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Using Scratch Testing To Measure The Adhesion Strength of Calcium Phosphate Coatings Applied To Poly (Carbonate Urethane) Substrates
Using Scratch Testing To Measure The Adhesion Strength of Calcium Phosphate Coatings Applied To Poly (Carbonate Urethane) Substrates
Using Scratch Testing To Measure The Adhesion Strength of Calcium Phosphate Coatings Applied To Poly (Carbonate Urethane) Substrates
Research paper
A R T I C L E I N F O A B S T R A C T
Article history: Bioactive coatings are applied to components of modern orthopædic implants to improve
Received 15 June 2011 the host tissue response to the implants. Such coatings cannot be applied to polymeric
Received in revised form implants by high-temperature techniques, because the use of high temperatures may
30 September 2011 critically degrade the polymer substrate. Regardless of the coating technique that is used,
Accepted 1 October 2011 the coating must be sufficiently well adhered to the underlying substrate to provide any
Published online 17 November 2011 practical benefit.
This paper investigates the use of scratch testing to measure the adhesion strength of
Keywords: calcium phosphate (CaP) coatings that were applied to a poly(carbonate urethane) (PCU)
Scratch testing substrate by an aqueous process at temperatures of 19, 28, 37, and 50 ◦ C. This work
Adhesion strength represents the first time that scratch testing analysis has been used to study CaP coatings
Thin coatings deposited by an aqueous, low-temperature process on to a polymer substrate.
Compliant substrate Scratch testing was shown to be a useful technique for obtaining comparative, rather
Calcium phosphate than absolute, values of adhesion strength for hard coatings formed on a compliant
CaP substrate. Generally, the coating temperature was not found to influence the CaP–PCU
Poly(carbonate urethane) adhesion strength. Although CaP coatings formed at 19 ◦ C exhibited considerably lower
PCU adhesion strengths than CaP coatings formed at 28, 37, and 50 ◦ C, this finding was
attributable to the inconsistency of CaP coatings formed on the PCU substrates at 19 ◦ C.
The coating–substrate adhesion strength was measured for CaP coatings of four
different coating ages (0, 1, 2, and 3 years). CaP coatings that were aged for 0, 1, or 2
years exhibited similar coating–substrate adhesion strengths to each other. In contrast,
CaP coatings that were aged for 3 years demonstrated considerably lower coating–substrate
adhesion strengths. The observed reduction in adhesion strength with age was thought to
be attributable to suspected “drying out” of the CaP coatings.
⃝c 2011 Elsevier Ltd. All rights reserved.
epoxy resin (Valli, 1986; Chalker et al., 1991). A normal tensile 1.5. Research aims
force is applied to pull the cylinders apart, and the adhesion
strength is defined as the applied stress at which failure of Although scratch testing has been used to measure the
the coating–substrate bond occurs (Chalker et al., 1991). adhesion strength of thin CaP coatings applied to titanium
Despite its widespread use, pull-off testing has several substrates (Wang et al., 2004; Forsgren et al., 2007), it has not
disadvantages. The pull-off test described in ASTM Standard been used to measure the adhesion strength of CaP coatings
C633-01 is only appropriate for plasma-sprayed calcium applied to compliant substrates.
phosphate coatings thicker than 0.38 mm, due to penetration The aims of the present research are (1) to examine
of the epoxy bonding agents or the development of additional whether scratch testing can provide a suitable method for
stresses in the coating layer (ASTM, 2008). Tsui et al. measuring the adhesion strength of thin calcium phosphate
(1998) performed pull-off testing in accordance with ASTM coatings applied to a compliant substrate, and, if it is a
C633, on coatings of thicknesses below 380 µm, and found
suitable method, (2) to use scratch testing to analyse changes
that misleadingly high strengths were obtained when the
in adhesion strength as a function of deposition temperature
adhesive penetrated the coating (Tsui et al., 1998).
and coating age.
Further, to avoid uneven peeling of the coating, uniform
tensile stress must be produced throughout the test area
during pull-off testing; however, in practice, uneven peeling
2. Materials and methods
occurs because it is difficult to apply uniform loading to
the entire test area (Steinmann and Hintermann, 1989).
2.1. Samples
And for orthopædic implants that are primarily loaded in
compression, pull-off testing does not effectively simulate
stress loading conditions during use, and therefore it is not, Square PCU samples of height and width 20.0 mm and
under Mittal’s criterion, the most effective measurement of thickness 1.1 mm were formed by injection moulding.
adhesion strength (Mittal, 1995). The particular poly(carbonate urethane) used in the study
Scratch testing is a simple, semi-quantitative technique contained carboxyl (-COOH) groups, which were incorporated
that can be used to measure the adhesion strength of in the PCU to enhance the formation of CaP coatings on the
a variety of coating–substrate systems. The advantages of PCU surface, similar to previous research that used polyamide
scratch testing include (1) that it simulates the usage stress substrates (Miyazaki et al., 2003). The PCU squares were
conditions of orthopædic implants more closely than tensile coated with CaP by immersing them in a concentrated coating
adhesion strength testing techniques and (2) that it can solution for five hours at a temperature of 19, 28, 37, or
be used to measure the adhesion strength of thin coatings 50 ◦ C. The concentrated coating solution was adapted from
without the risk of bonding agents penetrating the coating. Kokubo’s Simulated Body Fluid (SBF) (Kokubo et al., 1990),
Scratch testing involves applying a normal load to the surface but contained calcium and phosphate ionic concentrations
of a sample through a stylus while the stylus is displaced approximately equal to ten times their typical concentration
relative to the sample at a constant speed (Valli et al., 1985). in SBF, similar to previous research (Tas and Bhaduri, 2004).
The critical load is the normal force at which the coating fails, In the present research, these enhanced ionic concentrations
and it can be used as a comparative measure of adhesion were used to significantly increase the rate of CaP coating
strength (Valli et al., 1985). deposition. After the coating process, the samples were
One of the main difficulties with scratch testing is the carefully washed three times in deionised water.
determination of critical load (Ollivier and Matthews, 1995).
During scratch testing, complete detachment of the coating is
2.2. Calcium phosphate coating characterisation
not always observed when the coating fails (Perry, 1981), and
coatings fail in a number of different ways, including spalling,
Scanning electron microscopy (SEM), Fourier transform infra-
buckling, chipping, conformal cracking, and tensile cracking
red-attenuated total reflectance (FTIR-ATR), X-ray diffraction
(Feddes et al., 2009).
There are several techniques that are used to detect (XRD), and white light interferometry (WLI) analysis tech-
the critical load, Lc , of which microscopic examination is niques were used to characterise the PCU substrate and CaP
believed to provide the most information (Sekler et al., coatings.
1988). Due to the numerous variable parameters involved in SEM was used to examine the surface microstructure and
scratch testing, it remains a more valuable test as a relative morphology of the PCU substrate and CaP coatings as well as
comparison between similar film–substrate combinations the thickness of the CaP coatings. A JEOL 5800-LV microscope
rather than an absolute measurement of adhesion strength. equipped with INCA software was used to collect micrographs
Despite potential drawbacks, scratch testing is one of the few at an accelerating voltage of 10–15 kV. Samples were sputter
adhesion strength testing techniques that relates practical coated with a thin layer of palladium (Pd) for 90 s at 30–40 mA
levels of adhesion to the performance of real components in prior to SEM analysis.
service (Chalker et al., 1991). A Perkin Elmer Spectrum One FTIR Spectrometer was
The expected failure mode for a brittle coating (e.g. CaP) used in direct contact mode to analyse the chemical bonds
on a ductile substrate (e.g. PCU) under compressive loading present near the surface of uncoated and CaP-coated PCU
is by buckling (Bull, 1991). If the coating–substrate adhesion squares. The transmittance of infra-red waves was measured
is good, the buckling should propagate through the coating; for wavenumbers between 4000 and 510 cm−1 at a resolution
if the adhesion is poor, the buckling should propagate at the of 4 cm−1 . Sample and background scanning frequencies of
coating–substrate interface (Bull, 1991). eight scans were used. At least three points on the surface
J O U R N A L O F T H E M E C H A N I C A L B E H AV I O R O F B I O M E D I C A L M AT E R I A L S 6 (2012) 128–138 131
were analysed for each sample, and at least two samples were The temperature inside the room containing the CUED
analysed per sample group. scratch tester was maintained at 21 ◦ C. Since the strain
XRD was used to characterise the crystallographic gauges are sensitive to temperature, the load cell was
structure of the CaP coatings on the PCU substrate. A Philips switched on one hour prior to testing to allow the strain
Gen1 X’Pert X-ray generator (operated with Cu Kα radiation at gauges to warm up. Prior to each scratch, the Wheatstone
40 kV and 40 mA) was used for XRD analysis. A divergence Bridge was balanced to overcome any changes in measured
slit of 12 ◦ , anti-scatter slit of 12 ◦ , and receiving slit of 0.2 mm strain resulting from thermal drift.
were used to scan each coated sample from 20◦ to 45◦ 2θ with The critical normal loads for initial delamination, Lc1 , and
a step size of 0.1◦ 2θ and dwell time of 15 s. X’Pert HighScore total delamination, Lc2 , of the coating were recorded. Lc1 was
Plus software was used to analyse the XRD spectra. defined as the load at which the coating layer began to fail,
A Wyko RST-Plus white light interferometer (Wyko as indicated by severe cracking or detachment of segments of
Corporation) in vertical scanning interferometry (VSI) mode the CaP coating. Lc2 was the load associated with failure of the
was used to assess the surface roughness. White light CaP coating across the whole scratch width. Lc1 and Lc2 were
interferometry (also known as optical profilometry) provides assessed using SEM analysis subsequent to scratch testing.
a measure of the surface roughness by reflecting a beam of Two critical loads were used to provide a better understanding
white light off of the surface of a sample and comparing of the coating behaviour, similar to previous research (Wang
the path difference with a beam of white light reflected off et al., 2004).
a reference material. At least three points on the surface of The coating–substrate adhesion strength was measured in
at least two samples were analysed for each sample group, relation to two variables: coating temperature and coating
to generate average values of Ra and Rq . The average surface age. Scratch testing was performed on batches of PCU squares
roughness, Ra , is the arithmetic mean deviation of all points that had recently been coated at temperatures of 19, 28, 37,
from a plane fit to the test surface. Rq , also known as RMS, and 50 ◦ C and on batches of PCU coated at 28 ◦ C 0, 1, 2,
is the root-mean-square average of the measured height and 3 years prior to scratch testing. Three samples from each
deviations taken within the evaluation area and measured coating batch were used. Each sample was scratch tested
from the mean linear surface. Rq represents the standard in two series of scratches. Within each scratch series, each
deviation of profile heights. scratch was spatially separate from each other scratch, and
the normal load was increased between each scratch. The
reported critical loads were determined by averaging the data.
2.3. Scratch testing
After scratching, the samples were removed from the
sample holder and mounted on SEM stubs to allow for
A micro-scratch testing device (known as the CUED scratch
microscopic analysis of the scratches. Samples were sputter
tester), developed and built by the Cambridge University
coated with palladium prior to SEM and energy-dispersive X-
Engineering Department (CUED), was used to perform scratch
ray spectroscopy (EDX) analysis. Palladium was selected to
testing. The CUED scratch tester works by lowering an
avoid peak interference during the EDX analysis.
indenter connected to a solid spring onto a coated sample in
order to simulate a single asperity contact.
Prior to scratch testing, square CaP-coated PCU samples
2.4. Mean contact pressure and reduced Young’s modulus
were fixed to an aluminium sample holder before being
According to Hertz’s theory, the pressure distribution in the
loaded into the CUED scratch tester. Samples were fixed in
contact area beneath a spherical indenter follows a semi-
place with a drop of Loctite⃝ R
Super Glue and compressed by
elliptical distribution, with a mean contact pressure, pm ,
applying pressure to opposite edges of the sample for 30 s
given by Johnson (1985)
until the Super Glue had set. To prevent contamination, nitrile
gloves were worn when handling samples. 1
2 6LN E∗2 3
A 500 µm radius stainless steel spherical ball indenter pm = , (1)
3 π3 R2
was used as a stylus. The ball indenter was wiped between
scratches with a clean cloth to remove any debris, and where LN is the applied normal force, R is the radius of the ball
wiped with ethanol between different samples. Load was indenter, and E∗ is the reduced Young’s modulus. The reduced
applied to the sample via the ball indenter attached to a Young’s modulus was calculated using the relation (Oliver and
solid spring, and lowered onto the sample. The sample stage Pharr, 1992)
was connected to a precision motor that provided horizontal
1 (1 − ν2s ) (1 − ν2i )
motion to generate a scratch across the surface of a sample. = + , (2)
E∗ Es Ei
Strain gauges in a Wheatstone Bridge arrangement were used
to measure the deflections normal and tangential to the where νs and νi are the Poisson ratios of the sample and
surface of the sample. The measured normal strain arose indenter, respectively, and Es and Ei are the Young’s moduli
from the normal load applied via the ball indenter, while the of the substrate and indenter, respectively.
measured tangential strain was generated by the tangential Microindentation tests demonstrated that the mechan-
frictional force created as the ball indenter moved across ical properties of CaP-coated PCU substrates were domi-
the sample surface. Calibration factors were calculated by nated by the mechanical properties of the PCU substrate
applying a series of known loads to the load cell, and they (results not shown). With similar mechanical properties,
were used to convert the measured strains to be converted Es(uncoated−PCU) ∼ = Es(CaP−coated−PCU) . The properties used to
into forces. calculate the reduced Young’s modulus are shown in Table 1.
132 J O U R N A L O F T H E M E C H A N I C A L B E H AV I O R O F B I O M E D I C A L M AT E R I A L S 6 (2012) 128–138
Fig. 1 – SEM micrographs from the surface of PCU samples that were (a) uncoated; (b) CaP coated at 19 ◦ C; (c) CaP coated at
28 ◦ C; (d) CaP coated at 37 ◦ C; and (e) CaP coated at 50 ◦ C.
Fig. 2 – SEM micrographs of CaP coating cross-sections for CaP coatings formed on PCU at (a) 28, (b) 37, and (c) 50 ◦ C.
Fig. 6 – SEM micrographs of scratch tests on CaP-coated PCU samples. The coatings were formed at (a) 19 ◦ C, (b) 28 ◦ C, (c)
37 ◦ C, and (d) 50 ◦ C. The applied normal load was 0.3 N for the 19 ◦ C sample and 2.4 N for the 28, 37, and 50 ◦ C samples.
4. Conclusions
Fig. 8 – SEM micrographs of scratch tests on CaP coatings aged (a) 0 years, (b) 1 year, (c) 2 years, and (d) 3 years prior to
scratch testing. The CaP coatings were applied to PCU substrate material at 28 ◦ C. The applied normal load was 1.0 N for
each sample. The measured tangential (frictional) force for each scratch is shown above each SEM micrograph.
Fig. 9 – EDX elemental area scans around scratches formed during scratch testing of CaP-coated PCU samples. Green = Ca;
Red = P. The CaP coatings were deposited on PCU at 28 ◦ C for each of the samples shown. (a) shows a scratch made in a
coating of age 0 years at pm ∼ 15 MPa (below Lc2 ), (b) shows a scratch made in a coating of age 0 years at pm ∼ 25 MPa (above
Lc2 ), and (c) shows a scratch made in a coating of age 3 years at pm ∼ 25 MPa (above Lc2 ). (For interpretation of the references
to colour in this figure legend, the reader is referred to the web version of this article.)
substrate material, and to Dr. Hugh Shercliffe, Dr. Feiyang Liu, Barrere, F., Van Blitterswijk, C., De Groot, K., Layrolle, P., 2002.
and Mr. Mark Rainer of the Cambridge University Engineering Influence of ionic strength and carbonate on the Ca–P coating
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