AUDIT CHECK LIST RC & Q Management System

ISO 9001 / 14001/ Manual Section 8.1:

ISO 45001 Elements Operational planning and control

Date:
Auditor Auditee:
Clause No.

Audit Evidence
Audit Question

Provide reference to documented

information to justify the finding
Does the Organisation plan, implement and control the
processes (see 4.4) needed to meet the requirements
for the provision of products and services, and to
8.1
implement the actions determined in Clause 6 by
determining the requirements for the products and
services?

Does the organization plan, implement and control the

processes (see 4.4) needed to meet the requirements
8.1 for the provision of products and services, and to
implement the actions determined in Clause 6 by
establishing operating criteria for the processes?

Does the organization plan, implement and control the

processes (see 4.4) needed to meet the requirements
for the provision of products and services, and to
8.1
implement the actions determined in Clause 6 by
establishing operating criteria for the acceptance of
products and services?

Does the organization plan, implement and control the

processes (see 4.4) needed to meet the requirements
for the provision of products and services, and to
8.1
implement the actions determined in Clause 6 by
determining the resources needed to achieve
conformity to product and service requirements?

Does the organization plan, implement and control the

processes (see 4.4) needed to meet the requirements
for the provision of products and services, and to
implement the actions determined in Clause 6 by
8.1
determining, maintaining and retaining documented
information to the extent necessary to have confidence
that the processes have been carried out as
planned?

Does the organization demonstrate the conformity of

8.1
products and services to their requirements?

Page 1 of 2 Issue Date : June 2018 Issue : 1.1

AUDIT CHECK LIST RC & Q Management System

ISO 9001 / 14001/ Manual Section 8.1:

ISO 45001 Elements Operational planning and control

Date:
Auditor Auditee:
Clause No.

Audit Evidence
Audit Question

Provide reference to documented

information to justify the finding
Are the outputs of the planning process suitable for the
8.1
organization’s operations?
Does the organization control planned changes and
8.1 review the consequences of unintended changes, taking
action to mitigate any adverse effects, as necessary?
Does the organization ensure that outsourced process is
8.1
controlled and influenced? (See 8.4)?
Has the organization established controls to ensure that
its environmental requirements and health and safety
8.1 hazards are addressed in the design and development
process for the product or service as appropriate
considering each life cycle stage?
Does the organization determine environmental
requirements and health and safety hazards relating to
8.1
the procurement of products and services as
appropriate?
Does the organization communicate the relevant
8.1 environmental requirements and health and safety
hazards to external providers and contractors?
Does the organization consider the need to provide
information about potential significant environmental
8.1 impacts and health and safety hazards related to the
transportation, delivery, use, end of life treatment and
final disposal of its products and services?
Does the organization maintain documented information
8.1 to the extent necessary to have confidence that its
processes are carried out as planned?

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Page 2 of 2 Issue Date : June 2018 Issue : 1.1