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A R T I C L E I N F O A B S T R A C T
Keywords: Heavy metal pollution in soil endangers food safety and human health. Thus, it is important to study accurate
Heavy metals and rapid detection methods. Here, an efficient nondestructive detection method for mercury (Hg), cadmium
Soil pollution (Cd) and copper (Cu) in soils was studied by terahertz (THz) spectroscopy. First, regression equations were
THz spectroscopy
established between heavy metal contents and absorption coefficients at the selected frequency points. Then, the
Qualitative detection
Quantitative prediction
pollution type and pollution level of the soils containing three heavy metals were detected at the same time.
Reference blank soil was also tested. Probabilistic neural network (PNN) and random forest (RF) models verified
the effects of qualitative detection. Next, the contents of the three heavy metals in soils were predicted simul
taneously by a backpropagation neural network (BPNN) and an extreme learning machine (ELM). The results
showed that the absorption coefficients increased regularly in the THz spectral range from 0.05 THz to 0.7 THz.
The average detection result of the PNN model was better than that of RF. The average detection accuracy for
heavy metal pollution level and type were all higher than 95%. In addition, the prediction results of heavy metal
content showed that BPNN model has better prediction performance. The optimal decision coefficients (DC) of
BPNN model for soils containing three heavy metals were 0.95, 0.99 and 0.98, respectively, and their corre
sponding root mean square errors (RMSE) were 0.37, 0.02 and 2.62, respectively. The results proved that THz
spectroscopy has good qualitative and quantitative detection ability for soils contaminated with Hg, Cd and Cu,
which could bring new opportunities for detection of heavy metal pollutants in soil.
1. Introduction Direct detection methods are accurate and sensitive. However, they are
time consuming and laborious when testing large numbers of samples
Soil is a substance closely related to human life. However, heavy (Zhang et al., 2013; Borrego et al., 2002; Li et al., 2021a, 2021b, 2021c).
metal pollution has become a major threat to the human living envi Recently, spectroscopic technology has been used increasingly for ana
ronment due to overuse of chemical fertilizers and pesticides (Ebenezer lyses of metal elements in soil due to its nondestructive detection
et al., 2019; Clairotte et al., 2016). In addition, heavy metal contami characteristics. X-ray florescence spectroscopy based on a statistical
nants enter the soil due to gravity or irrigation. Cadmium (Cd), chro approach was used to study the functions of heavy metals in soils
mium (Cr), lead (Pb), arsenic (As), zinc (Zn) and copper (Cu) (Chandrasekaran et al., 2015). Visible near infrared reflectance spec
contaminants in soil can migrate by following the soil-crop food chain, troscopy was applied to predict heavy metal concentrations in soil (Luce
and they pose a considerable threat to human health and the environ et al., 2017; Pyo et al., 2020). A magnetic field enhanced detection
ment (Mamat et al., 2020; Tóth et al., 2016; Xie et al., 2022). With the method using laser-induced breakdown spectroscopy was applied to
acceleration of industrialization, the types of heavy metal pollutants detect heavy metals in soil (Akhtar et al., 2018). Moreover, photo
have increased, and heavy metal pollution in the soil has also increased acoustic spectroscopy and fluorescence spectroscopy have also been
(Rajendran et al., 2022; Yu et al., 2018). Therefore, it is particularly adopted to monitor heavy metal ions in soil (Liu et al., 2020; Shen et al.,
important to find an accurate and rapid method for the detection of soil 2019). With the advantages of economy, speed and accuracy, spectro
heavy metal pollution. scopic technology brings new opportunities for the detection of soil
Accordingly, direct detection methods using chemical and physical heavy metal pollution.
tests were used to monitor the composition of heavy metals in the soil. The terahertz (THz) spectrum is located between the microwave and
* Corresponding author.
E-mail address: lh821005@njau.edu.cn (H. Luo).
https://doi.org/10.1016/j.compag.2022.106923
Received 18 October 2021; Received in revised form 29 March 2022; Accepted 29 March 2022
Available online 9 April 2022
0168-1699/© 2022 Elsevier B.V. All rights reserved.
W. Lu et al. Computers and Electronics in Agriculture 197 (2022) 106923
Fig. 1. THz time-domain spectral test system, (a) Schematic diagram of THz spectral system, (b) Optical path diagram of THz time-domain spectral system, (c) Test
sample platform and photoconductance antenna.
infrared regions of the electromagnetic spectrum (Ferguson et al., 2002). detecting heavy metals in soil by THz spectrum technology are still not
THz radiation exhibits low energy and high frequency, and it penetrates comprehensive and systematic. Due to the complex composition of soil
solids well (Pfleger et al., 2014). Since many polar molecules have and the opacity of soil to the THz frequency, the validity and feasibility
unique spectral fingerprints in the THz range (0.1–10 THz), THz spec of detecting heavy metals in soil by THz spectrum need to be proved by
troscopy can directly measure biomolecule features at the picosecond in-depth studies.
level (Arik et al., 2014). The THz spectrum has been proven to be In this paper, nondestructive methods for detecting mercury (Hg),
effective in analyzing the compositions of liquids (Flanders et al., 1996), cadmium (Cd) and copper (Cu) in vegetable soils were studied using THz
solids (Li et al., 2020; Roggenbuck et al., 2010) and gases (Suzuki et al., transmission spectroscopy. Most of the existing research methods use
2018; Mittleman et al., 1998). the THz spectrum to predict the concentrations of heavy metals in soil.
Although many research results are not currently available, THz The purpose of our study is to determine if THz technology can be used
spectroscopy has also been applied to soil detection. THz transmission to detect three heavy metals in soil qualitatively and quantitatively. In
spectroscopy has proved to be effective in evaluating soil minerals in the addition, regression models were established to investigate whether
sedimentation profile and archaeological recordings (Café et al., 2020). there was a linear relationship between the characteristic frequencies of
Four heavy metal ions with different pollution levels in soils have been the THz spectrum and the concentrations of heavy metals. Three ex
identified through THz time-domain spectroscopy (Li et al., 2011). THz periments were designed to validate the proposed methods. The first
spectroscopy was applied to identify organic matter content and mois experiment obtained the absorption parameters of the THz spectrum and
ture content in soil (Dworak et al., 2011). The least squares support established regression models. The second experiment studied two
vector machine model and THz spectral data were used to quickly detect qualitative detection models for detecting heavy metal pollution types
microplastic pollution levels in soils (Li et al., 2021a, 2021b, 2021c). and pollution levels in soil. The experimental results from the probabi
THz technology with path analysis was used to observe and identify lead listic neural network (PNN) and the random forest (RF) model were
pollution in soil at different pH levels (Li et al., 2021a, 2021b, 2021c). compared and analyzed. Last, two quantitative prediction models of
Since soil is rather opaque to THz frequencies, the interaction of THz back propagation neural network (BPNN) and extreme learning Machine
radiation with soils has been studied around four THz phenomena (ELM) were applied to predict the concentrations of the three heavy
(Lewis et al., 2017). Priors studies showed that, since the THz time- metals in soil.
domain spectrum carries useful information on heavy metals in soil, it
is feasible to detect heavy metals in soil. However, existing studies on 2. Materials and methods
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W. Lu et al. Computers and Electronics in Agriculture 197 (2022) 106923
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W. Lu et al. Computers and Electronics in Agriculture 197 (2022) 106923
Fig. 4. THz spectra of soils in frequency domain, (a) THz frequency-domain spectra of reference air, (b) THz frequency-domain spectra of soil.
Table 2 Table 3
The pollution levels of soil. The number of soil THz spectra.
Heavy metals in soils Safe soil Mildly polluted soil Heavily polluted soil Pollution level of soil Number of soil THz spectra
(mg⋅kg− 1) (mg⋅kg− 1) (mg⋅kg− 1)
Hg Cd Cu
Hg ⩽ 2.4 2.4 ~ 4.0 ⩾ 4.0
Safe soil 384 128 384
Cd ⩽ 0.3 0.3 ~ 3.0 ⩾ 3.0
Mildly polluted soil 128 320 128
Cu ⩽ 100 100 ~ 300 ⩾ 300
Heavily polluted soil 128 192 128
The three heavy metal contents of the polluted soils were predicted
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W. Lu et al. Computers and Electronics in Agriculture 197 (2022) 106923
Fig. 5. Absorption parameters of THz spectra of soils, (a) Absorption parameters of soil containing Hg, (b) Absorption parameters of soil containing Cd, (c) Ab
sorption parameters of soil containing Cu.
evaluating the prediction model were root mean square error (RMSE)
Table 4
and decision coefficient (DC).
Results of linear modeling of optical parameters of soil THz spectra.
Heavy metal type Frequency point (THz) Regression equation DC 3. Results and discussion
Hg 0.20 y= 0.49⋅x-2.64 0.89
0.27 y= 0.89⋅x-4.64 0.92 3.1. Analysis of absorption parameters
0.33 y= 0.74⋅x-5.29 0.86
0.40 y= 1.03⋅x-7.46 0.86
Cd 0.20 y= 0.84⋅x-3.29 0.91
The absorption parameters of soils with different contents of Hg, Cd
0.27 y= 1.19⋅x-4.95 0.97 and Cu were calculated. It was found that when the time-domain spectra
0.33 y= 1.52⋅x-6.42 0.97 of soils with different heavy metal contents were denoised by the DCT
0.40 y= 1.98⋅x-9.04 0.99 method, their absorption parameters had obvious regularity in the range
Cu 0.17 y= 0.01⋅x-4.58 0.31
from 0.1 THz to 0.7 THz for certain concentrations of heavy metals.
0.23 y= 0.01⋅x-3.96 0.41
Fig. 5 shows the absorption parameter curves for soils with five con
centrations of heavy metals. The concentrations of heavy metals marked
at the same time. The THz spectrum of each contaminated soil was 640, in Fig. 5 are actual detected values. Peak frequency points are also
so the total number of THz spectra used for prediction is 1920. The marked with arrows in Fig. 5. The curves for the absorption coefficients
content of heavy metals in soil was quantitatively predicted with BPNN and absorption rates showed rising and falling trends, respectively.
and ELM. BPNN is a forward propagation neural network with feedback, Then, linear models for the absorption coefficients were established
and ELM is a single hidden layer feedforward neural network (Zhang at the selected peak frequency points. The obtained regression equations
and Zhang, 2015). The hidden layer structure and activation function and DC values are shown in Table 4. Since the linear models for the
are important for BPNN model. The BPNN used in the predict experi heavy metal Cu had low DC values, the selected two frequency points
ment had a single hidden layer. The activation function between the were obviously not the characteristic frequency points of the heavy
input layer and hidden layer was the sigmoid function, and the linear metal Cu in soil. The DC values for linear modeling of Hg and Cd were
function was used as the activation function between the hidden layer both higher. However, these frequency points cannot uniquely represent
and the output layer. Moreover, the number of network iterations was the linear relationship between them and the concentrations of heavy
1000, and the target mean square deviation was 0.0004, and the number metals. Therefore, it is impossible to determine whether these frequency
of neurons in the hidden layer was 9. The activation function and the points are characteristic frequency points of Hg and Cd in soil. The
number of neurons in the hidden layer are also important for the ELM reasons may be that, the THz spectra of single molecular components of
model. In the experiment, the activation function was the sigmoid heavy metals cannot be obtained due to the complex composition of soil,
function, and the number of neurons in the hidden layer was 100. The or the concentrations of heavy metals chosen for the experiment were
prediction results for the two models were compared with the actual not right enough to show the THz spectrum characteristics of the heavy
heavy metal contents detected by the testing facility. The criteria for metals, or the instrument used was not precise enough. The THz
Table 5
Detection accuracy of soil heavy metal pollution types.
Heavy metal type Denoising method Dimension reduction method Accuracy (%)
PNN RF
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W. Lu et al. Computers and Electronics in Agriculture 197 (2022) 106923
Table 6
Detection accuracy of soil heavy metal pollution levels.
Heavy metal type Denoising method Dimension reduction method Accuracy (%)
PNN RF
spectrum of soil carries the comprehensive spectral information after the shown in Table 6. There were three pollution levels for each heavy
THz spectrum irradiates the soil. How to analyze the generation mech metal-contaminated soils. They were also analyzed with the PNN and RF
anism of THz spectrum of heavy metals in soil is an in-depth research to models. The modeling average results for the training data set were
be solved. 98.37% and 97.22%, respectively. The final detection results for the
testing set were 96.85% and 96.55%. Both the calibration model and
validation model exhibited satisfactory detection results. Therefore, it is
3.2. Qualitative detection results of heavy metal pollution in soils
concluded that PNN model and RF model based on the THz time-domain
spectrum accurately identified the heavy metal pollution levels in soils.
Two kinds of heavy metal pollution were identified based on THz
Before the spectrum was tested, the THz time-domain spectral data
spectra of the soil. One experiment tested the types of heavy metals in
were preprocessed with denoising and dimensionality reduction. Taking
soils. The second experiment tested the levels of heavy metal pollutants
the detection for Hg pollution level as an example, the optimal result of
in soils. First, the THz time-domain spectra for soil were preprocessed by
the RF model combined with the pretreatment of WT-SNV -MDS was
different spectral processing methods. Then, the data set was randomly
97.96%. However, the lowest accuracy was 93.84% for the RF model
divided into training set and testing set in a ratio of 7 to 3. Finally, the
using the WT-SNV spectrum processing method. Reducing the dimen
average accuracy obtained after running the test mode 30 times was
sion of THz spectrum did not necessarily improve detection results. This
calculated to evaluate the detection model. The detection results for the
is because dimensionality reduction may lose useful information about
training set and testing set are listed in Table 5 and Table 6.
the spectrum data. The results indicates that the accuracy of the detec
Table 5 lists the accuracy for identifying heavy metal pollution types
tion model can be affected by the spectral pretreatment method.
in soils. Four kinds of soil samples (including the blank reference soil)
were detected at the same time. As shown in Table 5, the average results
for the PNN and RF training models were 99.31% and 98.96%, respec 3.3. Quantitative prediction results of heavy metal content in soils
tively, which indicates that the established detection models were
effective. The detection results for the testing set were 97.77% and In the quantitative prediction experiment, four pretreatment
96.55%, respectively. The average result for the PNN model was higher methods including WT-PCA, DCT-PCA, WT and DCT were used to pre
than that of the RF model. Compared with RF model, the superiority of process soil THz time domain spectrum. The dataset was also randomly
PNN model in detection performance is not significant. Four kinds of soil divided into training set and testing set at a ratio of 7 to 3. ELM and
samples can be accurately detected with the two models. These exper BPNN models were established with the THz refraction coefficients,
imental results showed that THz time-domain spectroscopy can be used which were calculated by Formula 2. The models predicted three heavy
effectively to detect the types of heavy metals in soils containing Hg, Cd metals simultaneously. Table 7 lists the predicted results of the training
and Cu at the same time. set and testing set. The listed RMSE values and DC values obtained after
The accuracy for detection of heavy metal pollution levels in soils is running the prediction models 30 times.
Table 7
Prediction results of heavy metal content in soils.
Heavy metal type Dimension reduction method Prediction results
BPNN ELM
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W. Lu et al. Computers and Electronics in Agriculture 197 (2022) 106923
Fig. 6. Prediction results of BPNN model, (a) Prediction results of soils containing Hg, (b) Prediction results of soils containing Cd, (c) Prediction results of soils
containing Cu.
DC values of 0.96 and 0.94 for the training set in Table 7 indicated Acknowledgments
the good performance of the established prediction model. The pre
dicted DC values for the testing set were 0.94 and 0.9. This shows that This work is supported by National Natural Science Foundation of
the predicted value is in good agreement with the observed value. As an China (No. 32071896, 31960487, 61401215), and Jiangsu Natural
example of the BPNN model, the fitting curves are shown in Fig. 6. In Science Foundation (No. BK20181315). The authors are grateful for
addition, except for the RMSE for soils containing Cu, the RMSE values editors and anonymous reviewers who make constructive comments.
between the predicted results and actual results were very small. The
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