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Implementing a Nurse-Driven Protocol to

Reduce Catheter-Associated Urinary Tract


Infections in a Long-Term Acute Care Hospital
Joyce Zurmehly, PhD, DNP, RN, NEA-BC

dency and the need for longer term therapeutic interven-


abstract tions. Also, improvements in critical care have resulted in
shorter stays and shifts to long-term acute care hospitals
Background: Catheter-associated urinary tract infec- (LTACHs) for CCI patients. The Centers for Medicare
tions (CAUTIs) are the second most common health care- and Medicaid Services (CMS) defines LTACHs as acute
associated infection. CAUTIs represent a serious threat hospitals with a mean length of stay at least 25 days and
to chronic critically ill patients in long-term acute care patients transitioning from an average of 3 or more days
hospitals (LTACHs). Evidence-based guidelines have been in an intensive care unit (Miller, 2016).
shown to reduce the risk of infection in acute care set- LTACH patients are frequently admitted with urinary
tings but are not well documented in LTACHs. catheters. Many are critically ill, with multiple risk fac-
Method: An evidence-based urinary catheter proto- tors resulting in immune exhaustion, leaving them vulner-
col was developed and implemented across three units able to health care-associated infection (HAIs), including
in a large LTACH. RNs were oriented to the new protocol catheter-associated urinary tract infections (CAUTIs).
through online educational modules. During the evalua- Indwelling urinary catheters are primary sources of bac-
tion period, 120 patients were admitted with a urinary teremia in health care settings; CAUTIs are the second
catheter who qualified for chart review for CAUTI inci- most frequently diagnosed HAI and the most common
dence. Overall catheter-days and CAUTI rates were com- cause for hospitalization with a bacterial infection (Genao
pared, and changes in practice were noted. & Buhr, 2012). Annually, an estimated 720,000 CAUTIs
Results: After the education intervention, overall uri- occur, accounting for more than 13,000 deaths (Centers
nary catheter-days decreased by 10.1%, and CAUTI inci- for Disease Control and Prevention [CDC], 2016) and
dence decreased by 74% (4.82 CAUTI per 1,000 patient- estimated costs of $340 million to $450 million (Strouse,
days to 1.24). The absolute risk reduction was 3.58 2015).
infections per 1,000 catheter-days. The findings were In addition to urinary catheter presence, duration
statistically significant (z = 1.00, p , .03). (catheter-days) also contributes to CAUTI risk. Like-
Conclusion: Significant reductions were noted in total lihood increases 3% to 7% daily; by 1 month, the risk
catheter-days, and CAUTI rates improved after implemen- is nearly 100% (Institute for Healthcare Improvement
tation of an education program and an evidence-based
urinary catheter protocol in an LTACH. Dr. Zurmehly is Associate Professor of Clinical Nursing, Director, Doc-
J Contin Educ Nurs. 2018;49(8):372-377. tor of Nursing Practice Program, College of Nursing, Ohio State University,
Columbus, Ohio.
The author has disclosed no potential conflicts of interest, financial or

I
otherwise.
n the United States, advances in technology, aging Address correspondence to Joyce Zurmehly, PhD, DNP, RN, NEA-BC,
population, and chronicity of diseases have resulted Associate Professor of Clinical Nursing, Director, Doctor of Nursing Prac-
in a patient population classified as chronic critically tice Program, College of Nursing, Ohio State University, 318 Newton Hall,
1585 Neil Avenue, Columbus, OH 43210; e-mail: zurmehly.8@osu.edu.
ill (CCI; Kahn et al., 2015). The CCI patient survives Received: February 12, 2017; Accepted: November 13, 2017
an initial critical illness only to suffer prolonged depen- doi:10.3928/00220124-20180718-08

372 Copyright © SLACK Incorporated


[IHI], 2011). The CDC (2015b) defines a CAUTI risk At the LTACH in this study, CAUTI incidence was
in any patient who has a urethral catheter in place for tracked through infection control surveillance. The CAUTI
more than 2 days. CMS identified CAUTI as an HAI standardized infection ratio goal rate was defined by CMS
that would not be reimbursed unless documented upon in 2015 as 1.03 per 1,000 catheter-days (CDC, 2015a). In
admission (CDC, 2015b). In LTACHs, a potential for 2015, surveillance showed the CAUTI rate for the study
a higher incidence of inappropriately retained indwell- LTACH was above the national rate (CDC, 2016); thus,
ing urinary catheters exists due to a misunderstanding of CAUTIs became a target for rate reduction. This study’s
their necessity or lack of clear removal orders. LTACHs purpose was to develop and implement a nurse-led EBP
have a higher rate than almost all other health care sites urinary catheter protocol (UCP) and measure the impact
for CAUTI pooled mean rates and urinary catheter de- on catheter-days and CAUTI rates among CCI patients in
vice use ratios (CDC, 2015b; National Healthcare Safety a large LTACH. Goals included meeting national quality
Network [NHSN], 2014). Patients in LTACHs depend metric benchmarks for CAUTIs and implementing edu-
on nurses to provide optimal care, including controlling cation based on current best practice evidence.
nosocomial-type infections. Keeping current with best
practices is critical to providing quality care. THEORETICAL FRAMEWORK
The Joint Commission’s 2012 National Patient Safety The theoretical framework chosen for this study was
Goals called for the use of evidence-based practice to pre- the Iowa model of EBP to promote quality (Doody &
vent CAUTIs (Mori, 2014). Several evidence-based CAU- Doody, 2011) because it promotes integration of evidence
TI prevention guidelines exist that support a decrease of into practice, with the goal of improving patient outcomes
catheter-days through nurse-led initiatives. Mori (2014) while providing the opportunity for nurses to make a sig-
conducted a quality improvement (QI) project with a nificant contribution to quality care (Titler et al., 2001).
nurse-driven protocol that included criteria for catheter There are several steps outlined within the model that were
removal. Urinary catheter usage decreased from 37.6% to used to frame a process to decrease CAUTIs. The initial
27.7% and CAUTI rates from 0.77% to 0.35%. Magers step of the model includes knowledge- and problem-
(2013) conducted a QI initiative using a seven-step ev- focused triggers that lead to the identification of gaps in
idence-based practice (EBP) approach in an LTACH. A nursing practice (Titler et al., 2001). The current rate of
nurse-driven protocol decreased CAUTI rates by 33% and CAUTIs was identified as a knowledge-focused trigger
the mean number of catheter-days from 13.12 to 9.69. given that many of the nurses were not aware of recent
A systematic review and meta-analysis concluded that a CDC urinary catheter guidelines. In addition, a practice-
reminder and stop orders appeared to reduce CAUTIs by focused trigger was identified because the organizational
53% (Meddings, Rogers, Macy, & Saint, 2010). CAUTI rates were above the national average.
The primary prevention actions for CAUTIs are avoid- Following an initial assessment, the evidence-based
ing unnecessary catheter placement and minimizing framework following the Iowa model was further developed,
catheter-days (Gould, 2010; Lo et al., 2014). IHI spe- outlining current best practices to improve CAUTI rates. An
cifically addressed the need to modify admission processes intensive literature review to establish the state of the science
to include checking, verification, and removal of urinary related to CAUTIs in LTACHs was performed. Highlights
catheters if unnecessary (IHI, 2011). Chen et al. (2013) from the literature review were summarized and used to plan
indicated that 41% of physicians and nurses failed to fol- an intervention. Current nursing practices were evaluated
low CDC recommendations to evaluate and determine against CDC recommendations. Based on findings, practice
whether a catheter should be removed. In a recent sur- changes were identified, with the goal of improving CAU-
vey conducted by hospitals, it was estimated more than TI rates among LTACH patients. Next, stakeholders were
50% did not monitor which patients were catheterized, identified to act as a CAUTI Reduction Task Force (RTF)
and up to 75% did not monitor duration or discontinua- to support change, remove barriers, and act as champions
tion (CDC, 2015a; Gould, 2010). Thus, CAUTIs may be for evidence-based care. The RTF revised the existing admis-
linked directly to health care professionals inconsistently sions protocol to include current best practice, with an em-
assessing the need to remove unnecessary urinary cath- phasis on first assessment upon admission into the LTACH.
eters. Nurses, as the primary health care providers directly
interacting with patients, are in the best position to re- OBJECTIVE
move unnecessary catheters. Although there is a growing The study evaluated the effectiveness of a nursing
body of evidence for catheter care in the acute care setting, quality improvement education program on CAUTI
limited evidence exists for catheter care for CCI patients rates within an LTACH. The study included all nursing
in the LTACH setting. staff implementing a UCP specifically outlining criteria

The Journal of Continuing Education in Nursing · Vol 49, No 8, 2018 373


for catheter removal within three adjacent units in an with posters placed in the break area, and at monthly staff
LTACH. The study focused on staff education, catheter meetings.
care, and patient surveillance. Participants’ understanding of the content and edu-
cational objective was assessed using an online pretest–
METHOD posttest format. A 10-item CAUTI questionnaire, in-
Using a quasi-experimental design, this project was cluding nursing interventions and catheter assessment
conducted within a large LTACH located in a midwestern and care, was developed, and five experts in the field
state. An evidence-based educational protocol on catheter confirmed its validity. True-or-false, multiple choice, and
care was implemented, and its effect was measured with matching question formats were used. Following comple-
a pretest–posttest design that used a convenience sample. tion, examination scores were downloaded onto a nurse
Specifically, this study implemented a prevention educa- education competency database specifically designed for
tion program outlining a new protocol flow chart high- this study. Test results were coded with a corresponding
lighting catheter awareness and prevention of CAUTIs to number, and any potential nurse identifiers were removed.
all nurses. In addition, CAUTI rates and absolute risk re- The nurses received feedback via staff meetings and weekly
duction were also calculated to compare outcomes. e-mails. The participants’ initial understanding of CAU-
A convenience sample of 70 RNs was recruited from TIs was assessed using an online pretest during the month
across three units, and their awareness and performance of October. The CAUTI prevention program was imple-
in CAUTI prevention was measured. Participants were as- mented following the initial knowledge assessment from
sured their responses would be confidential and would not November 1 to November 30.
be released to their employer. Respondents were further
informed that their participation was voluntary and would CAUTI PROTOCOL
not influence their employment. The inclusion criteria in- The evidence-based CAUTI practice protocol includ-
cluded RNs employed within the LTACH; exclusion cri- ed initial assessment by the admitting nurse who initi-
teria applied to agency nurses. The local review board and ated the UCP in the electronic medical record (EMR)
ethics committee determined this to be a quality initiative for any patient who had a urinary catheter in place upon
and therefore exempt from institutional board review. admission. The criteria for a urinary catheter include the
need for accurate intake and output; end-of-life care; as-
INTERVENTION sisting healing in incontinent patients; neurogenic blad-
The intervention was a UCP based on best evidence der; acute urinary retention, obstruction, or bleeding;
that provided guidelines for nurses in a large LTACH and patient-required prolonged immobilization. Fol-
caring for CCI patients. Key elements included educa- lowing the protocol, the nurses were able to determine
tion, implementation, and evaluation. This initiative in- whether to maintain or remove the catheter. If criteria
cluded revision of existing policy and introduction of an for a urinary catheter were not met, the nurse removed
evidence-based UCP, competency education for nurses, the catheter per the UCP. When assessment criteria were
and evaluation of CCI patient outcomes in the LTACH. met and the catheter was to remain intact, key areas of
education for the CCI patient were highlighted on the
PROCEDURE UCP protocol. Following patient admission onto the
Following the Iowa model, the researcher investigated unit, nurses were notified to the UCP automatically
literature on CAUTI management and analyzed the cur- linked in the EMR with an electronic alert indicating the
rent infection rate for LTACH and its guidelines for infec- need to reassess the patient every 12 hours to determine
tion management. The new protocol was developed based whether criteria for a urinary catheter were continually
on the American Nurses Association’s (ANA) evidence- met. If none of the criteria for a urinary catheter were
based tool to help reduce CAUTIs (ANA, 2016). The new met, the nurse removed the catheter. The physician was
CAUTI protocol was reviewed by content experts on the notified by an electronic alert to the number of days the
RTF. The tool outlines key strategies for practice in re- catheter was in place and whether the catheter was con-
ducing CAUTIs, including decreased catheter insertion, tinued or discontinued.
proper maintenance, timely removal, and postremoval
assessment. The CAUTI program was developed during CAUTI EDUCATION PROGRAM
September 2015 by integrating the best practice evidence- The education initiative was a self-study guided mod-
based aspects of previous studies of intervention programs ule and a 10-item questionnaire. As supported by EBP,
into a multidimensional program. The project was first in- an online education module was used as the educational
troduced to the nurses via the secure e-mail server, along platform. Online education was provided to the RNs in

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TABLE

PRE- AND POST-PROTOCOL IMPLEMENTATION DOCUMENTATION


Preintervention Postintervention
Urinary Catheter Protocol (n = 120) (n = 115) Results (Change) p
Documentation 58 115 198.27% , .001
Not documented 62 0 1100% , .001

each unit and the unit manager, who was then respon- for all RNs were collected and analyzed, along with re-
sible for staff education and administrative support of sults of the pretest–posttest and CAUTI rates. CAUTI
UCP implementation. Following approval by the facil- rates were measured using the CDC/NHSN surveillance
ity quality approval committee, the RTF developed the tool (CDC, 2015b; NHSN, 2014), which divides num-
education program and an evaluation strategy. The QI ber of UTIs by Foley catheter-days multiplied by 1,000
team provided initial information education sessions for (UTIs per 1,000 Foley catheter-days). These calculations
charge nurses and interested physicians over a 3-week pe- are considered standard for catheter-days (CDC, 2010).
riod. Prior to implementing the UCP, system-wide man- CAUTI rates were compared with chi-square analysis. All
datory education sessions were provided via synchronous tests were one-tailed at the p , .05 level of significance.
e-learning sessions to all nurses. Nurses were notified of CAUTI rates and catheter-days were included in quality
module availability via weekly e-mails until the education metric reports. The quality metrics report included data
was completed. In addition to online accessibility, study for the 3-month retrospective period for August, Sep-
materials were also available in an educational toolkit lo- tember, and October prior to UCP implementation and
cated in the facility education center. The toolkit included the 3-month prospective period for December, January,
one complete self-study module booklet, a copy of the and February post-protocol implementation. Dependent
new policy and protocol, the EMR flow chart outlining sample t test was used for comparison of pre- and post-
processes, and a urinary catheter kit with supplies for any protocol implementation and the pre- and post-rate dif-
RN to use. In addition, each nurse received a quick refer- ferences (Rosner, 2000). The absolute risk reduction was
ence pocket guide to use as a resource with CDC indica- used to assess the likelihood of reduced risk if the UCP
tions of catheter device usage. The module included best was followed.
practices, with information on topics related to CAUTI,
epidemiology and scope of the problem, risk factors, defi- RESULTS
nitions, prevention, strategies to reduce CAUTI, and the Overall, 70 nurses completed the educational pro-
new UCP. The module took approximately 45 minutes to gram. Demographic data revealed most RNs were female
complete. (97%), with an average age of 48 years, approximately
2 years younger than the national average (Health Re-
PATIENT SELECTION sources and Services Administration, 2013). Most RNs
Patients were enrolled in the study that met the inclu- held an associate degree (65%) in nursing, followed by
sion criteria of an existing urinary catheter upon admis- bachelor’s (30%), and master’s (5%). Most (67%) had
sion into the LTACH. Patients were excluded from the less than 2 to 3 years of LTACH experience. Before UCP
project if they were scheduled for discharge or at risk for education, the mean total score on nurses’ awareness
sudden death. The primary source of baseline data were and performance of CAUTI prevention was 8.75 of 10
preexisting deidentified quality metric data of enrollment (SD = 1.16). Directly after the education intervention,
date, age, gender, date of birth, date of admissions, and that increased to 9.83 (SD = 0.45). Posttest analysis in-
the date and duration of cauterization, and these were dicated a statistically significant (p , .05) difference in
monitored by the QI director. nurses’ total knowledge level after the CAUTI interven-
tion [F(2,36) = 4.476, p = .021] Most RNs (93%) had a
DATA ANALYSIS perfect score on the posttest; the rest (7%) scored 90%.
Data were analyzed with SPSS® version 21.0. Repeat- After changes in practice patterns, CAUTI incidence de-
ed measures analysis of variance was used to compare creased significantly (p = .001). The post-protocol mea-
nurses’ awareness and performance of CAUTI preven- surement revealed that 100% of the nurses were docu-
tion before and after intervention. Demographic data menting the UCP on the EMR (Table).

The Journal of Continuing Education in Nursing · Vol 49, No 8, 2018 375


below the national average of 5.0 but still above the de-
sired baseline of 0.92 (Health Resources and Services Ad-
ministration, 2016). It can be estimated that, maintain-
ing the current trajectory, as a trend of on average three
fewer CAUTIs per month, the CAUTI rate over 6 months
could be equal to or lower than national benchmark stan-
dards. The cost per patient with a CAUTI is estimated to
be $1,200 to $4,700 (Miller, 2016). Thus, for the project
LTACH and 115 patients, the estimated savings ranged
from $138,000 to $540,500.
Findings support earlier studies on educational out-
Figure. Comparison of reeducation and compliance, and overall comes with CAUTI (Genao & Buhr, 2012; Lo et al.,
catheter-associated urinary tract infection (CAUTI) rates. 2014; Magers, 2013; Mori, 2014). Also, according to a
recent study, CAUTI rates can be significantly reduced if
Foley catheter protocols include best practice and educa-
PATIENT OUTCOMES tional methods are used to engage nurses in quality care
Evaluation also included patient CAUTI rates. There (Parry, Grant, & Sestovic, 2013).
were 115 qualifying patient admissions during this evalu- The UCP in this study appeared to be effective, as dem-
ation period. Primary outcomes measured were number onstrated by the increase in nurses’ test scores and decrease
of catheter-days and hospital-acquired CAUTI rates. Data in patient infection rate. Results suggested that use of the
were collected for 3 months before and 3 months after pro- UCP significantly contributed to reducing patients’ risk of
tocol implementation for 4,689 patient-days before and CAUTI. Thus, this study supported implementation of a
4,759 patient-days after protocol implementation. Overall nurse-driven protocol to reduce CAUTIs.
urinary catheter-days decreased from 2,697 to 2,423, a re-
duction of 274 catheter-days (10.1%). CAUTI rates were LIMITATIONS
calculated using the number of hospital-acquired urinary Although this was a small target group evaluated in a
tract infections per number of catheter-days multiplied short time, even a small number of occurrences can signif-
by 1,000. After the education sessions, CAUTI incidence icantly affect infection rates, making statistical outcomes
decreased from 13 to 3 (77%). This number represented difficult to interpret. RNs’ awareness of being evaluated
a statistically significant (z = 1.0, p , .03, two-tailed) re- before and after educational sessions may have led to more
duction of CAUTIs following the educational interven- conscientious catheter care. To help minimize the Haw-
tion. Subsequently, the hospital-acquired CAUTI rate per thorne effect, randomly selected EMRs were reviewed. Al-
1,000 catheter-days decreased from 4.82 to 1.24 (74%), though this evaluation focused on a nurse-led UCP, other
although the total number of patient-days increased by factors were not addressed, such as additional health care
1.3%. The absolute risk reduction to determine event providers who complete catheter care. Another limiting
rates was 3.58 infections per 1,000 catheter-days. factor was the nonevaluation of the new UCP. Although
the ANA CAUTI tool was used, it was incorporated into
DISCUSSION a best practice protocol. It is impossible to determine
Changes on test scores indicated that the 30-minute whether the tool alone influenced CAUTI rates. Also,
targeted education module increased nurses’ awareness there was no control group to compare findings and evalu-
of CAUTI prevention. Awareness was measured by post- ate reliability of the test questions.
education test and performance of CAUTI prevention
noted in RNs’ practice, including compliance with UCP CONCLUSION
and reduction of total catheter-days and CAUTI rates. Historically, LTACH quality metric reporting has been
After the education, 98% of audited records showed in- isolated from public review. However, with recent changes
creased documentation and assessment of catheter-days, in regulations, health care transparency and public access
a significant improvement from preeducation (52%), to data require LTACHs to ensure a culture of safety and
showing an overall positive shift in compliance with UCP accountability. Continuous improvement is needed to
implementation. This finding represents a significant im- obtain and sustain quality patient outcomes and control
provement compared with preeducation compliance and health care costs. Consistent high-quality care requires a
overall CAUTI rates (Figure). There was a 74% reduction collaborative approach in providing EBP to patients. As
in CAUTIs; CAUTI rates went from 4.82 to 1.24, well demonstrated by this study, nurses can take the lead in us-

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ing evidence-based prevention strategies to validate exist- Retrieved from http://www.ihi.org/resources/Pages/Tools/
ing best practice evidence and change practice.   HowtoGuidePreventCatheterAssociatedUrinaryTractInfection.aspx
Kahn, J.M., Le, T., Angus, D.C., Cox, C.E., Hough, C.L., White, D.B.,
. . . Carson, S.S. (2015). The epidemiology of chronic critical illness in
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