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Wahid 2017
Wahid 2017
PII: S1040-8428(16)30198-6
DOI: http://dx.doi.org/doi:10.1016/j.critrevonc.2017.01.001
Reference: ONCH 2292
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Pembrolizumab’s Non-cross Resistance Mechanism of Action
Successfully Overthrown Ipilimumab
Running title: Pembrolizumab’s non-cross resistance MOA successfully overthrown
Ipilimumab
Authors’ affiliations
1
Centre for Interdisciplinary Research in Basic Sciences, Jamia Millia Islamia (A Central
University), New Delhi-110025, INDIA
2
Research and Scientific Studies Unit, College of Nursing and Allied Health Sciences, Jazan
University, Jazan-45142, SAUDI ARABIA
3
Hewitt Laboratory of the Ola B. Williams Glaucoma Center, Department of Ophthalmology,
Storm Eye Institute, Medical University of South Carolina, Charleston, SC-29425, USA
4
GE Healthcare, Sector-43, Gurgaon-122002, Haryana, INDIA
Division of Gynecology Oncology, Women’s Health Services, Henry Ford Hospital, Detroit,
5
MI-48202, USA
6
Sanjay Gandhi Post Graduate Institute of Medical Sciences, Raibareli Road, Lucknow-226014,
UP, INDIA
7
Department of Biosciences, Integral University, Lucknow- 226026, UP, INDIA
8
Department of Biosciences, Jamia Millia Islamia (A Central University), New Delhi-110025,
INDIA
9
Centre for Drug Research, Faculty of Pharmacy, Viikki Biocentre-2, University of Helsinki,
Helsinki, FI-00014, FINLAND
*Corresponding author: Dr. Shafiul Haque; Centre for Drug Research (CDR), Faculty of
Pharmacy, Viikki Biocentre-2, University of Helsinki, PO Box 56 (Viikinkaari 5E), FI-00014,
Helsinki, FINLAND; Phone: +358-9-19159182; Fax: +358-9-191-59138
E-mail: shafiul.haque@hotmail.com
Current Address: Research and Scientific Studies Unit, College of Nursing and Allied Health
Sciences, Jazan University, Jazan-45142, SAUDI ARABIA
1
Highlights
respectively.
ABSTRACT
The incidences of melanomas are increasing by leaps and bounds across the globe despite early
detection and intervention. The numbers of patients dying from metastatic melanoma have been
continually increased over the past thirty years. It has been considered as one of the most
cells. With time, many new therapies came and they failed miserably. Ipilimumab, a monoclonal
antibody that works to activate the immune system by targeting CTLA-4 proved to be a boon for
advance melanoma very recently. But it couldn’t stand firmly against the resistant metastatic skin
cancer cells. Now, the new skin cancer drug named pembrolizumab proved as a new miraculous
molecule. It’s a humanized monoclonal antibody that blocks a biological pathway called
programmed cell death-1 (PD-1), which melanoma cells activate to suppress the immune system.
This antibody has surpassed ipilimumab at all the stages of clinical trials because of its non-cross
resistant mechanism to malignant cells. The present review critically analyzes the reasons of
efficacy success of pembrolizumab over ipilizumab shown at various stages of clinical trials.
Keywords: Metastatic skin cancer; Programmed cell death-1; Non-cross resistant, BRAF
2
1. Introduction
The oncology studies have witnessed lots of flip-flops in cancer care. It started with the
introduction of cisplatin in 1970s for the treatment of testicular and ovarian cancers and
continued till date for other molecules to treat various types of cancers or at least delay their
progression. Many a times, tumor cells develop resistance to conventional chemotherapy like
cytotoxic drugs (Grossman and Altieri, 2001) and start harassing the patients again.
The common problem faced by the scientists who boggle their mind and the development of
frequent exposure to single anti-neuplastic agents, which in turn make cancerous cells resistant to
some agents of the same class (Riordan and Ling, 1985). Generally, resistant cells keep their
sensitivity to drugs of different classes with alternate mechanisms of cytotoxic action. Hence, the
cells resistant to alkylating agents or antifolates are usually sensitive to unrelated drugs, such as
anthracyclines etc. This resistance is upto some extent may be caused by a process called as
genetic amplification that allows the cancer cells to increase their mortality and invasion
properties due to which many drugs fail (Biedler and Riehm, 1970). The scientists with obstinate
mind again start searching for non-cross resistant drugs and find, if they are lucky. In order to
overcome this resistance, scientists have designed innovative approaches, such as combination
immunotherapy, co-stimulation with cytokines or growth factors etc (Reslan et al., 2009).
Earlier studies showed that BRAF inhibitors shrink melanoma tumors faster than even well-
established treatments like chemotherapy (Chapman et al., 2011; Hauschild et al., 2012).
Unfortunately, the treatment’s success was short lived and the effects subsided in just six months
of the treatment. The cancer cells were able to figure out how to use alternate pathways to grow
3
and divide once again. This eventually leads the melanoma tumors to become drug resistant to
BRAF inhibitors as well. But, the cancer therapy has evolved constantly despite many hurdles
and reached a new and refined epoch called immunotherapy helping tremendously in skin cancer
treatments.
With the advent of innovative technologies and novel discoveries, the skin cancer treatment is
touching incredible heights along with surgery, radiotherapy and chemotherapy (Ascierto and
Marincola, 2015). The checkpoint inhibitors are playing important roles for the treatment of
melanoma patients. These inhibitors act differently by directly acting on the tumor to induce
tumor cell death and further enhance antitumor immune responses to eliminate cancer cells
(Luke and Ott, 2015). The two main checkpoint inhibitors useful for the treatment of advanced
also known as CD152 (cluster of differentiation 152) and Programmed cell death 1 (PD-1) or
cluster of differentiation 279 (CD279) protein pathways. The CTLA-4 and PD-1 receptors
rapidly emerged as promising targets for the ferocious advanced melanoma cancer. These
pathways operate at different stages of the immune responses and hence are non-cross resistant
CTLA-4 is a protein present on T-cells that acts as a type of “off switch” to keep the immune
system in check. The inhibition of CTLA-4 may leads to continued activation of a larger number
of T cells, resulting in more effective antitumor responses. It modulates the immune response
early at the time of T-cell activation by antigen presenting cells (APCs). T-cells are activated by
antigen presented on APC in the context of major histocompatibility complex (MHC) (signal 1),
as well as co-stimulatory binding of CD28 to B7 (CD80/86) (signal 2). When T-cell gets
activated, CTLA-4 moves from Golgi apparatus to plasma membrane, where it over comes
4
CD28 in binding to B7 ligands on APCs due to its much higher binding affinity. CTLA-4
binding to B7 ligands inhibits further T-cell activation, limiting the time for T-cell activity. In
this way, the magnitude and duration of initial immune responses is physiologically controlled.
The inhibition of CTLA-4 may leads to continued activation of a large number of T-cells,
The major role of PD-1 is to limit the activity of T-cells in the peripheral tissues occurring at the
time of inflammatory responses because of infections. The PD-1 pathway appears to impact the
T-cell response at the (later) effector stage as well. PD-1 is upregulated on T-cells after persistent
antigen exposure, typically in response to chronic infections or tumors. PDL1 and PD-L2, the
ligands for PD-1, can be expressed by tumor cells, as well as several other hematopoietic and
non-hematopoietic cell types. Expression of PDL1 and PD-L2 are induced by inflammatory
cytokines, predominately interferon-γ (Zou and Chen, 2008). Usually, the PD-1 is more
expressed than CTLA4 and is also induced on other activated non-T lymphocyte subsets,
including B-cells and natural killer (NK) cells and limits their lytic activity. Although, the PD-1
inhibition enhances the activity of effector T-cells in the tissues and in the tumor
microenvironment, it also probably enhances the activity of NK cells in tumors and tissues, and
may also enhances antibody production either indirectly or through direct effects on PD-1 + B-
cells (Terme et al., 2011; Fanoni et al., 2011; Velu et al., 2009).
The BRAF inhibitor named dabrafenib in combination with MEK inhibitor named trametinib
enjoyed a short term success in increasing the progression-free survival, but failed as most of the
patients treated with this combination developed acquired resistance. The immunotherapeutic
molecules that impede CTLA-4 and PD-1 proved themselves better as they were effective
5
The key players identified after rigorous work done by the scientists that block CTLA-4 and PD-
1 activities are ipilimumab and pembrolizumab, respectively. But pembrolizumab has proved its
mettle more strongly than ipilimumab because of its enhanced potency to cure large number of
1.1 Ipilimumab
Ipilimumab is a monoclonal antibody (mAb) that works to activate the immune system by
targeting CTLA-4, a protein receptor which is a negative regulator of T-cell activation. It binds
to CTLA-4 and obstructs the interaction of CTLA-4 with its ligands, B7-1 and B7-2 (Figure 1). It
releases intrinsic and extrinsic inhibitory controls on T-cell proliferation and activation (Walunas
et al., 1994; Peggs et al., 2008; Krummel and Allison, 1995). This process increases the
Ipilimumab was approved in 2011 for the treatment of unresectable or metastatic melanoma by
U.S. Food and Drug Administration (FDA) and the same was approved by European Medical
Agency in 2011 for the treatment of advanced melanoma because the antibody was capable of
1.2 Pembrolizumab
The interaction of PD-L1 and PD-L2 ligands to the PD-1 receptor found on T cells inhibit their
inhibition of active T-cell immune surveillance of tumors that cause melanoma cancer.
for the treatment of melanoma cancer. It does not activate complement or bind Fc receptors,
6
thereby avoiding cytotoxic effects on T-cells. It interacts with PD-1 receptor and blocks
interaction with its ligands, PD-L1 and PD-L2. The blocking of PD-1 receptor pathway leads to
the blockage of PD-1 mediated negative regulatory T-cell signaling, which leads to potent anti-
Pembrolizumab was approved by the US FDA in September 2014 for the treatment of patients
with unresectable or metastatic melanoma and the disease progression following ipilimumab and,
Pembrolizumab surpassed ipilimumab at all the levels of performances comprising primary and
secondary end points. The primary and secondary end points discussed in this review are
progression free survival, overall survival, objective response rate, the duration of response,
safety etc., and are based on already performed studies all over the world.
2. Patients’ Selection
All the enrolled patients were 18 years of age or older having histologically confirmed,
unresectable stage III or IV melanoma and had not received more than one previous systemic
therapy for the advanced stage of the disease (Robert et al., 2015). The known BRAF V600
mutational status was required for the registration of patients with normal lactate dehydrogenase
(Chapman et al., 2011). The Eastern Cooperative Oncology Group (ECOG) performance status
of 0 or 1 (on a 5-point scale) was considered, wherein the higher score indicated greater
disability. The patients who had previously received CTLA-4, PD-1, or PD-L1 inhibitors and
those with ocular melanoma, active brain metastases, or a history of serious autoimmune disease
7
3. Study Design
A total of 834 patients were selected to receive the treatment of advanced melanoma from
September 18, 2013 to March 3, 2014. Out of 834 enrolled patients, 279 patients were randomly
assigned to receive pembrolizumab at a dose level of 10 milligrams per kilogram of body weight
every 2 weeks; 277 patients were randomly assigned to a group to receive 10 milligrams of
pembrolizumab per kilogram of body weight every 3 weeks, whereas 278 patients received four
Randomization was performed according to ECOG performance status (0 versus 1), line of
therapy (first versus second), and PD-L1 expression (positive versus negative) (Robert et al.,
2015).
Pembrolizumab was injected intravenously for a period of 30 min and was continued till disease
withdrawal of patient consent to discontinue treatment, or completed 24 months assigned for the
treatment. The patients who showed complete response and were administered with
pembrolizumab for at least 6 months could discontinue treatment having received at least two
intravenously for a period of 90 min and continued for four cycles or until disease progression,
the beginning of intolerable side effects, an investigator’s decision to discontinue the treatment
8
3.1 Primary and Secondary End Points
The comparative studies to evaluate the effects of pembrolizumab and ipilimumab on patients
were mainly divided into two classes, viz., (a) First interim analysis, and (b) Second interim
analysis.
This study was mainly focused on the evaluation of progression-free survival. It was investigated
by Robert et al. (2015), to comparatively assess the main end points of advanced melanoma
cancer by pembrolizumab and ipilimumab. In the first interim analysis for 6-months,
progression-free survival rate observed was 47.3% for the patients who received pembrolizumab
10 mg/kg body weight every 2 weeks. It was 46.4% for the patients who received
pembrolizumab10 mg/kg body weight every 3 weeks, whereas the patients administered with
ipilimumab 3 mg/kg body weight showed 26.5% progression free survival. Median progression-
free survival observed for the treatment methods adopted for pembrolizumab were 5.5 months
and 4.1 months, whereas for ipilimumab, the treatment regimen was 2.8 months. The hazard
ratio for disease progression was 0.58 with p-value less than 0.001 for both, every two weeks as
well as every three weeks pembrolizumab course of therapy vis-à-vis ipilimumab; 95%
confidence interval (CI) was there with values ranging from 0.46 to 0.72 and 0.47 to 0.72,
The second interim analysis focused mainly on overall survival rate estimation of the patients
enrolled in the study. The investigation was carried out basically for 12 months for which all the
9
patients were followed-up. The number of deaths occurred during the follow-up period were
289.The overall survival rates observed were 74.1% for the patients administered with
pembrolizumab every two week (hazard ratio for death as compared with the ipilimumab group,
0.63; 95% CI, 0.47 to 0.83; P<0.0005) and 68.4% for the patients who received pembrolizumab
after every three weeks (hazard ratio for death as compared with the ipilimumab group, 0.69;
95% CI, 0.52 to 0.90; P = 0.0036). The overall survival percentage for the patients who received
Pembrolizumab evidently dominated ipilimumab in both, the first and the second interim
analyses for progression-free and overall survival of the patients, which are considered as the
primary end points of advanced melanoma. Furthermore, it continued to lead over ipilimumab
for objective responses as well. The observed facts stand out in the study conducted by Robert et
al., (2015). The patients in the pembrolizumab treatment group showed 33.7% objective response
rates for every two-weeks dosage regimen and 32.9% for every three-weeks dosage
administration, whereas those in the ipilimumab treatment group demonstrated 11.9%. The
statistically observed values of the clinical trials for two pembrolizumab dosing regimens
exhibited no apparent differences in the objective response rates. The iota of differences present
is based on line of therapy and the expression of ligands for the 'programmed death 1' protein
(termed 'PD-L1’).
4. Safety
The safety of the patients undergoing treatment during clinical trials or after the launch of the
drug in a market is of utmost importance. The prime concerns of safety for the drugs are
treatment-related adverse events, which are classified in grades of various severities. The
10
treatment-related adverse reaction of pembrolizumab and ipilimumab were also compared,
wherein the grades of 3 to 5 severity were lower in the pembrolizumab groups (13.3% and
10.1%) than in the ipilimumab group (19.9%). The ipilimumab group reported only one
treatment-related death of the patient. The patient had a history of type-2 diabetes and died from
5. Opinion
Pembrolizumab overthrown ipilimumab at all the stages of the treatment whatever may be the
significantly improved the progression-free survival as well as overall survival with very less
number of high grade-toxic incidences in treated patients. Quantitatively, during the first interim
progression free survival. The parameter for overall survival measured for 12 months period also
exceeded in almost 27% of the patients. Furthermore, it continued to dominate for the objective
responses and safety features as well. The objective response rate tracked in the treatment cases
pembrolizumab vis-à-vis ipilimumab were lower (i.e. 13.3% vs. 19.9%). The increased values of
the mentioned beneficial parameters for the treatment of unresectable or metastatic melanoma
The major question arises why pembrolizumab is dominating ipilimumab at all the level of
performances albeit both are immune check-point inhibitors. Different possibilities exist and
have been suggested by the scientists across the globe. An international group of scientists
conducted a clinical trial to check the effectiveness of pembrolizumab over ipilimumab. They
11
infused the patients with pembrolizumab who had progressed on ipilimumab and were tested
positive for BRAF mutations, and were also treated with a BRAF inhibitor (dabrafenib; Tafinlar,
Mekinist, Glaxo SmithKline), or both. The overall responses to pembrolizumab in these cases of
patients with refractory melanoma were lower than those previously reported for pembrolizumab
in melanoma patients who were treatment-naïve or had not previously received ipilimumab. But
the results were found to be in line with those reported for nivolumab in ipilimumab-treated
melanoma patients. This suggests that PD inhibition is a distinct therapeutic approach from that
of CTLA-4 blockade (the mechanism of action of ipilimumab), even though both are
Further to this, the non-cross resistant mechanism of action has been suggested by many other
scientists as well (Weber et al., 2011). Purified peripheral blood CD4+ and CD8+ T- cells were
isolated from the patients suffering from melanoma cancer both pre- and post-treatment of
ipilimumab and gene expression changes were observed in CD4+ T-cell compartment when the
patients were administered with ipilimumab whereas biopsies done on patients treated with anti–
PD-1 antibody showed predominately a CD8+ infiltrate. It was also explained that biochemical
pathways catalyzed by CTLA-4 and PD-1/PD-L1 were biochemically and molecularly distinct.
Additionally, it was also apprehended that possibly CTLA-4 preferentially augments CD4+ T-
cells and PD-1 acts predominately on CD8+ T-cells, which might be the probable reason for non-
cross-resistance observed in the study (Weber et al., 2011; Hamid et al., 2013).
Earlier, the checkpoint inhibitors that target programmed cell death-1 receptor (PD-1) and its
ligand (PD-L1) have demonstrated synergistic effects with BRAF inhibitors in a mouse model of
12
melanoma. The combinations may act as an alternative option for the BRAF monotherapy
resistant patients. These experiments may also hold true for BRAF-pembrolizumab combination
though no such results have been published yet. The clinical trials combining BRAF and
pembrolizumab strategies are ongoing and in coming time, the new melanoma model may
provide therapeutic insights, including optimal timing and sequence of therapy (Cooper et al.,
2014). Hence, the suggested new synergistic combination of BRAF inhibitors with
pembrolizumab has tremendous potential to provide greater heights to the skin cancer treatments.
Conflict of Interest
Acknowledgements
Authors are grateful to Jazan University, Saudi Arabia, and Jamia Millia Islamia, New Delhi,
India for providing the necessary facilities for this research study.
13
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Biographies
Shafiul Haque completed his doctoral degree in biotechnology and accomplished fabulous
Affairs, and Certificate course on Intellectual Property Rights. He worked for Bio-Rad
laboratories as an Application Specialist (genomics & proteomics) for EMEA region & West
India. He completed his Post-doctoral research from the University of Helsinki, Finland. Later,
he worked as a Research Consultant for King Saud University and currently he is leading the
Research & Scientific Studies Unit of the College of Nursing & Allied Health Sciences, Jazan
University, Saudi Arabia. His areas of interest are cancer/ tuberculosis genetics, bioprocess,
Mohd Wahid completed his PhD in biochemistry from Jamia Millia Islamia, New Delhi, India.
Pharmaceutical Regulatory Affairs and in Intellectual Property Laws. He was a manager at R&D
center of Dr. Reddy’s Laboratories Ltd. Hyderabad (India) and supervised different projects
dealing with therapeutic proteins/antibodies development, and also participated in their clinical
Mumbai (India) for the development of New Biological Entities (NBEs). Currently, Dr. Wahid is
working as an Asst. Professor of biochemistry at the College of Nursing & Allied Health
18
Figure Legends
19
Figure 2. Pembrolizumab interaction with PD-1 allowing T-cell to function by releasing a brake
on the immune system.
20
Table 1: Comparative clinical effectiveness of pembrolizumab and ipilimumab (interim analysis)
21