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J Ces 2019 115313
J Ces 2019 115313
J Ces 2019 115313
PII: S0009-2509(19)30803-6
DOI: https://doi.org/10.1016/j.ces.2019.115313
Reference: CES 115313
Please cite this article as: P.V. Mangili, D.M. Prata, Preliminary Design of Sustainable Industrial Process
Alternatives Based on Eco-efficiency Approaches: The Maleic Anhydride Case Study, Chemical Engineering
Science (2019), doi: https://doi.org/10.1016/j.ces.2019.115313
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Abstract
The increasing need for mitigating environmental impacts has led the industries to develop
more sustainable processes, which may represent an arduous task since economic, safety, social
and environmental factors must be considered. Hence, this paper demonstrates the relevance
of using sustainability indicators in developing cleaner industrial processes. Such metrics were
which was compared to the benzene-based route in terms of economic, safety and
environmental indicators. The analysis showed that, although the latter consumes
approximately 2.8% less water, generates about 3.1% less wastewater and is 70 times less
hazardous in terms of fire/explosion risks, the former is not only 33.8% more profitable but
also consumes 28% less energy and, consequently, emits approximately 42.9% less CO2. After
grouping the fifteen sustainability metrics in a composite evaluation index, the butane-based
process proved to be about 34% more eco-efficient than the benzene-based technology.
Due to the increasing concerns regarding ecological impacts resulting from industrial activities,
environment-related concepts such as “sustainable development” have been attaining more and
more relevance in the last decades. Although installing an industrial facility is necessary for
providing the community with the required products and fostering economic progress, it may
be related to several social and environmental effects. In this regard, the industries realized
that, in order to improve the ecological performance of their processes, new design techniques
should be developed.
Numerous methodologies are available for evaluating the viability of strategies to enhance
process sustainability, among which the concept of eco-efficiency stands out. Eco-efficiency
environmental variable (e.g. emissions, waste generation, etc.) and an economic variable (e.g.
profit, production rate, etc.) (Mangili et al., 2018). Said analysis is particularly convenient when
different manufacturing technologies can be used to obtain the same product, since it
This paper aims to demonstrate the significance of applying the eco-efficiency concept in the
safety and economic aspects. The maleic anhydride (MAN) production was used as case study
due to its commercial relevance and since sufficient data for estimating the required parameters
are widely available in the open literature. Nevertheless, to the best of our knowledge, MAN
manufacturing technologies have only been studied in terms of either reaction modeling/design
or environmental impacts. No studies concerning safety and economics evaluated together with
2
ecological effects are available in the literature. In addition, such a comparison has not been
For these particular reasons, we took this opportunity to propose a new design configuration of
the benzene-based process on the basis of not only economic parameters but also sustainability
aspects (e.g. water consumption, CO2 emissions, etc.) and develop a preliminary flowsheet of
the butane-based scheme, which has never been performed on the basis of sustainability
hazards, etc.). Furthermore, the novelty of the present manuscript lies not only on the
aforementioned reasons but also on the fact that we took the utility plants into consideration,
which is usually not performed by most authors (and has never been considered by any study
information on the respective flowsheets and heuristics to be considered when estimating water
losses. Thus, we provide the community not only with an assessment of the overall
performance of the maleic anhydride process but also with practical methods for determining
the environmental, safety and economic aspects of industrial processes during the design stage.
It is therefore worth pointing out that we focused on disclosing the importance of assessing
Although essential for the social and economic development of communities, the industries
play a major role in terms of environmental impacts, especially with regard to atmospheric
emissions and waste generation. Such a contrasting characteristic has led the companies to seek
more sustainable alternatives to their processes and develop new techniques to improve their
already existing technologies. In this context, life cycle assessment (LCA) approaches have
3
been more and more implemented in the evaluation of the environmental burdens of industrial
activities.
Several studies related to the life cycle evaluation of different processes are available in the
literature. Azapagic and Perdan (2011) demonstrated how LCA criteria are useful when
vinyl chloride monomer manufacturing process. Various economic, environmental and social
characteristics were taken into account in order to provide brainstorming strategies for selecting
the best design alternatives. Morales-Mora et al. (2012) compared two alternatives of
categories, along with a marginal prevention cost method. The authors aimed at not only
systems but also identifying critical aspects of process design that may be further improved.
Patel and co-workers (2012), in turn, performed a study on the techno-economic aspects and
“cradle to gate” life cycle impacts of solid recovered fuel plants for energy generation in order
to identify the most sustainable process and reveal possible developments for such activities.
Kralisch et al. (2015) carried out a review on LCA approaches applied to several chemical-
nanotechnology, waste treatment and renewable resources, among others. Through the analysis
of different case studies, the authors compare different life cycle assessment tools and provide
some suggestions regarding their specific applications and limitations. Daful and Görgens
(2017) applied LCA techniques to quantify the environmental impacts associated with
lignocellulosic lactic acid production. Six process scenarios were compared in terms of nine
environmental impact categories and four economic aspects. More recently, Yao and Masanet
(2018) developed a framework to generate energy and life cycle inventories of chemical
4
processes. They designed a logic approach based on chemical technologies’ parameters and
LCA is in fact a widely applied tool for assessing the sustainability of products and processes
since it provides information on their resulting environmental impacts during all stages of their
life cycle, such as raw materials extraction, production, distribution, consumption and disposal
(Kralisch et al., 2015). However, such frameworks present some drawbacks that might render
it laborious. For example, life cycle assessment methodologies depend highly on the
availability of quality data. According to Bicalho and coworkers (2017), a substantial amount
of data is required in order to establish a life cycle inventory, which is essential for assembling
LCA studies. Nevertheless, such data may not be readily accessible and, thus, gathering
sufficient information can represent a time-intensive task (Zamagni, 2012). Such methods are
also not convenient when used for the comparison between studies, especially because most of
them rely on narrow frameworks that are based on specific territories – which may lead the
calculations to imprecise results – and do not always assert which alternative is the best one
(Bare et al., 2000). Furthermore, LCA indicators do not take the process’ economic aspects
into consideration and therefore do not provide an accurate evaluation of the overall
The need for establishing sustainability evaluation metrics that could overcome the above-
mentioned limitations has led to the development of the concept of eco-efficiency. Differently
from LCA metrics, Eco-efficiency indicators can be estimated through process design and
search for specific data. Such metrics can relate different aspects of the process (e.g.
environmental, safety, corporative, etc.) to its economic performance and provide an overall
assessment of its sustainability, thus being quite relevant in declaring the best alternative.
5
Eco-indicators have been used for the evaluation of numerous technologies and showed to be
conveniently useful in evaluating the sustainability of industrial processes. For instance, Patel
et al. (2012) proposed a methodology for evaluating novel chemical processes in terms of
environmental, economic and safety indices. The authors based their assessment on two but-
1,3-diene production routes (via catalysis of bioethanol and via steam cracking of naphtha) in
presented a set of numerous environmental, economic, energy, efficiency and safety indicators
to be used when assessing the sustainability of chemical processes. The metrics were
systematically defined according to the Gauging Reaction Effectiveness for the ENvironmental
methodology with regard to data needs and calculation procedures. Valenzuela-Venegas et al.
(2016) provided 249 metrics useful in analyzing social, economic and environmental aspects
of eco-industrial parks. They also established some criteria to select the most suitable indicators
and aid the assessor in evaluating the sustainable performance of a certain product system.
More recently, Pereira et al. (2018) developed an assessment approach based on eco-indicators
that may be applied to any industrial process. The authors performed their work based on five
environmental metrics – calculated through real operating data (retrieved with the aid of
operators and engineers) – that were used to evaluate a petrochemical facility during different
periods. Such data were used for the daily monitoring of the process in order to assist the
planning of corrective actions. The same approach, although based on a few more metrics, was
applied by Junqueira et al. (2018), who compared the eco-efficiency of six cumene
manufacturing technologies, and Mangili and Prata (2019), who evaluated the sustainability
performance of butyl acetate production processes. Both references based their analysis on
6
2.1 Methodology
In this paper, a systematic methodology is carried out in order to better illustrate the relevance
of applying eco-efficiency metrics in the design and assessment of industrial processes with
the aid of computational simulation. The step-by-step procedure is given in Figure 1 and further
intermediate for the production of unsaturated polyester resins, polymers, vernices and paints,
among other products. It is commonly manufactured by the partial oxidation of n-butane, which
has gained more relevance over the old-fashioned benzene oxidation technology due to the
latter’s hazard potential and higher costs (Lesser et al., 2017; Maußner and Freund, 2018). Said
technologies differ from each other with regard to the operating conditions, which depend
cleaner industrial processes, we compared two different technological routes for the
manufacture of maleic anhydride, which have been mainly studied with regard to reaction
modeling and environmental burdens. For instance, Uraz and Atalay (2007) evaluated the
effects of temperature, benzene flow rate and catalyst type on the MAN selectivity via benzene
oxidation. They performed their experiment in a laboratory scale fluidized bed reactor and
compared six different catalyst compositions to found that the silica gel catalyst having higher
contents of molybdenum and nickel oxides achieves the highest MAN conversion. Dong et al.
7
balances inside the catalyst pellets. Lesser et al. (2017), in turn, investigated the dynamics
associated with the phosphorus content of catalysts for the oxidation of butane in a fixed-bed
pilot reactor. The authors could then evaluate several reaction parameters and develop a
detailed reactor model. Maußner and Freund (2018) proposed an improved algorithm for
optimization under uncertainty, which was applied to a fixed bed reactor model for the
In terms of environmental analysis, Schwarz et al. (2001) determined the practical minimum
energy levels for the manufacture of MAN via oxidation of n-butane, from which material,
water and emission indicators could be estimated. Chen and Shonnard (2004) estimated the
economic performance and the CO2 emissions of both processes on the basis of the U.S.
Environmental Protection Agency (EPA) emission factors, whereas Althaus and coworkers
(2007) presented life cycle inventories for maleic anhydride in terms of reaction yield, raw
material consumption, energy use, air emissions and wastewater generation. Laínez et al.
(2008) applied the IMPACT2002+ methodology to assess the environmental impact of the
maleic anhydride supply chain. Fermeglia et al. (2009), in turn, applied the Waste Reduction
Algorithm to compare the benzene and butane technologies in terms of six LCA indicators.
However, it is worth pointing out that Schwarz et al. (2001), Althaus et al. (2007) and Laínez
et al. (2008) presented only their findings without providing information on process
configurations and conditions. On the other hand, Chen and Shonnard (2004) and Fermeglia et
al. (2009) presented the process schemes and most of the parameters used for the design and
simulation of both technologies. Nevertheless, some critical design considerations were not
disclosed, thus rendering the reproduction of their studies impracticable. The main results
obtained by said references will be later discussed and compared to our findings.
8
A more detailed description of both technological routes is presented in the following sections.
Both processes were simulated in Aspen Plus® under steady-state conditions by using the Non-
The first step is one of the most important stages since it will provide crucial information to
assist the practitioner in designing and simulating the processes at issue. All parameters
required for process synthesis and flowsheeting – including the identification of feedstocks,
retrieved from the literature, open-access databases and, if available, industrial data and/or
restricted-access sources.
As discussed, the benzene-based route is viewed today as obsolete for having higher feedstock
prices, lower carbon yield, more air emissions and higher toxicity risks than the butane-based
configuration. Hence, using a clearly outdated technology may conveniently serve the purpose
of this work with regard to demonstrating the efficacy of eco-efficiency metrics in disclosing
process is therefore expected to show its inferiority when compared to the butane design.
The benzene technology studied in this paper was originally proposed by Turton et al. (2018)
and further improved in order to improve its sustainability and allow a more fair comparison.
Such flowsheet was chosen as case study since sufficient data was provided by said reference
author.
9
The selective oxidation of benzene (C6H6) for MAN (C4H2O3) manufacture takes place in the
gas phase over a vanadium-molybdenum catalyst, as shown in Equation 1. Due to the highly
exothermic characteristic of the reaction, the temperature of the system must be strictly
controlled to prevent both the risk of thermal runaways and the formation of undesired side
products. While higher temperatures may result in the total oxidation of the feedstock
(Equation 2) and further oxidation of MAN (Equation 3), lower temperatures favor oxidation
Table 1 discloses the reaction kinetics used by Turton et al. (2018). All reaction rates are in
kmol.s-1.m-3, whereas CBZ and CMAN stand for benzene and MAN compositions, respectively,
and have units of kmol.m-3. R is 8.314 kJ.kmol-1.K-1 and T denotes the reaction temperature
(K). The catalyst was assumed to have a 0.4 void fraction and a 1250 kg.m-3 density.
3.3.2. Flowsheet
The flowsheet of the benzene oxidation technology for MAN manufacture, as well as the results
obtained through simulation, are illustrated in Figure 2, in which cw, bfw, lps and hps stand for
cooling water, boiler feed water, low-pressure steam and high-pressure steam, respectively.
10
In the process, 42.3 kmol/h of fresh benzene is pressurized in pump P1, heated by lps in heater
HX1 and mixed with 2790.0 kmol/h of compressed air from compressor K1. The mixture is
heated to 460° C in fired heater FH1 prior to being fed to a reactor R1 comprised of 6 m length,
2.5-cm diameter 12,100 catalyst-filled tubes, in which the reactions described by Equations 1
to 4 take place. The reactor effluent, at 608.0° C, is cooled down to 270.0° C by bfw in after-
cooler HE2 and fed at 2825.3 kmol/h to the bottom of an absorption column C1 having 14 sieve
plates plus full-reflux condenser and reboiler. Such a column is fed at the top by a mixture of
a 0.1 kmol/h dibutyl phthalate make-up stream, used as solvent for recovering MAN, and 500.0
kmol/h of a solvent recycle stream. C1’s top product consisting of unreacted components and
combustion gases is retrieved at 260.0° C and burned off in the flare at 2797.6 kmol/h. MAN
and dibutyl phthalate are obtained at the bottom at 526.2 kmol/h and fed to the 27th plate of a
42-plate distillation column C2. MAN is obtained as C2’s distillate at 27.6 kmol/h with a purity
of 99.5 mol %, while dibutyl phthalate is recycled at 500.0 kmol/h to the top of the absorption
column.
Turton et al. (2018) provided only a general description of the maleic anhydride production via
aspects. In this paper, however, some design trade-offs were examined in order to enhance the
(a) The reactor size is of particular importance since it is directly related to conversion and
selectivity. Using larger reactors increase capital costs but allows lower reaction temperatures,
thus reducing operating expenses. Also, it may contribute to reduce the required amount of
feedstock and improve selectivity for a fixed conversion. The effect of the reactor size on the
11
(b) The off-gas stream containing non-reacted components and undesired products could
be recycled in order to reduce the amount of CO2 emitted. However, since such a stream has a
negligible amount of benzene, recycling it would significantly reduce the overall conversion
(c) Most energy efficiency issues of industrial processes can be solved through detailed
engineering-related techniques such as, for instance, Pinch Analysis, combined heat and power
system models, etc. However, since we are focused on performing a preliminary assessment,
simple strategies may be deemed more convenient. For example, the use of a fired heater is
necessary to increase the reactor feed’s temperature to the ideal conditions, but it results in both
high operating expenses and CO2 emissions due to the consumption of natural gas. A simple –
yet efficient – strategy to overcome such drawbacks and reduce the amount of bfw used in after-
cooler HE2 may refer to heat-integrating both the reactor feed and product streams.
Nevertheless, reducing the latter results in a decrease of hps generated to be exported and thus
From Figure 3 we note that increasing the number of reactor tubes up to approximately 13,000
results not only in a decrease in the off-gas flow rate but also in the increase of the profit, since
energy and water consumptions are reduced. Furthermore, recycling the off-gas stream does
not affect greatly the MAN production rate, but results in a significant increase in both the
process’ energy requirements and costs. The higher recycle flow rate the higher the CO2
emissions, which is mainly due to the higher energy required by the compressor (CO2 generated
due to electricity) and reboilers/fired heater (CO2 from the flue gases of the utility plant’s
12
From Figure 4, in turn, we note that the production expenses decrease, but the gross profit also
decreases. This is mainly due to the lower flow rate of hps exported, which is a significant
factor for the revenues of such a technology. Nevertheless, we also observe that heat-
integrating the reactor’s feed and effluent (FEHE) can reduce significantly the process’
environmental burdens and consequently improve its sustainability. This is mainly associated
with the lower overall fuel consumption since, in the new configuration, no fired heater is
present and, therefore, only the utilities plant boiler consumes natural gas.
The re-designed flowsheet of the benzene technology for MAN production is given in Figure
5, where the differences from the original design are highlighted in red.
The n-butane-based technology is currently used by several companies using different process
designs, having Sasol-Huntsman GmbH & Co. KG, Polynt S.p.A., DSM Fine Chemicals BV
and Technobell Technology LTD the world’s biggest production capacities. Although the
process designed in this paper may present some similarities to the above-mentioned
companies’, all physical properties, kinetic data and flowsheet information were retrieved from
sources available in the open literature, as cited accordingly throughout the paper. There is no
relation, therefore, between this study and the known commercial processes.
The n-butane (C4H10) partial oxidation usually occurs in the vapor phase using a vanadium-
phosphorus oxide catalyst according to Equation 5. Similarly to the benzene route, an increase
in the temperature may result not only in risks of thermal runaways but also in further oxidation
of MAN (as previously shown in Equation 3) and total oxidation of the feedstock, as described
by Equation 6.
13
C4 H10 3.5O2 C4 H2O3 4H2O (5)
Table 2 presents the reaction kinetics used in this study, which were retrieved from Sharma et
al. (1991)’s work. All reaction rates are kmol.s-1.m-3, whereas pB and pM stand for butane and
MAN partial pressures, respectively, and have units of atm. R is 8.314 kJ.kmol-1.K-1 and T
denotes the reaction temperature (K). The catalyst was assumed to have a 0.5 void fraction and
One may note that although reaction 3 occurs in both processes, the kinetics used in this article
are different. This is due to three main reasons. First, the catalysts are different (vanadium-
molybdenum for the benzene alternative and vanadium-phosphorus oxide for the butane
technology), thus resulting in different selectivities and activation energies due to different
temperature dependences. Second, the rate equations are expressed by different basis, i.e. in
Table 1 it is based on the MAN composition (CMAN), whereas in Table 2 its based on the partial
pressures of butane (pB) and MAN (pM). Furthermore, in the butane-based design, the presence
of an adsorption term shows that such a phenomenon is relevant in this case. Third, we based
our study on different scientific references. Evidently, several other kinetic studies have been
performed so as to propose different reaction rates (which we leave here as a suggestion for
future researches).
3.4.2. Flowsheet
The process flow diagram for the MAN production technology via n-butane oxidation is
illustrated in Figure 6, which shows the results obtained by simulation. Here, mps stands for
medium-pressure steam. Fresh n-butane at 67.7 kmol/h is pressurized in pump P1 to 2.8 bar
14
and vaporized in vaporizer V1 prior to being mixed with compressed air at 1488.5 kmol/h and
a compressed gas recycle stream from the absorption section, at 1107.3 kmol/h. The resulting
mixture has a butane concentration of 2.7 mol %, which must be kept low due to the
top product.
The mixture is pre-heated in the feed-salt heat exchanger (FSHE) to 420.0° C and subsequently
fed to a multitubular reactor R1 having 6,876 25-mm diameter, 4.2-m length catalyst-filled
tubes. The reactor is cooled by a molten salt system (consisting in a mixture of sodium nitrite
and sodium nitrate), which is also used to heat the reactor feed. Such dimensions were assumed
according to the analysis shown in Figure 7, which present the effects of the reactor size on the
Figure 8 shows the reactor’s composition profile, from which we note that although using 6,876
reactor tubes may result in an increase in the energy and water requirements, both the MAN
production rate and gross profit increase. Therefore, the relative indicators are not expected to
change significantly.
The reactor product is then cooled down firstly to 151.3° C in cooler HE2 and subsequently to
65.0° C in cooler HE3 prior to being sent to a pre-degasser V2, which pre-separates MAN and
water from other components and thus reduces both absorption and distillation’s energy
15
MAN present in V2’s top product may be separated from the other components by employing
two methods, namely solvent-based or water-based. We considered the latter for performing
technologies (Technobell Technology, 2018; Trivedi and Culbertson, 1982). Also, we assumed
that the amount of maleic acid formed due to MAN hydrolysis is negligible, which excludes
the necessity of implementing an additional dehydration step in order to recover the anhydride
from the acid. V2’s top product, containing mainly nitrogen and combustion gases, is fed at
2599.8 kmol/h to the bottom of the absorption column C1, whose top section is fed by 112.7
kmol/h of a mixture between a water make-up stream and a C2’s water recycle stream. The
absorber’s top product is split into a gas recycle stream and an off-gas stream. The former is
sent back to the reactor stream at 1107.3 kmol/h, whereas the latter is sent at 1573.4 kmol/h to
the flare. The effect of the gas recycle molar flow rate on some process parameters is also
shown in Figure 7. We can observe that recycling off-gases at a rate of 1107.3 kmol/h refers to
the optimal design since it results in the lowest energy requirements and operating costs of the
process.
C1’s bottom product, along with V2’s bottom product, is fed at 134.9 kmol/h to the distillation
column C2, from which MAN is retrieved at 28.3 kmol/h as bottom product, whereas water is
retrieved at the top. C2’s top product is recycled at 107.5 kmol/h to the C1’s top feed stream.
Most industrial plants are designed together with their respective utilities plant, which are
required to provide the process with heating and cooling sources. Most authors usually do not
consider such systems in their works, which may result in misleading results since such systems
16
represent approximately 40% of the capital costs (Towler and Sinnot, 2013). The utilities plant
considered in this paper was designed on the basis of Smith (2016)’s description and intended
to allow a more reasonable estimation of the processes’ cost, water consumption and
Steam, bfw and cw flow rates are calculated through simulation. All other variables are obtained
from heuristics disclosed in Table 3. The flow rate of effluent is determined from the sum of
condensate losses, boiler blowdown, bfw losses, cw losses and cooling tower blowdown,
whereas the flow rate of make-up water is calculated by summing up the amount of effluent
to the United Nations Conference on Trade and Development (UNCTAD, 2004), are metrics
that relate the process’ environmental burdens (e.g. air emissions, waste production, etc.) to its
The eco-efficiency of a process must be determined on the basis of an overall assessment of all
aspects of sustainability. The environmental impacts clearly represent a major concern when
Economic, safety, corporative and social aspects should also be taken into account so the
process’ performance is evaluated in its entirety. However, corporative and social data may not
be readily available during the planning/design phase since they depend highly on already
17
In addition, some evaluation metrics might not be strictly essential when performing a
preliminary assessment. For instance, assessing two process alternatives having the same
feedstock and product specifications that differ only with regard to purification strategies
would not be precisely compared in terms of raw material consumption (Junqueira et al., 2018).
The same apply to comparing process plants that are considered to be installed in a particular
location – and that will occupy the same area – in terms of land use.
In spite of the above, the decision-maker may choose to account for as many indicators as
desired once they comply with a “the lower-the better” premise, that is, the lower the result the
In this paper we considered six eco-indicators to compare the benzene and butane routes,
namely, raw material consumption (RMC), fuel consumption (FC), energy consumption (EC),
CO2 emissions (COE), water consumption (WC) and wastewater generation (WWG). Such
metrics were selected since, according to Pereira and coworkers (2018), they correspond to the
most relevant when it comes to sustainability assessment of industrial processes during the
The total mass flow rate of natural gas (ṁng) consumed in the utility plant’s boiler and benzene
plant’s fired heater was calculated from to Equation 7, in which NCVng refers to the natural gas
net calorific value (assumed to be 0.048 GJ/kg according to the International Energy Agency,
2005) and Ei and ηi correspond to the required energy and thermal efficiency of equipment i,
respectively. Both the boiler and fired heater were conservatively interpreted to operate with
18
1 E
m ng i (7)
NCVng i
The total energy consumption was determined through simulation by considering that pumps
and compressors operate with electricity at 75% efficiency, whereas heaters and reboilers
operate with steam generated in the utility plant’s boiler. The CO2 emission indicators were
calculated in accordance with Mangili and co-workers (2018)’s guidelines by using a value of
0.0381 t/GJ for the electricity conversion factor (annual average for 2018 according to MCTIC,
2019) and 0.0561 t/GJ for the natural gas conversion factor (SEEG, 2018) to carbon dioxide
emissions. The amount of CO2 resulting from burning off-gases in the flare was estimated by
considering total combustion. The electricity-to-CO2 factor is considerably low since the
processes were assumed to be implemented in Brazil whose energy mix consists primarily of
hydroelectric power plants. Although such a factor may vary greatly depending on location,
the carbon dioxide indicators would not change significantly since the emissions due to
electricity consumed by compressors and pumps account for only 2% of the total CO2
generated.
The water consumption and wastewater generation were determined from the simulation results
and heuristics shown in Table 3. Cooling water was assumed to be supplied to the process at
30° C and return at 45° C, while boiler feed water was considered to be supplied at 90° C
(Turton et al., 2018). Low-pressure steam was interpreted to be supplied at 135.0° C and 3.0
bar, whereas medium-pressure steam is supplied at 185.5° C and 11.4 bar. For high-pressure
steam, such conditions are 254.0° C and 42.4 bar, respectively (Seider et al., 2017).
In this work, the economics of both technologies was determined by estimating their respective
cash flows. Since MAN manufacturing technologies have already been studied, the analysis
19
was carried out assuming that both processes were redesigned with a digital control structure
and implemented in grass-root sites in Brazil. The project life was assumed to be of 10 years
plus 1 year of design and 2 years of construction (Towler and Sinnot, 2013; Turton et al., 2018).
A 10% straight-line depreciation method (PwC, 2018) was considered along with a 6.90%
interest rate (Banco Central do Brasil, 2018) and a 34% tax rate (Deloitte, 2017).
The equipment costs were calculated through Aspen Process Economic Analyzer® on the basis
simulation data. A Plant Cost Index of 600 was used (Junqueira et al., 2018). We interpreted
pumps and compressors to be of centrifugal type, whereas columns and flash tanks were
assumed to be vertical pressure vessels. Reactors were costed as shell and tube heat exchangers,
which were all assumed to be of floating head type, with the exception of reboilers, which were
of kettle type. The material of construction for columns and vessels was considered to be carbon
steel, being stainless steel 304 assumed for pumps, compressors and reactors (Seider et al.,
2017). Table 5 presents other site expenses used to estimate the fixed capital investment (FCI).
The operating expenditures were estimated by considering that benzene and n-butane are priced
at 3.45 $/gal (Independent Chemical Information System, 2018) and 0.65 $/kg (The Chemical
Company, 2016), respectively, while MAN is worth 0.75 $/lb (Independent Chemical
Information System, 2018). We assumed an operator salary of 50,000 $/year, considering that
the plants are operated by 3 shifts having 5 operators each. High-pressure steam credit was
interpreted to be worth 12.33 $/GJ, while electricity and cooling water were priced at 16.80
$/GJ and 1.04 $/GJ, respectively. Medium and low-pressure steams were assumed to be 14.83
$/GJ and 7.78 $/GJ, respectively (Turton et al., 2018). Natural gas was costed at 4.24 $/GJ (The
Chemical Company, 2016). Table 6 gives other cost variables used to estimate the operating
expenses.
20
[Table 6 near here]
From the cash flow analysis, we could determine the main economic aspects of each process,
namely net present value (NPV), return on investment (ROI), payback period (PP), internal
rate of return (IRR) and net future worth (NFW). However, one should note that the
sustainability analysis performed in this paper is based on a “the lower-the better” premise. In
this regard, with the exception of the payback period, all economic metrics were calculated as
the inverse ratio of the respective parameters, as shown in Table 7. Here, the letter “F” denotes
“Factor” in order to differentiate the indicators from the respective economic terms.
sufficient information and training regarding the hazards associated to its activities so as to
identify potential hazards and develop mitigation strategies. According to Warnasooriya and
Gunasekera (2016), such strategies must be taken into consideration, along with health,
environmental and economic aspects, during the early stage design in order to develop
inherently safer and more environmentally friendly processes. However, most of the action
plans to prevent incidents derive from the so-called “lessons learned” and, hence, depend on
data of past events. For this reason, evaluating safety aspects of processes during the
In this paper, to overcome such a hurdle, it is necessary to utilize metrics that can be determined
from initial design information. We considered that using EPA’s GREENSCOPE metrics
would be a suitable strategy since, according to Smith et al. (2015), said tool is intended to
indicators and computer-aided techniques. Four safety indicators were used in our comparison,
21
namely health hazard irritation factor (HHIF), safety hazard fire/explosion (SHFE), chronic
toxicity factor (CTF) and chemical exposure index (CEI). Their respective equations as given
in Table 8.
These safety metrics were determined in accordance with Ruiz-Mercado and coworkers
(2012)’s guidelines. For HHIF and CTF, Vi,irr.subst and Vi,air polluted refer to the total volumetric
flow rate of substances whose contact must be avoided and of air polluted to a workplace
threshold value, respectively. Such variables are calculated through Equations 8 and 9,
hypothetical volume of substance (HHIF) and air polluted (CTF) per mass of material and is
determined from information about the substance’s hazard classification code (e.g. ECclass,
k
Vt ,irr.subst PhysVali m i (8)
i 1
k
Vt ,air polluted PhysVali m i (9)
i 1
The numerator of SHFE, in turn, relates to the probable energy potential of the substance i for
reaction with oxygen, where ΔHc,i is the heat of combustion and IndVali depends on the
substance’s flammability hazard class. It is worth mentioning that we did not account for
reaction runaway in such a metric. Thermal runaway could have been considered if we had
assumed that, at some point during operation, the rate of heat production exceeded the rate of
heat removal. Nevertheless, we believe that such a problem is more related to controllability
issues and depend strongly on technical, industrial data. Hence, since we are aimed at allowing
practitioners to compare the sustainability of processes during the early stages of design, the
22
Finally, for the CEI, AQ refers to the maximum amount of a substance that became airborne
following its release and is estimated from several parameters such as equipment and pipes
size, process conditions and fluid properties. ERPG-2 corresponds to the emergency response
2011). The detailed procedure for determining the variables discussed above is provided by
Table 9 discloses the indicators results of both technologies. We note that only RMC, WC,
WWG and SHFE indicators for the butane process are higher. The higher raw material
consumption (about 48%) is due to the off-gas recycle to the reactor inlet, which decreases the
overall conversion, thus requiring a larger amount of feedstock. In fact, Chen and Shonnard
(2004) stated that the conversion of benzene is typically higher (95%) than the butane’s (85%).
This result is expected since using vanadium-phosphorous oxide catalysts allow reducing direct
use of oxygen, which is refilled in the catalyst matrix during regeneration, and thus increases
In terms of water consumption and wastewater generation, the lower indicators for the benzene
process (2.8% and 3.1% lower, respectively) are mainly due to the heat integration between
the reactor’s feed and effluent. The WC value of 1.7467 m3/kmol for the n-butane route is close
to the one disclosed by Schwarz and coworkers (2001), who obtained a result of 1.3743
m3/kmol (1.68 gal/kmol), which is slightly lower since the authors did not consider all
Another similar result corresponds to the COE indicator for the butane route (approximately
43% lower), which Schwarz et al. (2001) determined to be 0.1500 tCO2-eq/kmol (1.53 kgCO2-
23
eq/kg), fairly similar to the one obtained in this study (0.1615 tCO2/kmol). In addition, the
carbon dioxide emission rates for both processes were also estimated by Chen and Shonnard
(2004), being 0.2020 tCO2/kmol (4.59 molCO2/mol) and 0.1184 tCO2/kmol (2.69
molCO2/mol) for the benzene and n-butane technologies, respectively. Such data may differ
from the results of this work (0.2830 tCO2/kmol and 0.1615 tCO2/kmol, respectively) not only
due to the different process configurations but also to the fact that said authors took into
consideration several other parameters for estimating the CO2 emissions. In spite of this, we
note that, in either case, the benzene process emits approximately twice as much CO2 as the n-
butane route.
For the benzene technology, the fuel consumption is approximately 30% higher due to the
higher energy requirements, which is reflected by the EC indicator (28% higher). However, the
CO2 emissions are about two times higher than the butane process’ due to the off-gas stream,
which is completely burned in the former but partially recycled in the latter. It is evident that
the energy consumption indicators – and therefore de fuel, CO2 emissions and water-related
indices – could be reduced in both processes if a more detailed energy-efficiency analysis was
carried out. As discussed earlier in Section 3.1.3, several techniques such as Pinch Analysis
and combined heat and power building models could be used to achieve maximum energy
recovery. The practitioner would therefore be required to analyze not only the general design
criteria to place the matches (e.g. number of exchangers, capital cost, etc.) but also consider
the energy-related indicators to develop the optimal heat exchanger network configuration and
minimize both the process costs and environmental impacts. However, one should note that, in
this paper, we are only aimed at demonstrating how such sustainability metrics can be useful
in assisting practitioners in selecting the most appropriate design schemes according to their
decision criteria, instead of designing the optimal flowsheet that provides the best possible
performance.
24
Regarding process economics, the n-butane route showed to be approximately 34% more
profitable than the benzene process, which is mainly due to both the former’s lower energy
requirements and lower feedstock price. This corroborates Malow (1985)’s work, which
compared the transfer prices for both technologies. According to the authors, for a plant annual
capacity of 20 MMlb of MAN, the transfer price for the butane alternative is approximately
5% lower than for the benzene, despite the former’s higher production costs. The results are
also in accordance with Chen and Shonnard (2004)’s analysis, which showed that the butane
process has a higher NPV. Although said references are not up to date, the butane technology
is still expected to be more economically attractive since the feedstock price is lower than the
benzene-based technology’s, which is reflected in the lowest values of PP, ROIF and IRRF.
Attention must be drawn to the fact that the NPV and NFW are methods defined in absolute
terms that ignore the project size and lifetime. In fact, they could be used in the comparison of
the different MAN manufacture technologies since both processes have nearly the same
Finally, with respect to safety aspects, attention should be drawn to the higher HHIF of the
benzene-based route when compared to the butane’s technology, since benzene is much more
hazardous in case of either eye/skin contact or ingestion. On the other hand, the fire/explosion
hazards of the butane-based scheme are indeed expected to be much more significant (70 times
higher) due to the feedstock’s flammability characteristics. According to the National Fire
whereas benzene is classified in category 3. This highlights the significance of considering all
25
The sustainability performances of the MAN production technologies were compared by means
of the Eco-efficiency Comparison Index (ECI) method, originally proposed by Pereira et al.
(2018). Such a methodology was applied by Mangili et al. (2018) to compare three acetone-
methanol separation technologies in terms of energy consumption, CO2 emissions and water
consumption. Neither economic nor safety aspects were taken into consideration. Junqueira et
al. (2018), compared six cumene production processes on the basis of environmental burdens
and economics without considering safety characteristics. More recently, economic, safety and
environmental metrics were used by Mangili and Prata (2019), who evaluated the sustainability
performance of butyl acetate production processes, and Mangili et al. (2019), who compared
studied by Mangili and Prata (2019) and Mangili et al. (2019) were based on the same
feedstocks and nearly the same conditions, the safety aspects did not represent an opportune
choice.
The ECI is intended to jointly evaluate process indicators in order to define the most sustainable
technology. Such a tool represents a particular advantage when compared to LCA frameworks
since an overall analysis of the environmental, economic and safety aspects is achieved. This
is recommended by ISO 14045:2012, which affirmed that only by considering all attributes
within the assessment is it possible to identify potential trade-offs. Said document also stated
that eco-efficiency is a relative concept and, therefore, it cannot be quantified for just one
process. Instead, the product system may only be deemed “more-or-less eco-efficient in
relation to another product system”. In fact, this represents another advantage of the ECI tool
when processes having different production capacities are being assessed – as in the case of
In the ECI method, the indicators are divided by the highest value of their respective group and
plotted in a radar chart, thus forming a polygon area having n sides, where n corresponds to the
26
number of metrics evaluated. Each process is represented by a polygon whose area ST is
calculated by summing up the areas (Sa) of the n minor triangles. Sa is determined through the
Law of Sines shown in Equation 10, where lA and lB refer to the adjacent sides A and B
separated by an angle θ that corresponds to 2π/n (since all axis are equidistant from one another
and set apart in a 360° circle). The ECI is then calculated as shown in Equation 11, where ST*
refers to the area of the largest polygon (i.e. the least sustainable process). It is worth
mentioning that the indicators calculated in this paper were assumed to have the same weights.
l A lB (10)
Sa sin
2
S (11)
ECI 1 T* 100%
ST
The indicators were subsequently divided by the highest value in the respective group, as
shown in Table 10. The normalized values were then displayed in a range from 0 (most
sustainable) and 1 (least sustainable) and plotted in a radar chart to form pentadecagon-shaped
The shape area ST of each polygon was calculated by summing up the area Sa of each minor
triangle, which were determined through Equation 10. Sides lA and lB correspond to the values
of adjacent indicators, while θ corresponds to 24° (i.e. 360° divided by 15 metrics). The
respective areas of the benzene process (ST* = 2.498) and butane process (ST = 1.647) could
then be calculated through Equation 10, as shown in Table 11. In this regard, by using Equation
11, the ECI showed that the benzene-based scheme is approximately 34% more sustainable
than the butane-based alternative. In spite of that, the latter could still be deemed the best
alternative depending on the practitioner’s criteria regarding the weights of the safety metrics.
27
[Figure 12 near here]
As previously discussed, jointly evaluating process indicators is particularly convenient for the
provide sufficient information regarding which process has the highest performance (ISO
14045:2012). Nevertheless, some of the metrics considered in this paper are correlated and may
be deemed nonessential when a quick, rough comparison is required. For instance, calculating
RMC would be unavailing for technologies where no reactions take place and/or only
improvements in the energy consumption were performed. On the other hand, the FC and COE
indicators could be neglected for processes where neither fuel consumers are present nor off-
gases are burned/vented, since the EC indicator itself would be satisfactory. The same applies
to the WWG metric, which is calculated through heuristics from the water consumption results.
In this regard, care should be taken when calculating the WC indicator for industrial processes,
since most authors do not take the utilities plant into consideration when proposing process
flowsheets. Although assuming that the utilities are acquired from external sources – as usually
are carried out, this might lead the assessor to misjudge the ecological impact potential resulting
from the process under analysis. Depending on the concept employed by the practitioner (e.g.
LCA or eco-efficiency), different utilities can be associated with different impact categories.
instead of a water-related burden, which should then be deducted from the water consumption
calculation. This deduction, however, will have a different impact if the steam is generated in
a utility plant dedicated to the main plant, since the system boundary would also include the
outside battery limits and therefore receive water (that will be partially used to generate steam)
28
In terms of economics, the NFWF could be neglected since it is related to the value that the
original investment will have over the project life depending on a specific interest rate, which
is the same for the technologies evaluated. Finally, with regard to safety aspects, determining
said indicators would be futile if similar processes were to be compared. For example, the
original and improved benzene technologies have nearly the same HHIF, SHFE, CTF and CEI
indicators, since the same substances at the fairly same conditions are being processed.
Due to the above reasons, most studies in the literature are performed by comparing industrial
carry out a systematic overview that encompasses all aspects of sustainability – and as many
metrics as possible – when different technologies are being compared in order to provide a
3. Conclusion
of an existing MAN production technology via oxidation of benzene and design a cleaner
technology via n-butane oxidation. Both processes were compared in terms of six
environmental burdens, five economic metrics and four safety indicators, which were
calculated with the aid of computational simulation. The analysis was performed by means of
the Eco-efficiency Comparison Index, which consisted in normalizing the indicators and
The comparison showed that the benzene technology has a lower raw material consumption
indicator (about 48%) – due to its higher conversion when compared to n-butane feedstock –
and consumes approximately 2.8% less water and generates 3.1% less wastewater – due to the
heat integration between the reactor feed and effluent. Other advantage associated with the
benzene-based route refers to fire/explosion hazards, which are 70 times lower due to n-
29
butane’s flammability aspects. On the other hand, the butane process proved not only to be
about 34% more profitable but also to consume approximately 28% less energy and,
consequently, emit 43% less CO2 per kmol of MAN. As a result, after carrying out the ECI
methodology, the butane-based technology was deemed the most sustainable alternative,
It was demonstrated that sustainability indicators, together with process simulation, are
singularly convenient for designing greener industrial processes. In light of this, future studies
should seek for actual factory data in order to encompass social data and then allow a more
complete assessment. Furthermore, since the ECI framework presumes that all indicators have
the same weight, future researches may be targeted at developing and testing new techniques
Acknowledgements
This study was financed in part by the Coordenação de Aperfeiçoamento de Pessoal de Nível
Symbols
C1 Column 1
C2 Column 2
CBZ Benzene composition
CMAN MAN composition
E Required energy
FEHE Feed-effluent heat exchanger
FH1 Fired heater
FSHE Feed-salt heat exchanger
H Heat
HE1 Cooler 1
HE2 Cooler 2
30
HE3 Cooler 3
HE4 Cooler 4
HE5 Cooler 5
HE6 Cooler 6
HX1 Heater 1
HX2 Heater 2
HX3 Heater 3
HX4 Heater 4
K1 Compressor 1
K2 Compressor 2
lA Side A of minor triangle
lB Side B of minor triangle
ṁng Mass flow rate of natural gas
n Number of metrics
ng Natural gas
NCVng Natural gas net calorific value
P1 Pump 1
P2 Pump 2
P3 Pump 3
PB Partial pressure of butane
PM Partial pressure of MAN
R Gas constant
R1 Tubular reactor
Sa Area of minor triangle
ST Polygon area
ST* Area of the largest polygon
T Temperature
V Volumetric flow rate
V1 Vessel 1
V2 Vessel 2
xDib Dibutyl phthalate molar fraction
xC4 Butane molar fraction
xC6 Benzene molar fraction
xCO2 Carbon dioxide molar fraction
xH2O Water molar fraction
31
xMAN MAN molar fraction
xN2 Nitrogen molar fraction
xnitrate Sodium nitrate molar fraction
xnitrite Sodium nitrite molar fraction
xO2 Oxygen molar fraction
xQuin Quinone molar fraction
Greek symbols
Δ Differential
η Thermal efficiency
θ Angle between adjacent sides
Subscripts
Abbreviations
32
hps High-Pressure Steam
IRR Internal Rate of Return
IRRF Internal Rate of Return Factor
ISBL Inside Battery Limits
LCA Lice Cycle Assessment
lps Low-Pressure Steam
MAN Maleic Anhydride
MCTIC Ministério da Ciência, Tecnologia, Inovações e Comunicações
mps Medium-Pressure Steam
NPV Net Present Value
NPVF Net Present Value Factor
NFW Net Future Worth
NFWF Net Future Worth Factor
PP Payback Period
RMC Raw Material Consumption
ROI Return On Investment
ROIF Return On Investment Factor
SEEG Sistema de Estimativa de Emissão de Gases do Efeito Estufa
SHFE Safety Hazard Fire/Explosion
UNCTAD United Nations Conference on Trade and Development
Vc Variable costs
WC Water Consumption
WWG Wastewater Generation
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Figure Captions
Figure 3. Effect of the number of reactor tubes and gas recycle flow rate in the benzene
technology: (a) MAN flow rate; (b) Energy use; (c) CO2 emissions; (d) Water consumption;
Figure 6. Preliminary flowsheet of the MAN production process via oxidation of n-butane.
Figure 7. Effect of the number of reactor tubes gas recycle flow rate in the butane technology:
(a) C1 top flow rate; (b) MAN flow rate; (c) Energy use; (c) Water consumption; (e) Capital
41
Table 1. Reaction kinetics for the selective oxidation of benzene.
Equation 3 R T 673
r3
1 310 p M
93100 1 1
Equation 5 r5 1.5 107 exp pB
0.54
R T 673
155000 1 1
2.9 106 exp pM
Equation 6 R T 673
r6
1 310 pM
2
42
Table 3. Heuristics for utility plant losses.
43
Table 5. General site expenses.
Turton et al.
Other Land development costs 1% of FCI
(2018)
Civil works (roads, buildings, ditches,
etc.)
Site Turton et al.
5% of FCI
development (2018)
Field expenses (canteens, overtime,
etc.)
Seider et al.
Miscellaneous Agent fees, import duties, etc. 5% of FCI
(2017)
Seider et al.
Contingency 7% of FCI
(2017)
General Towler and
Working capital 5% of FCI Sinnott
(2013)
Towler and
Location
Brazil 1.14 Sinnott
factor
(2013)
44
Table 6. General production costs.
Maintenance 5% of FCI
Fixed costs Seider et
Overheads 5% of labor
(Fc) al. (2017)
Insurance, license fees and royalties 2% of FCI
1
NPVF M$-1
Net Present Value
1
ROIF year/%
Return On Investment
1
IRRF %-1
Internal Rate of Return
1
NFWF M$-1
Net Future Worth
45
Table 8. Safety and hazard indicators.
Vt ,irr . subst
HHIF m3/g
Total mass flow rate of MAN
k
SHFE H
i 1
c ,i
104 IndVali 4 m i
MJ/kg
Total mass flow rate of MAN
Vt ,air polluted
CTF m3/g
Total mass flow rate of M AN
AQ
CEI 0.655 Dimensionless
ERPG-2
46
Table 10. Normalized indicators.
47
Graphical abstract
48
Highlights
49