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    SEBI was established in 1988 as a non-statutory body to regulate and develop the stock market in India. It was granted statutory powers in 1992 to better secure the interests of investors and exert more control over brokers. SEBI's key roles include enforcement of regulations, appointing employees, conducting investigations, and overseeing issuers of securities, financial intermediaries, and investors. Its responsibilities are to enforce rules, appoint staff, investigate violations, and manage subordinate organizations.

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    Company

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    Sujal Sambhe
    3 views9 pages
    SEBI was established in 1988 as a non-statutory body to regulate and develop the stock market in India. It was granted statutory powers in 1992 to better secure the interests of investors and exert more control over brokers. SEBI's key roles include enforcement of regulations, appointing employees, conducting investigations, and overseeing issuers of securities, financial intermediaries, and investors. Its responsibilities are to enforce rules, appoint staff, investigate violations, and manage subordinate organizations.

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    SEBI was established in 1988 as a non-statutory body to regulate and develop the stock market in India. It was granted statutory powers in 1992 to better secure the interests of investors and exert more control over brokers. SEBI's key roles include enforcement of regulations, appointing employees, conducting investigations, and overseeing issuers of securities, financial intermediaries, and investors. Its responsibilities are to enforce rules, appoint staff, investigate violations, and manage subordinate organizations.

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    3 views9 pages

    Company

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    Sujal Sambhe
    SEBI was established in 1988 as a non-statutory body to regulate and develop the stock market in India. It was granted statutory powers in 1992 to better secure the interests of investors and exert more control over brokers. SEBI's key roles include enforcement of regulations, appointing employees, conducting investigations, and overseeing issuers of securities, financial intermediaries, and investors. Its responsibilities are to enforce rules, appoint staff, investigate violations, and manage subordinate organizations.

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    of 9

    SEBI:

    ROLES AND

    RESPONSIBILITIES
    CGE GROUP PRESENTATION
    SUHANI KHEMANI

    GROUP (21021321160)

    MEMBERS SUJAL SAMBHE

    (21021321161)

    SUJAL SETHIYA

    (21021321162)

    SUMEDH RAUT

    (21021321163)
    INTRODUCTION
    The Securities and Exchange Board of India was

    established on 12th April, 1988, as a non-

    statutory body. It is an apex body to develop

    and regulate the stock market in India. It was

    declared as a an autonomous body with

    statutory powers in 1992.


    WHY WAS SEBI

    ESTABLISHED?

    VIOLATION OF RULES
    TO SECURE THE INTEREST OF
    CONTOL OVER BROKERS
    AND REGULATION INVESTORS
    Issuers of
    securities

    Financial

    Intermediaries

    ROLES Investor

    OF
    SEBI
    RESPONSIBILITIES

    01 ENFORCEMENT

    APPOINTMENT OF
    02 EMPLOYEES

    03 INVESTIGATION

    04 SUBORDINATION
    FUNCTIONS
    PROTECTIVE FUNCTIONS

    REGULATORY FUNCTIONS

    DEVELOPMENT FUNCTIONS
    CONCLUSION:
    THANK
    YOU!

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