Professional Documents
Culture Documents
Roy 2013
Roy 2013
Roy 2013
To cite this article: Dulal Chandra Roy & Thomas Blaschke (2015) Spatial vulnerability assessment
of floods in the coastal regions of Bangladesh, Geomatics, Natural Hazards and Risk, 6:1, 21-44,
DOI: 10.1080/19475705.2013.816785
Taylor & Francis makes every effort to ensure the accuracy of all the information (the
“Content”) contained in the publications on our platform. However, Taylor & Francis,
our agents, and our licensors make no representations or warranties whatsoever as to
the accuracy, completeness, or suitability for any purpose of the Content. Any opinions
and views expressed in this publication are the opinions and views of the authors,
and are not the views of or endorsed by Taylor & Francis. The accuracy of the Content
should not be relied upon and should be independently verified with primary sources
of information. Taylor and Francis shall not be liable for any losses, actions, claims,
proceedings, demands, costs, expenses, damages, and other liabilities whatsoever or
howsoever caused arising directly or indirectly in connection with, in relation to or arising
out of the use of the Content.
This article may be used for research, teaching, and private study purposes. Any
substantial or systematic reproduction, redistribution, reselling, loan, sub-licensing,
systematic supply, or distribution in any form to anyone is expressly forbidden. Terms &
Conditions of access and use can be found at http://www.tandfonline.com/page/terms-
and-conditions
Downloaded by [McGill University Library] at 20:50 03 February 2015
Geomatics, Natural Hazards and Risk, 2015
Vol. 6, No. 1, 21–44, http://dx.doi.org/10.1080/19475705.2013.816785
1. Introduction
Vulnerability assessment is increasingly considered as a key step towards effective
disaster risk reduction (Birkmann 2006a). In many vulnerable countries, disaster
management is mainly concentrated on emergency response, disaster relief, and
rehabilitation activities. Several studies suggest that a paradigm shift is needed from
disaster relief and response to disaster risk and vulnerability reduction (Yodmani
2001; Birkmann 2006a). The Hyogo Framework for Action (HFA) for the period
2005–2015 underlines the necessity to develop vulnerability indicators in order to
enable decision-makers to assess the impact of disasters (UN 2005). It emphasizes
that there is a close relationship between sustainable development and vulnerability
assessment. Sustainable development is characterized by three main pillars: social,
economic, and environmental (WCED 1987; UN 1993). Therefore, the impact of dis-
asters on (1) social, (2) economic, and (3) environmental conditions should be exam-
ined through necessary indicators. In addition, the achievement of the millennium
development goals (MDGs) is connected to disaster risk and vulnerability reduction.
If disaster risk reduction is not properly ensured, the achievement of the MDGs of
vulnerable countries within the target deadline may be obstructed or delayed (Vashist
& Das 2009).
The least-developed countries (LDCs) and coastal areas are particularly vulnerable
to the impacts of natural and climate-induced disasters (UNISDR 2006). The Asian
Tsunami, as well as the tremendous impacts of Hurricane ‘Katrina’ in New Orleans
underpin the vulnerability of coastal zones and their inhabitants. The Global Climate
Risk Index 2012 developed by Germanwatch, a German-based research organiza-
tion, lists Bangladesh as the most affected country by extreme weather events from
Downloaded by [McGill University Library] at 20:50 03 February 2015
1991 to 2010 (Harmeling 2011). The Climate Change Vulnerability Index 2011,
released by Maplecroft, a UK-based risk advisory consultancy, indicates that Ban-
gladesh is most at risk due to having the highest susceptibility to natural hazards, as
well as extreme levels of poverty, and a low capacity to adapt to predicted changes in
the climate, etc. (Maplecroft 2010).
Cutter (1996) and Mitchell (1989) emphasize that the consequences of a disaster
event such as a flood or cyclone depend on the vulnerability of the affected socio-
economic and ecological systems. Thus, proper vulnerability assessment of these
systems is essential. Vulnerability and risk maps based on vulnerability assessment
may help decision-makers to adopt appropriate actions (Smith 2001; De Bruijn &
Klijn 2009). The assessment of vulnerabilities is complicated by the social, eco-
nomic, political, and institutional patterns of societies (Villagran 2008). At present,
no standard model/methodology exists for carrying out spatial vulnerability assess-
ments (Brooks 2003; Thywissen 2006; Villagran 2006; Kienberger et al. 2009,
2013), although the amount of studies and scientific literature on this topic is rap-
idly increasing.
Technically, we may distinguish two general types of approaches: one group which
uses statistical information for pre-defined areas such as countries, states, counties,
or other administrative units. These studies dominated earlier work on vulnerability
and they are typical for international organizations such as the OECD, the World
Bank, and UN organizations. Only in the last years an increase of studies aiming for
a spatially explicit analysis of vulnerability, using geographic information systems
(GIS) and remote sensing was witnessed.
From studying the literature, we hypothesize that spatially explicit vulnerability
indicators can in principle measure and map different dimensions of vulnerability
across space and time. In this article, we develop a grid-based methodology
using GIS for the assessment of spatial vulnerability to floods at a sub-district level
in coastal Bangladesh. Beyond the particularities of the study for Bangladesh, the
developed methodology shall facilitate comparisons between different areas
and shall address the multi-faceted nature of vulnerability (Cutter et al. 2000;
Kienberger et al. 2013). Our goal is to enable the inclusion of parameters from
social sciences within disaster research (Kienberger et al. 2013) and, in particular,
to develop a GIS grid-based approach which is applicable for areas which are
both prone to disasters and subject to scarcity of data on population, and
infrastructure.
Spatial vulnerability assessment of floods 23
scale of damage from the impact of a given hazard’ (UNDP 2004). According to the
UK Department for International Development (DFID), the conceptual idea of vul-
nerability is based on equation (1) (White et al. 2005).
Figure 1. Key spheres of vulnerability and widening the concept over time (modified after
Birkmann 2005).
Downloaded by [McGill University Library] at 20:50 03 February 2015
The concept of vulnerability has been widened over time (Birkmann 2005).
Figure 1 shows the key spheres and widening of the concept of vulnerability. In the
initial stages, vulnerability is regarded as an internal risk factor (intrinsic vulnerabil-
ity), or the likelihood to experience harm. Afterwards, vulnerability is considered as
a dualistic approach of susceptibility and coping capacity. Then vulnerability
includes a multiple structure of susceptibility, coping capacity, exposure, and adap-
tive capacity. Presently, vulnerability is considered as being multi-dimensional,
encompassing physical, social, economic, environmental, and institutional features.
Vogel and O’Brien (2004) stressed the fact that vulnerability is multi-dimensional,
differential, scale dependent, and dynamic. It varies across physical space and
amongst/within social groups. Vulnerability depends on time, space, and units of
analysis such as individuals, households, regions, systems, etc. The characteristics
and driving forces of vulnerability change over time. Villagran (2006) proposed a
three-dimensional categorization of vulnerability-related factors. Vulnerability anal-
ysis depends on different scales of considerations. Kienberger et al. (2013) even
developed a vulnerability cube as a framework for positioning existing approaches
and to map them in a three-dimensional space.
In principle, analyses can be conducted on different scales/levels such as national,
state or province, district or municipal, local or community, house, human being,
etc. In addition, vulnerability can be assessed for different sectors such as agriculture,
education, health, housing, industry, etc. Components of vulnerability may include
physical, economic, environmental, administrative, functional, human/gender, etc.
The physical components relate to the predisposition of infrastructure to be damaged
by an event. The functional component relates to the predisposition of functions and
services such as energy, telecommunications, water, health, etc.
As mentioned in the introduction section, we are currently witnessing an increase
of spatially explicit vulnerability studies which try to measure and map different
dimensions of vulnerability. Fekete (2009) presented a validation of social vulnerabil-
ity in the context to river-floods in Germany. November (2008) emphasizes the speci-
ficity of the place and suggests a place-based concept. Aubrecht et al. (2012) more
generally discussed GIS/grid-based population and socio-economic data analyses
for risk and vulnerability assessment, disaster and crisis management. The work of
Kienberger (2012) and Kienberger et al. (2009, 2013) is the most influential for our
study. Kienberger et al. (2009) developed a vulnerability methodology in the context
of climate change, targeted at flood hazards, and tested it in the Salzach river catch-
ment in Austria. They developed the concept of ‘vulnerability units’, which allow for
Spatial vulnerability assessment of floods 25
gories, namely (1) sensitivity domains and (2) coping capacity domains. The sensitiv-
ity domains include ‘population and age’, ‘livelihood and poverty’, ‘health’, ‘water
and sanitation’, ‘housing and shelter’, ‘road and other infrastructure’, ‘land use/cov-
er’, ‘environment’, and ‘gender’. Contrarily, the coping capacity domains yield
‘assets’, ‘education’, and ‘economic alternatives’.
ces emphasis on the assessment and analysis of existing assets, which can contribute
to the reduction of people’s vulnerabilities, e.g. ‘households with a radio’,
‘households with a television’, ‘households with a telephone or mobile’, ‘households
with a bicycle’, and ‘households with agricultural land’. The ‘education’ domain
focuses on the analysis of educational capacity for vulnerability assessment. Educa-
tion and human resource development of a society is important for developing the
community members’ adaptive capacities, to face the adverse impacts of disasters.
The domain ‘education’ contains indicators such as ‘adult literacy rate’ and ‘school
attendance rate’. ‘Economic alternatives’ refers to the potential of switching to alter-
native income-generating activities in disastrous situations. The availability of eco-
nomic alternatives is an important determinant of how quickly communities can
adapt or adjust to the effects of natural hazards. According to the local residents
and stakeholders, communities with diverse economic activities are more able to
adjust to the effects of natural disasters. The ‘economic alternatives’ domain
addresses available opportunities for vulnerable people to recover from the effects
of disasters. Section 5.2 explains this further, and table 1 lists all indicators for the
12 vulnerability domains.
ings from slope categories, as well as distance from major roads and land cover
(Mirella et al. 2005). In some industrialized countries like Switzerland or Austria,
grid population data are available from the respective statistical agencies at relatively
fine spatial resolutions. Kienberger et al. (2009) used grid data for spatial modelling
of socio-economic vulnerability in the Salzach River, Austria. Initiated in July 2011,
the ‘AsiaPop’ project produces population distribution maps for Asia. It aims to pro-
ducing detailed and freely available population distribution maps for the whole of
Asia (AsiaPop 2013).
Most existing methodologies used in vulnerability assessment are based on admin-
istrative units/boundaries. In many countries, and particularly in developing coun-
tries, population censuses are usually carried out every 10 years. The census
population data are made available to the public in aggregated form as statistical
yearbooks for political units, such as states or counties. As discussed before, for vul-
nerability and risk assessment, such administrative units are often used as the opera-
tional units but are not necessarily satisfying. Deichmann et al. (2001) claim that
cross-disciplinary studies require data-sets which are referenced to a uniform coordi-
nate system, rather than to irregular administrative units. Spatial variations of haz-
ards and damages may be overlooked in approaches which use coarse administrative
boundaries.
4. Study area
Bangladesh borders India to the west, north, and northeast; Myanmar to the south-
east; and the Bay of Bengal to the south. It lies between 20 3400 and 26 3800 N and
88 0100 and 92 4100 E. The country has an area of 147,570 km2, and it is divided
into 7 administrative divisions and 64 districts. The selected study area is Dacope,
a upazila (sub-district) of the Khulna district of Bangladesh (figure 3). This area is
prone to high levels of vulnerability and to many known disaster events. Bangla-
desh is located in the delta formed by the three major rivers (Ganges, Brahmaputra,
and Meghna, GBM). This delta is one of the largest deltas in the world. The joined
GMB basins and their tributaries and distributaries encompass approximately
1.7 million km2, including Bangladesh, Bhutan, India, Nepal, and Tibetan China,
whereby only 7.5% of the combined catchment areas lie within Bangladesh. The
country is mostly flat except for some parts in the northeast and southeast. About
50% of the country is situated within 6–7 metres above the mean sea level
(MoDMR 2008).
Spatial vulnerability assessment of floods 29
Downloaded by [McGill University Library] at 20:50 03 February 2015
Figure 3. Location of the study area in the context of Bangladesh and its coastal area.
The study area, Dacope upazila, is located in the south-western coastal part of
Bangladesh. Figure 3 shows the location of the study area in the context of the coun-
try and the coastal area. The study area lies between 22 240 and 22 400 N and
between 89 240 and 89 350 E. The upazila occupies a total area of 991.57 km2 consist-
ing to 706 km2 (71%) of the Sundarbans Reserve Forest, and 285.57 km2 (29%) of
non-forest area (BBS 2001).
According to the 2001 national population census, the total population of this
upazila was 157,489. This 2001 census was the latest source of population informa-
tion available for this study. Therefore, the population is projected with an annual
growth rate of 1.4% to estimate the population in 2010. The projected population of
the upazila in 2010 is calculated to be 180,980. The respective population density is
183 per km2 for the total area of the upazila, including the forest. When excluding
the forest area, the population density of the study area is 616 per km2. The upazila
is divided into a total of 10 unions (lowest administrative units in the Bangladesh
government system) and 26 mauzas (type of spatial units with one or more settle-
ments). The upazila borders protected forests and the Bay of Bengal. It is frequently
damaged by floods and erosion due to a high density of rivers and canals. The road
infrastructure of the upazila is therefore not in good condition (figure 4). According
to the 2001 population census, the predominant housing structure of the upazila is
‘kutcha’ (89.81%), which is characterized by housing materials such as mud, thatch,
bamboo, etc. (BBS 2001). These ‘kutcha’ structures are very susceptible to natural
hazards such as floods, cyclones, storm surges, etc.
Over the last few years, the Dacope upazila has been greatly affected by extreme
natural events such as cyclones, storm surges, etc. On 25 May 2009, Cyclone ‘Aila’
hit the coastal areas of Bangladesh. A total of 190 people were killed, and approxi-
mately 4.82 million people were affected, in a total of 11 coastal districts of the coun-
try (DDM 2009). The cyclone caused enormous loss of property and physical
infrastructure in the affected areas (NNN-IRIN 2010). Although the study area is
frequently affected by tidal surges and cyclones, the number of existing disaster
30 D.C. Roy and T. Blaschke
Downloaded by [McGill University Library] at 20:50 03 February 2015
shelters is very inadequate. In the absence of disaster shelters, the buildings of the
educational institutions such as primary schools, secondary schools, and colleges are
usually used as shelters during disaster events.
etc. In addition, some satellite images such as Landsat 7 ETMþ, ASTER (Advanced
Spaceborne Thermal Emission and Reflection Radiometer), and IRS (Indian
Remote Sensing) are collected. The LandScan grid population data-set is collected
from the Oak Ridge National Laboratory website (http://www.ornl.gov/sci/
landscan/). Additionally, a number of national and international organizations
which are experienced in disaster management and emergency response in Bangla-
desh were visited for this study.
Different researchers use different methods which involve many criteria and sub-
criteria used to rank alternatives of a decision. The advantages of the AHP over
other multi-criteria methods are its flexibility, intuitive appeal to the decision-
makers, and its ability to check inconsistencies (Ramanathan 2001). The AHP
method has the distinct advantage that it decomposes a decision problem into its
constituent parts and builds hierarchies of criteria. Here, the importance of each ele-
ment (criterion) becomes clear (Macharis et al. 2004). The AHP helps to capture
both subjective and objective evaluation measures. While providing a useful mecha-
nism for checking the consistency of the evaluation measures and alternatives, the
AHP reduces bias in decision-making.
Many researchers or organizations use the AHP or similar approaches in their stud-
ies. Einarsson and Rausand (1998) attempted to prioritize the components of vulnera-
bility for a complex industrial system. They classified various risk factors, or threats,
Downloaded by [McGill University Library] at 20:50 03 February 2015
Table 2. Pairwise comparison 9-point continuous rating scale (Source: Saaty 2008).
Very Very
Extremely strongly Strongly Moderately Moderately Strongly strongly Extremely
Equally
Less important important More important
fisheries, forestry, etc. The agricultural sector is most at risk due to frequent natural
disasters such as floods, cyclones, storm surges, etc. Also, a significant number of the
population live below the poverty line. These two major facts explain why the
‘livelihood and poverty’ domain receives the highest score for this particular study.
Additionally, figure 5 ranks the 12 selected vulnerability domains. The domain
‘livelihood and poverty’ receives the highest score of 0.226. Other vulnerability
domains with high scores are ‘housing and shelter’ (0.169), ‘roads and other infra-
structure’ (0.144), and ‘environment’ (0.103).
The high importance of the domain ‘livelihood and poverty’ can be explained.
This domain consists of indicators such as ‘number of unemployed people’, ‘people
living below the poverty line’, ‘people engaged in agriculture’, ‘people engaged in
small business’, and ‘people engaged in household work’ (see table 1). The domain
‘population and age’ includes the indicators ‘population density’, ‘population aged
below 10 years’, ‘population aged 10–60 years’, ‘population aged over 60 years’,
‘population with any sort of disability’, and ‘dependency ratio’. On the other hand,
the ‘housing and shelter’ domain includes indicators such as ‘households with
thatched houses made of bamboo, grass and mud’, ‘households using housing
materials of corrugated iron sheets’, ‘households using housing materials such as
brick or concrete’, and ‘distance to the nearest shelters’. All the indicators are
shown in table 1.
Finally, along with the AHP calculation, the consistency ratio (CR) is estimated to
define the consistency level of the judgements given by the experts in pairwise com-
parisons. In the AHP, the pairwise comparisons in a judgement matrix are consid-
ered to be adequately consistent if the corresponding consistency ratio is less than
10% (Saaty 1980), or the CR is equal to or smaller than 0.1. In the present study, the
calculated consistency ratio is 0.10. Although only just fulfilling this condition, the
judgements made in the pairwise comparison matrix by the experts can be considered
as consistent.
34
Indicators Population Livelihood Land use Health Water Housing Roads Environment Assets Eco-Altern. Education Gender
Table 4. Normalized matrix and the calculated score of the vulnerability domains.
Indicators Population Livelihood Land use Health Water Housing Roads Environ. Assets Eco-Altern. Education Gender Score
Population 0.0382 0.0565 0.0962 0.0198 0.0169 0.0310 0.0220 0.0262 0.0983 0.1200 0.1103 0.1094 0.062
Livelihood 0.1908 0.2823 0.1603 0.2963 0.2534 0.4656 0.3302 0.2354 0.1638 0.1200 0.1103 0.1094 0.226
Land use 0.0127 0.0565 0.0321 0.0198 0.0169 0.0310 0.0220 0.0157 0.0983 0.0720 0.0662 0.0781 0.043
Health 0.1145 0.0565 0.0962 0.0593 0.1520 0.0517 0.0367 0.0262 0.0983 0.1200 0.1103 0.1094 0.086
Water 0.1145 0.0565 0.0962 0.0198 0.0507 0.0517 0.0367 0.0262 0.0983 0.0720 0.1103 0.0781 0.068
Housing 0.1908 0.0941 0.1603 0.1778 0.1520 0.1552 0.3302 0.2354 0.1638 0.1440 0.1103 0.1094 0.169
Roads 0.1908 0.0941 0.1603 0.1778 0.1520 0.0517 0.1101 0.2354 0.1638 0.1680 0.1103 0.1094 0.144
Environ. 0.1145 0.0941 0.1603 0.1778 0.1520 0.0517 0.0367 0.0785 0.0328 0.1200 0.1103 0.1094 0.103
Assets 0.0127 0.0565 0.0107 0.0198 0.0169 0.0310 0.0220 0.0785 0.0328 0.0240 0.0662 0.0781 0.037
Eco-Altern. 0.0076 0.0565 0.0107 0.0119 0.0169 0.0259 0.0157 0.0157 0.0328 0.0240 0.0662 0.0469 0.028
Education 0.0076 0.0565 0.0107 0.0119 0.0101 0.0310 0.0220 0.0157 0.0109 0.0080 0.0221 0.0469 0.021
Gender 0.0055 0.0403 0.0064 0.0085 0.0101 0.0222 0.0157 0.0112 0.0066 0.0080 0.0074 0.0156 0.013
Sum 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000
Spatial vulnerability assessment of floods
35
36 D.C. Roy and T. Blaschke
Downloaded by [McGill University Library] at 20:50 03 February 2015
Pi Sij
Pij ¼ P ; ð2Þ
Sij
For this calculation process, the total population of the mauza i (Pi) is available
from the population census data. The area of individual settlements
P j in the mauza i
(Sij) and the sum of areas of all settlements j in the mauza i ( Sij) are calculated in
the ArcGIS environment.
In a second step, a vector grid polygon layer (like a fishnet) with a grid size of
100 m is created using the Hawth’s tool in ArcGIS. Then the vector grid layer and
the settlement layer with the population counts are overlaid through a classic GIS
‘intersection’ method. This way, the intersected settlements are identified. After the
intersection step, the areas of the individual intersected settlements are re-calculated.
The proportion of the population living in the intersected settlements under the
respective grid cells is estimated by the following equation (3):
Pij Akm
Downloaded by [McGill University Library] at 20:50 03 February 2015
Tkm ¼ ; ð3Þ
Sij
Based on this calculation, each intersected settlement within a 100 100 m cell is
assigned the respective figure for the population numbers. Finally, the intersected set-
tlements which have individual population counts are converted into the 100
100 m raster grid through a ‘polygon to raster conversion’ GIS method. Each cell
receives the respective population figure. Figure 6 shows (a) the rural settlement data
and (b) population grids (100 m) of the study area, converted from the settlements
using GIS techniques.
Figure 6. Population grid data preparation (a) rural settlement under different unions of the
study area (b) settlements converted into population raster grids (100 m).
38 D.C. Roy and T. Blaschke
selected sensitivity and coping capacity domains are calculated using the assigned rel-
ative weights and a weighted overlay technique in an ArcGIS software environment.
Figure 7. Vulnerability extent of the study area (a) the assessment results, and (b) the flood
area delineated (in red) in 2009 by the COSMO SkyMed satellite image (Source: ITHACA-
WFP 2009).
for the categories ‘most vulnerable’, ‘medium vulnerable’ and ‘least vulnerable’ cover
approximately 1.5%, 25%, and 10%, respectively. The south-western part of the
study area turns out to be more vulnerable than other parts. The main reasons for
the high vulnerability in this area are the vulnerable road infrastructure and embank-
ments, extensive shrimp cultivations, high salinity, closeness to the coast, high proba-
bility of occurring storm surges, high poverty levels, lack of health and safe drinking
water facilities, etc. Contrarily, north and north-eastern parts are found to be less
vulnerable due to their proximity to the upazila headquarters, hospital, better road
infrastructure, etc.
6.3. Validation
Since absolute measurements of vulnerability are not possible, three different valida-
tion approaches were performed. The first one was described in 6.1 and refers to the
population data only. The developed grid population is compared with the original
settlement population data. As expected – due to the algorithm used – the total popu-
lation number from all grids within each settlement is equal to the total population of
the respective settlement.
Then, a qualitative validation was carried out. The developed grid population data
were evaluated by 10 disaster experts familiar with the study area through visual
interpretation and by using available recent flood maps of the study area. The experts
were selected from the relevant disaster management organizations and the local
disaster management committees. They were asked to particularly comment on the
accuracy of the results and their specific observations about the result. According to
their views, the current vulnerability assessment methodology shows promising
results. Their particular observation is that the areas which are highly populated are
40 D.C. Roy and T. Blaschke
assessed as ‘more vulnerable’ in the result. They also pointed out that the south-
western part is more vulnerable to natural disasters due to its physical, socio-
economic, and environmental characteristics.
Lastly, the results were compared to the extent of the 2009 Cyclone Aila and
the associated floods. The affected areas were delineated by the COSMO
SkyMed satellite image (ITHACA-WFP 2009). The satellite-detected map (figure 7(b))
shows that the south-western part of the study area is greatly affected by the 2009
cyclone and the associated floods. There is significant accordance between the map
and the assessment results. The validation procedures indicate that the current vulner-
ability assessment methodology provides a realistic and acceptable result.
Based on these validations, and by drawing on the views of the local experts, the
current methodology for the development of rural population grids shows promising
and reasonable results. One particular observation made by the local experts is that
Downloaded by [McGill University Library] at 20:50 03 February 2015
the areas which are highly populated are also assessed as highly populated in the grid
data developed under the current study. This observation is important in the context
of vulnerability since we can assume that the vast majority of population hot spots
are well represented.
7. Conclusions
This study presents a grid-based methodology for the assessment of spatial vulnerabil-
ity to floods in Bangladesh. The vulnerability assessment is multi-dimensional, and
complicated due to the social, economic, political, and institutional patterns of socie-
ties. In this study, vulnerability domains and indicators were developed at a sub-
district level. A raster (or ‘grid’)-based approach aimed to overcome problems of data
availability and to increase the transferability and applicability of a spatial vulnerabil-
ity assessment. An analytic hierarchy process (AHP) was used to assign the relative
weights to the selected domains and indicators. The spatial vulnerability assessment
was performed using the ArcGIS weighted overlay method. The assessment maps
were validated by visual interpretation of local experts and by using past flood maps.
The results of the vulnerability assessment look promising. They may help to
enable vulnerable countries to identify appropriate vulnerability indicators and to
assess vulnerabilities and coping capacities within their communities. We hope that
actions can be undertaken to reduce existing socio-economic vulnerabilities. It may
also support vulnerable countries to achieve the targets of the HFA.
In the introduction section, we hypothesized that a grid (raster)-based
approach may bear advantages over the administrative boundaries for spatial vulner-
ability assessment by referring to other studies (Schneiderbauer 2007; Rafiq &
Blaschke 2012; Kienberger et al. 2013). It is particularly believed that a spatially
explicit GIS-based methodology is useful for monitoring vulnerability and incorpo-
rating new indicators or components over time. This study could confirm this. In
fact, a disaggregation below the district level would have been impossible without
the use of GIS, remote sensing, and the spatial interpolation and overlay techniques.
We may conclude that it is in most cases not possible to directly parameterize qual-
itative data, but it is possible to downscale methods and qualitative indicators when
applied under a common conceptual framework. Such a framework can, for exam-
ple, include vulnerability indicators from national data-sets such as ‘access to
information’ or ‘availability of health resources’. At the same time, it can employ a
participatory methodology that can be applied at different scales of vulnerability
analysis (Kienberger 2012; Kienberger et al. 2013). Subsequently, data, indicators
Spatial vulnerability assessment of floods 41
and methods can potentially be utilized across scales, but depending on the direction,
context, and purpose of extrapolation, each scaling effort requires adaptations and
modifications.
The developed methodology can be adapted to other similar contexts. The study
suggests that appropriate assessment methodologies, techniques, and scale/level con-
siderations are required for the assessment of spatial vulnerability to disasters. More
research is needed to develop fine-resolution grid-based socio-economic data, espe-
cially in the context of developing countries. Grid data are essential for different vul-
nerability indicators such as population, income, employment, health, water,
sanitation, physical infrastructure, gender, etc.
A grid-based methodology for spatial vulnerability assessments is still new in
developing countries. Grid-based vulnerability assessment seems to have a high
potential but more work is needed in order to apply spatial vulnerability assessments
Downloaded by [McGill University Library] at 20:50 03 February 2015
Acknowledgements
The authors would like to thank the Austrian Development Cooperation (ADC)
and the Austrian Agency for International Cooperation in Education and
Research (OeAD) for providing financial grants for this research. Additionally, the
42 D.C. Roy and T. Blaschke
authors highly appreciate the comments and suggestions made by the anonymous
reviewers.
References
AsiaPop. 2013. AsiaPop; [cited 2013 Mar 8]. Available from: http://www.clas.ufl.edu/users/
atatem/ index_files/AsiaPop.htm
€
Aubrecht C, Ozceylan D, Steinnocher K, Freire S. 2012. Multi-level geospatial modeling of
human exposure patterns and vulnerability indicators. Nat Hazards. Available from:
http://dx.doi.org/10.1007/s11069-012-0389-9
BBS (Bangladesh Bureau of Statistics). 2001. Bangladesh National Population Census 2001,
community series: Khulna. Dhaka: Bangladesh Bureau of Statistics (BBS), Ministry of
Planning, Government of Bangladesh.
Birkmann J. 2005. Danger need not spell disaster - but how vulnerable are we? Research brief.
Downloaded by [McGill University Library] at 20:50 03 February 2015
IPCC (Intergovernmental Panel on Climate Change). 2001. Climate change 2001: synthesis
report, a contribution of working groups I, II, and III to the Third Assessment Report
of the intergovernmental panel on climate change. In: Watson RT, the Core Writing
Team, editors. The Third Assessment Report (TAR). Cambridge: Cambridge
University Press; p. 398.
ITHACA-WFP. 2009. Bangladesh-Tropical Cyclone Aila – satellite detected water as of May
30, 2009, COSMO-SkyMed satellite imagery analysis, Reuters and AlertNet; [cited
2013 Jan 10]. Available from: http://www.ithacaweb.org/media/maps/ITHACA_TC_
AILA_COSMO_Water_30may.jpg
Kasperson J, Kasperson R, Turner BL, Hsieh W, Schiller A. 2005. Vulnerability to global
environmental change. In: Kasperson J, Kasperson R, editors. The social contours of
risk, volume II: risk analysis, corporations & the globalization of risk. London: Earth-
scan; p. 245–285.
Kasperson RE, Dow K. 2005. Vulnerable people and places. In: Hassan R, Scholes R, Ash N.
Downloaded by [McGill University Library] at 20:50 03 February 2015
editors. Ecosystems and human well-being: current state and trends. Washington
(DC): Island Press; p. 143–164.
Kienberger S. 2012. Spatial modelling of social and economic vulnerability to floods at the dis-
trict level in Buzi, Mozambique. Nat Hazards. 64(3):2011–2019.
Kienberger S, Blaschke T, Zaidi RZ. 2013. A framework for spatio-temporal scales and con-
cepts from different disciplines: the ‘vulnerability cube’. Nat Hazards. Available from:
http://dx.doi.org/10.1007/s11069-012-0513-x
Kienberger S, Lang S, Zeil P. 2009. Spatial vulnerability units - experts-based spatial modelling
of socio-economic vulnerability in the Salzach catchment, Austria. Nat Hazards and
Earth Syst Sci. 9:767–778.
LandScan. 2010. LandScan documentation. Oak Ridge National Laboratory; [cited 2011
Mar 5]. Available from: http://www.ornl.gov/sci/landscan/landscan_documentation.shtml
Macharis C, Springael J, De Brucker K, Verbeke A. 2004. Promethee and AHP: the design of
operational synergies in multi-criteria analysis, strengthening Promethee with ideas of
AHP. Eur J Oper Res. 153:307–317.
Maplecroft. 2010. Big economies of the future-Bangladesh, India, Philippines, Vietnam and
Pakistan-most at risk from climate change. Maplecroft; [cited 2011 Mar 5]. Available
from: http://www.maplecroft.com/about/news/ccvi.html
Mirella S, Pozzi F, Ataman E, Huddlestone B, Bloise M. 2005. Mapping global urban and
rural population distributions. Environ Nat Resour Se. 24:88.
Mitchell JK. 1989. Hazards research. In: Gaile GL, Willmot CJ, editors. Geography in Amer-
ica. Columbus (OH): Merrill; p. 410–424.
MoDMR (Ministry of Disaster Management and Relief). 2008. National plan for disaster
management 2008–2015. Dhaka: Ministry of Disaster Management and Relief.
NNN-IRIN. 2010. Bangladesh: cyclone Aila survivors take another hit; [cited 2012 Dec 12].
Available from: http://news.brunei.fm/2010/04/08/bangladesh-cyclone-aila-survivors-
take-another-hit
November V. 2008. Spatiality of risk. Environ Plann A. 40:1523–1527.
O’Neill BC, MacKellar FL, Lutz W. 2001. Population and climate change. Cambridge: Cam-
bridge University Press.
Rafiq L, Blaschke T. 2012. Disaster risk and vulnerability in Pakistan at a district level. Geo-
matics, Natural Hazards Risk. 3(4):324–341.
Ramanathan R. 2001. A note on the use of the analytic hierarchy process for environmental
impact assessment. J Environ Manage. 63:27–35.
Saaty TL. 1980. The analytic hierarchy process: planning, priority setting, resource allocation.
New York: McGraw-Hill.
Saaty TL. 1994. Fundamentals of decision making and priority theory with the analytic hierar-
chy process. Pittsburgh: RWS.
Saaty TL. 2008. Decision making with the analysis hierarchy process. Int J Serv Sci. 1(1):83–98.
44 D.C. Roy and T. Blaschke
Saaty TL, Vargas LG. 2000. Models, methods, concepts, and applications of the analytic hier-
archy process. Boston: Kluwer Academic Publishers.
Schneiderbauer S. 2007. Risk and vulnerability to natural disasters – from broad view to
focused perspective: theoretical background and applied methods for the identification
of the most endangered populations in two case studies at different scales [PhD thesis].
Germany: Free University of Berlin.
Smith K. 2001. Environmental hazards: assessing risk and reducing disaster. London:
Routledge.
State of Michigan. 2004. Step 1d: vulnerability assessment. State of Michigan; [cited 2013 Jun
7]. Available from: www.michigan.gov/documents/7pub207_60741_7.pdf
Thywissen K. 2006. Components of risk: a comparative glossary. Bonn: United Nations
University-Institute for Environment and Human Security (UNU-EHS), SOURCE
2/2006.
UN. 1993. Agenda 21: programme of action for sustainable development: the final text of
Downloaded by [McGill University Library] at 20:50 03 February 2015