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Foundations On Sandstone and Shale in The Sydney Region
Foundations On Sandstone and Shale in The Sydney Region
WALKER
1
In 1978 a sub-committee of the Australian Geomechanics Society a paper titled "Design for
Foundations on Shale and Sandstone in the Sydney Region" et 1978). The paper included a classification
system for the Sydney shales and sandstones and recommended design parameters for and socketed pile
foundations. The classification system and given in the paper were based on data from field tests
and on the experience of the five authors. They have been adopted by the design and construction fraternities on a
very wide basis over the past 20 years. have also been found useful outside of the geographic area for which
were intended.
However, the 1978 paper was written before a substantial burst in research to foundations on rock
which occurred from the late 1970's to the 1980's. The information from this research work, with
experience with the 1978 system and developments in limit state warrant some revisions to the
muvrn"'°" and This paper summarises relevant research over the two decades, provides
modifications to the classification system to remove and gives revised for
in limit state design.
2
It appears to have been in and n<>r..-·n 1'~ of the USA, in the late 1960's and 1970's that serious research
started in relation to foundations on rock which interest in Australia, South other parts of the USA and
some parts of the UK. of rock was done by and Roy (1972) and Bishnoi
(1968), while Gm (1970) of the load distribution in a rock socketed linear
and non-linear finite element analyses.
Since the period of the 1980's research and field testing work has continued at Monash
(Seidel and 1995 and 1999) where a commercial program, ROCKET, has been'"''""'""'"~'"
provides a design tool based on analyses a detailed understanding of the role of sidewall
the of socketed
_______ ,,_ the contained in the above research have served to ~r'""'"'°
pressures up to which load-deflection behaviour is and the very
bearing pressures which may be deemed to be ultimate capacities. Once these pressures are design is trivial.
3
There are three key facets which process. These are:
1. Construction ~·~,~-,~v•v"'
2. Knowledge of the rock mass "'"''""''"'""<•~
3. mechanics of socket behaviour.
The ""''T-lr1"11TIO .....~<>t 11 nn is whether the foundation is to be designed for load between side and base or
or base only design. This decision depends on geometry and the construction method.
If the base may not be clean or the concrete be of doubtful then the should be u"'o''"''"'"
shear only. This has in regard to the design safety factor because without the --1x1tCK-·UD' of end
bearing total reliance rests on the side shear
For deep > 1) the second construction issue relates to sidewall cleanliness and
parameters and methods discussed here presume that the socket sidewalls will be free of crushed and smeared rock.
also presume a of the sidewall roughness. Ensuring clean sidewalls of is not a
trivial construction with sandstones and shales, and with the sedimentary foundation
rocks of Brisbane's Gateway Bridge, suggests that the easiest way to ensure dean sidewalls is for the socket to be
drilled under water. the socket hole can be filled with water after and then stirred using the
bucket or auger. Another alternative is to use a tool fitted with sidewall teeth which is
up and down the socket a few times after of This latter has to be used in rocks which
soften or slake when exposed to free water.
Walker and Pells (1998) give guidelines for "'IY"'"'"''""'"v'"' for socketed
inspection and That paper is based on experience in the Sydney area and alternative '""'"""'"r1'""
may be in other geological environments.
It is noted that a great number of socketed are installed auger and under
conditions where there is insufficient attention given to base or sidewall cleanliness. For such foundations
the modern design parameters and methods are that those for such
work very conservative allowable loads.
Assessment of Items 1 and 2 are a basic of rock mechanics and there are good in many texts for
and assessing these The (1984) is an excellent source of information.
Substantial work on the fundamental influence of roughness on side shear behaviour has been v~... .,.,v.~,~
in the decade. Seidel and Haberfield (1995 and 1999) have a
mean asperity angle and the scale at which the mean angle is measured. Their research has shown
at a given the shear resistance is controlled the of asperities with chord of twice
..,v,,...,u .... the shear resistance at a of lOmm the
with a chord of about 20mm.
There are three very matters of which engineers need to be aware when on side shear.
The first is that load will be shared between the sidewall and base according to the relative stiffnesses of '""'"'"'"''
sidewall rock and toe rock. It is not tenable to ascribe certain of load to
the sidewalls and the base in accordance with notional allowable values. In other words allowable side shear and
allowable end stresses are not additative. For example in a Sm 0.6m diameter socket in good
sandstone it is probable that> 95% of the load will be taken by side shear.
The second is that sidewall roughness is R2 or better (see Walker & Pens, 1998) the sidewall stress-
01sprn,ce1ne1n behaviour will be non-brittle. Peak shear will be mobilised at a small and will
behaviour).
These three points mean that in order to mobilise base resistance it is necessary to invoke sidewall In
other words one has to mobilise full sidewall resistance if one is to make use of the substantial capacity which may be
available in end In turn this means that all the safety will be in end
In regard to sidewall it should be noted that the progression from first slip, at the location of shear stress,
to slip, takes over a small interval of (Ku.lhawy and Carter, 1988; Rowe and
1984). Therefore for most purposes it is the small of load
behaviour representing progressive and to assume the to be bilinear (see
4
A review of design parameters for rock socketed on rock is given in a review paper in
the 8th Australia New Zealand Geomechanics Conference The present paper restricts consideration to
the Triassic sandstones and shales of the region. However, before design side shear and end
bearing it is necessary to revisit the 1978 classification system for the shales and sandstones.
The of the two decades indicates that the 1978 classification system warrants no ,,.~uu1u:i.u revision.
A minor change is that clays are treated to other seams. The matter clarification is the
definition of defect spacing. The revised classification is given in Table 1.
The classification system is based on rock defect spacing and allowable seams as set out below. An three
factors must be satisfied.
"O
0
0
...J PROGRESSIVE SLIP
Displacement
I >600mm <l.5%
II >12 >600mm <3%
III >7 >200mm <5%
IV >2 >60mm <10%
v >1 N.A. N.A
I >600mm <2%
II >7 >200mm <4%
m >2 >60mm <8%
IV >1 >20mm <25%
v >l N.A. N.A.
Pens et al (1978) ~~''"'''" a scale for "degree of in McMahon et al (1975). This scale was
neither exhaustive nor auc.-u<~U.J exclusive and, it was difficult to In fact many
organisations it when Pelis et al (1978). It is considered that some scale degree of
Seams include fragmented, weathered or similar zones, to the loaded surface. The
limits suggested in the table relate to a defined zone of influence. For footings, the zone of influence is defined as
1.5 times the least dimension. For socketed footings, the zone includes the of the socket a further
to the width of the For tunnel or excavation assessment purposes the defects are assessed over a
>2000 spaced
600-200 spaced
200-600 spaced
60-200 Closely spaced
20-60 Very closely spaced
<20 Extre:mel dosel s aced
1
After ISO 14689 and ISRM
Table 2 Defect
Figure 2 gives the results of field and laboratory tests on mudstones and sandstones as evaluated by Williams & Pens
(1981).
1·0
0·9
o Mudstone
0·8 0
x Shale
0·7 @ Sandstone
~
... 0·6
0
Line of Best Fit
00 0·5 0
u.
c 0·4
0
+:
0
::l
"O
0·3
<I)
Cl: 0·2
0·1
0
10 100
Unconfined Compressive Strength MPa
where
It should be noted that the above equations do not represent lower bounds to an data but are close to the best fit
v"'~"••v•··~ and correlation coefficients of than 80%.
One of the problems with test data from all over the world in one basket is that there i§ a scatter;
geological differences and differences in construction methodology are lost. For example 3 shows the
"'"''uuu'"'"V between 'tave peak and qu for sockets in Hawkesbury Sandstone. It can be seen that for sockets of
a:?:: 0.2. This is substantially than would be obtained from the line of best fit from Figure 2.
0.2
0.1
3 4 5 6 7 8 910 15 20 30 40 50 60
Unconfin<?d Compr'1ssiv'1 Str<1ngth (MPo)
0-2
o,.!.-~~.,.-~~-,---~~.-~~,.--~--;
Sockets in or anchors may be for the ultimate side shear values in Table 5 but a
<l>s value of 0.5 (see Section 5). This presumes sidewalls free of smeared material and crushed rock and a
roughness at least to R2 or better. In small diameter anchor holes it is not feasible to assess the
roughness. It may be assumed that if the holes are drilled percussive the
sidewall roughness will be This is not true for holes drilled diamond
generalised design parameters cannot be given for this case. Sockets in and anchors where ""'"""'''""''""
be checked for liftout of a mass of rock around the socket/anchor. The authors recognise that the shape of the liftout
mass would be very In Classes I to III shale and sandstone the mass is to slab-like shapes
whereas in Classes IV and V it is :more likely to the cone used for soil anchors. Based on
limited laboratory and field and precedent in soil it is suggested that the design check be made on the
basis:
Assume a cone with an included angle of 90° measured from the distal end of the socket or anchor.
a mobilised shear on the side of the cone ('tc) of 10% of the ultimate values in Table 5 for Classes
I, II and III and 5% for Classes IV and V.
Calculate the of the cone, unit (w).
Calculate the vertical components of resistance generated shear on the side of the cone.
Perform an ultimate limit state design check as per 7 and 8 in Section 6.
Detailed discussions of the capacity of rock are given in Bishnoi (1968), Carter and n.u•ua.vv (1987),
and Roy (1972), Pens and Turner (1980) and It has been shown that
1. For intact rock the ultimate is many times greater than the unconfined compressive
(ju of the rock (see Tables 3 and 4 for Pv.,.,.,.,..,,,of theoretical calculations and field
Method
Classical lasticit
The above mean that for design in many rock masses the base behaviour can be modelled as
elastic up to Serviceability Limits.
Based on the research findings summarised above, values of end pressure on the Sydney shales and sandstones
to cause settlements of < 1% of a diameter mm1murn uu."'"'''""J"J are given in Table 5. Load-
'""l-""'-"'°'u'°'" behaviour would be linear up to those values. Also in Table 5 are ultimate end bearing values
which may be used for strength limit states.
It is suggested that if it is that all settle about the same amount then boundary pressures
should be about 60% of the pressure on footings remote from the vvcm~~ is in this regard
defined as one where the distance from the centre of the to the width normal
to the Where there are existing excavations below level a careful check must be made for
kinematic failure of a bounded block. In the Sydney CBD area such orc>ble:ms are adjacent
to N-S oriented faces. This is because the dominant set strikes NNE with of 65° to 90° either west or east.
5 SAFETY
To date most design methods for footings on rock have been based on working loads with conventional
geotechnical engineering safety factors. Thus, for example, Williams & Pens (1981) propose a working load Safety
Factor of 2.5 for side shear only sockets.
·~··~·~·J geotechnical engineers are being dragged, and into the structural engineer's world
of Limit State Design. The current Australian Code (AS2159-1995) is a Limit State document and therefore,
reluctantly, the writers accept that design of footings on rock must follow the same An of what
this means is as follows.
These combinations of load can make the design process tedious. in many cases in the
Sydney area the following combinations of load govern design of footings and rock socketed piles:
where
G = dead load
Q = live load
Wu = wind load
'Ve = 0.4 (except for storage facilities where 'Ve= 0.6)
\jf 1 = 'Ve
The limit state at which static equilibrium is lost or at which there is failure of the supporting or
structural elements.
The limit state at which deformation of the piles will cause loss of serviceability of the structure.
In English this means the which is constrained by allowable settlements, or lateral movements.
For some unknown reason this ·~~~..,,,., is not given a sub and symbol.
5.2.1 STRENGTH
The design ge<)te<;hn R*g is a factored down version of the calculated ultimate geotechnical
strength, ie:
Rg =<JlgRug
Various values of <Ps are given in Table 4.1 of AS2159 but none cover the methods used for ultimate
capacity of rock sockets. In the writer's the values are for calculations of "" 7
""''"""'
sockets (side shear and end bearing) using any of the methods given in Section 6 of this Paper.
For side shear sockets the recommended values for the categories listed above are:
5.2.2 SERVICEABILITY
Deflection limits (settlements and lateral are constraints lllltJOSc~a by the structure and are
provided by the Structural In the absence of it is reasonable to design for
settlements of between 5mm and 15mm.
AS2159 provides for no "safety factor" in for serviceability. In fact Clause 4.4.4 states
"calculations of settlement, settlement .... shall be carried out geotechnical
appropriately selected and to which no reduction factor is applied". from this clause being ~~w··vr-,·~~
writers consider that it is wrong. This is because, as is discussed in Section 6, design of footings on or in rock are
often governed by serviceability. Yet no allowance is made for the substantial in assessing
deformation parameters.
Table 5 gives in situ modulus values for the different classes of shale and sandstone. These values are
essentially the same as given in the 1978 paper. have been checked against a number of field records over the
two decades. Choice of the value from the ranges given in the table must be made on the basis of
whether the rock is at the upper level or lower level of the class. On the that this choice is made
the authors consider that a value of 0.75 may be adopted for serviceability state calculations.
6J FOUNDATIO NS IN COMPRESSION
Given the design "'""""""'""""C in Table 5 it is a trivial mater to ,..,,,.+;-,,..,,.,.. the gec,tecbni1caJ. design for or
footings.
For socketed piles the writers considered that there are three methods which may be used with confidence.
These are:
The use of these methods in with limit state design procedures is in detail in a review paper at
the 8th ANZ Conference (Pells, and there is no need to repeat the information here.
The writers strongly the use of the method of Rowe and (1984).
given in Table 5, and the procedures allow a to
influence of and geotechnical on the
As set out in Seidel & Haberfield (1999, ROCKET essentially addresses vertical
concrete shaft and rock. The side shear resistance is coupled with an
displacement behaviour of the base in order to load behaviour of a ...,v.... ., • ...,,..,
total displacements of a socket additional calculations are made of:
as with all other users, have no knowledge of the inner workings of ROCKET. It is a user-
program which dearly, in allows a designer to explore the sensitivity of a design to the 8
..,.., •..,"''"'t"r" which affect sidewall behaviour. The program is not suited to be used with the parameters given in Table
5.
(6)
where
d = shaft diameter
L =shaft
'tave peak = ultimate side shear value from Table 5
<l>g= 0.5
Cone-Hftout
(7)
where
'tc =mobilised side shear on 90° cone (see Section 4.2)
<l>s = 0.75
S::U ct
0 =S*-w
w = effective weight of cone
1. The classification system for shales and sandstones in the Sydney given in 1978 has stood the test of
time and warrants no revision. The changes proposed in this paper remove some
in relation to the definitions of defect spacings.
2. The parameters for side shear and end bearing given in the 1978 paper warrant modifications in
of the substantial research work completed in the two decades and in accordance with current
for limit state design. New recommendations are given for these design parameters.
3. for side shear and end bearing must be used in with design methods
model the interaction between side shear and bearing characteristics.
The paper summarises alternative methods which may be used with confidence.
4. Designs of surface footings and socketed should be done in accordance with limit state
The Australian Code does not cover rock sockets and therefore this paper makes
recommendations to fill gaps in the Code.
D.L. and Davies, P. Ultimate Tensile Loads of Bored Piles Socketed into Sandstone Rock. Inst. Conf
of Structural Foundations on rock, Balkema,
.... ~.. ~. A.F. (1980). The and Performance of Piles Socketed into Weak Rock. PhD Monash