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burns 39 (2013) 236–242

Available online at www.sciencedirect.com

journal homepage: www.elsevier.com/locate/burns

Cough strength, secretions and extubation outcome in burn


patients who have passed a spontaneous breathing trial

Sarah T. Smailes a,b,*, Andrew J. McVicar b, Rebecca Martin a


a
St Andrew’s Centre for Plastic Surgery and Burns, Broomfield Hospital, Chelmsford, Essex CM1 7ET, United Kingdom
b
Anglia Ruskin University, Chelmsford, Essex, United Kingdom

article info abstract

Article history: The aim of this study was to develop a clinical prediction model to inform decisions about
Accepted 28 September 2012 the timing of extubation in burn patients who have passed a spontaneous breathing trial
(SBT). Rapid shallow breathing index, voluntary cough peak flow (CPF) and endotracheal
Keywords: secretions were measured after each patient had passed a SBT and just prior to extubation.
Cough strength We used multiple logistic regression analysis to identify variables that predict extubation
Secretions outcome. Seventeen patients failed their first trials of extubation (14%). CPF and endotra-
Extubation cheal secretions are strongly associated with extubation outcome ( p < 0.0001). Patients with
Predictor CPF  60 L/min are 9 times as likely to fail extubation as those with CPF > 60 L/min (risk
Spontaneous breathing trial ratio = 9.1). Patients with abundant endotracheal secretions are 8 times as likely to fail
extubation compared to those with no, mild and moderate endotracheal secretions (risk
ratio = 8). Our clinical prediction model combining CPF and endotracheal secretions has
strong predictive capacity for extubation outcome (area under receiver operating charac-
teristic curve = 0.96, 95% confidence interval 0.91–0.99) and therefore may be useful to
predict which patients will succeed or fail extubation after passing a SBT.
# 2012 Elsevier Ltd and ISBI. All rights reserved.

we demonstrated that the negative consequences associated


1. Introduction with extubation failure in intensive care patients also apply to
burn patients because those who underwent reintubation had
Decisions regarding the timing extubation are important a significantly prolonged duration of ventilation, intensive
aspects of the intensive care management of patients [1]. care and hospital length of stay and extubation failure was
This is because increasing duration of mechanical ventilation associated with increased mortality [6].
itself is associated with increased mortality [2]. Therefore it is Liberation of patients from mechanical ventilation consists
of paramount importance that patients are liberated from of two processes firstly, removal of the ventilatory support so
mechanical ventilation at the earliest opportunity. However, that the patient breathes without assistance and secondly,
patients who are prematurely extubated and underwent removal of the endotracheal tube or extubation. Assessment
reintubation have poorer outcomes than those who succeed of patients’ capacity for spontaneous breathing has been
such that reintubation has been shown to be associated with extensively studied through evaluation of the spontaneous
increased mortality in medical and surgical patients [3–5]. The breathing trial protocol and this has been shown to decrease
reasons for this have been attributed to the development of the duration of ventilation in medical and surgical intensive
new complications after reintubation [5]. In a previous study, care patients [7–9]. In earlier work, we also demonstrated that

* Corresponding author at: Burn Intensive Care Unit, St Andrew’s Centre for Plastic Surgery and Burns, Broomfield Hospital, Court Road,
Chelmsford, Essex CM1 7ET, United Kingdom. Tel.: +44 1245 516037; fax: +44 1245 516007.
E-mail address: sarah.smailes@meht.nhs.uk (S.T. Smailes).
0305-4179/$36.00 # 2012 Elsevier Ltd and ISBI. All rights reserved.
http://dx.doi.org/10.1016/j.burns.2012.09.028
burns 39 (2013) 236–242 237

burn patients who passed a 30 minute spontaneous breathing Patients were studied when they had successfully completed a
trial have a significantly shorter duration of ventilation than 30 min spontaneous breathing trial and when they were about
their retrospective controls [10]. to be extubated. In our ICU ventilation weaning is guided by a
Over the last 20 years many physiological measures have non-mandatory protocol that is performed by nurses, a
been proposed as predictors of weaning outcome. Commonly physiotherapy consultant and anaesthetic specialist registrars
used weaning indices, e.g. negative inspiratory force (NIF) and who are supervised by consultant intensivists. All patients are
rapid shallow breathing index (RSBI – respiratory rate: tidal screened daily for their readiness for a spontaneous breathing
volume ratio) have been reported to have only modest trial by the presence of all of the following: (1) resolution of the
predictive capacity for extubation outcome in ICU patients disease process necessitating ventilation; (2) PEEP  5 cm H2O;
[11,12]. For successful extubation to occur the patient, having (3) pressure support  10 cm H2O for at least 30 min; (4) no
passed a spontaneous breathing trial, must be able to further need for vasoactive or intravenous sedative drugs
maintain a patent airway by demonstrating adequate cough (non-escalating doses were permitted); (5) awake and respon-
strength and gag reflexes, and secretion volumes must be sive – Richmond agitation sedation scale 0–1 and able to
manageable. For this reason cough strength and quantity of complete 3 simple tasks (open/close eyes, open/close mouth,
secretions are commonly incorporated into the decision poke tongue out of mouth); (6) temperature < 39 8C for the
making process when assessing a patient’s readiness for preceding 12 h; (7) haemoglobin > 7 g/dL; (8) no significant
extubation and these factors have performed well as extuba- airway swelling, cuff leak evident; (9) anaesthetist agrees the
tion predictors in studies with other patient populations who patient is in a stable condition and is ready to be weaned from
have passed a spontaneous breathing trial [13–17]. Evidence the ventilator.
supporting voluntary cough strength as a good predictor of Spontaneous breathing trial assessments are performed
extubation outcome is provided by Smina et al. and Salam with 40% oxygen using a T-Tube with venturi device, in the
et al. who identified that medical and cardiac patients with upright position (458) for 30 min arterial blood gas analysis is
weaker cough strength as measured by cough peak flow performed at the end of the SBT or if indicated before. The SBT
(CPF)  60 L/min were 5 times as likely to fail extubation is terminated by the anaesthetist if any of the following are
compared to patients with a CPF > 60 L/min [13,14]. A observed: (1) RR > 35 for 5 min or longer; (2) SpO2 < 90%; (3)
subsequent study by Beuret et al. evaluated cough strength HR > 140 bpm or an increase or decrease > 20% baseline; (4)
as a predictor of extubation outcome in intensive care patients systolic blood pressure > 180 mmHg or <90 mmHg; (5) signs of
and found that a patient’s inability to cough to order or a peak increased work of breathing-accessory muscle use, paradoxi-
cough expiratory flow optimal cut off value of 35 L/min cal breathing movements, intercostal retractions, nasal
predicted extubation failure [16]. flaring; (6) agitation diaphoresis or signs of anxiety despite
Studies evaluating endotracheal secretions as a predictor attempts by the caregivers to alleviate this; (7) PaO2  8 kPa on
of extubation outcome include Salam et al. who instigated a FiO2  0.4. A failed SBT is followed by a period of rest for at
protocol involving collecting endotracheal secretions in a least 24 h on the ventilator.
sputum trap and performing suction every hour. That study When patients had passed a spontaneous breathing trial
identified that patients were 3 times as likely to fail extubation and extubation was being considered, the physiological
if their secretions volumes were >2.5 ml/h [14]. A subsequent indices under investigation were taken. The patients’ were
study by Mokhlesi et al. found that moderate or copious asked to take a deep breath in and to cough as strongly as
endotracheal secretions, measured by suction frequency possible into a mini – Wright peak flow metre via a Filta–
according to nurses discretion, predicted extubation failure Guard breathing filter (intersurgical) attached. Patients were
in 122 medical and surgical patients [15]. instructed to cough ‘‘maximally’’ and the best of three
At present there are no studies that have focused on attempts was recorded. In order to calculate the RSBI minute
predictors of extubation outcome in burn patients. In the ventilation was measured using a calibrated spirometer
current study we evaluate a quantitative method of measuring (Wrights) with a Filta–Guard breathing filter (intersurgical)
voluntary cough strength (cough peak flow – CPF), rapid attached. The scoring system for endotracheal secretions
shallow breathing index (RSBI) and endotracheal secretions as was based on suction frequency for the preceding 6 h to a
predictors of extubation outcome in burn patients. The spontaneous breathing trial (Table 1). The number of passes
objective is to develop a clinical prediction model to be used becomes important if a patient is suctioned every 3 h, to
at the bedside to assist with decision-making regarding the group the patient into either mild or moderate secretions.
timing of extubations in burn patients who have passed a SBT. Due to the potentially deleterious side effects of performing
suction, it was not performed according to a study protocol
but when it was deemed to be necessary by the caregivers
2. Methods according to clinical signs e.g. guided by ventilation and gas
exchange parameters and audible secretions in the endotra-
This is a prospective observational study. The Local Research cheal tube. A minimum suction frequency of 6 hourly applies
Ethics Committee and Research Ethics Board of the hospital in our unit to assess for and ensure endotracheal tube
approved the study and permission was obtained from each patency. This approach to performing suction reflects
patient at the time of recruitment. All adult patients commonly accepted practice in ICUs and therefore our
(>18 years) undergoing endotracheal intubation and method of scoring endotracheal secretions is relevant to
ventilation > 24 h in our burn intensive care unit between clinical practice. All patients received active humidification
July 2005 and December 2010 were eligible for the study. whilst being ventilated. The consultant intensivists making
238 burns 39 (2013) 236–242

the decisions regarding the timing of extubation were blinded on the performance of the model are included. Additionally,
to the CPF and RSBI measures. the model was tested on the first time failure patients’
The decision to undertake extubation, for a patient who subsequent extubations. Receiver operating characteristic
passes a SBT, is made by the consultant intensivist. Patients (ROC) curve analyses of the variables were performed to
who remain extubated at 48 h are classified as a successful identify a critical threshold with the greatest diagnostic
extubation. Patients who undergo reintubation within 48 h are accuracy for extubation outcome. Statistical significance
classified as extubation failures. Patients were followed until was placed at 0.05.
discharge from the ICU or death. Patients were excluded if
they received ventilation for less than 24 h, died without
undergoing extubation or were accidentally or self extubated. 3. Results
Patients who underwent tracheostomy without prior extuba-
tion were excluded. Also all patients with non-burn causes for One hundred and twenty-five patients met eligibility criteria,
their skin loss were excluded. passed a spontaneous breathing trial and were extubated
The following data were gathered for each patient: age, % during the study period. These patients contributed a total of
total burn surface area (TBSA), incidence of smoke inhalation 135 extubations. Seventeen (14%) of the 125 patients failed
injury, extubation outcome, duration of ventilation (DMV – their first extubation. Three first time failures succeeded their
days ventilation from intubation to first extubation and after second extubation. Fourteen first time failures underwent
reintubation for extubation failure patients) and ICU length of tracheostomy to facilitate weaning and 13 of these success-
stay (ICU LOS). The data from the patient’s first extubation was fully weaned from ventilation. Five patients whose first
included in the analyses. extubation was successful were reintubated between 6 days
The main outcome of interest was extubation outcome. to 2 weeks afterwards for sepsis and all of these were
subsequently successfully extubated. Two patients whose
2.1. Statistical analysis first extubations were successful underwent subsequent
surgical procedures and received mechanical ventilation for
All data were entered into a statistical package for analyses >24 h afterwards, these patients extubated successfully.
(Medcalc). The appropriate measure of central tendency was Table 2 illustrates that there are no significant differences
used for the demographic, physiological measures and in the age, TBSA burn size or incidence of smoke inhalation
outcome variables for the cohort according to whether the injury between the patients who succeeded and failed
variables were normally distributed. The mean was used to extubation. RSBI and endotracheal secretions measures were
describe the central tendency for variables that were normally obtained for all of the patients in the cohort. However, CPF
distributed. The median was used for variables that were not could be obtained in all but 1 patient who was unable to
normally distributed. An independent Samples t test was used produce a cough effort to command and so the CPF score was
to compare means and a Mann–Whitney rank sum test was excluded for this patient. RSBI and endotracheal secretions
used to compare medians. For categorical data a chi square values are significantly higher in the patients who failed
test and Fisher’s exact test (if n  5) were used to compare extubation whereas the CPF values are significantly lower in
numbers of patients in the extubation failure and success the patients who failed extubation. The main reason for
groups. Spearman’s rank correlation coefficient was calculat- reintubation was hypoxaemia (9), respiratory distress/clinical
ed to determine the presence of statistical associations signs of increased work of breathing (5), excessive secretions
between the RSBI, CPF and secretions measures and the (2) and need for airway protection/stridor (1).
patients’ extubation outcome. Risk ratios for extubation In terms of outcomes, the patients who failed extubation
failure (with 95% confidence intervals) were calculated for remained ventilated for a significantly prolonged period of
CPF and endotracheal secretions. To develop a clinical time when compared to the patients who succeeded.
predictive model for extubation outcome whilst adjusting Similarly, the patients who failed extubation stayed in the
for the confounding effects of the other variables multiple intensive care unit significantly longer than the patients who
logistic regression analysis using a stepwise regression were successfully extubated. There were 6 deaths, 1 patient in
algorithm was performed for the CPF, RSBI and endotracheal the extubation failure group and 5 patients in the extubation
secretions scores and demographic data. The model fit was success group. There is no significant difference in the
determined using Akaike’s information criterion which mortality between the 2 groups.
combines the usual likelihood function with a penalty term Table 3 illustrates that CPF is significantly positively
that ensures that only variables that have a substantial effect correlated with extubation success. Conversely, endotracheal
secretions and RSBI are significantly negatively correlated
with extubation success. These results establish statistical
associations between CPF, secretions and RSBI with extuba-
Table 1 – Scoring system for endotracheal secretions.
tion outcome, the strongest association is between endotra-
Secretions Description Frequency of suction cheal secretions and extubation outcome and the weakest is
score between RSBI and extubation outcome.
1 No Every 4–6 h Table 4 shows the predictive characteristics of CPF and
2 Mild Every 3–4 h, 1 pass endotracheal secretions for extubation failure in terms of risk
3 Moderate Every 2–3 h, 2 or more passes ratios. Patients who score a CPF  60 L/min are nine times as
4 Abundant Every hour or more frequent
likely to fail extubation as those who score a CPF > 60 L/min
burns 39 (2013) 236–242 239

Table 2 – Patient characteristics and outcomes stratified according to extubation outcome.


Variable Extubation failure n = 17 Extubation success n = 108 P
Age 44 (27–70.4) 38 (34–43.6) 0.23
TBSA burn size (%) 30.4 (18.3–42.4) 35.1 (31.3–38.9) 0.38
Smoke inhalation injury (no. of patients) 8 42 0.7
Cough peak flow (l/min) 74.2 (52–96.5) 125.8 (118.7–133) <0.0001
Endotracheal secretions 3 (3–4) 3 (2–3) <0.0001
RSBI (breaths/min per l) 61 (38.2–86.3) 41.7 (36.5–46.1) 0.01
Days mechanical ventilation 20 (13.3 –28) 6 (4–7) <0.0001
ICU LOS/% burn 1.03 (0.8–2.3) 0.48 (0.4–0.7) 0.0004
Deaths (no. of patients) 1 5 0.6
Values are expressed as mean or median as appropriate with 95% confidence intervals; Figures expressed in bold denote statistical
significance. RSBI, rapid shallow breathing index.

success decrease by 0.005 whereas for every 1 unit increase in


Table 3 – Rank correlation analysis of the variables for CPF the odds of extubation success increase by 1.06.
extubation outcome. The ROC curve analysis for the clinical prediction model
Variable Spearman’s rank correlation P combining the 2 variables CPF and endotracheal secretions is
coefficient (Rho) (95% CI) illustrated in Table 6. The overall diagnostic accuracy for the
Cough peak flow 0.38 (0.22–0.52) <0.0001 model is strong as illustrated by the area under the ROC curve
(CPF) (L/min) (AUC = 0.96 – Table 5). The model estimates the probability of
Endotracheal 0.43 ( 0.56 to 0.28) <0.0001 extubation success and the optimum cut off or threshold to
secretions separate estimated successes and failures is placed at 52.1%.
RSBI 0.23 ( 0.39 to 0.04) 0.01 This threshold generates strong predictive characteristics as
95% CI, 95% confidence interval. Figures expressed in bold denote illustrated by its sensitivity (0.95), specificity (0.88) and
statistical significance. predictive values (0.84, 0.86). These values indicate that the
model has strong predictive capacity for extubation outcome
in burn patients who have passed a spontaneous breathing
Table 4 – Predictive characteristics of CPF and secretions trial. Additionally, there were no substantial differences in the
for extubation failure. predictive capacity of the clinical prediction model when
Variable Risk ratio (95% CI) P tested on repeat extubations of first time failures.
CPF  60 L/min 9.1 (4–20.6) <0.0001
Secretions score = 4 (abundant) 8 (4–16) <0.0001
4. Discussion
Figures expressed in bold denote statistical significance.

Deciding when to extubate a burn patient is a critical decision


(RR = 9.1). The extubation failure rate for patients who do not because the associated risks, complications and costs of
cough to order or who have a CPF  60 L/min is 59% compared unnecessarily prolonging mechanical ventilation must be
to an extubation failure rate of 6.5% for patients who have a balanced against those of premature extubation leading to
CPF of >60 L/min. Patients who have abundant endotracheal extubation failure. The SBT is a standard assessment of
secretions are 8 times as likely to fail extubation as those who patients’ readiness for removal of ventilatory support but it is
have moderate, mild or no endotracheal secretions (RR = 8). not a good indicator of their ability to maintain a clear airway,
The extubation failure rate for patients with abundant a requirement for successful extubation. This study has
secretions is 75% compared to 9.5% for those with moderate, demonstrated that voluntary CPF and endotracheal secretions
mild or no secretions. are important and potent predictors of extubation outcome in
Table 5 shows the most predictive model for extubation burn patients who have passed a spontaneous breathing trial
outcome which combines the variables CPF with endotracheal according to strict protocol.
secretions. Although the RSBI was entered in the multiple We have demonstrated that CPF is strongly positively
logistic regression analysis, it was removed from the model as associated with extubation success and independently pre-
its regression coefficient was not significantly different from dicts extubation outcome in the 2 variable predictive model
zero ( p = 0.3). The CPF/endotracheal secretions model has a (CPF and endotracheal secretions). Therefore we support the
highly significant regression coefficient ( p < 0.0001). Within use of this simple, reproducible measure of voluntary cough
this model each of the variables independently predicts strength in the assessment of burn patients’ readiness for
extubation outcome as denoted by their significant regression extubation. This finding supports other similar findings where
coefficients. The ROC curve analysis for the model indicates CPF was found to be associated with extubation failure
that it has good diagnostic accuracy for the prediction of [13,17,18]. The current study has demonstrated that patients
extubation outcome as illustrated by the area under the ROC with a CPF of 60 L/min are nine times as likely to fail
curve (AUC = 0.96) and its 95% confidence interval. Table 5 also extubation as those with a CPF > 60 L/min. Smina et al. and
illustrates the odds ratios for the variables, for every 1 unit Salam et al. also identified a CPF threshold of 60 L/min but
increase in endotracheal secretions the odds of extubation they identified that patients with a CPF  60 L/min were only
240 burns 39 (2013) 236–242

Table 5 – Multiple logistic regression analysis of all the variables for extubation outcome.
Model Regression Odds ratio Regression Area under ROC
coefficient for (95% CI) coefficient for curve (AUC)
independent model (P) for model (95% CI)
variable (P)
Cough peak flow 0.0001 1.06 (1.03–1.09) <0.0001 0.96 (0.91–0.99)
Endotracheal secretions 0.0004 0.005 (0.0002–0.08)
Figures expressed in bold denote statistical significance.

Table 6 – ROC curve analysis for the predictive model; CPF and endotracheal secretions.
Model Optimal threshold Sensitivity Specificity Positive predictive Negative predictive
for model (%) (%) (%) value (%) value (%)
CPF + endotracheal secretions 52.1 95.0 88.2 84.0 86.0

five times as likely to fail extubation. The difference in risk defined moderate secretions as suction every 1–2 h and
ratio is likely to be attributed to different patient populations abundant secretions as suctioning several times per hour.
(medical/cardiac versus burn) or to varying spontaneous Moderate secretions was not predictive of extubation failure
breathing trial protocols leading to inconsistent exposure to in our study but our definition of ‘‘moderate’’ secretions was
spontaneous breathing and levels of patient fatigue. The SBT suction every 2–3 h, more comparable to ‘‘minimal’’ secre-
practiced in both of those studies were of varying durations tions in Mokhlesi et al. Our findings do not support those of
(30–120 min) and levels of support (either T-Piece or pressure Smina et al. [13] who did not find an association between
support 7 cm H2O) compared to a strict protocol of 30 min magnitude of endotracheal secretions and extubation out-
spontaneous breathing using a T-Piece being used in the come in their cohort of 95 medical and cardiac patients. They
current study. A later study by Beuret et al. identified a much explain this finding as being due to the physicians not being
lower CPF threshold for predicting extubation failure in 130 blinded to the endotracheal secretions measurements and a
ICU patients. They found that CPF was the sole factor lack of standardised methodology for collecting secretions.
significantly associated with extubation failure and patients Although we identified that the RSBI was significantly
who did not cough to order or those whose CPF  35 L/min higher in burn patients who failed extubation and that it is
were nearly seven times as likely to fail extubation. Again, the positively associated with extubation failure, it is the weakest
different risk ratios and threshold for CPF between Beuret et al. predictor when compared to CPF and endotracheal secretions.
and the current study could be attributed to different patient This finding supports literature and studies that suggest that
populations or to SBT protocols. That study utilised a T-Piece RSBI is not a good sole predictor of extubation outcome [11,12].
but the duration of the SBT was not specified. In accordance with our findings, Frutos-Vivar et al. had also
Endotracheal secretion is a potent and independent identified that the RSBI was associated with extubation
predictor of extubation outcome in our burn patients. This outcome, but they found other important risk factors for
finding is in accordance with Salam et al. and Mokhlesi et al. extubation failure, i.e. increasing age, a positive fluid balance
but the methods used for scoring endotracheal secretions in and pneumonia as the cause of respiratory failure in 900
those studies were different. Salam et al. employed a protocol medical patients [20]. It is possible that the RSBI does not
where sputum was collected in a trap 2–3 h before extubation, independently predict extubation outcome in our study
staff were instructed to suction the patient every hour and the because it does not index the patient’s capacity to maintain
sputum volume was calculated as an average per hour (taking a clear and unobstructed airway. Indeed, other studies have
into account saline instillations). They identified that secre- also identified that the RSBI has drawbacks as an extubation
tions independently predicted extubation failure and predictor because it has poor specificity [21].
patients with a secretions volume of >2.5 mL/h were 3 times We have developed a simple, bedside assessment tool in
as likely to fail extubation. We have demonstrated that the form of a predictive model to estimate the probability of
endotracheal secretions measured by suction frequency and extubation success in burn patients, having passed a
number of passes, administered according to the clinical spontaneous breathing trial, based on reproducible CPF and
judgement of the caregiver, independently predicts extuba- endotracheal secretions measures. The ROC analysis for the
tion outcome. This is an important funding since there are model identifies good diagnostic accuracy (AUC = 0.96; 95%
deleterious side effects of suction and therefore it is CI = 0.91–0.99), sensitivity, specificity and predictive values for
recommended practice that it is performed only when extubation outcome. It seems clear from our findings that a
secretions are present and not routinely, when perhaps it patient who has abundant secretions and whose CPF  60 L/
is not needed [19]. Similar to our protocol, Mokhlesi et al. [15] min is at high risk of extubation failure and, conversely, a
scored endotracheal secretions as suction frequency which patient who has minimal secretions and a CPF > 60 L/min has
was determined by nurses, and they identified that moderate a low risk of extubation failure. We envisage that our
to copious secretions independently predicted reintubation predictive model will provide useful information for such
in 122 medical and surgical intensive care patients. Mokhlesi patients and those where decisions about the timing of
burns 39 (2013) 236–242 241

extubation are less clear, thus providing more objective Our predictive model that determines the probability of
guidance for decisions regarding the timing of extubation. extubation success may also provide useful information
Mokhlesi et al. also developed a similar ‘‘clinical prediction regarding the timing of extubation in burn patients who have
rule’’ based upon 3 factors; hypercapnia, moderate to copious passed a SBT.
endotracheal secretions and low Glasgow coma scale to
inform decisions regarding the timing of extubation [15].
There are 3 weaknesses to this study, firstly there is no Acknowledgements
prospective validation set to test performance of the predictive
model developed in this study but we have prospectively The authors would like to thank Professor Peter Dziewulski for
validated the importance of 2 extubation predictors identified his support and also for reading the manuscript.
in other studies and settings [13–18] to a new population-burn
patients. Indeed, the validation and importance of objective
references
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secretions in other patient groups was only just starting to be
published when this study commenced and so it is possible
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