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Rioux 2015
Rioux 2015
TRANSHISTORICAL APPROACH
TO UNEVEN AND COMBINED
DEVELOPMENT
Sébastien Rioux
ABSTRACT
INTRODUCTION
Since the 1990s, Justin Rosenberg has taken the lead in retrieving and
developing Leon Trotsky’s idea of uneven and combined development
(UCD) as a major new theoretical departure in the study of International
Relations (IR) from a Marxist perspective.1 Most importantly, Rosenberg
has reactivated the theoretical agenda for a unified international theory
sensitive to both sociological, that is to say, domestic, and geopolitical
phenomena. While traditional Realist international relations theories have
tended to theorise the coexistence of multiple societies in problematic
abstraction from domestic social processes (Bull, 1966; Gilpin, 1981; Waltz,
1959, 1979), Rosenberg’s historical sociology seeks to theorise the causal
significance of the coexistence and interaction of multiple societies for
social theory (Halliday, 1999; Hobden & Hobson, 2001; Rosenberg, 1994a;
Teschke, 2003). By providing a social basis to ‘the international’, the
U&CD approach, argues Rosenberg, is uniquely equipped to transcend
the abstractions of Realism.
Given its theoretical and conceptual ambition, Rosenberg’s U&CD
research programme has gained considerable traction amongst IR scholars,
sparking a burgeoning literature in the field. This is apparent in the num-
ber of scholarly contributions applying the framework to historical case
studies (Allinson & Anievas, 2010; Anievas, 2013; Dufour, 2007; Glenn,
2012; Green, 2012; Matin, 2006; Rosenberg, 2007, 2013a). However, there
have been debates, including objections about the spatio-temporal applic-
ability of the approach.2 While some of the approach’s proponents have
followed Rosenberg in celebrating its elevation of U&CD to the status of
a generalised, transhistorical logic of IR (Allinson & Anievas, 2009;
Anievas & Nişancioğlu, 2013; Barker, 2006; Cooper, 2013; Glenn, 2012;
Hobson, 2011; Matin, 2007, 2013; Rosenberg, 2006, 2010, 2013a, 2013b),
others have raised concerns about the dangers of transhistorical abstrac-
tions and the problems associated with overstretching the conceptual and
The Collapse of ‘The International Imagination’ 87
Rosenberg, the strength of classic social analysis lies in its recognition that
concept formation is neither the result of pure theory nor the unmediated
accumulation of ‘facts’, but rather the outcome of the dialectical relation-
ship between theory and history. As a result, Rosenberg was adamant that
Realism, like all grand theory, suffered extensively from its timeless anar-
chical horizon, which sealed away its ability to problematise ‘the emergence
and historical formation of a global nation-state system’ (Rosenberg,
1994a, p. 6).
Rosenberg’s ‘international imagination’, like his earlier The Empire of
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Civil Society, began with a rejection of ‘ahistorical questions about the gen-
eral properties of states-systems sui generis’ (1994b, p. 102), and sought to
pull the transhistorical rug out from under orthodox IR theory through its
emphasis on the historical specificity of social relations and geopolitical
forms. However, his second attempt would be even less successful than the
first. At root lay his growing concern with, and reactivation of, Martin
Wight’s question ‘Why is there no international theory?’ as the proper sub-
ject of investigation for IR as a discipline (Wight, 1966). As Rosenberg
(2006, p. 324) explained:
it has been the great failure of earlier critiques of Realism (my own included) that they
have generally proceeded by trying to downplay, gainsay or even wish away this strate-
gic dimension [the international], rather than by capturing and decoding its contents
within a genuinely sociological definition of the international. In this respect, the
Realists have been the keepers of the seal of the international even if they have also,
to the enduring frustration of their critics, kept it sealed away.
A backward country assimilates the material and intellectual conquests of the advanced
countries. But this does not mean that it follows them slavishly, reproduces all the
stages of their past. The theory of the repetition of historic cycles Vico and his more
recent followers rests upon an observation of the orbits of old pre-capitalist cultures,
and in part upon the first experiments of capitalist development. A certain repetition of
cultural stages in ever new settlements was in fact bound up with the provincial and
The Collapse of ‘The International Imagination’ 91
He forgets that not just the answers but the questions are different between
Marxist and mainstream paradigms.
Instead of noting such historical specificities, Rosenberg (2006, p. 327)
claims that ‘the international arises from an intrinsic characteristic of social
development as a transhistorical phenomenon its inner multilinearity
and interactivity’. Rosenberg concludes that it is the universal unevenness
of societies the sheer quantitative multiplicity of them that generates
the geopolitical dimension (Rosenberg, 2013b). As Rosenberg explains,
‘Trotsky’s term ‘uneven and combined development’ … captures, at a more
general level, a sociological characteristic of all historical development’,
which ‘accounts for the transhistorical fact of geopolitical multiplicity’
(Callinicos & Rosenberg, 2008, p. 80). That Rosenberg must necessarily
evacuate Trotsky’s emphasis on the distinction between the pre-capitalist
contingency of development and its necessity under capitalism is the price
to pay to transform what was meant to be a historically specific theoretical
claim about the capitalist world order into a transhistorical phenomenon
(Desai, 2013, pp. 2 3, 10 12).
U&CD is Rosenberg’s answer to the problem of explaining the transhis-
torical fact of geopolitical multiplicity. It is no wonder, then, that this is
premised upon anchoring U&CD into the same operative logic as Realism.
Indeed, both approaches posit a timeless structure of the international:
whereas Realists elevate anarchy to the status of universal geopolitical
structure, Rosenberg explains transhistorical anarchy by positing U&CD
as a universal structure of social development. And in the same way that
anarchy generates its own abstract logics (e.g. self-help system, the need for
states to prioritise survival, a recurring security dilemma, balance of
power), so does U&CD through the redeployment of Trotsky’s suggestive
metaphors the ‘whip of external necessity’, the ‘privilege of historic back-
wardness’ and the ‘amalgam of archaic with more contemporary forms’
into transhistorical causal mechanisms. We shall come back to these
mechanisms in the next section. For now, suffice it to say that Rosenberg
92 SÉBASTIEN RIOUX
case he must (i) offer a theoretical reconstruction that actually explains the
historically and spatially specific dynamics of U&CD and (ii) engage with
the long tradition of scholars that have tackled this issue; or he continues
to develop the logical formalism contained in the transhistorical approach
to U&CD, which ultimately impedes the development of the full potential
of the idea of U&CD.
The larger point, of course, is that by positing a timeless structure of
U&CD, Rosenberg has effectively cordoned the ‘international imagination’
off from understanding social regularities and structures in their specific
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historical context. In The Empire of Civil Society Rosenberg could still criti-
cise Morgenthau for explaining historical events ‘by unchanging “objective
laws that have their roots in human nature”, [with the result that] the
essence of international politics is unhistorical’ (1994a, p. 20). Yet the same
critique can now be levelled against Rosenberg’s U&CD. While
Morgenthau derives the essence of IR from objective laws pertaining to
human nature, Rosenberg derives it from an objective law pertaining to the
nature of world-historical development as a whole. Transhistorical U&CD
also aligns with Wight’s view that ‘International Politics is the realm of
recurrence and repetition’ (1966, p. 26), and Robert Gilpin’s conclusion
that ‘the nature of international relations has not changed fundamentally
over the millennia’ (1981, p. 211). Where he once criticised ‘the timeless
compulsions of anarchy’ (Rosenberg, 1994a, p. 95), readily endorsing Mills’
rejection of the ‘transhistorical strait-jacket’ and condemnation of timeless
dynamic or principle ‘which operates irrespective of particular historical
structures’ (Rosenberg, 1994b, p. 91), Rosenberg now abides by the timeless
compulsions of U&CD just as realist IR abides by timeless anarchy.
UNHISTORICAL APPROACH
The timeless structure of U&CD reproduces the separation between theory
and history typical of grand theory (Banaji, 2010; Desai, 2010). In such a
framework, history is never more than the mere confirmation of what is
always already known in theory, radically impoverishing, if not entirely
eliminating any conception of ‘historical specificity’ and systemically reify-
ing historical concepts and categories. The result is a starveling conception
of social change.
Indeed, the more a theory is inclined to derive general laws of social development, the
more that social change loses its significance. Change becomes a matter of historical
94 SÉBASTIEN RIOUX
The societies that make up the modern international system are linked together (in
varying degrees) by definite institutional structures. In differing ways, they are all sub-
ject to the forces that are transmitted across those structures. That their interrelations
form a whole is therefore a simple, objective fact. It may even be the founding fact of
our discipline. … For totality in the second sense—meaning the actual interrelation of
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processes and forms which comprises the reality of the international system at any one
given point—is precisely what we have to find out empirically by looking at the world.
(Rosenberg, 1994b, p. 105)
But the difficulty surely has more to do with the attempt to constitute IR as a distinct
level of analysis which should generate its own theories, rather than as a dimension of a
wider social structure in the manner of classic social analysis. Viewed from this latter
perspective, the claim that IR has no classical figures comparable to the sociological
The Collapse of ‘The International Imagination’ 99
trio of Marx, Weber and Durkheim need no longer hold. We do have such figures—
namely Marx, Weber and Durkheim. (Rosenberg, 1994b, p. 98)
There are two main problems here. First, the view that ‘the international’
constitutes the proper subject matter of IR as a discipline does little to
advance specifically Marxist IR, reproducing as it does orthodox
approaches within the field. It constitutes an important methodological
setback which, in fact, betrays the inability of Rosenberg’s transhistorical
100 SÉBASTIEN RIOUX
AMORAL STANCE
‘Any adequate “answer” to a problem’, said Mills (1961, p. 131), ‘in turn,
will contain a view of the strategic points of intervention—of the “levers”
by which the structure may be maintained or changed; and an assessment
of those who are in a position to intervene but are not doing so’. For
Rosenberg, any international imagination worth the name would have to
uphold political principles it ‘does not eschew ethical judgment; yet nor
does it suppose that an intellectual method exists which can itself resolve
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They [structures] set out the fundamental laws that govern society. Because they operate
at a general level, they appear impervious to the specific politics that are played out
‘below’ them. These structural laws are thus often seen as being generated indepen-
dently from power dynamics and, while they set the terrain for social struggles, they are
not directly linked to any specific interest or worldview. It is as if structural conditions
apply equally to all actors.
For the same reason that social change remains a matter of historical
curiosity in a general framework, so does the issue of power. This is one
important reason why Mills criticised grand theory for its lack of concern
104 SÉBASTIEN RIOUX
theorise the specific dynamics of U&CD in time and space is further rein-
forced by the descriptive nature of their works.
In this respect, U&CD marks an important shift from Rosenberg’s pre-
vious project, which sought to denaturalise the institutional order and the
social and power relations animating the historically specific dynamics of
the emergence and reproduction of the modern geopolitical system.
Rosenberg’s first critique of Realism was a case in point of what Cox called
critical theory.
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It [critical theory] is critical in the sense that it stands apart from the prevailing order of
the world and asks how that order came about. Critical theory, unlike problem-solving
theory, does not take institutions and social power relations for granted but calls them
into question by concerning itself with their origins and how and whether they might be
in the process of changing. … Critical theory allows for a normative choice in favour of
a social and political order different from the prevailing order, but it limits the range of
choice to alternative orders which are feasible transformations of the existing world.
(Cox, 1981, pp. 129 130)
CONCLUSION
U&CD demonstrates the extent to which the latter reproduces all four of
the main shortcomings of the Realist paradigm, and therefore fails to offer
a substantive alternative to it.
This is a foundational problem for which there can be no solutions
within the limits of the paradigm as currently developed in IR.
Consequently, the issue is a fundamental flaw arising from the approach’s
acceptance contra Trotsky’s social and political economic thought of
bourgeois fragmented knowledge and the disciplinary sterile ‘object’ that is
‘the international’. The first step towards a reconstructed theory of U&CD
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that does not reproduce all four shortcomings of the Realist paradigm is
the recognition that the current intellectual drift towards general theory
and methodology must be abandoned, which means coming back to
Trotsky’s understanding of UCD as a resolutely Marxist framework.
Similarly, the current obsession with ‘the international’ as an abstract
dimension of social life has yielded very little (if any) theoretical progress
and must be abandoned too. Indeed, we are still awaiting any specific con-
ceptualisations of the spatio-temporal dynamics of U&CD (Rioux, 2014).
In this respect, Rosenberg’s transhistorical approach to world-historical
development underlines the strength of his earlier critique against
Globalization Theory. For the problem with Rosenberg’s approach is pre-
cisely that it posits U&CD as explanans rather than explanandum. What
needs to be explained U&CD as the spatio-temporal outcome of specific
social and historical processes becomes the explanation itself, with the
result that explanatory power is conferred to a transhistorical abstraction
that is never itself problematised. Hence Rosenberg’s ultimate charge
against Globalization Theory can also be raised against U&CD:
The wild, speculative debut of this discourse cannot go on forever. At some point, the
normal rules of intellectual coherence must re-assert themselves. And when they do, the
message for [U&CD] will be the same as for every other grand theory which has
strutted and turned on the stage of social science: substance, soon, or silence.
(Rosenberg, 2000, p. 165)
NOTES
regard.
ACKNOWLEDGEMENT
I would like to thank Ian Bruff, Samuel Knafo, Frantz Gheller, Geneviève
LeBaron, Ben Selwyn, Cemal Burak Tansel, Marcus Taylor and Kees van
der Pijl for their insightful comments. Special thanks to Radhika Desai for
her constructive suggestions and keen editorial skills. This research was
funded by the Social Sciences and Humanities Research Council of
Canada.
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