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Barsalou, L. W. (1985) - Ideals, Central Tendency, and Frequency of Instantiation As Determinants of Graded Structure in Categories.
Barsalou, L. W. (1985) - Ideals, Central Tendency, and Frequency of Instantiation As Determinants of Graded Structure in Categories.
Lawrence W. Barsalou
This document is copyrighted by the American Psychological Association or one of its allied publishers.
Emory University
629
630 LAWRENCE W. BARSALOU
a category and continuing through its atypical However its average similarity to other category
members to those nonmembers least similar members must be at least roughly the same as
to category members. No other variable is as its similarity to their central tendency (Bar-
important as graded structure in predicting salou, 1983). This is analogous to the average
performance on a wide range of categorization difference between a number and several other
tasks (e.g., category acquisition, exemplar numbers being the same as the difference be-
production, category verification). In addition, tween the first number and the average of the
graded structure occurs in a diverse range of others. In a related manner, an exemplar's av-
categories, suggesting that it may be a universal erage dissimilarity to the members of contrast
property of categories. The large body of work categories must be at least roughly the same
addressing graded structure is reviewed in as its dissimilarity to their central tendencies.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
Most categories probably have more than that an exemplar's word frequency in Kucera
one ideal. For example, possible restaurants to and Francis's (1967) analysis did not predict
eat at may have the ideals of lowest possible typicality. However it is by no means clear that
cost, highest possible Quality, and closest pos- word frequency is a good measure of how often
sible proximity. The most important ideal(s) people encounter exemplars in their everyday
on a given occasion may depend on the goal a routines. Other measures of frequency may be
person is pursuing. If the goal is to have a better predictors of typicality.
memorable experience, then high quality may More recent work has contradicted these
be most important. But if the goal is to have initial reports, finding that familiar exemplars
a quick meal, then high quality may succumb are perceived as more typical than unfamiliar
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
to close proximity and low cost. exemplars (Ashcraft, 1978; Glass & Meany,
This document is copyrighted by the American Psychological Association or one of its allied publishers.
Ideals differ from central tendency in at least 1978; Hampton & Gardiner, 1983; Malt &
two ways. First, ideals generally do not appear Smith, 1982).2 Familiarity can be denned as
to be the central tendencies of their categories someone's subjective estimate of how often
(although they may occasionally be). Zero cal- they have experienced an entity across all con-
ories, for example, is certainly not the central texts. However an alternative form of fre-
tendency with respect to calories for things to quency that could determine graded structure
eat on a diet; nor is closest possible proximity is frequency of instantiation, which can be de-
the central tendency with respect to distance fined as someone's subjective estimate of how
for possible places to eat at. Ideals tend to be often they have experienced an entity as a
extreme values that are either true of only a member ofa particular category. Whereas fa-
few category members or true of none at all. miliarity is a category-independent measure of
Instead of lying at the center of categories (as frequency, frequency of instantiation is a cat-
does central tendency), they generally lie at the egory-specific measure of frequency. For ex-
periphery.1 ample, people generally appear more familiar
Central tendency and ideals also differ in with chair than with log, having experienced
origin. Central tendency depends directly on chair more often across all contexts. However
the exemplars of a category, and more specif- people have probably experienced log more
ically, on the particular exemplars a person has often as an instantiation of firewood. Increases
experienced. Although people may form in familiarity and frequency of instantiation
impressions of a category's central tendency could both be associated with increasing typ-
through hearsay, they may generally acquire icality. Although both possible determinants
such information through experience with ex- receive attention here, the focus will be on fre-
emplars. In contrast, ideals may often be de- quency of instantiation, because initial in-
termined independently of exemplars, being spection of categories suggested it as the more
acquired through the process of planning how important factor.
to achieve goals before exemplars are ever en- In summary, a number of factors could de-
countered. termine graded structure, including central
tendency, ideals, frequency of instantiation,
Frequency of Instantiation and Familiarity and familiarity. Because previous work has not
observed ideals and frequency of instantiation,
Rosch, Simpson, and Miller (1976) and and because previous work has generally not
Mervis, Catlin, and Rosch (1976) argued that
frequency does not determine graded struc-
ture, although their tests of frequency were not
1
very sensitive. Rosch, Simpson, et al. (1976) Ideals are not always the most extreme values possible
pitted family resemblance against frequency on a dimension. Exemplars of clothes to wear in the snow,
for example, vary along the dimension of how warm they
and found that only family resemblance pre- keep people, with the ideal not being as warm as possible
dicted typicality. However, their design was not (which could be fatal) but being instead as much warmth
capable of detecting simultaneous effects of as is necessary for survival and comfort. This ideal, however,
family resemblance and frequency. Conse- is probably not the central tendency of the category.
2
McCloskey (1980) also reported effects of familiarity
quently frequency could have had an effect, on conceptual processing, but his work primarily addressed
but was not detected because it was the weaker the role of a category term's familiarity instead of an ex-
of the two factors. Mervis et al. (1976) found emplar term's familiarity, which is of interest here.
632 LAWRENCE W. BARS A LOU
performed comprehensive tests of possible de- provide characteristic properties for each cat-
terminants, one of the purposes of this project egory type. One way common taxonomic and
was to observe all four of these possible deter- goal-derived categories generally appear to dif-
minants simultaneously. The focus on these fer has to do with the "correlational structure
factors is not meant to imply that they are the of the environment." Correlational structure
only possible determinants of graded structure. refers to the fact that properties in the physical
Instead it is highly likely that other factors also environment are not independent; that is, a
determine typicality. For example, Hampton given property generally co-occurs with certain
and Gardiner (1983) review findings that ad- other properties but not with others. Feathers,
dress whether the number of properties asso- for example, typically co-occurs with wings
ciated with an exemplar determines its typi- and beak, but not with tires and engine. As
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
cality. In addition, Lakoff (in press) presents discussed by Rosch and Mervis (1975) and
a number of other possible determinants, Rosen, Mervis, Gray, Johnson, and Boyes-
which in at least some cases appear to be com- Braem (1976), common taxonomic categories
posites of the factors examined here. appear to circumscribe sets of things in the
environment that share these clusters of co-
Common Taxonomic and occurring properties. Consequently these cat-
Goal-Derived Categories egories reflect the correlational structure of the
environment. Many exemplars of birds, for
Previous work showing that central tendency example, share co-occurring properties that
and familiarity determine graded structure has rarely occur outside the category, thereby
focused on typicality in one particular kind of making exemplars of this category very similar
category, namely, common taxonomic cate- to each other and very dissimilar to nonmem-
gories (e.g., birds, furniture, fruit). However, bers.
because Hampton (1981) found that graded In contrast, goal-derived categories generally
structure is not well-predicted by central ten- appear to violate the correlational structure of
dency in some abstract categories, there is rea- the environment. Many goal-derived categories
son to believe that the generality of the previous include some members from each of several
studies is limited. The factors that determine common taxonomic categories, but never all
graded structure may vary widely across cat- the members from a given one. Things to take
egories. Consequently a second purpose of this on a camping trip, for example, includes
project was to observe typicality in another members of food, clothing, tools, and so on,
kind of category, what will be referred to as but it does not include all members. Because
goal-derived categories (e.g., things not to eat the members of these goal-derived categories
on a diet, things to takefrom one's home during are often quite dissimilar to each other and
afire, birthday presents). very similar to many nonmembers, they do
It should be noted that Barsalou (1983) not maximize the correlational structure of the
found graded structure in ad hoc categories, environment. Other goal-derived categories
which are those goal-derived categories that contain subsets of one particular common
have been constructed to achieve a novel goal taxonomic category. For example, someone
and that therefore are not well-established in with a back problem might be interested in
memory. Once an ad hoc category is frequently chairs that provide good back support. In these
used and becomes well-established in memory, cases, goal-derived categories do not maximize
however, it is no longer ad hoc by this definition correlational structure because many noncat-
(see Barsalou, 1983, pp. 224-225). Conse- egory members are highly similar to category
quently goal-derived categories include both members (e.g., chairs that provide good back
ad hoc categories and better established cate- support are very similar to chairs that do not).
gories that were once ad hoc. In general, because goal-derived categories do
Of course it would be ideal to distinguish not maximize the correlational structure of the
common taxonomic and goal-derived catego- environment, they are not very salient and do
ries in terms of simple definitions. Unfortu- not stand out as natural groups. Instead they
nately such definitions have not as yet been appear to only become salient when relevant
forthcoming, although it is as least possible to to currently pursued goals.
DETERMINANTS OF GRADED STRUCTURE 633
Another way in which common taxonomic dency may be highly salient in people's rep-
and goal-derived categories generally seem to resentations of common taxonomic categories
differ has to do with category use. Common and thereby become the standard by which
taxonomic categories are often used for clas- typicality is judged. Central tendency may be
sification, whereas goal-derived categories are salient in common taxonomic categories for
often used for instantiation. When classifying the following two reasons. First, because these
entities in the environment, people primarily categories generally reflect correlational struc-
appear to use common taxonomic categories. ture, people may use them as a means of rep-
More specifically, people generally prefer basic resenting the structure of the environment. If
level categories, which are a subset of common so, then acquiring central tendency informa-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
taxonomic categories (Jolicoeur, Gluck, & tion for these categories provides representative
This document is copyrighted by the American Psychological Association or one of its allied publishers.
Kosslyn, 1984; Murphy & Smith, 1982;Rosch, information about the kinds of entities the en-
Mervis, et al., 1976; B. Tversky & Hemenway, vironment contains. Central tendency infor-
1984). In contrast, people primarily appear to mation is clearly more representative than
use goal-derived categories for instantiating ideal information, because the former has a
schema variables while achieving goals. To much higher likelihood of occurring for a cat-
achieve the goal of taking a vacation, for ex- egory's exemplars than the latter.
ample, a planner has to instantiate variables A second reason central tendency infor-
in schematic knowledge about vacations, such mation may be salient in common taxonomic
as where to go, who to go with, how to get there, categories has to do with their use. Because
what to take, and so on. The goal-derived cat- these categories are often used for classifica-
egories of places to go, people to go with, types tion, their representations may be designed to
of transportation, and things to pack in a suit- maximize classification performance. It is well-
case facilitate locating and selecting instantia- known in the category verification literature
tions for these variables. In general, success- that classifying an entity proceeds faster to the
fully achieving a goal requires that people bind extent the entity is similar to the category
schema variables with instantiations appro- standard (Smith, 1978). Basing classification
priate in the current setting. Goal-derived cat- standards on central tendency information
egories provide pools of instantiations from minimizes the average distance of category
which instantiations can be chosen. members to category standards (e.g., it is a sta-
Although common taxonomic and goal-de- tistical fact that the average absolute distance
rived categories generally seem to differ in the from all points in a set to one particular point
extent to which they reflect correlational is minimized when that point is the median;
structure and in the way they are used, these Hayes, 1973, p. 223). Therefore the average
distinctions are by no means clear-cut or de- difficulty of performing classifications is min-
fining. For example, some common taxonomic imized when the category standard contains
categories such as vehicles, clothing, and fur- central tendency information (as opposed to
niture are highly related to people's goals and ideals). Because a primary use of common
may often be used for instantiation. Conversely taxonomic categories is to serve classification,
goal-derived categories may at times be used it would not be surprising if central tendency
for classification. Although these distinctions information were central to their representa-
are not defining, they provide characteristic tions.
properties of common taxonomic and goal- In contrast, ideals may become highly salient
derived categories. in people's representations of goal-derived
categories and thereby become the standards
Determinants of Graded Structure by which typicality is judged. Because goal-
in Common Taxonomic and derived categories generally serve goals, their
Goal-Derived Categories representations may contain ideals in order to
maximize goal achievement. As people con-
These general differences between common sider possible instantiations of a category, they
taxonomic and goal-derived categories suggest can compare them to the category's ideals and
that different factors may determine their thereby pick the exemplar or exemplars that
graded structures. To begin with, central ten- will result in maximal goal satisfaction. For
634 LAWRENCE W. BARSALOU
example, someone on a diet might compare environment. The common taxonomic categories were 9
selections on a menu to the ideals for things of those studied by Rosch (1975). These 18 categories are
to eat on a diet in order to pick instantiations shown in Table 3.
Thirty-eight subjects generated exemplars of these 18
that will maximize the goal of losing weight. categories after generating exemplars to each of three
Although central tendency may be the only practice categories. Subjects received the 18 critical cate-
determinant of graded structure for common gory names in one of two random orders. After a tape
taxonomic categories, and although ideals may recording finished stating a name, subjects wrote down as
many exemplars as they could think of in the subsequent
be the only determinant for goal-derived cat- 15-s interval. The recording then asked subjects to turn to
egories, another possibility is that both factors the next page of their booklet and prepare for the next
determine graded structure in both category category.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
types. For example, the typicality of a partic- The exemplars generated for each category were pooled
This document is copyrighted by the American Psychological Association or one of its allied publishers.
ular fruit may be determined, not only by its across subjects to construct dominance orders of exemplars
(as in Battig & Montague, 1969). Generated items were
similarity to central tendency information, but considered to be the same exemplar only if they were or-
also by its similarity to revelant ideals (e.g., thographicatly identical or differed by a minor inflection
having to do with taste and nutrition). To the (e.g.. shirt and shirts; walk and walking). All exemplars
extent common taxonomic categories serve generated by only one subject were not used in the re-
mainder of the experiment. However when two such ex-
goals, ideals should also determine their graded emplars were members of some superordinate not men-
structures. Analogously, to the extent central tioned by two or more subjects, the superordinate was in-
tendency information is important for the use cluded (e.g., Kung Fu and Karate were combined to form
of goal-derived categories, it should also de- martial arts). This occurred rarely. The number of ex-
emplars generated by 2 or more subjects per category
termine their graded structures. On the basis ranged from 9 to 24, the median being 19.83. The median
of findings reported by Rosch and Mervis for the goal-derived categories was 20.25 and for the com-
(1975) and Rosch, Simpson, etal. (1976), one mon taxonomic categories was 19.25.
might predict that central tendency determines To obtain exemplar goodness judgments, subjects re-
graded structure in all categories. ceived the 348 exemplars blocked by category. In each of
two versions, the category blocks were randomly ordered
Finally, initial inspections of categories sug- (one per page) as were the exemplars within each category.
gested that frequency of instantiation deter- At the top of each page appeared the corresponding cat-
mines graded structure to some extent in goal- egory name. To the right of each exemplar appeared a 9-
point scale on which 1 was labeled poor example and 9
derived .categories but not in common taxo- was labeled excellent example. Ten subjects circled 1 scale
nomic categories. Alternatively, the work of number for each exemplar to rate how good an example
Rosch, Simpson, et al. (1976) and Mervis et it was of its category. These instructions did not ask subjects
al. (1976) suggests that frequency of instantia- to judge "how typical" each exemplar was because it was
thought this might bias subjects towards using frequency
tion should not determine graded structure in of instantiation. "How good an example" seemed more
either. open ended and less demanding. Although "typicality" will
often be used to refer to these data out of convenience,
they were collected using "goodness-of-example" instruc-
Experiment 1 tions.
This first study examined whether central To obtain frequency of instantiation judgments, subjects
tendency, ideals, and frequency of instantiation received the same materials as just mentioned, except the
predict graded structure in goal-derived and endpoints for the scale were labeled 1 for not frequently at
all and labeled 9 for very frequently. Ten subjects rated
common taxonomic categories. For each cat- each member for how frequently they thought it subjectively
egory observed, these three variables were occurred as a category instantiation. Subjects were explic-
measured for every exemplar and were then itly asked not to judge how familiar each item was but
correlated with typicality. This study also ob- instead how frequently they thought it occurred as a mem-
ber of the category.
served whether central tendency, ideals, and
Except for the following two changes, the materials used
frequency of instantiation predict how often to collect judgments about ideals were the same as those
exemplars are generated during exemplar pro- used to collect judgments of typicality and frequency. First,
duction. the endpoints for the scale was labeled 1 for very low amount
and labeled 9 for very high amount. Second, the name of
Method a dimension occurred at the top of the page. These di-
mensions—which will be referred to as ideal dimensions—
Nine goal-derived categories were selected that intuitively are shown in Table 3. They were picked intuitively and
appeared to originate during goal-directed behavior as op- seemed to contain ideals that exemplars should optimally
posed to originating in the correlational structure of the have with respect to a goal served by the respective category.
DETERMINANTS OF GRADED STRUCTURE 635
The ideal far each dimension appeared to lie toward its common taxonomic categories did not differ
upper end. Ten subjects rated each exemplar for its amount on the mean or standard deviation of any
on its ideal dimension.3
measure. No differences in standard deviations
It should be noted that a category could have more than
one ideal or have a more important ideal than the one indicates that differences in range between
observed here. The goal of this study, however, was not to category types will not be a factor in the cor-
find the upper limit on how well ideals predict graded relations to be reported shortly. Of more theo-
structure. Instead the goal was simply to determine whether retical interest is that goal-derived and com-
ideals predict graded structure at all. Consequently the at-
tempt to locate ideals was not exhaustive or oriented to- mon taxonomic categories did not differ in the
wards finding the most important ideal. standard deviations of their family resem-
To assess the role of central tendency, a family resem- blance scores (the mean values were .65 and
blance score was obtained for each exemplar. Because an .70, respectively). This suggests that the ex-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
Results
3
Some of these ideal dimensions could actually be com-
Raw correlations. An item's exemplar posites of several ideal dimensions. For example, the ideal
goodness, frequency of instantiation (referred dimension for birds (i.e., how much people like it) could
to as frequency in the next three sections), and depend on the more specific dimensions of how colorful it
is, how melodic its song is, and so on.
ideal dimension scores were simply averages 4
It should be noted that this measure of family resem-
across the 10 subjects who produced the re- blance does not reflect an exemplar's dissimilarity to
spective data. An exemplar's family resem- members of contrast categories. However Rosch and Mervis
blance score was computed as just discussed. (1975) did not include dissimilarity to nonmembers in
An exemplar's output dominance score was some of their studies and yet found that similarity to mem-
bers alone often did an excellent job of predicting typicality
the number of subjects, out of 38, who had (i.e., correlations around .90). So although the measure
generated the exemplar. The values of these used here does not reflect dissimilarity to nonmembers, it
variables for each exemplar in each category should indicate at least to some extent whether family re-
are shown in the appendix. semblance predicts graded structure.
' An alternative explanation is that subjects maintain a
For each of the five measures, the mean and constant distribution of similarity ratings for each category
standard deviation of the exemplar means were such that the distribution of family resemblance scores
computed for each category. Goal-derived and also remains constant.
636 LAWRENCE W. BARSALOU
Table 3
Second-Order Partial Correlations by Categories From Experiment I
Correlation EG-CT EG-I EG-FOI
Goal-derived categories
Birthday presents .42 .53 ,80
(how happy people are to receive it)
Camping equipment .15 -.12 .66
(importance to survival)
Transportation for getting from San Francisco to New York -.51 .56 .40
(how fast it gets people there)
Personality characteristics in people that prevent someone
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Note. Ideal dimensions are in parentheses. EG is exemplar goodness, CT is central tendency, FOI is frequency of
instantiation, and I is ideals,
to elicit the other in a production task. The from the central tendency of an ideal dimen-
pattern of prediction varied for the two cate- sion should be a better predictor of typicality
gory types with regard to the other two pre- than its distance from the ideal value of that
dictors. Neither central tendency or ideals
uniquely predicted output dominance for goal-
derived categories, whereas both did for com- * I« further analyses, central tendency, ideals, frequency
mnn taxrrtiomic categories 6 of
instantiation, and familiarity (to be discussed in a mo-
montaxonomic categories. were essed Reality and output domi-
The relation between typicality and the cen- nance for ^ ca1flgory type in stepwise multiple regres_
tral tendencies of ideal dimensions. If central sions. For typicality in common taxonomic categories, sig-
tendency is the sole determinant of typicality, nificant factors entered in the order of central tendency,
ideaIs and
then a category's central tendency on an ideal ' frequencyof instantiation to account for 64%
dimensionshouldbeabetterpredictoroftyp- t££Z5££^££S£Z^
icallty than US ideal value on that dimension, stantiation, ideals, and familiarity to account for 69% of
More Specifically, the distance of an exemplar the variance (central tendency never entered). For output
DETERMINANTS OF GRADED STRUCTURE 639
dimension. In things not to eat on a diet, for icality increased as exemplars became more
example, exemplars should become more typ- familiar.7 It is therefore important to deter-
ical as they approach the central tendency for mine if familiarity entered into subjects' fre-
the ideal dimension of calories than as they quency of instantiation judgments in the cur-
approach the ideal value of indefinitely many. rent experiment. To assess the relation between
To test this possibility, the difference was familiarity and frequency of instantiation, 10
computed between each exemplar's average additional subjects rated each exemplar of each
rating on the ideal dimension and its category's category on a 9-point scale for how familiar
average rating on that dimension (i.e., the av- they were with that kind of thing. Subjects re-
erage rating across all exemplars in the cate- ceived the exemplar names in one of two ran-
gory). The absolute values of these differences, dom orders. In contrast to the procedure for
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
which reflect distance from central tendency, rating frequency of instantiation, the exem-
were then correlated with typicality. If exem- plars were not blocked by category, and noth-
plars become more typical as their value on ing was said about the categories underlying
an ideal dimension approximates the central the list. The average ratings for exemplars
tendency of the dimension—that is, as ex- (which are shown in the appendix) were then
emplars possess increasing family resemblance correlated with other measures of interest for
on that dimension—then large negative cor- each category, and these correlations were av-
relations between absolute differences and eraged across categories within the two cate-
typicality should occur. The average correla- gory types.
tion, however, was -.19 for the common tax- The average correlation between familiarity
onomic categories and -.01 for the goal-de- and frequency of instantiation was greater for
rived categories. The proximity of exemplars common taxonomic categories, .57, than for
to the central tendencies of ideal dimensions goal-derived categories, .21, £(16) = 3.60,
does not predict typicality. SE = .10, p < .01. But both values are much
In contrast, the proximity of exemplars to less than one would expect if familiarity and
the ideal values of ideal dimensions does pre- frequency of instantiation measure the same
dict typicality. Because the ideal values of these thing. According to reliability theory (see
dimensions were all at their upper end, positive Guilford& Fruchter, 1973, pp. 263-264; Bar-
correlations between typicality and amount on salou & Sewell, 1984), these correlations
ideal dimensions indicate that typicality is in- should approximate their group reliabilities if
creasing as exemplars approximate ideal val- the two measures are identical. Given that the
ues. As reported earlier, the average correlation mean group reliabilities were .89 for familiarity
between typicality and amount on ideal di- and .78 for frequency of instantiation, these
mensions was .70 for goal-derived categories two measures are not the same.
and .46 for common taxonomic categories. Regarding the prediction of typicality, fa-
Even after partialing out the other two predic- miliarity was a much poorer predictor than
tors, increasing values on ideal dimensions still frequency of instantiation. The average cor-
correlated substantially with typicality (.44 and relation between familiarity and typicality was
.45, respectively). Ideal values on these dimen- only .03 for the goal-derived categories and
sions are clearly more important to typicality only. 19 for the common taxonomic categories.
than central tendencies. These correlations are much smaller than those
Familiarity versusfrequency ofinstantiation.
As noted earlier, Ashcraft (1978), Glass and
Meany (1978), Hampton and Gardiner (1983), 7
]t should be noted that Hampton and Gardiner's (1983)
and Malt and Smith (1982) all found that typ- operationalization of familiarity is perhaps closer to what
is meant by "frequency of instantiation" here. More spe-
cifically, Hampton and Gardiner had subjects judge the
familiarity of exemplars while they were blocked together
dominance in common taxonomic categories, significant in the context of their categories. As will be seen in this
factors entered in the order of frequency of instantiation, next analysis, making frequency judgments about exem-
ideals, and central tendency to account for 37% of the vari- plars varies systematically as a function of whether these
ance. For output dominance in goal-derived categories, the judgments are made in the context of categories (frequency
only significant factor was frequency of instantiation, which of instantiation) or not in the context of categories (fa-
accounted for 5% of the variance. miliarity).
640 LAWRENCE W. BARSALOU
just reported between frequency of instantia- erage raw correlation between central tendency
tion and typicality (.72 for goal-derived cate- (as measured by family resemblance) and typ-
gories and .47 for common taxonomic cate- icality was —.15. The highest value that the
gories). Moreover when frequency of instan- average correlation across categories ever
tiation was partialed out of the correlations reached for a given subject was .19, whereas
between familiarity and typicality, they became the lowest value was - . 5 8 . Similar to the cur-
slightly negative, indicating that familiarity did rent experiment, ideals and frequency of in-
not account for any unique variance (-.16 for stantiation correlated highly with typicality
goal-derived categories and —.11 for common (average raw correlations across subjects of .51
taxonomic categories). In contrast, when fa- and .60, respectively).
miliarity was partialed out of the correlations
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
between typicality and frequency of instantia- between common taxonomic and goal-derived
tion, the original correlations were unaffected categories. Although central tendency plays no
(from .74 to .72 for goal-derived categories, role in the graded structures of goal-derived
and from .45 to .47 for common taxonomic categories, it is clearly the most important de-
categories). terminant of graded structure in common tax-
Contrary to what earlier studies suggest, fa- onomic categories, correlating .71 with typi-
miliarity per se does not appear important to cality after ideals and frequency of instantia-
graded structure. Instead its relation with typ- tion were partialed out. However factors
icality appears to reflect variance it shares with besides central tendency also play roles in the
frequency of instantiation. graded structures of common taxonomic cat-
egories. Contrary to Mervis et al. (1976) and
Discussion Rosch, Simpson, et al. (1976), frequency is
important to graded structure. Frequency of
Although the work of Rosch and Mervis instantiation accounted for as much unique
(1975) and Rosch, Simpson, et al. (1976) shows variance in common taxonomic categories as
that central tendency can be an important de- in goal-derived categories. Moreover, because
terminant of graded structure, it clearly does frequency of instantiation accounted for typ-
not determine the graded structure of every icality variance even after central tendency had
category. Although central tendency (as mea- been partialed out, frequency is not an artifact
sured by family resemblance) had a raw cor- of central tendency, as suggested by Rosch
relation of .38 with typicality for the goal-de- (1974). In addition, familiarity exhibited no
rived categories, it dropped to .05 when the significant relation with typicality for either the
other two predictors were partialed out. Cen- common taxonomic or goal-derived categories.
tral tendency accounted for no unique vari- Instead the important form of frequency ap-
ance of its own, but only correlated with typ- pears to be frequency of instantiation. The
icality initially because of variance it shared more often exemplars are subjectively per-
with two stronger predictors. These other pre- ceived in the context of their category, the more
dictors—ideals and frequency of instantia- typical they become of it.
tion—each accounted for substantial amounts Ideals also accounted for significant
of unique typicality variance in goal-derived amounts of unique variance in common tax-
categories. onomic categories. In fact, ideals were as im-
Barsalou (1981, Experiment 1) provides a portant in common taxonomic categories as
replication of this finding and also shows that they were in goal-derived categories. Although
it holds within specific subjects. After gener- central tendency is the most important deter-
ating exemplars for 12 goal-derived categories, minant of graded structure in common taxo-
each subject provided typicality, frequency of nomic categories, the structure of these cate-
instantiation, ideal dimension, and family re- gories also seems to depend on goals these cat-
semblance judgments for the exemplars he or egories serve. Because the ideal dimension of
she generated. Correlations between the three how effective it is had a second-order partial
predictors and typicality were computed in- of .91 with typicality in weapons, goal-related
dividually for each subject within each cate- information is clearly central to this category's
gory. Across subjects and categories, the av- graded structure. Similarly, the concept for ve-
DETERMINANTS OF GRADED STRUCTURE 641
hides appears to contain goal-related infor- Actually, Rosen and Mervis (1975) and
mation regarding efficiency, and the concepts Rosch, Simpson, et al. (1976) found in exper-
for sports, birds, and fruit appear to contain imental studies with artificial categories that
goal-related information regarding enjoyment. central tendency (as measured by family re-
These data indicate that graded structure is semblance) causally determined graded struc-
not a fixed product of central tendency. Ideals ture. Although Rosch, Simpson, et al. (1976)
and frequency of instantiation also play sig- also reported that frequency did not causally
nificant roles in determining the graded struc- determine graded structure, their experimental
tures of categories. Consequently the origins design was not capable of detecting simulta-
of graded structure are much more complex neous effects of central tendency and fre-
quency. However when central tendency and
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This flexibility is underlined by the fact that frequency are orthogonally manipulated in an
individual categories vary substantially in the experimental setting such that they can be de-
combination of factors that determines their tected simultaneously, both causally determine
graded structure (see Table 3). typicality (Barsalou, 1981, Experiment 3,
In a related study, Barsalou and Sewell which is the same as Experiment 2a in Bar-
(1985) found a similar pattern of results for salou, 1984). So far, no experiments have
category verification. Analogous to the current shown that ideals are causal determinants of
study, central tendency predicted verification graded structure. One purpose of this next ex-
time in common taxonomic categories but not periment, therefore, was to examine whether
in goal-derived categories, whereas frequency ideals also causally determine typicality.
of instantiation was the best predictor in goal- A second purpose of this experiment was to
derived categories. Although ideals and famil- examine whether the determinants of a cate-
iarity correlated with verification time in both gory's graded structure depend on the context
category types, they did so primarily through in which the category is processed. Instead of
variance snared with central tendency and fre- there being a fixed determinant responsible for
quency of instantiation. Because this pattern a category's graded structure on all occasions,
of results for category verification is similar to different contexts may engender the use of dif-
the one just reported for typicality, it appears ferent determinants such that the category's
that similar processes may underlie these two graded structure changes. For example, some
categorization tasks. contexts may engender the use of central ten-
Finally, it should be noted that the experi- dency, whereas others may engender the use of
ment by Barsalou and Sewell (1985), along ideals.
with the one just reported, both suffer from Subjects acquired two artificial categories
the following limitation. Because only one ideal whose exemplars each contained a person's last
was observed for each category, and because name (e.g., Davis) associated with five things
each ideal was picked intuitively, these exper- they like to do in their spare time (e.g., go
iments only show that ideals are related to typ- horseback riding, jog daily, collect antiques,
icality; they do not provide accurate estimates cook Chinese food, meditate). Two variables
of the strength of this relation (although they structured each category. First, each category
do provide minimum estimates). It is likely varied along a defining dimension. All mem-
that more careful and exhaustive sampling bers of one category jogged, and all members
would provide ideals that predict typicality to of the other category read the newspaper.
a higher extent than has been observed so far. Within each category, exemplars varied in the
extent to which they jogged or read the news-
Experiment 2 paper (i.e., their amount on the defining di-
Because the previous study was correla- mension). Exemplars either jogged (read the
tional, referring to ideals, central tendency, and newspaper) daily, weekly, or monthly. The sec-
frequency of instantiation as determinants of ond way in which exemplars varied was in how
graded structure has been somewhat unjusti- similar they were to the central tendency of
fied. If these factors are indeed determinants their respective category, having either a high,
of graded structure, they must be shown to be medium, or low number of their category's
causes of it. characteristic activities. Categories were con-
642 LAWRENCE W. BARSALOU
structed such that amount on the defining di- ture the categories, it was expected that they
mension and similarity to central tendency would instead abstract the central tendencies
were orthogonally manipulated. of these categories and use them to determine
The central manipulation in this experiment graded structure.
was how subjects were induced to perceive the One other between subjects manipulation
defining dimensions. Subjects in the related was included. Half the subjects performed a
dimension condition were told that exemplars relevant processing task, and half performed
who jogged belonged to the category of phys- an irrelevant processing task. Relevant pro-
ical education teachers and that exemplars who cessing required that subjects learn to dis-
read the newspaper belonged to the category criminate members of the two categories from
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
of current events teachers. Because most people one another, where the defining dimensions
This document is copyrighted by the American Psychological Association or one of its allied publishers.
believe that physical education teachers ideally and central tendencies of the category provided
should be physically fit and that current events information relevant to performing discrimi-
teachers ideally should be well-read, it was ex- nation. Irrelevant processing required that
pected that these beliefs about ideals would subjects decide which of two members of the
determine graded structure. The more often a same category were better suited to achieve
physical education teacher jogged (e.g., daily some peripheral goal. The defining dimensions
versus weekly versus monthly), the more typ- and central tendencies were irrelevant to these
ical that exemplar should be of its category; decisions, which were always based on other
and the more often a current events teacher activities of the exemplars. It was expected that
read the newspaper, the more typical that ex- irrelevant processing would attenuate the ex-
emplar should be of its category. For each cat- tent to which ideals determined typicality in
egory, people should use an ideal obtained the related dimension condition and the extent
from stereotypes to determine graded struc- to which central tendency determined typi-
ture. Because subjects may focus on how well cality in the unrelated dimension condition.
exemplars approximate these ideals, they may Because subjects need not focus on defining
not abstract each category's central tendency dimensions and central tendencies to perform
(although ideals and central tendency could the irrelevant processing task, they should not
simultaneously determine graded structure abstract this information.
because they were manipulated orthogonally).
Subjects in the unrelated dimension condi- Method
tion were told that the category defined by one
dimension contained Q programmers (i.e., Materials. Two categories of nine exemplars were
formed. Each exemplar had a common surname (e.g.,
people who program in the Q programming Davis, Wilson, Adams) associated with five activities they
language) and that the category defined by the do in their spare time (e.g., dance, renovate houses, write
other dimension contained Z programmers. poetry, go to movies, read the newspaper daily). Each cat-
Because subjects probably do not have any be- egory had a defining dimension: All members of one cat-
egory jogged, and all members of the other category read
liefs about what constitutes ideal Q and Z pro- the newspaper. Three members of each category performed
grammers, it was unlikely that ideals would their defining activity daily, three performed it weekly, and
determine typicality for these subjects. In- three performed it monthly. Each category possessed three
creasing (or decreasing) values on the defining characteristic activities, each of which occurred for six cat-
egory members and for no nonmembers. These activities
dimensions should not determine typicality were not correlated with oneanother or with values on the
because subjects have no reason to assume that defining dimensions. Exemplars varied in how similar they
one value on a defining dimension is any more were to the central tendency of their category, with an ex-
ideal than the others (e.g., there is no obvious emplar's similarity to its category's central tendency being
the number of characteristic activities it possessed. Three
ideal value for how often a Q programmer exemplars in each category possessed all three characteristic
should jog). In addition, the spare time activ- activities, three possessed two, and three possessed one.
ities that constituted each exemplar were cho- For each level of similarity to central tendency, one ex-
sen so as not to be meaningfully related to emplar had a daily value on the denning dimension, one
had a weekly value, and the other had a monthly value
computer programming in general. Conse- (i.e., similarity to central tendency and amount on the de-
quently exemplars also did not vary in how fining dimension were orthogonally manipulated). Except
ideal they were of all computer programmers. for the defining and characteristic activities, no activity
Because subjects could not use ideals to struc- occurred more than once in a category. Finally, one activity
DETERMINANTS OF GRADED STRUCTURE 643
for each exemplar was an irrelevant processing activity (to on their response sheet. The choice of the probe was random
be described in a moment). There were nine such activities, with the constraints that: (a) on true trials, the probe was
each occurring twice, once for one exemplar in each cat- only true of the target, and (b) on false trials, it was not
egory. Only these activities occurred in both categories. true of either the target or the contrast stimulus. The probe
Two versions of the materials were formed in which sur- task served to insure that subjects encoded every activity
names and spare time activities were randomly assigned for each exemplar.
to the stimulus structure, within the constraints of the de- For relevant processing, each category was correct on
sign. 50% of the trials, and for irrelevant processing, each cat-
In the related dimension condition, the category denned egory was used on 50% of the trials. Orthogonally varied
by jogging was called physical education teachers, and the with the target category were whether the target was on the
category defined by reading the newspaper was called cur- left or the right, and whether the answer to the probe task
rent events teachers. In the unrelated dimension condition, was true or false. The contrast stimuli (i.e., the nontarget
stimuli for each trial) were randomly chosen with the con-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
Acquisition procedure. Subjects were asked to imagine times, and no exemplar was the constrast for a given target
they were being trained at a personnel agency to find more than once. The 54 trials were randomly ordered for
teachers for high schools and were told that people's spare each of two versions with the constraint that an exemplar
time activities predict the courses they are good at teaching. was never the target on two or more consecutive trials.
Subjects in the relevant processing condition were told they Prior to the 54 trials, all subjects briefly studied a page
would learn to discriminate one category from the other showing all 18 exemplars blocked by category to develop
on the basis of their spare time activities. Subjects in the an initial impression of the categories.
irrelevant processing condition were told their personnel Test procedure. Following acquisition, subjects per-
agency already had pools for each kind of teacher and that formed three additional tasks. First, they provided paced
their job was to find someone from a particular pool who typicality ratings. Subjects were asked to imagine they were
would be good at teaching a special interest course. teaching another employee about the two populations of
On each acquisition trial, subjects in the relevant pro- teachers. As they considered each exemplar, they were to
cessing condition received one description from each cat- tell the other person how good an example it was of its
egory, foliowed by a request to choose the one that belonged category on the basis of experience acquired during the
to a particular category (e.g., "Choose the better teacher learning phase of the experiment. Each subject received
of programming language Q"). Subjects in the irrelevant the nine exemplars of each category blocked and in a dif-
processing condition received two descriptions from the ferent random order. Every 12 s, a recording instructed
same category, followed by a request to choose the one subjects to read a new card and rate the exemplar on it
better able to teach a special interest course (e.g., "Choose for "how good an example it was of its category." The card
the Q programmer better able to teach how to cook Indian for each exemplar contained both its surname and its five
food"). The irrelevant processing activity of the correct activities. Subjects used a scale from 1 to 7, where 1 meant
exemplar was always related to the topic of the special the exemplar was a poor example, and 7 meant it was
interest course (e.g., invests in real estate was the irrelevant excellent. Only one exemplar was ever visible at a time to
processing activity of an exemplar who would be good at a subject.
teaching a special interest course on how to invest in gold). Subjects' second task was to rank exemplars by typicality.
As described earlier, the irrelevant processing activities were Subjects were able to observe all 18 exemplars at once and
never defining or characteristic of their category. Because had as much time as they needed.
an exemplar was the correct choice on more than one trial,
it was always chosen to teach a different special interest Subjects' third task was to fill out a questionnaire. They
course on each occasion. So if invests in real estate were described their strategies for the typicality tasks and the
an exemplar's irrelevant processing activity, that exemplar activities they thought were characteristic of each category.
might be chosen to teach how to invest in stocks on one Subjects. Fifty-four Stanford University students par-
trial, how to invest in gold on a second trial, and how to ticipated for either credit plus pay or for pay only. Subjects
invest in bonds on a third trial. Each of the 18 exemplars participated in groups of one to four, and each session
served as the target exemplar on three trials in all condi- lasted about 1 hr and 15 min. Six subjects' data were dis-
tions. carded because of equipment failure. Six subjects were
randomly assigned to each of the eight between-subjects
Subjects performed the experiment in individual booths. conditions created by crossing the dimension relatedness,
On the table before them was a stack of 54 cards (one for processing type, and version factors.
each trial) and a response sheet. A tape recording paced
all aspects of the experiment. At the start of each trial, the
recording stated the trial number. Subjects read the request Results
on the top card, decided which exemplar was correct, and
wrote that person's initial on the response sheet next to Typicality. Because the same pattern of
the trial number (i.e., the name for each exemplar had a significant effects occurred for the ratings and
unique initial). Twelve seconds after the trial number was rankings, only the rating data are reported. An
stated, the recording provided the correct name. For the analysis of variance (ANOVA) was performed
next 7 s, subjects studied the correct exemplar's spare time
activities. At the end of this period, the recording instructed on the ratings in which the factors were ideals
subjects to turn the card over and, 3 s later, stated a spare (i.e., amount on the defining dimensions),
time activity. Subjects had 3 s to decide if this was one central tendency (i.e., number of characteristic
possessed by the correct exemplar and circled yes or no properties), dimension relatedness, processing
644 LAWRENCE W. BARSALOU
Table 4
Average Exemplar Goodness Ratings From Experiment 2
Central tendency Ideals
Unrelated dimension
Relevant processing 4.24 4.99 5.44 4.96 4.79 4.92
Irrelevant processing 4.44 4.71 5.11 4.88 4.51 4.88
Average 4.34 4.85 5.28 4.92 4.65 4.90
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
Related dimension
This document is copyrighted by the American Psychological Association or one of its allied publishers.
Note. The scale is from 1 to 7, where 1 is for poor examples, and 7 is for excellent examples.
type, and version. The relevant means are Taken together, these results demonstrate
shown in Table 4. that (a) ideals, as well as central tendency, can
Overall, ideals and central tendency both af- causally determine graded structure, (b) the
fected typicality, F\2,80) = 20.58, MS9 = 1.03, determinants of a particular category's graded
p < .001 and F(2, 80) - 20.16, MSC = .85, structure can vary with context, and (c) mul-
p < .001, respectively. However each factor in- tiple determinants can simultaneously deter-
teracted with dimension relatedness. Ideals in- mine graded structure in a particular category
teracted with dimension relatedness, F{2, (e.g., for irrelevant processing subjects in the
80) = 18.01, A/5 e = 1.03, p < .001, having a related dimension condition).
significant effect in the related dimension con- Irrelevant processing did not attenuate the
dition, F(\, 80) = 69.49, MS, = 1.03,/? < .001, effects of ideals and central tendency as ex-
but having no effect in the unrelated dimension pected. It it not clear why having subjects focus
condition, F(l, 80) = .01, MSC = 1.03, p > on irrelevant information did not reduce the
.25. This indicates that ideals determined typ- effects of these variables on typicality. Irrele-
icality only when the denning dimensions were vant processing subjects may have had suffi-
related to subjects' stereotypes for the cate- cient exposure to exemplars during acquisition
gories. Central tendency interacted with di- to abstract central tendencies; and they may
mension relatedness in the converse manner, have later used ideals at testing when they ap-
F\2, 80) - 3.83, MSt = .85, p < .025, having peared relevant to the categories.
a larger effect in the unrelated dimension con- There were unpredicted interactions be-
dition, F(l, 80) - 37.42, MS; = .85, p < .001, tween central tendency and ideals, F(4, 160) =
than in the related dimension condition, F(\t 6.44, MSe = .44, p < .001, and between pro-
80) = 7.47, A/Sc = .85, p < .01. This indicates cessing type, dimension relatedness, and cen-
that similarity to central tendency played a tral tendency, ^(2, 80) = 3.27, MSe = .85,
stronger role in determining typicality when p < .05. These may have resulted in some way
subjects did not have ideals for the categories. from two further significant interactions in-
The significant effect of central tendency in volving version.
the related dimension condition was entirely Acquisition performance. Performance on
attributable to the irrelevant processing con- both the choice and probe tasks was excellent.
dition, F(\, 80) = 10.38, MSe = . 8 5 , p < . 0 1 . For each, an analysis of variance (ANOVA) was
The fact that there was no effect of central ten- performed on subjects' error percentages,
dency in the relevant processing condition, F\ 1, transformed as suggested by Winer (1971). The
80) = .42, MSe = .85, p > .25, demonstrates average error rate for the choice task was .038.
that central tendency may play no role in de- The only effect was a marginally significant
termining graded structure under some con- interaction between central tendency and di-
ditions. mension relatedness, 7*1(2, 80) = 2.81, MSe =
DETERMINANTS OF GRADED STRUCTURE 645
.01, .10 > p > .05. Subjects in the unrelated effect (in the relevant processing condition) or
dimension condition made fewer errors as had a smaller effect (in the irrelevant process-
similarity to central tendency increased, but ing condition).
subjects in the related dimension condition did These results also show that the determi-
not. This further supports the conclusion that nants of a particular category's graded struc-
central tendency was more important for sub- ture depend on the context in which the cat-
jects in the unrelated dimension condition than egory is perceived. In some contexts, ideals may
for subjects in the related dimension condition. determine a category's graded structure;
For the probe task, the average error rate was whereas in others, central tendency may de-
.064, and there were no significant effects. termine a different graded structure. In addi-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
Questionnaire. Perhaps because of the ease tion, ideals and central tendency can simul-
This document is copyrighted by the American Psychological Association or one of its allied publishers.
with which people ascribe traits to behaviors, taneously determine a category's graded
36 subjects mentioned assimilating the cate- structure, as shown by the results for irrelevant
gories to personality stereotypes. When asked processing subjects in the related dimension
to describe their strategies or the characteristic condition. This is consistent with the results
spare-time activities of each category, these from Experiment 1 in which ideals, central
subjects described a category in the context of tendency, and frequency of instantiation si-
a stereotype. In general, the stereotypes that multaneously determined graded structure in
subjects adopted stemmed from the denning some categories.
dimensions. Categories defined by jogs were
assimilated to physically oriented stereotypes, General Discussion
whereas categories defined by reads the news-
paper were assimilated to culturally and so- These studies indicate that graded structure
cially oriented stereotypes. is a complex and dynamic phenomenon. It is
There was a substantial difference between not the case that a single determinant, such
the reports of subjects in the related and un- as central tendency, is responsible for the
related dimension conditions. Of the 24 sub- graded structure of all categories. Instead at
jects in the unrelated dimension condition, 14 least two other factors—ideals and frequency
reported using central tendency when judging of instantiation—also play major roles in de-
typicality, and 1 reported using ideals. Of the termining graded structure. It is also not the
24 subjects in the related dimension condition, case that the graded structure of a category
2 reported using central tendency, and 19 re- remains constant across contexts. As shown
ported using ideals. Subjects were not probed by Experiment 2, ideals may determine a cat-
directly about specific strategies but volun- egory's graded structure in one context, and
teered them in response to an open-ended central tendency may determine a different
question about the strategies they used. These graded structure in another.
strategies were distributed evenly over the rel- Findings further demonstrating such flexi-
evant and irrelevant processing conditions and bility have been reported by Roth and Shoben
are clearly consistent with the rating data in (1983) and Barsalou and Sewell (1984). Roth
Table 4. and Shoben (1983) varied a category term's
linguistic context and found that its typical
Discussion referents varied across contexts. Animals, for
example, had different graded structures when
These results demonstrate that ideals as well it appeared in "Stacy volunteered to milk the
as central tendency can causally determine animal whenever she visited the farm" and
graded structure. When subjects were aware "Fran pleaded with her father to let her ride
of ideals for the categories, an exemplar's sim- the animal.7'' Whereas cow and goat were typ-
ilarity to the relevant ideal determined its typ- ical in the first context, horse and mule were
icality. These results even go so far as to suggest typical in the second. Barsalou and Sewell
that ideals may be a more important deter- (1984) found that the graded structures of both
minant of graded structure than is central ten- common taxonomic and goal-derived catego-
dency. When subjects were aware of ideals for ries shifted substantially when people took
the categories, central tendency either had no various points of view while j udging typicality.
646 LAWRENCE W. BARSALOU
For example, American undergraduates be- cality increases as it becomes more similar to
lieve that robin and eagle are typical exemplars the concept for its category (Barsalou, 1983;
of birds from the point of view of the average Hampton, 1979; Smith et al., 1974), graded
American citizen, but believe that swan and structure will change with different concepts.
peacock are typical from the point of view of As the information comprising a concept
the average Chinese citizen. Although both changes, different exemplars will be highly
studies demonstrate flexibility in graded similar to the concept such that the ordering
structure, neither examines the determinants of exemplars by typicality changes. For ex-
responsible for such shifts. Consequently it is ample, as a category is perceived in the context
not clear whether such flexibility results from of different goals, different ideals may be in-
changes in ideals, central tendency, frequency corporated into its concept. If different ex-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
be stored with exemplars that in some way re- information into their judgments of typicality.
flects how often they have been encountered And given that these factors varied widely in
in the context of their category. When people the extent to which they predicted graded
estimate an exemplar's typicality, such infor- structure, it also appears that people have the
mation may be accessed and be incorporated ability to differentially weight these sources of
into judgments of typicality. To the extent an information.
exemplar has a high frequency of instantiation But what determines the information used
in a category, it is perceived as typical. to structure a particular category on a partic-
This use of frequency further complicates ular occasion? What conditions determine
our understanding of people's sensitivity to whether ideals, central tendency, frequency of
frequency. It is well known that people acquire instantiation, or other factors are used to gen-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
information without much effort that allows erate graded structure? And what determines
them to estimate how often they have encoun- the relative weighting of the information
tered particular items (see the reviews by chosen?
Hasher & Zacks, 1979; Hintzman, 1976). This As suggested earlier, ideals may become im-
kind of frequency is analogous to familiarity portant when categories are used in the context
in Experiment 1, which reflects an exem- of achieving goals. Little if anything, however,
plar's category-independent frequency. How- is known about how goals and ideals are ac-
ever people also appear sensitive to other kinds tually related, and much remains to be learned
of frequency. First, Alba, Chromiak, Hasher, about how goals generate ideals. Ideals may
and Attig (19S0) and Barsalou and Ross {in also be important in other ways. For example,
press) have shown that people acquire infor- Lakoff (in press) suggests that people may at
mation without much effort that allows them times use "paragons*' to represent categories
to estimate how often a superordinate category (e.g., Babe Ruth with respect to baseball play-
has been instantiated by different exemplars ers). Certain exemplars may become paragons
{superordinate frequency). Second, Hintzman because they closely approximate ideals as-
and Block (1971) have shown that people ac- sociated with their respective categories. In
quire information without much effort that al- general, little if any attention has been given
lows them to estimate how often an item has to the role of ideals in human knowledge. In-
occurred in each of several lists. This latter stead, because most theories of knowledge are
kind of frequency is analogous to frequency normative in spirit, the representations they
of instantiation, which is how often an ex- use only include central tendency and fre-
emplar has occurred in each of several cate- quency information (e.g., as in prototype, ex-
gories. Similar to how familiarity, superordi- emplar, and schema theories). Given the im-
nate frequency, and list frequency are acquired, portance of goals in human behavior, however,
frequency of instantiation may also be ac- ideals may also be central to knowledge. If so,
quired in the course of everyday experience then future theories of knowledge should in-
without much effort. Such information may corporate them.
later become available when exemplars are ac-
cessed and may affect processing during tasks Although central tendency has received
such as typicality judgments. more attention than ideals, much remains to
be learned about it as well. For example, it is
In general, it appears that there are many not clear why central tendency determines
different kinds of information available for graded structure in common taxonomic cat-
people to use when judging typicality. People egories but not in goal-derived categories (as
can incorporate various ideals and central ten- found in Experiment 1). Two possibilities sug-
dencies into category concepts when making gested earlier were as follows. First, central
typicality judgments, and they can also incor- tendency may be important for common tax-
porate information reflecting frequency of in- onomic categories because these categories
stantiation that may be stored with exemplars. provide information about the structure of the
Given that more than one of these factors often environment. By including central tendency
predicted graded structure in Experiment 1 information in the concepts for these catego-
(see Table 3), it appears that people may often ries, people establish representative informa-
simultaneously incorporate several kinds of tion about the kinds of entities in the environ-
648 LAWRENCE W. BARSALOU
ment. Second, central tendency may be im- (Experiment 2; Barsalou & Sewell, 1984; Roth
portant for common taxonomic categories & Shoben, 1983). Not only do people represent
because it maximally facilitates classification. well-established categories in a dynamic and
By representing these categories with their context-dependent manner, they also construct
central tendencies, people minimize the aver- new concepts for new categories that serve new
age distance from exemplars to classification goals (i.e., ad hoc categories; Barsalou, 1983).
standards. Central tendency may not be im- As further discussed in Barsalou (in press),
portant for goal-derived categories because these observations suggest that a fundamental
these categories are not used to provide infor- characteristic of the human cognitive system
mation about the structure of the environment is its ability to construct context-dependent
and because these categories are not regularly representations in working memory from a
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
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normative data. British Journal ofPs vchology, 74, 491 - human categorization. In R. Breslin, W. Lonner, & S.
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Appendix
Output dominance (OD) and the average scores Camping Equipment (continued)
for exemplar goodness (EG), central tendency (CT),
frequency of instantiation (FOI), ideals (I), and fa- Exemplar OD EG CT FOI I FAM
miliarity (FAM) are shown below for the exemplars Pots 3 5.2 4.421 4.7 2.7 6.7
of the nine goal-derived and the nine common tax- Fuel 2 4.8 3.167 5.8 4.5 5.7
onomic categories in Experiment 1. The measures Can opener 2 4.4 4.106 4.8 4.3 5.6
are denned in the method of Experiment 1, and the
Pans 2 4.3 4.263 5.3 2.8 6.6
exemplars are ordered within each category by their
Camping vehicle 2 4.1 3.404 4.6 1.9 2.8
values for exemplar goodness.
Camping shoes 3 3.5 2.316 4.9 5.3 3.4
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Bar-be-queing 2 8.5 3.563 8.0 7.0 4.8 Chocolate 5 8.2 4.444 7.0 6.5 7.6
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Exemplar OD EG CT FOI I FAM Green beans 3 7.6 4.358 6.9 6.2 5.1
Spinach 8 7.4 4.367 5.1 3.5 5.2
Down jacket 8 8.2 5.178 6.4 7.7 6.7 Corn 6 7.3 3.667 7.0 8.0 7.0
Mittens 8 7.2 3.792 6.6 6.1 5.0 Carrot 18 7.2 3.900 6.4 7.2 5.3
Thermal Zucchini 6 7.2 4.708 4.6 4.8 4.9
underwear 11 7.1 4.126 5.8 8.0 5.1 Peas 7 7.1 3.975 5.3 5.8 4.6
Boots 22 6.7 3.386 6.4 6.4 6.7 Broccoli 10 6.7 4.492 4.7 3.7 6.0
Sweater 11 6.7 4.813 6.4 5.3 7.2 Lettuce 17 6.6 4.192 7.4 7.4 6.4
Coat 4 6.6 5.146 8.0 7.0 7.1 Squash 3 6.6 4.667 4.9 3.5 3.6
Ski jacket 3 6.6 5.438 6.6 7.7 5.0 Asparagus 4 6.5 4.050 5.0 4.0 3.6
Socks 5 6.6 3.917 7.2 6.5 6.6 Cauliflower 4 5.8 3.875 3.7 3.6 5.3
Parka 3 6.5 5.104 6.0 7.3 3.8 Cucumber 6 5.7 4.192 3.8 5.1 5.1
Snow pants 4 6.5 4.271 5.6 6.4 3.8 Celery 9 5.5 4.267 6.2 6.3 5.6
Jacket 12 6.4 5.167 8.1 6.8 7.6 Cabbage 2 5.4 4.108 3.1 3.0 4.8
Cap 4 6.2 3.802 6.3 5.6 3.8 Tomato 14 5.1 2.992 7.1 7.1 6.2
Hat 17 6.2 3.761 6.5 4.4 4.6 Artichoke 3 4.6 3.650 3.3 4.8 2.6
Scarf 9 5.7 4.011 4.2 5.2 4.5 Potato 5 4.5 3.433 7.5 8.0 6.6
Ski boots 2 5.3 3.698 6.0 5.9 3.9 Avocado 4 3.8 3.158 4.6 5.8 2.6
Ski suit 3 4.6 4.802 4.7 7.4 3.9 Beans 2 3.7 3.892 6.0 5.6 4.6
Jeans 2 2.9 3.823 6.4 2.9 7.9 Onions 2 3.4 2.983 5.3 5.0 4.9
Sprouts 2 3.4 3.725 3.9 5.4 4.8
Birds
Apricot 2 6.1 4.898 4.9 4.0 Stereo equipment 2 2.1 2 .806 6.3 5.2 7.4
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