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Therapeutic Alliance and Treatment Progress
Therapeutic Alliance and Treatment Progress
Therapeutic Alliance and Treatment Progress
This study examined the ability of the therapeutic alliance to predict treatment progress
on individual- and relationship-level variables from the early to middle phase of couple
treatment. Although alliance did not predict progress in individual functioning, it accoun-
ted for 5–22% of the variance in improvement in marital distress. Women’s mid-
treatment alliance uniquely predicted improvement in marital distress, over and above
early treatment alliance. When men’s alliances with the therapist were stronger than their
partners’ at session 8, couples showed more improvement in marital distress. Treatment
response was also positively associated with women’s ratings of their partners’ alliance.
Results confirm that the therapeutic alliance in conjoint treatment is composed of distinct
client subsystems that are useful predictors of treatment progress.
Empirical evidence has accumulated over the last several decades suggesting that the thera-
peutic alliance is a strong predictor of outcome in individual psychotherapy (Horvath & Bedi,
2002; Horvath & Symonds, 1991; Martin, Garske, & Davis, 2000). Therapeutic alliance has also
been shown to predict outcome in couple therapy across diverse treatment orientations and
modalities (Bourgeois, Sabourin, & Wright, 1990; Brown & O’Leary, 2000; Holtzworth-
Munroe, Jacobson, DeKlyen, & Whisman, 1989; Johnson & Talitman, 1997; Quinn, Dotson, &
Jordan, 1997; Raytek, McGrady, Epstein, & Hirsch, 1999). Using marital distress as the depen-
dent variable, the proportion of variance explained by the therapeutic alliance in conjoint treat-
ment outcome has ranged from 5–7% (Bourgeois et al., 1990) to 22% (Johnson & Talitman,
1997). The predictive validity of the therapeutic alliance on individual-level outcome variables
(i.e., individual functioning or psychological symptomatology) in conjoint treatment has not
been investigated.
Investigators have recently turned their attention toward exploring mediators and modera-
tors of the relationship between therapeutic alliance and outcome (Horvath & Bedi, 2002).
However, most of this emerging body of research has been conducted in individual therapy
contexts, and it is unknown how well these findings apply to couple therapy.
For example, it is unclear whether the therapeutic alliance remains relatively stable over
the course of conjoint treatment or whether it evolves over time. In research on brief individual
therapy, Sexton, Hembre, and Kvarme (1996) found that the formation of the alliance occurred
by the completion of the first session and remained relatively stable over the course of 10 ses-
sions. However, other studies report that alliance measurements taken during different phases
of individual psychotherapy do not correlate with each other (Crits-Christoph, Cooper, &
Luborsky, 1988; Gaston, Piper, Debbane, Bienvenu, & Garant, 1994).
Lynne M. Knobloch-Fedders, PhD, and William M. Pinsof, PhD, Center for Applied Psychological and
Family Studies, The Family Institute at Northwestern University; Barton J. Mann, PhD, American Orthopaedic
Society for Sports Medicine. Barton J. Mann was formerly Coordinator of Research at The Family Institute at
Northwestern University.
The authors would like to thank the Burton D. Morgan Foundation’s support of this research through a
fellowship awarded to the first author. They also thank Emily Durbin and Richard Zinbarg for their assistance
with data analysis.
Address correspondence to Lynne M. Knobloch-Fedders, Center for Applied Psychological and Family
Studies, The Family Institute at Northwestern University, Bette D. Harris Center, 618 Library Place, Evanston,
Illinois 60201; E-mail: l-knobloch@northwestern.edu
METHOD
Participants
All couples who presented for treatment at a large midwestern outpatient clinic specializing
in couple and family therapy were asked to participate in a naturalistic study of change in psy-
chotherapy; the final sample included a total of 80 people who attended at least eight sessions
of conjoint treatment. The sample included 35 couples for whom complete data existed for both
partners, as well as 10 additional participants who were included although their partners were
excluded due to missing data. Participants’ mean age at intake was 34 years (SD = 9.64; range:
21–74 years). Fifty-eight percent of couples were married, 23% were single, 17% were cohabi-
ting, and 3% were engaged. Seventy-seven percent of the sample was Caucasian, 6% were
Measures
COMPASS Treatment Assessment System. The COMPASS Treatment Assessment System
(COMPASS Information Services, 1996; Sperry, Brill, Howard, & Grissom, 1996) is a question-
naire designed to assess patient characteristics and response to psychotherapy. It contains three
subscales: Current Well-Being, Current Symptoms, and Current Life Functioning, all of which
are rated on 5-point Likert scales.
The seven-item Current Well-Being scale includes items assessing distress, energy and
health, emotional and psychological adjustment, and current life satisfaction; higher scores indi-
cate greater well-being. The 33-item Current Symptoms scale is designed to assess the frequency
of symptoms characteristic of seven diagnoses represented in the Diagnostic and Statistical
Manual of Mental Disorders–IV (DSM–IV; American Psychiatric Association, 1994): depres-
sion, anxiety, obsessive-compulsive, adjustment, bipolar, phobia, and substance abuse disorders;
higher scores indicate greater symptomatic distress. The 17-item Current Life Functioning scale
measures six areas of life functioning, including self-management, work ⁄ school ⁄ homemaker,
social ⁄ leisure, intimacy, family, and health; higher scores indicate better life functioning. The
COMPASS subscales show excellent internal consistency and reliability. In a sample of 423 out-
patients, the internal consistency (alpha) of the COMPASS subscales ranged from .79 (Current
Well-Being) to 95 (Current Symptoms), while 3–4 week test–retest reliability ranged from .76
(Current Life Functioning) to .85 (Current Symptoms; Grissom & Howard, 2000).
Marital Satisfaction Inventory–Revised. The Marital Satisfaction Inventory–Revised (MSI-
R; Snyder, 1997) is a 150-item self-report measure of relationship distress. It includes two
validity scales, a global distress scale, and 10 additional scales assessing specific relationship
dimensions, including affective communication, problem-solving communication, aggression,
time together, disagreement about finances, sexual dissatisfaction, role orientation, family his-
tory of distress, dissatisfaction with children, and child rearing. The latter three are excluded
from analyses in this study. The family of origin distress subscale was not included because it
does not represent an area for potential improvement in couple treatment, and the parenting
subscales were excluded because less than half of participants had children between the ages of
4–17.
Items are scored true–false; higher scores on all subscales indicate greater distress. The
MSI-R subscales have been shown to discriminate well between community and clinical
samples, and demonstrate adequate internal consistency ([alphas] range from .70 to 93, while
test–retest correlation coefficients range from .74 to .88; Snyder, 1997).
Procedure
Before the first session began, the therapist met with the couple briefly, described the study,
and solicited their informed consent to participate. Couples then completed the pretreatment
measures of individual and couple functioning (the COMPASS and MSI-R), met with the ther-
apist for their initial appointment, and directly afterwards completed the CTAS-R. After ses-
sion 8, participants completed the COMPASS, MSI-R, and CTAS-R. Couples completed the
measures separately, did not discuss their answers with each other, and returned their assess-
ments directly to the therapist.
RESULTS
For comparison purposes, the 80 participants (40 men and 40 women) who completed at least
eight sessions of conjoint treatment were contrasted with 88 others (42 men and 46 women) who
were assessed at session 1 but ended treatment before session 8. Participants who completed at
least eight sessions rated the alliance significantly higher on the CTAS-R Total subscale
(X = 3.86, SD = .41) than those who did not (X = 3.71, SD = .43), t(146) = 2.20, p = .029.
There were no significant differences between these two groups on demographic variables such as
age or income. However, a Chi-square analysis revealed that the groups differed in terms of racial
background, X 2(4) = 15.437, p = .0038. The group of participants who completed at least eight
sessions contained fewer African Americans (2 to 16) and more Caucasians (63 to 51) compared
with the group that ended treatment before session 8. A one-way analysis of variance was conduc-
ted to determine whether CTAS-R Total scores at intake differed by racial background, but this
Descriptive Statistics
For the 80 participants who completed at least eight sessions, descriptive statistics for the
COMPASS, MSI-R, and CTAS-R are displayed in Table 1, including internal reliability (alpha)
coefficients calculated at session 1 for each subscale. Alpha coefficients ranged from .54 on the
COMPASS Well-Being subscale to .96 on the CTAS-R Total subscale.
For comparison purposes, gender differences in ratings on all measures were assessed using
t-tests, corrected for Type I error using the Bonferroni approach. No significant differences
emerged between men and women on the COMPASS, MSI-R, or CTAS-R. Analyses were also
conducted to determine whether alliance ratings correlated with age or household income; how-
ever, no relationship was found between alliance and these demographic variables.
Because data collected from both members of a couple are not independent, all analyses
were conducted separately for men and women.
Table 1
Descriptive Statistics for the COMPASS, MSI-R, and CTAS-R at Session 1 and
Session 8 for Men and Women
Session 1 Session 8
Men Women Men Women
Alpha Mean SD Mean SD Mean SD Mean SD
COMPASS
Well-being .54 21.46 3.04 20.31 3.19 22.29 3.25 21.91 3.66
Life functioning .93 58.17 13.67 57.02 13.68 65.27 13.50 64.36 12.20
Current symptoms .94 57.28 17.19 64.82 18.63 53.96 16.59 56.99 16.10
Composite total .86 136.92 20.17 142.15 18.56 141.51 18.78 143.26 10.41
MSI-R
Global distress .92 68.54 13.28 73.88 13.90 63.99 16.17 68.17 16.67
Affective communication .81 40.41 7.98 41.22 8.17 38.67 9.81 41.14 9.48
Problem solving .87 64.11 10.94 64.68 11.06 60.46 12.37 61.58 12.92
Time together .86 30.45 6.70 32.01 7.52 28.81 8.04 30.26 8.60
MSI
Sexual dissatisfaction .89 42.13 10.39 40.23 9.38 42.01 11.85 39.65 10.10
Role orientation .95 31.62 11.35 29.75 14.33 26.90 9.86 23.89 10.18
Composite total .95 333.62 47.72 335.33 49.02 314.40 63.17 314.27 53.37
CTAS-R
Self .88 3.89 .43 3.93 .58 4.09 .47 4.12 .55
Group .88 3.85 .42 4.00 .59 4.10 .48 4.13 .52
Other .89 3.78 .46 3.75 .52 3.92 .49 3.89 .54
Within .89 3.81 .50 3.95 .51 3.88 .57 3.88 .56
Composite total .96 3.83 .40 3.90 .49 3.98 .46 3.99 .48
Men Women
CTAS-R
Self .410** .374*
Group .586** .359*
Other .543** .480**
Within .668** .323*
Composite total .605** .422**
women) to .67 (CTAS-R Within subscale for men). All correlations are significant at the
p < .05 level.
B SE B B sr2 t p
Men
Self )1.23 33.28 ).008 <.001 ).037 .971
Group )19.41 34.31 ).130 .003 ).566 .575
Other )4.14 23.36 ).030 <.001 ).177 .861
Within )12.73 21.75 ).100 .003 ).585 .562
Total )36.98 15.18 ).234 .053 )2.44 .202*
Women
Self 14.32 27.75 .156 .004 .516 .609
Group )38.95 27.72 ).432 .031 )1.41 .169
Other )21.64 27.22 ).210 .010 ).795 .432
Within 20.97 19.80 .202 .018 1.06 .297
Total )31.82 13.70 ).292 .085 )2.32 .026*
session 8 as the dependent variable. Marital distress at session 1 was entered on the first step,
and postsession 1 CTAS-R Self, Other, Group, and Within subscale scores were simultaneously
entered on the second step. Step two of this regression was nonsignificant for both men
[F change (4, 34) = 1.44, p = .24] and women [F change (4, 34) = 2.147, p = .096], suggest-
ing that change in marital distress from session 1 to session 8 can be accounted for by what is
common among the early treatment alliance subscales.
B SE B B R2 change t p
Men
Self 31.61 32.74 .234 .008 .965 .341
Group )36.12 40.98 ).272 .007 ).882 .384
Other )5.66 28.24 ).044 <.001 ).200 .842
Within )27.22 19.57 ).247 .017 )1.39 .173
Total )37.48 14.06 ).275 .062 )2.67 .011*
Women
Self )12.85 25.81 ).133 .003 ).498 .622
Group 42.99 33.59 .416 .027 1.28 .209
Other )15.87 21.21 ).160 .006 ).748 .459
Within )59.31 18.17 ).624 .121 )3.26 .003**
Total )42.78 13.31 ).383 .147 )3.22 .003**
change (4, 34) = 2.55, p = .057, R2 change = .089. For women, the CTAS-R Within subscale
was the only unique predictor that reached significance, accounting for 12% of the variance on
this step, t(39) = )3.26, p = .003.
Predictive Validity of Mid-treatment Alliance Over and Above Early Treatment Alliance
In order to determine whether mid-treatment alliance makes a unique contribution to the
prediction of marital distress change from session 1 to session 8 beyond that accounted for by
early treatment alliance, separate hierarchical regression equations were calculated (see
Table 5). Intake scores for marital distress were entered on the first step of the regression equa-
tion, CTAS-R Total scores measured at session 1 were entered second, and CTAS-R Total
scores measured at session 8 were entered on the third step. The third step of this regression
equation did not reach significance for men, F change (1, 36) = 2.18, R2 change = .02,
p = .149. However, for women session 8 alliance accounted for an additional 8% of the vari-
ance in marital distress change beyond intake marital distress and session 1 alliance scores, F
change (1, 36) = 5.85, p = .021.
To assess whether specific mid-treatment alliance subscales have a unique ability to predict
change in marital distress over and above early treatment alliance, hierarchical regression analy-
ses were conducted using marital distress at session 8 as the dependent variable. Marital distress
at session 1 was entered on the first step; CTAS-R Self, Other, Group, and Within subscale
scores at session 1 were simultaneously entered on the second step; and CTAS-R subscales at
session 8 were simultaneously entered on the third step. This third step was nonsignificant for
men, F change (4, 30) = 1.03, p = .41, but significant for women, F change (4, 30) = 4.73,
p = .004, R2 change = .21.
Because the CTAS-R Total score at session 8 predicted change in marital distress over
and above CTAS-R early alliance Total score, specific alliance subscales were evaluated to
B SE B B R2 change t p
Men
Total )25.99 17.62 ).190 .019 )1.48 .149
Women
Self 32.64 34.89 .241 .008 ).935 .357
Group )32.28 46.35 ).243 .005 ).696 .492
Other )6.66 33.25 ).052 <.001 ).200 .843
Within )22.55 23.28 ).204 .009 ).968 .341
Total )35.28 14.58 ).316 .082 )2.42 .021*
determine whether they uniquely predict women’s change in marital distress. Hierarchical
regression analyses were conducted using marital distress at session 8 as the dependent variable.
Marital distress at session 1 was entered on the first step; CTAS-R Self, Other, Group, and
Within subscales at session 1 were simultaneously entered on the second step; and CTAS-R
Self, Other, Group, and Within subscales at session 8 were simultaneously entered on the third
step. This third step of the regression model was not significant for women, F change
(4, 30) = 1.02, R2 change = .04, p = .410.
DISCUSSION
This study investigated the predictive validity of the therapeutic alliance on change on both
individual- and relationship-level variables. Alliance was measured both very early in treatment
(after session 1) and during the middle phase of treatment (after session 8) in order to deter-
mine whether early alliance, mid-treatment alliance, or both predicted change in conjoint
treatment.
This study was not designed to measure treatment outcome per se — if outcome is defined
as improvement from intake to termination—because data on change in marital distress and
individual functioning were gathered at session 8 although the average length of treatment was
18 sessions. Therefore, this study is properly regarded as an investigation into the relationship
between therapeutic alliance and treatment progress from the early to middle phase of couple
treatment.
Compared to previous research on the alliance in couple therapy, we expected that our
sample would rate the therapeutic alliance relatively highly, because clients’ awareness that
their therapist would have access to their alliance ratings might influence them to make their
ratings more socially desirable. However, the mean alliance ratings and frequency of split alli-
ances obtained in the present study were similar to those found in previous studies in which
therapists were blind to alliance ratings (Heatherington & Friedlander, 1990).
In theory, the fact that alliance data was fed back to therapists during treatment should
reduce its ability to function as a reliable predictor and criterion. This phenomenon, labeled
responsiveness (Stiles, 1988, 1994), means that as outcome information is fed back into therapy
it influences the process such that therapists adjust their interventions accordingly. This respon-
siveness tends to attenuate process–outcome correlations. Therefore, the possibility exists that
therapist response to clients’ initial alliance assessments after session 1 might have influenced
their interventions, which in turn affected client change. Given this possibility, the current study
is a particularly stringent test of whether the therapeutic alliance can predict change in couple
therapy.
This study suggests that the therapeutic alliance formed quickly, and remained relatively
stable from the first session to the eighth session of treatment. It appears that couples’ immedi-
ate perceptions of their therapists (formed during the first session) remain well established, at
least as the therapy moves into the mid-treatment phase. In addition, couples who remained in
psychotherapy through session 8 developed stronger alliances with their therapists after the first
session compared with those who terminated earlier. This is consistent with previous research
which found that couples who failed to complete a conjoint treatment program for alcoholism
had weaker first-session therapeutic alliances (Raytek et al., 1999). Clinically, these suggest that
alliance building may be one of the most important therapeutic tasks of the first conjoint ses-
sion.
No differences emerged on initial alliance scores based on participants’ racial background.
However, the therapists in this study were predominantly Caucasian, and the group of partici-
pants who terminated early contained more African Americans and less Caucasians than those
who completed at least eight sessions. Although evidence has not supported the idea that ethnic
minorities achieve differential treatment outcomes when treated by Caucasian therapists
(Sue, 1988), previous research has found perceived racial similarity aids the formation of the
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