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HIV Clinical Management

Journal of the International


Association of Physicians in AIDS Care
Structuration Theory: A Conceptual 2015, Vol. 14(4) 328-334
ª The Author(s) 2012
Reprints and permission:
Framework for HIV/AIDS Stigma sagepub.com/journalsPermissions.nav
DOI: 10.1177/2325957412463072
jiapac.sagepub.com

Prem Misir, PhD, MPH1

Abstract
The continuing paucity of effective interventions to reduce HIV/AIDS stigma is troubling, given that stigma has long been
recognized as a significant barrier to HIV prevention, treatment, care, and support. Ineffectual HIV/AIDS stigma-reduction
interventions are the product of inadequate conceptual frameworks and methodological tools. And while there is a paucity of
effective interventions to reduce stigma, there is no shortage of conceptual frameworks intending to offer a comprehensive
understanding of stigma, ranging from sociocognitive models at the individual level to structural models at the macrolevel.
Observations highlighting inadequacies in the individualistic and structural models are offered, followed by the theory of
structuration as a possible complementary conceptual base for designing HIV/AIDS stigma-reduction interventions.

Keywords
HIV/AIDS, stigma, intervention, structuration theory

Introduction support of PLHA, health care practitioners, risky sexual


behaviors, consumption of services by the HIV-infected
In the initial years of the HIV epidemic, Jonathan Mann
individuals, and serostatus testing.4-10
referred to stigma as becoming part of the ‘‘third epidemic,’’ Nevertheless, in pursuit of effective prevention measures,
now trailing the rapid HIV transmission and rise in AIDS cases.
both symptomatic and asymptomatic persons could receive
Mann identified stigma, discrimination, blame, and denial as
an HIV diagnosis. For the asymptomatic, HIV voluntary coun-
extremely problematic to address, yet to address them is critical
seling and testing (VCT) comprises pre- and posttest counsel-
in preventing HIV.1
ing where a person learns of his or her HIV status11,12;
AIDS is now 30 years old. Joint United Nations Programme on
wherein VCT is considered a critical first step to care and a hub
HIV/AIDS (UNAIDS) reported that in 2010 more than 34 million
for HIV prevention globally,13-15 a position fully endorsed by
people were living with HIV/AIDS (PLHA), of which 22.5
UNAIDS. Nonetheless, stigma remains a countervailing force
million were from sub-Saharan Africa, which recorded 30 against VCT’s role to act as a critical gateway to care and to
million deaths from the time AIDS was first identified on June
reduce HIV transmission.
5, 1981.2 Undoubtedly, over the past 3 decades, huge efforts to
Researchers and health care practitioners knew from the
combat HIV/AIDS have been faithfully executed. Nevertheless,
early years of the HIV/AIDS epidemic that stigma and discrim-
earlier in the HIV/AIDS pandemic, researchers and health practi-
ination would become major barriers to HIV prevention and
tioners were aware that HIV stigma was an important barrier to
uptake of services. For this reason, in 1997 when the Horizons
HIV prevention, treatment, care, and support. And in 2004,
program16 started, the impact of stigma on HIV transmission
UNAIDS/World Health Organization (WHO) confirmed that
was well known, and some programs focused on its effect;
stigma and discrimination remain a major obstacle for people to notwithstanding this improved awareness, there was minimum
engage in HIV testing. For instance, in a survey of patients obtain-
knowledge of the following: drivers of stigma, precise manner
ing antiretroviral (ARV) drugs in Botswana, it was found that
in which stigma impacts HIV outcomes, appropriate tools to
40% deferred doing the HIV test as a result of stigma; and among
injecting drug users in Indonesia, 40% indicated that they post-
poned HIV testing because of stigmatization.3
Researchers and health care practitioners knew from the
1
early years of the HIV/AIDS epidemic that stigma and discrim- University of Guyana, University House, Georgetown, Guyana
ination would become major barriers to HIV prevention and
Corresponding Author:
uptake of services including the role of stigma in HIV transmis- Prem Misir, PhD, MPH, University of Guyana, University House, Office of the
sion. Specifically, stigma negatively impacts the following Pro-Chancellor, 1-2 Pere Street, Subryanville, Georgetown, Guyana
HIV preventive efforts: HIV social support behaviors, family Email: premmisir@gmail.com
Misir 329

measure stigma, and minimum information available as to stigma as something in the stigmatized person and not an attri-
which intervention design may reduce stigma. bute that a person hands over to the stigmatized person.47 This
Mahajan et al17 noted the availability of only a few HIV/ model presents stigma as a static attitude rather than as a chang-
AIDS-related stigma-reduction intervention studies and that ing social process, resulting in a failure to recognize the full
few intervention studies were even evaluated. In fact, they impact of stigma and discrimination in HIV and AIDS.46 This
noted that although stigma was a barrier to successful responses view of stigma as a static phenomenon may be due to its major
to the HIV/AIDS epidemic, action to combat stigma was rele- focus on stereotyping rather than on structural conditions.
gated to a low program priority; and furthermore, the complex- In addition, studies on stigma using the sociocognitive
ity of HIV/AIDS stigma and discrimination may explain the model with its unequivocally individualistic focus also elimi-
limited response. For these reasons, efforts to reduce stigma are nate consideration of the structural components of stigma and
critical to positively impact HIV/AIDS prevention,18-20 vis-à-vis the social, economic, and political processes that create and
VCT uptake as the critical first step to care. Employing interven- strengthen stigma and discrimination.42,47,49 To remedy this
tions to neutralize HIV stigma, leading to an increased uptake in deficiency, Mahajan et al17 argued that Link and Phelan com-
HIV services, is now vital in the global prevention battle against bined the sociocognitive/structural aspects of stigma and
HIV/AIDS.21,22 defined stigma as existing when the elements of labeling,
And for a long time now, qualitative studies have shown that stereotyping, separation, and discrimination occur together
stigma and discrimination impact people’s decisions to access vis-à-vis the exercise of power. This combined conceptual
VCT and treatment services.23-29 This finding has consistency model advances the view that interventions should have both
with quantitative studies.30-39 sociocognitive and structural components, acknowledging that
In this commentary, I want to make some general observa- social, political, and economic inequalities of power are drivers
tions on the individualistic and structural models of stigma and of HIV stigma.
then suggest the theory of structuration as a possible comple- Nevertheless, the combined conceptual model does not con-
mentary conceptual base for HIV/AIDS stigma-reduction inter- stitute a comprehensive framework to study the outcomes of
vention designs. HIV stigma.50 Recent studies showed that lack of precision
in the conceptualization and measurement of HIV stigma at the
individual level is an important barrier to HIV prevention,
Perspectives on Stigma treatment, care, and support efforts; and why stigma remains
Prevalence of a paucity of effective interventions to reduce HIV/ a remarkable barrier in the global battle against HIV/AIDS.51,53
AIDS stigma is troubling, given that stigma has long been recog- Earnshaw and Chaudoir’s work54 in attempting to fill this
nized as a significant barrier to HIV prevention, treatment, care, gap argued that the sociocognitive/structural model does not
and support. Ineffectual HIV/AIDS stigma-reduction interven- adequately explain how the individual person experiences
tions are the product of inadequate conceptual frameworks and stigma vis-à-vis health, psychological, and behavioral out-
methodological tools.40 Without a sound conceptual framework comes that energize the HIV/AIDS pandemic. Furthermore,
and evidence-based sense of a health problem and its correlates, Earnshaw and Chaudoir studied whether the individual level
it may be difficult to recognize intervention outcomes. Not only interventions are a fundamental component of HIV prevention
are the theories and evidence useful in recognizing outcomes but activities,52 then understanding how HIV stigma impacts indi-
also the strategies applied to effect desired changes in beha- vidual outcomes becomes critical, thus the justification to pres-
vior.41 And while there is a scarcity of effective interventions ent a few general observations on the Earnshaw and Chaudoir
to reduce stigma, there is no shortage of conceptual frameworks framework.
intending to offer a comprehensive understanding of stigma, Figure 1 describes the HIV stigma framework. The top part
ranging from sociocognitive models at the individual level to of Figure 1 shows how HIV-uninfected persons enact stigma.
structural models at the macrolevel. In fact, there has been an Prejudice, stereotypes, and discrimination are stigma mechan-
excessive emphasis on perceptions of individuals and their con- isms that the HIV-uninfected persons use to enact stigma to
sequences for microlevel interactions.42 produce negative behavioral outcomes toward PLHA. The bot-
Nevertheless, the search for a useful conceptual framework tom part of Figure 1 shows how the HIV-infected individual
has been persisting now for almost 50 years since Goffman43 develops knowledge about his or her socially devalued status
in a groundbreaking work defined stigma as ‘‘a dynamic process through the process of enacted stigma, anticipated stigma, and
of devaluation that ‘significantly discredits’ an individual in the internalized stigma, perpetrated by the HIV-uninfected patient.
eyes of others.’’ Goffman advised that stigma be seen in ‘‘a lan-
guage of relationships, not attributes,’’ as stigma is affixed in
social interaction. Nonetheless, several population-based studies Conclusion
on AIDS attitudes present the attributes as being part of the indi- Although Earnshaw and Chaudoir chastised the combined
vidual’s character44,45; and using the sociocognitive model with sociocognitive/structural model for failing to explain how the
a focus on the individual shows how people construct negative individual experiences stigma, their framework is unable to
categories and how they relate these categories to damaging present the individual’s resistant and active responses to
stereotyped beliefs.46-48 The sociocognitive model, too, sees stigma. Nonetheless, Earnshaw and Chaudoir’s framework
330 Journal of the International Association of Physicians in AIDS Care 14(4)

Figure 1. The HIV stigma framework (Earnshaw and Chaudoir50).

provides focus on the HIV-infected patient’s passive responses. In fact, in a general sense, both individualistic and structural
Earnshaw and Chaudoir indicated that the HIV-uninfected indi- models of stigma downplay the knowledge and capability of
viduals enact prejudice, stereotypes, and discrimination as out- PLHA, a line of thinking quite consistent with Talcott Parsons’
comes of stigma toward PLHA, and the outcomes of these structure of social action where ‘‘the stage is set, the scripts
enactments include social distancing and policy support. Never- written, the roles established, but the performers are curiously
theless, there is no conceptual understanding on whether PLHA absent from the scene.’’61 Existing conceptual frameworks
would respond to this stigma enactment. There is no shortage of have presented the stigmatized and the disadvantaged as pas-
studies to explain the consequences of stigma for PLHA,53-57 with sive and unable to resist their affixed stigma and transform their
few studies focusing on the resistant and active capacity of PLHA. situations. Lest we forget, Black American history is replete
People living with HIV/AIDS and their families have the capacity with examples of how a stigmatized, disadvantaged, and
to produce active responses, notwithstanding their stigmatized exploited group took on the might of White slave owners, long
status. For instance, Poindexter58 in a narrative analysis described before there were civil rights laws. And this happened because
the family’s experiences of stigma as they provided care for their notwithstanding brutal constraints, Blacks created choices and
HIV-infected daughter and how the medical system subsequently made a difference to their situation.
failed the daughter. And again, Poindexter59 reported on her per- And previous models of stigma are bereft of a theory of
sonal fight against stigma to care for her adult HIV-infected son action. For instance, stigma is perceived as a one-way materi-
who later succumbed to AIDS. alization created by structural conditions and imposed on
In fact, many individualistic studies focus on attitudes of the PLHA as passive recipients who have no control over such cir-
HIV-uninfected individuals toward PLHA, and even where the cumstances.62,63 The point of Giddens’ theory of action is that
unit of investigation is stigmatized, methodological tools gener- actors are knowledgeable about their culture and capable to act
ally extract passive responses from the stigmatized. Indeed, the and resist; this understanding of action theory, therefore, makes
Earnshaw and Chaudoir’s HIV/AIDS stigma framework has no PLHA agents who are part of a human agency. In fact, PLHA
theory of action in the Giddensian sense60; that is, in a theory of are not cultural dopes. People living with HIV/AIDS do make
action, there is a conception that people (in this case, PLHA) active responses to their stigmatization supported by the resis-
reflexively monitor their behaviors vis-à-vis their knowledge and tance to HIV/AIDS stigma that is gaining momentum globally
where they are in some measure conscious of conditions govern- and evidenced by the following: the ‘‘Give Stigma the Index
ing those behaviors. Earnshaw and Chaudoir’s framework, Finger’’ project in Swaziland, Ethiopia, and Mozambique;
indeed, shows that the HIV-infected individual develops knowl- AIDS Discrimination in Asia project administered by PLHA
edge about his or her socially devalued status vis-à-vis enacted to develop capacity to resist stigma; Global Network of People
stigma, anticipated stigma, and internalized stigma; yet the frame- Living with HIV (GNPþ) enables PLHA to become empow-
work without the Giddensian theory of action fails to show how ered to affirm their rights; HIV-infected Magid’s activists work
PLHA’s knowledge produces and reproduces resistance to their in Egypt through the forum to Fight Stigma and Discrimination
experience of stigma. Apparently, in the Earnshaw and Chau- Against People Living with HIV/AIDS, Volunteer Positive,
doir’s sense, PLHA are not capable and knowledgeable about the among others. In addition, the availability of ARV drugs to pro-
culture of stigma that they experience, when the reverse situation long the life of PLHA has provided them with some maneuver-
may very well be true. ability to actively and positively respond to their experience of
Misir 331

stigma, and where they do not allow the stigma to predomi- Table 1. The Duality of Structurea
nantly impact their lives. x
Interaction ? Communication Power Morality
The Giddensian perspective considers PLHA as active and (Modality) ?
?
Interpretative Scheme Facility Norm
knowledgeable about their culture, and becoming empowered Structure y Signification Domination Legitimation
provides the wherewithal to positively resist their stigma. I (Weltanschauung)
want to explain this perspective on the stigma affixed to PLHA a
Reprinted with permission from Giddens.68
through the lens of Giddens’ theory of structuration, an attempt
to integrate agency and structure. The theory starts off with
addressing the absence of a theory of action in the social of unanticipated consequences of their action; (8) time and space
sciences and the accompanying deficiencies of structural func- are critical in structuration theory, as they rely on the presence of
tionalism and orthodox Marxism, thus people temporally and spatially.
With these building blocks of structuration theory (1-8), I
But those traditions of thought which have concentrated upon now present Giddens’ duality of structure as a critical element
such problems, particularly functionalism and orthodox Marx- of the theory.
ism, have done so from the point of view of social determinism. Bryant and Jary67 explain the structuration theory through
In their eagerness to ‘get behind the backs’ of the social actors reference to the three rows on the duality of structure in Table
whose conduct they seek to understand, these schools of 1.68 In the first row, social interaction across time and space
thought largely ignore just those phenomena that action philo- entails the communication of meaning, the exercise of power,
sophy makes central to human conduct . . . The philosophy of and the evaluative judgement of conduct; in the second row,
action suffered from two sources of limitation . . . an adequate interpretative schemes are the typical symbols and codes
account of human agency must, first, be connected to a theory
included in the agent’s stock of knowledge to sustain commu-
of the acting subject; and second, must situate action in time
nication; facility is the medium through which the agent exer-
and space as a continuous flow of conduct, rather than treating
cises command over people, resources, and practices; and
purposes, reasons, etc., as somehow aggregated together.64
norms comprise the agent’s expectations; this second row with
Giddens argued that functionalism (voluntaristic theory) and the modalities shows ways in which the agent accesses rules
orthodox Marxism (deterministic theory), in not presenting and resources and engages in practices to generate interaction;
action as a constant flow through time and space, have pro- and in the third row, significant structure entails semantic rules,
duced the dualisms of individual/society, subject/object, and dominant structure produces unequal distribution of resources;
conscious/unconscious forms of cognition; these dualisms have and legitimate structure involves moral or evaluative rules.
incapacitated the development of a theory of action. For these Nevertheless, structure referring to rules, resources, and
reasons, Giddens, in his theory of structuration, replaces these practices restrain and empower action and are themselves
dualisms with a singular duality of structure that refers to the replicated through that action,69 constituting a modification of
critical recursiveness of social life. Giddens’ theorem that Giddens’ definition of structure, by showing the affinity between
people are knowledgeable about the social systems which they agency and structure. Stones70 also reworked Giddens’
establish and reproduce in their actions is strategic to the structuration theory, introducing the concept of the agent’s con-
duality of structure. Giddens sees structure as dual, meaning text analysis, where the focus is on the strategic context of the
that structures are ‘‘both the medium and the outcome of the agent’s action vis-à-vis connection of interdependencies, rights
practices which constitute social systems.’’65 That is, structure and obligations, power asymmetries, and the conditions and
produces action and action produces structure. Apparently, costs of the agent’s action. In fact, agents’ actions will vary in
structures shape people’s actions, and people’s actions, in turn, accordance with their contexts. For this reason, varying contexts
produce and reproduce structures, prompting Sewell66 to say will limit or enable the agent’s knowledge and capability to act.
that ‘‘In this view of things, human agency and structure, far And the HIV/AIDS pandemic presents a phenomenally new
from being opposed, in fact presuppose each other.’’ transitional context for the HIV-infected individuals. Giddens71
There are some significant elements of structuration theory as would probably refer to the transition from a healthy status to the
presented by Ritzer64: (1) agents (PLHA) reflexively monitor contraction of HIV as a ‘‘critical situation,’’ where familiar and
their action including their social and physical contexts; (2) agents comfortable routines of living for many years instantly now
pursue a sense of security vis-à-vis rationalization which enables become inapplicable and irrelevant to navigating life with HIV/
them to cultivate routines; (3) use of practical consciousness pro- AIDS stigma. Several studies63,68,72-76 on HIV/AIDS stigma refer
vides a spotlight on what agents do; agents initiate events in their to Giddens’ structuration theory to explain this critical situation.
agency to make things happen; (4) the concept of unintended con- Furthermore, to propose structuration theory as a conceptual
sequences delineates the movement from agency to a social sys- framework for HIV/AIDS stigma would necessitate showing
tem; (5) agents possess power and action, in order to transform the how the theory is useful in designing practical interventions
situation; (6) structure refers to rules and practices which have the to reduce stigma. There are several studies on stigma and
potential to be both constraining and enabling; and structure is discrimination that use structuration theory, which depict the
present only through the action of agents; (7) social systems are stigmatized individual as knowlegable and capable of
reproduced social practices between agents, generally the product reflexively monitoring his or her own action and, at the same
332 Journal of the International Association of Physicians in AIDS Care 14(4)

time, portray the relationship between agency and structure. large extent, the churches’ activities on sexuality issues
The HIV-positive person’s family relations were reconstructed were reconstructed through Giddens’ concept of legitima-
in Turkey through Giddens’ concept of signification in tion in structuration theory, whereby the church leaders
structuration theory, whereby the HIV infection now has new (agency) themselves adopted new normative frameworks
meanings, as the infection is being seen as no longer deadly and activities to address HIV infection. These new norms
to the infection being manageable.77 Doctors provided the new included the distribution of condoms by one pastor to the
signification or new semantic codes, ‘‘Those semantic codes congregation that was sexually active; and church leaders’
are: preferring the term HIV positive instead of AIDS and reconciliation of the official teachings on sex and sexuality
defining it as a chronic illness. These semantic codes pave the with HIV prevention work. These researchers pulled from
way for production of new meanings. Thus, the infection sheds structuration theory the notion that church leader/pastor
its label ‘being deadly’ and it is transformed to an illness (agency) and structure (church) are a duality, whereby the
manageable by drugs. Thus, the semantic shift takes HIV from church is a moving force with the pastor, and at the same
incurable to curable.’’78 These new semantic codes indicating time, the church experiences a vacuum without the pastor.
that the HIV infection is less deadly will enhance relationship Church leaders’ engagement in actions on sex and sexuality
formation, particularly within the family, the mainstay of care issues was influenced by the church of which they are a
and support for the HIV-infected patients in many parts of the constituency; nevertheless, it is through the church leaders’
world. These authors also asserted that reconstruction of these actions that the church is transformed or preserved.
meanings is probably a major step to deconstruct the current This commentary concentrates on the stigmatizer’s action
stigmas that perpetually have been constructing such horrifying that enacts stigma on the one hand, and the stigmatized whose
metaphors of death, shame, guilt, and so on. action resists stigma, on the other hand. The modalities (second
In applying this Giddensian theory of structuration in row in Figure 1) which are the interpretive scheme, facility, and
another study, Harter et al79 studied homeless youth in a mid- norm transform structure into action and action into structure
western community in the United States, where stigma fre- and explain people’s behaviors in enabling and constraining con-
quently pushes homeless youth underground, thereby adding texts. And if we accept Goffman’s position that stigma is
to their invisibility and stigmatization. Even though their work acquired through social interaction, then in interpreting Giddens’
is among homeless youth, their analysis is applicable to HIV/ work, I would propose that enactment of HIV/AIDS stigma
AIDS stigma as outlined in their analysis in these areas: struc- occurs when the modalities convert the structure into action and
turation theory shows how those with power employ ‘‘stigma- action into structure. Furthermore, given the theoretical view
tized’’ values, identities, and discourse through interactions that modalities provide the means in which structures become
between PLHA and the nonstigmatized person; calls for dis- transformed into action and action into structure, and that stigma
mantling the domination of these values, identities, and dis- happens during interactions, then HIV/AIDS stigma-reduction
course; and interactions between health professionals and the intervention designs could target these modalities.
stigmatized person can weaken or strengthen these dominating The Giddensian model accommodates both the person who
patterns of behavior-sustaining stigma. Undermining these enacts the stigma and the recipient of stigma (where both are
dominating behaviors can happen vis-à-vis, establishing and agents with power), in that both can reflexively monitor the flow
sustaining national and international collectives that would of stigma vis-à-vis their own action, one intending to enact
equate with Giddens’ concept of new facility to reduce the stigma and the other intent on reducing the surge of stigma.
unequal distribution of resources between the stigmatized and
the nonstigmatized, and at the same time, for the stigmatized Declaration of Conflicting Interests
to strive toward a competitive position against stigmatizers. For The author(s) declared no potential conflicts of interest with respect to
example, as aforementioned, review how PLHA stand firm the research, authorship, and/or publication of this article.
globally against stigma: the Give Stigma the Index Finger
project in Swaziland, Ethiopia, and Mozambique; AIDS
Funding
Discrimination in Asia project by PLHA; Global Network of
People Living with HIV (GNPþ) to assert their rights; HIV- The author(s) received no financial support for the research,
authorship, and/or publication of this article.
infected Magid’s activist efforts in Egypt through the Forum
to Fight Stigma and Discrimination against People Living with
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