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Differentiation As Understood in The Chayanovian Tradition
Differentiation As Understood in The Chayanovian Tradition
Differentiation As Understood in The Chayanovian Tradition
To cite this article: Jan Douwe van der Ploeg (2023): Differentiation as understood in the
Chayanovian tradition, The Journal of Peasant Studies, DOI: 10.1080/03066150.2023.2170792
REVIEW
ABSTRACT KEYWORDS
Using a recently re-discovered text by Alexander Chayanov, this article Differentiation (social;
argues that while demographic differentiation may lead to demographic and market-
stratification, this is, for a variety of reasons, mostly temporary and induced); Chayanovian
does not generally result in the formation of antagonistic rural approach; peasantry;
frontiers; discrepancies
classes. At the same time there is also the far more deep-rooted
phenomenon of market-induced differentiation. This latter type
stems from, and reflects, capital’s ability to create and bridge price
differentials, mostly through long-distance trading and food
engineering.
In reality no theory ever gets completed, even if its believers think differently. This is a uni-
versal truth, but especially so for the work of Alexander Chayanov, an engaged Russian
scholar who was an important figure during the Russian October Revolution in 1917,
playing a dual role in this seismic event. On the one hand, he aligned the Russian peasan-
try with the revolutionary movement, simultaneously trying to assure that the revolution
also benefitted those working in the countryside. On the other hand, he elaborated a
theoretical approach that allowed for a better understanding of the organization and
development of peasant agriculture. This approach was many-sided, comparative and
comprehensive. It had multiple foci, examining the level of the single peasant farm, inter-
mediate phenomena (such as regional markets and cooperatives) and macro issues (such
as the position of the peasantry within capitalism). However, the tragic events occurring in
the aftermath of the revolution meant that Alexander Chayanov was not able to finish his
theoretical work as his life was abruptly and brutely interrupted.
The incomplete nature of his work is particularly evident when it comes to the issue of
social differentiation. The notion of differentiation figures at two levels in his theoretical
work. First, at the level of the single peasant farm and family and, second, at the level of
the agrarian sector as a whole. The two manifestations are not interlinked, although they
both contribute to the confusing, and often misunderstood, heterogeneity of agriculture.
Disentangling this heterogeneity (or at least parts of it) is precisely what unites and differ-
entiates the Leninist and Chayanovian approaches.
CONTACT Jan Douwe van der Ploeg JanDouwe.vanderPloeg@wur.nl Generaal Foulkesweg 42, 6703 BT
Wageningen, the Netherlands
© 2023 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group
This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivatives License
(http://creativecommons.org/licenses/by-nc-nd/4.0/), which permits non-commercial re-use, distribution, and reproduction in any
medium, provided the original work is properly cited, and is not altered, transformed, or built upon in any way.
2 J. D. VAN DER PLOEG
1
The funny detail, of course, is that the Leninist classification scheme of small, medium and large (peasant) farmers could
only be operated in Russia because the magnitude of the land being worked could easily be assessed. If not directly,
then indirectly by the number of horses used for working the land: no horses meant a poor peasant; having one horse
translated as being a medium-sized peasant producer; and three or more horses implied being a large and rich farmer, a
kulak. If there had been structural differences in the levels of intensity this simple mathematics of the ‘revolution’ would
have failed even more than it actually did. The other side of the equation is that the same classification scheme has
never been well-understood and accepted, let alone effectively operated, by emancipatory movements in the
Western European countryside. It simply did not fit very well. It did not reveal what it was meant to unravel (i.e. to
distinguish poor rural workers from rich capitalist farmers).
THE JOURNAL OF PEASANT STUDIES 3
the literature itself. Differences in farm size and family wellbeing have been interpreted as
definitive indicators of class differentiation (Bartra and Otrero 1987), demographic differ-
entiation (White 2018) or understood as an expression of both (Deere and de Janvry
1981). In particular situations, some authors have identified a trend towards class differ-
entiation whilst others have refuted such an interpretation (see Akram-Lohdi 2005 and
Trang 2010, respectively). Anyway, to read stratification in an a priori way as an expression
of class formation is clearly wrong (see also Shanin [1977] 1990, 59; Netting 1993, 231).
Chayanov accepted that there might be such social differentiation at specific times and
in specific places. However the mere presence of socio-economic differences (i.e. the pres-
ence of different strata) can never be taken as a linear, one-way, indicator of social differ-
entiation as conceptualized in Leninist theory (Cousins 2022). Only careful empirical
research (preferably grounded on time series and applying diachronic analysis) can
reveal the different and interacting processes that contribute to, and result in, the
often impressive and, at first sight, highly confusing diversity of farms, farming and
agriculture.
In our times it is related to global capitalism permanently extending its many fron-
tiers (Beckert et al. 2021). Thus, discrepancies are continuously produced in more
and more areas. These generate complex inter and intra-regional forms of
differentiation.
The key concept that Chayanov proposes for the analysis of ‘this kind of differen-
tiation’5 is iso-prices.6 Iso-prices are lines that connect places with the same price for a
specific product.7 Figure 1 shows such iso-prices for rye in Russia before the First World
War (Chayanov also elaborated similar cartograms for the autumn of 1917 and the
spring of 1920).8 The figure shows that, at that time, north-western Russia (the region
around Saint Petersburg) experienced the highest price-level for rye (100 Rubbles or
more), whilst in the south and the south-east there were pockets with price levels of
60 or less.
Iso-prices are an indicator that are hardly used anymore and one might wonder how
they possibly relate to the issue of differentiation. However, a careful reading of Chaya-
nov’s exposé renders intriguing insights that offer great promise in the analysis of contem-
porary agriculture.
First, Chayanov clearly argues that ‘a subsistence economy excludes iso-prices’. If
peasant production is not market-oriented, there will be no market, nor price and,
consequently, no iso-prices. One the other hand, when markets emerge and pro-
duction becomes market-oriented, there will be prices and thus (probably) also iso-
prices.
This brings us to the second point. What is the reason for these iso-prices? They exist
because, at the local and/or regional level, prices will reflect different scarcity relations
between supply and demand – that is between the capacity and willingness of peasant
farmers to produce and deliver agricultural products and the needs and purchasing
power of non-agrarian (mostly urban) populations. The sides of this balance are rooted,
in complex ways, in population density and distribution, ecology, history, town-country-
side relations, associated power relations, and so forth. And with variations in these webs
of underlying reasons, relations and flows, scarcity relations will vary and thus, at an inter-
regional level, iso-prices will emerge.
Thirdly, it is evident that the existence of iso-prices will trigger trade. But such trade
(bringing food commodities from ‘cheap’ to ‘expensive’ areas) does not eliminate these
iso-prices. Interregional (or long-distance) trade comes with transport costs, the costs
of trading, and transaction costs (i.e. the cost of using the market). Thus a decentralized
5
There is one text (recently translated and re-published in the English language) explicitly dedicated to the discussion of
differentiation (‘On differentiation of the peasant economy’ in Nikulin, Trotsuk, and van der Ploeg 2023). This text, first
published in 1927, is a revised version of a report presented at the beginning of the same year in Moscow at a discus-
sion on the socio-economic differentiation of the Russian peasantry, a discussion in which both the so-called ‘Marxist
agrarians’ and the ‘agrarian neo-populists’ participated. See also Shanin ([1977] 1990, 234).
6
I am very grateful to Sasha Nikulin of RANEPA in Moscow for having explained to me the meaning and use of this
concept in the Russian academic traditions and debates of that time.
7
The concept of iso-prices and the methods for calculating them were elaborated and systematically tested for the first
time by the German agrarian economist Engelbrecht. Chayanov referred to him in his ‘Lehre van der bäuerlichen
Wirtschaft’ (1923, 126) and, later, in his ‘Essays on the theory of the labor economy’ (1924). In the latter he strongly
built on the famous Russian economist Nikolay Kondratiev who discussed iso-prices related to the market for bread
(Kondratiev [1922] 1991, 448–449). I am most grateful to the Russian economic historian Igor Kuznetsov for having
provided this information to me.
8
The three cartograms can be found in A.V. Chayanov (1989), Peasant Economy: Selected Works, Economics, Moscow, pp
110–113, which is currently only available in Russian.
THE JOURNAL OF PEASANT STUDIES 5
Figure 1. Iso-prices for rye in Russia in the pre-World War One period (1909–1913).
pattern of semi-independent, but interlinked, regional markets emerges within which the
production and consumption of food are largely (though not exclusively) regional and
mutually interdependent. This is reflected in Figure 2 (derived from the work of Chayanov
[1923] 1986, 259).
It is important to take into account here that regional markets and the phenomenon of
iso-prices do not belong to a remote past. Of the total amount of food produced and con-
sumed in the world today 84% never crosses national boundaries. It is produced and con-
sumed within one and the same country – and most production and consumption are
proximate in terms of distance (less than 20 kilometers apart). This does not exclude,
however, the parameters set by the world market having a strong impact upon regional
markets.
Take for example the EU, within which there is, formally speaking, one milk market.
Nonetheless, there are considerable and significant iso-prices. In the year 2002 these
ranged from 0.26–0.36 Euro/kg. of milk (farm gate price), with consumer-prices (for 1 L
of UHT milk, excluding VAT) ranging from 0.51–1.12 Euro (in the same year). The farm
gate price as a percentage of the consumer-price varied between 23 and 61% (Unalat
2002, 25). These regionalized processes of price-formation were explicitly institutionalized
in some parts of the world. In this vein Italy had, up to the end of the 1960s, zone bianche:
‘white zones’ that combined a gravitational center (an urban conglomeration) with its sur-
rounding agrarian hinterland (as in Figure 2). In the framework of these zone bianche the
farmers and labour unions (the latter representing consumers) met yearly to negotiate
and agree upon the milk price. Consequently, the milk price paid in Milan differed from
the one paid in Reggio Emilia, whilst the one in Bologna was at yet another level.9
9
In the framework of the then just-created EEC (European Economic Community) this practice became forbidden as it was
seen as a ‘distortion’ of the free market.
6 J. D. VAN DER PLOEG
Without going into detail, I observe here that several social movements are currently
trying, once again, to actively restore and manage specific price levels (that differ mark-
edly from prices paid elsewhere).10
Iso-prices can be made to disappear, just as they can re-emerge. Current food regimes
actively construct and exploit places of poverty that they then link to places of richness
through long-distance trade.11 Food engineering, which allows for bridging huge dis-
tances in time and space,12 and control over infrastructure (ports, processing plants,
10
Theoretically important is that the movements bring about intra-regional price differences (as much as they contribute
to the reproduction of inter-regional differences).
11
Long-distance trade has been, through the ages, an important prerogative of capital (Braudel 1992)
12
Such as making latte fresco blue, see van der Ploeg 2008, chapter 4.
THE JOURNAL OF PEASANT STUDIES 7
etc.) are strategic here. Thus, food empires are constantly expanding the frontier that is
used to feed capital accumulation.
Iso-costs
Alongside iso-prices one can also discern iso-costs. These refer to (and summarize) the
variable and fixed costs that occur in agricultural production. Peasant production is
grounded on a relatively autonomous resource-base. Most inputs and factors of pro-
duction are produced and reproduced within the farm (or region). Through many
different processes, though, this resource-base is being eroded and thus ‘world’s agricul-
ture is being [… ] drawn into the general circulation of the world economy, and the
13
This is reflected, among others, in the fact that, in macro-terms, over the years Dutch agriculture shows no (calculated)
profits at all. There are just (calculated) losses. This does not exclude families generating attractive incomes from
farming. The same is true for other European countries (and to family farming generally).
8 J. D. VAN DER PLOEG
centers of capitalism are […] subordinating it to their leadership’ (Chayanov [1923] 1986,
257). Alongside its presence on the downstream side of the peasant farm, the ‘trading
machinery’ (ibid:258) also appeared on the upstream side. And again the effects were,
and are, two-tiered. First it is most likely that the quantitative relations between means
of production within the peasant farm do not correspond with the prices of capital and
labour in the reigning markets.14 Thus, problems of relative overpopulation suddenly
come to the fore (see e.g. Chayanov in Nikulin, Trotsuk, and van der Ploeg 2023).
Second, new forms of stratification emerge as a result of the commoditization of the
resource-base being an unequal and non-linear process (Nemchinov [1926] 1967;
Shanin [1977] 1990, 234–242; van der Ploeg 2010) that translates into important differ-
ences in the intensity and scale of farming. Thus, the stratification brought about by,
and through, differential commoditization, extends to differences in farming styles (as
Salamon 1985; Goldschmidt [1947] 1978; and Strange 1988 have shown to be the case
in the USA).
Eastern Europe). Crossing the iso-curves and moving to cheap land15 and/or cheap labour is
generally the key to these processes. Yet another case occurs when peasant farmers change
into agricultural entrepreneurs (through increased degrees of commoditization, especially
when supported by the state through modernization16 and Green Revolution programs)
who, under special circumstances (e.g. long-run security regarding farm-gate prices and
the availability of cheap credit) are spurred to make the step towards capitalist farm enter-
prises build on the expanded use of wage workers. However, cases like these are the excep-
tion rather than the rule (which does not imply that they are without political relevance).
Wherever the role of living nature in agricultural production can be strongly reduced
(through an artificialization of nature, such as e.g. genetic modification), the probability
of agricultural production being organized as capitalist enterprise increases.
Food sovereignty is a prime example as it aims to re-regionalize both the production and
the consumption of food and rejects free trade as an ordering principle. Food sovereignty
uses local and regional marketplaces to tie production and consumption together, and
represents an institutionalized alliance between rural and urban people. This leads to
food markets becoming nested in a mutual understanding between peasant producers
and urban consumers (Ploeg, Ye, and Schneider 2012). Food sovereignty does not
exclude inter-regional marketing – it grounds it upon ecological principles: only
produce that is lacking may come from elsewhere whilst surpluses are only traded into
other marketplaces that are experiencing shortages (this is the principle underlying e.g.
the Brazilian Ecovida network). A second response is peasant-managed cooperatives,
which govern both the operation of local and regional markets and interregional trade.
They also play an important role in enlarging and sustaining the autonomous resource
base that upholds peasant production. Agroecology is a third pillar: which both further
strengthens the resource-base and promotes the rich diversity of food (and other pro-
ducts and services) needed in local and regional markets. A fourth response is a
change in technological development. Instead of centering on off-the-shelf magic
bullet solutions such as genetic modification and automation, it puts ‘man and living
nature’ center stage again and contributes to their co-evolution –as advocated in the
agroecological agenda. And last, but far from least, farming, small-scale processing and
local marketing are (once again) to be made as attractive as possible, especially for
women and young people.
Acknowledgements
I am very grateful to Sasha Nikulin and Igor Kuznetsov for providing me with crucial insights and rich
background information.
Disclosure statement
No potential conflict of interest was reported by the author(s).
Notes on contributor
Jan Douwe van der Ploeg is Professor Emeritus of Wageningen University in the Netherlands and
Adjunct Professor in Rural Sociology at the College of Humanities and Development Studies of
China Agricultural University in Beijing. He is the author, most recently, of The Sociology of
Farming: Concepts and Methods. Previously he wrote, among others, Peasants and the Art of
Farming: A Chayanovian Manifesto.
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