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Tatiana A. Minav1, Denis M. Filatov2, Lasse I.E. Laurila3, Juha J. Pyrhönen4, Victor B.Vtorov5
Keywords: Drives, pumps, permanent magnet machines, energy efficiency, energy recovery,
model
Manuscript received January 2007, revised January 2007 Copyright © 2007 Praise Worthy Prize S.r.l. - All rights reserved
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
digital hydraulics [5] have provided opportunities to the piston speed, and the actuator load determines the oil
reduce the energy consumption in hydraulic systems. pressure needed. While lowering a mass, the potential
More efficient systems are, however, needed. Over the energy of the load produces a flow that rotates the
past few years, new technologies to save energy have hydraulic machine as a motor, and the mechanically
been developed for vehicle optimization purposes [6–10]. connected electric machine acts as a generator, which is
One of the possibilities is to create regenerative systems. controlled by a high-performance frequency converter.
The basic idea of energy regeneration systems is to The converter rectifies the generated electric energy to
convert kinetic and potential energy into other types of the DC link, where an accumulator should be located. In
useful energy. In the field of mobile machines, there are this test case, the electric energy was just converted into
three well-known types of energy regeneration (ER) heat in the brake resistor because of the lack of a suitable
systems based on hydraulic accumulators, batteries or battery. The relief valve controls the safety limit of the
combinations of different storages such as super pressure in the pipes.
capacitors and flywheels. Potential energy recovery has An upper-level control program, realised in dSPACE
already been implemented for instance in lifts, excavators DS1103 PPC controller board, generates references for
and cranes [11–14], but it is still rare in work machines. the electric drive to control both the electrical and
The energy saving effect of a hybrid excavator can be hydraulic parts of the forklift system [18]. The test setup
expected to be more than 40 % for the actual operation was equipped with pressure transducers and electric
compared with a conventional one [15]. A parallel hybrid measurement sensors to measure the energy flows and
system that consists of a motor-generator and a battery efficiencies of different parts of the system. The tare
system is considered to be energy efficient. weight of the moving fork system was 700 kg.
Most of the current researches of hybrid systems offer
new configurations for different applications. Applying
different modelling issues is common to existing a
researches concentrating on the topic [16, 17]. This
article offers a comprehensive systems engineering
modelling of an electro hydraulic system and
concentrates on testing a proposed structure of an electro- b
hydraulic forklift. The target of the study was to create a i g
simulation model for an electro-hydraulic forklift, enable
f c
investigations on its behaviour and compare the Frequency
d
simulation results to prototype measurement results. converter
M/G
h
e
II. General Overview of Test Setup
Figure 1 shows the schematic of the test arrangement. Fig. 1. Electric and hydraulic circuits of the main lift function with
The original non-regenerative electric drive and PERS. The experimental system consists of: a) single-acting cylinder,
b) two-way normally closed poppet valve, c) pressure relief valve, d)
hydraulic system of the forklift were replaced by hydraulic machine, e) oil tank, f) permanent magnet synchronous
industrial hydraulic and electric system components motor/generator, g) frequency converter h) connection panel and i)
shown in Fig. 1. The setup under investigation simply computer and dSPACE.
proposes to recover the forklift potential energy instead
of converting it into heat in a valve. Analogously to the As the next step in the further research, for the
famous KERS (Kinetic Energy Recovery System), we efficient reuse of the regenerated electrical energy, an
named this technique PERS (Potential Energy Recovery energy storage will be installed. Because of the relatively
System). short lowering period (only a few seconds), recharging of
The experimental test setup uses a speed-controlled conventional lead acid batteries is inefficient. At the
electric motor servo drive and a hydraulic machine to moment, super capacitors and lithium-titanate batteries
control the position of the hydraulic cylinder piston seem to be the most suitable components for fast
instead of a proportional valve. Such a direct control recharging. The total energy efficiency of the super
should be the most energy efficient one as no valves capacitors in a charge-discharge cycle is also fairly high,
causing a significant constant pressure drop (cf. servo on average about 92 % [19].
valves) are present. The hydraulic pump takes oil from a Benefits of the energy recovery system are: reduced
tank and delivers it to the hydraulic lifting circuit. While electrical energy consumption, extended operation time
operating, it raises the oil pressure to the required level between battery rechargings and an increased utilisation
determined by the load mass, mass movement and rate of the vehicle. With the system developed in this
system friction. The two-way normally closed poppet study, the conventional proportional valve can be
valve is included in the system for safety reasons and to replaced by a simpler and cheaper low-loss two-way
hold the load at standstill. The hydraulic pump produces normally closed poppet valve, as the load speed and
a flow depending on its own properties and the rotating torque control are performed by the electric drive in both
speed of the electric servomotor. The oil flow determines lifting and lowering.
Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
In hydraulic systems, mechanical energy is converted operated both as a hydraulic motor or a pump. When
into hydraulic energy, then transported through used as a pump, the flow is nearly proportional to the
hydraulics, and afterwards converted back into drive speed of the electric motor [21]. When a unit is
mechanical energy. This transfer of energy is illustrated used as a motor, the output speed is proportional to the
in Fig. 2 flow fed to the unit and the load. In the current setup
instead, the rotational speed can be adjusted by changing
the speed of the generator by its converter control
ACSM1 by ABB. The ACSM1 applies an enhanced
version of the direct torque control DTC where a vector
modulator with a fixed switching frequency is used
instead of the optimal switching table modulation
familiar from the classical DTC [22–24].
Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
W × Vth
Q= ×hvol , (14)
2× π
Fig. 5. Matlab model of the test system
Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
TABLE I
DEFINITIONS OF ENERGY AND E NERGY EFFICIENCIES FOR LIFTING FOR
PAYLOAD 920 KG AND SPEED 3000 RPM
Measure
Values Simulation
ments
Height of movement, [m] 1.7 1.67
Potential energy, [J] 50800 51000
Hydraulic energy, [J] 53800 53700
Energy from the shaft to hydraulic -
68900 67800
mechanical conversion, [J]
Fig. 6. Simulated speed, torque, pressure and position for lifting a Motor energy, [J] 80300 79400
payload of 920 kg Efficiency of the hydraulic part, [%] 94.5 95
Electric motor efficiency, [%] 85.8 85.4
Figure 7 illustrates the measurement results: speed,
Efficiency from the shaft to hydraulic-
torque, pressure and position of the forks for a payload of mechanical conversion, [%]
73.8 75.2
920 kg with an internal gear pump and 4.5 kW PMSM.
Hydraulic pump efficiency, [%] 78.1 80.9
The speed in Fig. 6 follows the motor ramp measured
Total lifting efficiency, [%] 63.3 64.2
from the test setup (Fig.7). The pressure and torque
increase similarly at the beginning to overcome friction,
after which they remain constant, and decrease slightly The minimum lifting efficiency of 35 % was achieved
when the speed is reduced. The Position plot in Fig. 6 at the speed of 0.1 m/s with a zero payload with the
demonstrates how the fork moves from its initial zero combination of the internal gear pump and the 10 kW
position to the maximum (Fork height in Fig. 7). When PMSM. The minimum lowering efficiency of the
comparing Figs. 6 and 7, it can be concluded that the hydraulic system was 22 % at the same payload and the
dynamic simulation gives results that are comparable speed of 0.55 m/s for the same combination. The best
with the measurement results. result was obtained for a payload of 0 kg for the axial
piston machine and 4.5 kW PMSM combination.
The maximum lifting efficiency reached is 60 %, and
the corresponding maximum lowering efficiency is 52 %.
Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
60
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Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2
T. A. Minav, D.M. Filatov, L. I. E. Laurila, J. J. Pyrhönen, V.B. Vtorov
[13]. X. Liang and T. Virvalo, What’s wrong with energy utilization in Denis M. Filatov born in 1985 in Leningrad,
hydraulic cranes, The 5th international conference on fluid power USSR, received the M.Sc. degree in 2008 from
transmission and control, 2001, Hangzhou, China. Saint-Petersburg State Electrotechnical
[14]. T. Minav, L. Laurila, J. Pyrhönen and V. Vtorov, ‘Direct pump University LETI. He is currently the working
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Control, March Vol.4 n.2, 2011 and Automatics at St. Petersburg State
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Lappeenranta, Finland, 2010
[16]. P. Immonen, L. Laurila, J. Pyrhönen, Modelling of a Diesel- Lasse I.E. Laurila was born in Helsinki,
Electric Parallel Hybrid Drive System in Matlab Simulink, Finland, in 1971. He received the M.Sc.,
International Review of Modelling and Simulations (IREMoS), Lic.Tech. and D.Sc. degrees from
Vol. 2. n. 5, October 2009, pp. 565-572 Lappeenranta University of Technology,
[17]. L. Chen, F. Zhu, M. Zhang, Y. Huo, C. Yin, H. Peng, Design and Lappeenranta, Finland, in 1996, 2000 and
Analysis of an Electrical Variable Transmission for a Series- 2004, respectively. His research interests
Parallel Hybrid Electric Vehicle , IEEE Transactions on include power electronic converters, variable-
Vehicular Technology, in press, 2011. speed drives and their control. He is currently
[18]. T. A. Minav, Electric energy recovery system for a hydraulic interested in electrical energy recovery in mobile work machines. Dr.
forklift. M.Sc. thesis, Lappeenranta University of Technology, Laurila is currently an assistant professor at the Laboratory of Electrical
Finland, 2008 Drives Technology in Lappeenranta University of Technology.
[19]. M.E Glavin, P. K.W Chan, S. Armstrong, and W.G. Hurley. A
Stand-alone photovoltaic Supercapacitor Battery Hybrid Energy
Storage System. Power Electronics and Motion Control Juha J. Pyrhönen (IEEE member) born in
Conference, 2008, Poznan, pp. 1688 - 1695 1957 in Kuusankoski, Finland, received the
[20]. T.A. Minav, L.Laurila, J.Pyrhonen, Energy Recovery Efficiency Doctor of Science (D.Sc.) degree from
Comparison in an Electro-hydraulic Forklift and in a Diesel Lappeenranta University of Technology
Hybrid Heavy Forwarder, SPEEDAM 2010, Pisa, Italy. (LUT), Finland in 1991. He became an
[21]. Echerle Hydraulic division, 2007, EIPS 2 Internal Gear pumps, Associate Professor of Electrical Engineering
[Online]. Available: http://www.eckerle.com at LUT in 1993 and a Professor of Electrical
[22]. I. X. Bogiatzidis, E. D. Mitronikas, A. N. Safacas, DTC Based Machines and Drives in 1997. He is currently
Control Strategy of a Twin AC Drive Used for a Cement Kiln, the Head of the Department of Electrical Engineering in the Institute of
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4, August 2010, pp. 1496–1503 electric motors and electric drives. His current interests include
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Torque Control applied to a Permanent Magnet Synchronous and solid-rotor high-speed induction machines and drives.
Motor, International Review of Modelling and Simulations
(IREMoS), Vol. 3. n. 4, August 2010, pp. 512-517 Victor B. Vtorov born in 1949 in Murmansk,
[24]. F. Montazeri, D. A. Khaburi, A Modified Direct Torque Control USSR, received the Candidate of Science (Ph.
for BLDC Motor Drives, International Review of Modelling and D.) degree from Leningrad Electrical
Simulations (IREMoS), Vol. 3. n. 4, August 2010, pp. 553-559 Engineering Institute (LETI), USSR in 1979.
[25]. M. Hirvonen, O. Pyrhönen, H. Handroos, Adaptive Nonlinear He was given the academic status of Senior
Velocity Controller For A Flexible Mechanism of a Linear Motor, Researcher in 1980. In 1988 he became an
Mechatronics, Vol.16,Issue 5,June 2006 pp.279-290 Associate Professor at LETI. He is currently
[26]. J.Pyrhonen, T. Jokinen, and V. Hrábovcová, Design of rotating the Deputy Head of the Department of
electrical machines. (John Wiley & Sons, 2008) Automatic Control Systems and Vice-Dean of the Faculty of Electrical
[27]. H.E. Miller, Hydraulic control systems. (John Wiley & Sons, Engineering and Automatics at St. Petersburg State Electrotechnical
1967) University (LETI), where he is engaged in research and development of
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Evolution in System Identification of a Servo-hydraulic System advanced control engineering including adaptive control systems and
with a Flexible Load, Mechatronics, Vol. 18, Issue 9, November drives.
2008, pp 513-528
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Authors’ information
Tatiana A. Minav was born in 1984 in
Cherkassu, Ukraine. She received the M.Sc
degree in 2008 from Lappeenranta University
of Technology (LUT) and M.Sc. degree in
2008 from Saint-Petersburg State
Electrotechnical University LETI. She is
currently working in the Laboratory
of Electrical Drives Technology in
Lappeenranta University of Technology. Her current interests include
position motion control with help of drive, hydraulics simulation and
energy recovery systems in mobile working machines.
Copyright © 2011 Praise Worthy Prize S.r.l. - All rights reserved International Review of Electrical Engineering, Vol. 4, n. 2