiveness. education on breathing
living and ambulation. -Ineffective cough and techniques and chest
dystonia of trunk muscles clearance techniques may be
may also be present. helpful.
(Continued)
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 445

Table 2
(Continued)
Primary Participation Impairments in Body Recommendation [7] Specific Intervention
Movement Restrictions & Activity Structure & Function Ideas
Impairment Limitations
Secondary -Decreased participation in -Musculoskeletal (e.g., loss Physical therapists may -Transfer and postural
musculoskeletal ADLs, social or work of range of motion and prescribe an individually stability training tailored to
and postural environments. strength due to tailored program to improve disease stage: Early stages:
changes -Increased caregiver burden. deconditioning) and/or postural control and may use focus on active exercises to
-Withdrawal from society. respiratory (e.g., positioning devices to improve core stability, muscle
-Deconditioning and reduced endurance) changes optimize posture. strengthening, fall prevention,
endurance leading to low resulting in physical functional exercises such as
daily walking and physical deconditioning and sit to stand, getting up from
activity levels. increased fall risk. the floor, and posture
-Difficulty with ADLs, -Altered alignment in correction. Later stages: focus
including washing, dressing. sitting or standing due to on practice of bed mobility,
-Difficulty with feeding and secondary adaptive transfer training, and getting
swallowing. Inability to stand changes, involuntary in and out of bed.
or sit independently. movements, muscle -Use of positioning devices
weakness, and and supports (wedge
incoordination resulting in cushions, bolsters, pillows,
limitations in functional bed railings, wheelchair
activities in sitting or safety belt) may be helpful.
standing. -Other interventions used
-Weight loss may contribute frequently but not formally
to weakness and fatigue. investigated include
-Pain from dystonia, muscle stretching for contracture
imbalances or immobility management and prevention,
may also be present. range of motion exercise, and
specific positioning to
encourage feeding and
swallowing.
Limited Active -Complete dependence in -Active or passive range of -Physical therapists should -Multisensory stimulation,
Movement functional skills; social motion limitations and poor ensure that care plans for hydrotherapy, and
(End-Stage) isolation. active movement control. individuals with limited video-based exercise.
-Unable to ambulate; -Increased risk for active movement and -Late stage care in HD
dependent for most ADLs; aspiration/respiratory end-stage disease include focuses on supporting ADLs,
difficulty maintaining upright infection; risk for pressure appropriate positioning and optimizing attention, posture,
sitting position. sores and pain due to seating, active movement, positioning, and seating,
positioning or contractures. position, respiratory exercise, particularly during meal and
-Difficulty or inability to and education. Family and post-meal times. The focus is
communicate may be caregiver training to provide on prevention of falls,
present. strategies for maintaining analysis of previous falls, and
appropriate ongoing activity development of mid-fall
and participation for as long strategies to minimize injury
as possible is an important risk.
focus for the physical therapy -Experts specifically
team as part of end-stage care mentioned environmental
modifications and seating
adaptations to maximize
posture and positioning.
-Additional treatments used
frequently but not formally
investigated include
prevention of decubiti and
airway clearance.
ADL, Activity of Daily Living; HD, Huntington’s Disease.

as occupational, speech and respiratory therapists, regular aerobic exercise in gym and home settings
social workers, nutritionists, nurses, and neuropsy- can improve their fitness. One-on-one supervised
chologists (Fig. 2). mobility training is recommended to improve walk-
Recommended interventions based on the primary ing. Therapist prescription of interventions such as
movement impairment classification that were pub- task specific training or exercises that challenge bal-
lished in a clinical practice guideline are found in ance by including narrowed base of support, reliance
Table 2 [7]. Individuals with HD who engage in on vision and changes in direction are proposed as
446 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

Table 3
Barriers and Facilitators of Exercise in Persons with HD
Facilitators Personal Factors • Self-efficacy of the participant and his/her outcome expectations.
External Environmental Factors • Identification and commitment of the caregiver/contact person.
Training Factors • Good accessibility to resources and/or equipment.
• Individualized plans and schedules
• Intensive training
• Being part of a group
• External cues provided by a therapist/caregiver or an exercise DVD.
Barriers Personal Factors • Cognitive impairment
External Environmental Factors • Physical factors (poor balance)
• Lack of motivation
• Lack of social support
• Lack of accessibility to resources and/or equipment.

beneficial interventions for individuals with balance ing the ability to perform daily life tasks. In early
deficits. Respiratory training and an individualized HD, individuals may exhibit subtle problems with
program to improve postural control may be pre- memory, thinking, and planning activities [19]. Thus,
scribed for individuals with respiratory and postural therapists may wish to include an assessment of
changes [7]. End-stage care for individuals with HD dual-task [17, 20–26] in addition to the core set of
may include provision of positioning devices and recommended outcomes (Fig. 1) to monitor dual-
encouragement of individuals with HD to remain task performance over time; our recent work suggests
active based on their abilities. Caregiver education that the TUG Cognitive may be a sensitive mea-
and involvement are crucial during later stages of the sure of dual-task walking in HD [20]. Providing
disease. Throughout the plan of care therapists should clear instructions and written materials and includ-
monitor for adverse events and declines in condition ing the caregiver and/or family in education can
that could result in a loss of independence and/or help to overcome this barrier throughout the disease
medical emergencies (Fig. 2). Appropriate referrals course. Considering the learning style of the person
to health care professionals should be made. with HD may also be helpful; providing videos may
allow for greater adherence in some persons with HD
APPLICATION OF THE DECISION TREES compared to photos of the exercises alone. Another
TO PATIENT EXAMPLES strategy may be to introduce only a few exercises
at once, allowing the person to become independent
To better illustrate the use of these algorithms with these before adding additional home exercises.
(Figs. 1 and 2), we provide example patients (Table 4). To ensure understanding, the therapist should ask
As seen in this table, the decision trees allow thera- the person with HD to demonstrate the exercise and
pists to adapt and individualize assessment and plan repeat instructions to ensure safety.
of intervention for persons at early, middle, and late Apathy or lack of motivation can also significantly
stages of the disease. impact engagement in exercise and affect outcomes
[27]. A frank discussion with individuals with HD
SPECIAL CONSIDERATIONS IN THE about activities they enjoy will allow the therapist to
PHYSICAL THERAPY MANAGEMENT OF tailor the rehabilitation program to the individual’s
PERSONS WITH HD interests, capitalize on salience and maintain suffi-
cient intensity in the program. Apathy is common
HD is a complex disease with most individuals among persons with HD and related to quality of
presenting with a triad of cognitive, motor, and behav- life and physical function [28]. The therapist should
ioral impairments that impact functional abilities. educate care partners on the importance of routine
Cognitive dysfunction, in particular, can be a barrier exercise (i.e., at the same time each day), keeping a
to evaluation of the person with HD and implemen- log of their daily activity to see progress, and having
tation of the plan of care. Cognitive dysfunction may a supportive exercise partner. Studies in persons with
also manifest as mobility impairment [15, 16] or HD have demonstrated that a supportive caregiver can
difficulty performing tasks requiring simultaneous be the difference between success and failure with
motor and cognitive function [17, 18], thus impact- an exercise program [29]. The therapist should also
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 447

Fig. 2. Physical Therapy Plan of Care Decision Tree. This figure presents a recommended algorithm for physical therapists to follow in their
development of a plan of care for a person with Huntington’s disease.
448 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

stress the importance of frequent in-person check-ins able from the European Huntington’s Association
to update the wellness plan and monitor function. (https://eurohuntington.org/active-huntingtons/).

IMPLEMENTATION OF THE
Facilitators to implementation
GUIDELINES
Ideally, individuals with HD should receive care
Clinical practice guidelines encourage the use of
at a multidisciplinary clinic or within a health care
evidence-based practice and reduce variation in treat-
provider network consisting of providers specially
ment. In a rare disease like HD, such guidelines can
trained in HD who can work together to help man-
be particularly useful, as clinicians are unlikely to
age patients with HD. However, clinical pathways
encounter persons with HD on a regular basis. To
that support patient early referral and treatment flows
assist physical therapists to implement the guidelines,
congruent with the decision trees in this paper can
we propose strategies to address potential barriers, as
facilitate direct integration of patients with HD into
well as facilitators, to implementation.
local practice settings. This, in turn, will facilitate the
use of evidence-based treatments in the management
Strategies to overcome barriers to of persons with HD.
implementation A critical step in the knowledge translation pro-
cess is the wide-spread implementation of guidelines
Physical therapists who plan to work with into clinical practice. In the context of models of
individuals with HD should seek specialized implementation science,30 future research should
knowledge and training to be able to manage develop knowledge translation tools that facilitate
the unique symptoms and impairments of HD. the adoption of these guidelines across settings and
Accessing freely available resources available from across the disability spectrum, to meet the needs of
the Academy of Neurologic Physical Therapy persons with HD. Within the translation phase of
(https://www.neuropt.org) Synapse Education Center the implementation science model, a clear plan for
(https://www.anptsynpasecenter.com) can facilitate dissemination is needed for individuals and orga-
the knowledge translation of the clinical recommen- nizations to use the information to improve the
dations [7]. health of persons with HD. Importantly, adoption
Due to the complexity of the disease, time and of knowledge translation by institutions requires
resources needed to examine, evaluate, and treat training, financial resources and improving orga-
people with HD may be more than with other neu- nizational capacity. To aid in implementation the
rodegenerative diseases. For example, it may be European Huntington’s Disease Network Physiother-
helpful to have a quiet space where therapy can be apy Working Group has made the CPG available in
performed if the individual is easily distractible or both lay language formats and in multiple languages
becomes agitated. Care provided by physical thera- (https://www.ehdn.org/de/clinical-guidelines/).
pists in the home is an environment that frequently Additional research is needed to advance evidence-
works well for individuals with HD due to issues with based practice for persons with HD. Our review of
transportation. Recommendations for home health clinical assessments in HD revealed very few mea-
therapists are to have a heart rate monitor and/or pulse sures specifically developed for persons with HD;
oximeter available along with a gait belt and balance future work should not only determine psychome-
equipment such as a thick foam pad. tric properties of existing measures within the HD
Finally, as mentioned earlier, caregiver support population, but also work to develop HD-specific
is critically important for the success of the per- assessments. Research to determine optimal clinical
son with HD undergoing rehabilitation. Physical assessments for use with persons with HD through
therapists are encouraged to engage the caregiver a Delphi process may be particularly useful. Large-
in education early and often, including strategies scale collaborative trials are needed to systematically
on how to help people with HD stay active and quantify outcomes through comparative effectiveness
adhere to physical therapy exercise recommen- research to determine the best physical therapy inter-
dations. Specific education on the importance of ventions for persons with HD at each disease stage
exercise throughout the disease course is warranted. and within each movement impairment classifica-
Caregivers may also benefit from resources avail- tion.
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 449

Table 4
Application of decision trees to patient examples
Patient 1 – Early Stage HD Patient 2 – Middle Stage HD Patient 3 – Late Stage HD
History/ Review of • A 32-year-old female diagnosed • A divorced 45-year-old male • A 70-year-old female diagnosed
Systems/ Primary with HD six months ago being diagnosed with HD 5 years ago with HD 10 years ago who is
complaint and goals for seen by physical therapist at a HD who comes to an outpatient PT referred by primary physician for
therapy Center of Excellence 100 miles clinic with his 16-year-old home physical therapy. She lives in
from her home. She is a daughter. He lives alone in a a ranch home with her husband.
homemaker and lives with her two-story townhouse with the • Her recent UHDRS total motor
husband in a double wide trailer in bedroom upstairs. score is 70 and her TFC score is 2
a small rural town with their two • His recent UHDRS total motor (Stage IV). Symbol digit
children ages 3 and 1. score is 45 (issues across the modalities testing is severely
• Her recent UHDRS total motor board) and his TFC score is 5 impaired.
score is 15 (some chorea, slowness (Stage III). Symbol digit modalities • She sits with a forward flexed
of eye movements, finger taps and testing is moderately impaired. and posterior pelvic tilt posture on
pronation/supination) and her TFC • He complains that his balance the couch and tends to fall
score is 12 (Stage I). Symbol digit and walking are getting worse, and backwards when she attempts to
modalities testing is mildly that he lost his job as a salesperson stand. Her husband states that he
impaired. at Walmart because he was having stands in front of her and pulls her
• She reports that she is presently difficulty keeping his balance while to standing using her arms. Due to
able to do all household tasks and standing or walking and talking to her severe chorea she is no longer
take care of her children. However, customers. When asked what he able to use her rollator walker and
she reports some difficulty with does during the day he states that walks short distances hand in hand
cutting with scissors and buttoning he mostly watches the television or or holding on to furniture or to the
clothes and feeling more tired at sleeps until his daughter comes wall. Her gait is wide-based and
the end of the day. She states that over after school to visit him and slow with short and variable step
she needs to be able to continue to help with domestic chores and lengths and frequent pauses or
take care of her children as there ADLs. He is falling 1-2 times per hesitations. She exhibits shortness
are no family members nearby to week when walking and recently of breath and fatigues quickly with
help her and they cannot afford fell due to a misstep on the stairs exertion. Her husband states that
childcare. She worries that she going down, hurting his back. He she has fallen when getting out of
won’t be able to lift and carry her states that he is only coming to bed to go to the bathroom at night.
children and get on and off the therapy so that his family doesn’t He states that he is having a
floor in the future, and wants to put him in a nursing home. difficult time caring for her 24/7 a
know what exercises she can do to day. The only time that she goes
maintain her current functional outside the home is to go to her
abilities. doctor appointments.
Physical Therapy Recommended Core Assessments: • Recommended Core Assessments: Recommended Core Assessments:
Examination Findings Six minute walk test: 450 feet • Six minute walk test: 550 feet • Two minute walk test (cannot do
• Timed Up and Go test: 7.20 s • Timed Up and Go test: 15.40 s 6 minute walk test): 70 feet
• Berg Balance Scale: 55/56 (high fall risk) • Timed Up and Go test: 28.51 s
(single leg stance = 8 s) • Berg Balance Scale: 40/56 (high (high fall risk)
• SF-36: Physical Score 55.84, fall risk) • Berg Balance Scale: 16/56
Mental Score 53.14 • SF-36: Physical score 36.00, • SF-36: Physical Score 21.13,
Mental score 33.80 Mental Score 19.54
Primary Movement • Deconditioning and/or prevention • Impairments in balance and • Impaired respiratory function and
Impairment of future movement impairment; increased falls risk; balance and capacity and limited endurance;
Classification physical capacity and/or physical falls risk movement impairment respiratory function movement
activity movement impairment classification. impairment classification.
classification. • Limited active movement; end
stage movement impairment
classification.
Additional Suggested/ • Dynamic Gait Index: 23/24 (2/3 on • Dynamic Gait Index: 17/24 • 5 Times Sit-To-Stand: 60 s with
Listed Assessments stepping over obstacle) • Activities-Specific Balance arm use
• 5 Times Sit-To-Stand: 7 s Confidence Scale: 55%
• 5 Times Sit-To-Stand: 16 s
Additional • Difficulty with high-level balance; • Difficulty with walking while • Loss of strength and
Movement-Based mobility and function movement doing a secondary cognitive or deconditioning leading to postural
Impairments impairment classification. motor task; mobility and function alterations, decreased walking and
movement impairment increased fall risk; secondary
classification. musculoskeletal and postural
changes movement impairment
classification.
(Continued)
450 N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD

Table 4
(Continued)
Patient 1 – Early Stage HD Patient 2 – Middle Stage HD Patient 3 – Late Stage HD
Barriers and Facilitators Barriers: Barriers: Barriers:
of exercise • Lack of time to exercise due to • Cognitive impairment, likely • Severe cognitive impairment
family responsibilities. contributing to dual task deficits. • Poor balance, mobility and
• Lack of exercise equipment in • Lack of motivation to exercise. endurance
home and unable to pay for gym Facilitators: • Husband may be experiencing
membership. • Daughter committed to helping caregiver burnout
Facilitators: father get to PT and to follow Facilitators:
• High motivation to exercise. exercise program. • Social support and accessibility
• Husband is supportive. to resources and equipment
through local HD support group.
Summary of Physical She has decreased endurance and His balance and gait are impaired and She requires assistance to stand and
Therapy Evaluation mild balance and gait impairments; he is has had multiple falls; high walk. She is mostly dependent for
low fall risk. She is having mild fall risk. He is not able to work, her ADLs.
chorea, fine motor incoordination, and needs assistance for ADLs,
and higher-level balance problems. domestic chores, and finances.
Plan of Care • Progressive walking program at a • Progressive balance training • Daily walking program (3-4 times
brisk pace for cardiovascular including dual task exercises to per day for 5-10 min) when
health and increased endurance at improve balance and prevent falls. assistance can be given.
nearby high school track or park • Task-specific practice of • Optimize sitting position via
with friend 2-3 times per week up functional activities (i.e., dual task tilt-in-space customized
to 30 min in evenings and walking and stair climbing) that wheelchair or Broda chair.
weekends when husband is home. are problematic for him to train • Perform daily breathing exercises
Alternatively, she could use an balance control during ADLs. using incentive spirometer.
exercise DVD in home while her • Environmental modifications: • Teach husband to cue her to slide
children are taking naps. removal of clutter, glass tops, and her hands down her thighs to her
• To increase daily walking, she is sharp edges on furniture. knees and bend at the hips to get
advised to park further from the • Fall prevention interventions her center of mass forward before
door of the stores where she shops, such as teaching to: standing up.
and to walk rather than drive to “STOP-THINK-HOLD • Train husband in use of a gait belt
visit a friend who lives in her HANDRAIL” on stairs, and to assist with transfers and gait.
neighborhood. holding on to shopping cart at • Bedside commode for toileting at
Strengthening exercises using stores. night.
theraband to prevent muscle • If needed, train in use of rollator • Participation in as many
weakness on days that she doesn’t walker to ambulate safely, household chores (folding laundry,
walk. especially in unfamiliar or crowded arts and crafts) and activities (e.g.,
• Single leg stance 10 reps 3 times places. socializing with HD support group
per day to improve balance. She is • Referral to neuropsychologist for and church members) as possible.
advised to incorporate the cognitive and behavioral testing. • Referral to social worker for care
exercises into her daily life such as assistance for husband.
when she is standing beside a sink
washing dishes or brushing her
teeth or beside a table after
finishing a meal.
• Referral to occupational therapy
for hand dexterity training.
ADL, Activity of Daily Living, TFC, Total Functional Capacity; HD, Huntington’s Disease; UHDRS, United Huntington’s Disease Rating
Scale.

CONCLUSION impairment classification. The tools developed by


this study (decision trees and core set of measures)
In summary, this work adds to the current litera- are immediately scalable and can be easily imple-
ture by establishing a core set of clinical assessments mented by physical therapists into clinical practice to
for persons with HD and providing evidence-based improve rehabilitation for persons with HD.
decision trees to aid in the implementation of a phys-
ical therapy plan of care for individuals with HD. Our CONFLICT OF INTEREST
algorithms overcome limitations of prior approaches
by spanning disease stages and guiding decision mak- The authors declare that there is no conflict of
ing based on the individual’s primary movement interest.
N.E. Fritz et al. / Clinical Decision Trees for PT Care in HD 451

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