The Premium Money Broking Firm

Company Profile

• The Company incorporated in Labuan under the Labuan Companies

Act 1990 (LCA 1990)
• The Company licensed to carry on business in foreign exchange markets
as an intermediary under Labuan Financial Services and Securities
Act 2010 pursuant to Sections 90 and 92.
• Th Company business activity supervise by the Labuan Financial
Services Authority (LFSA).
The Regulator

• Labuan Financial Services Authority (Labuan FSA) was established on 15

February 1996 under the Labuan Financial Services Authority Act 1996. The
Act listed under the List of Acts of the Parliament of Malaysia.
• Labuan FSA is the statutory body responsible for the development and
administration of the Labuan International Business and Financial Centre
(Labuan IBFC).
• Labuan FSA act as the central regulatory, supervisory and enforcement
authority of the international business and financial services industry in
Labuan.
• Labuan FSA’s key role is to license and regulate licensed entities operating
within Labuan IBFC and to ensure all such entities remain in compliance with
the internal and international best standards.
The Regulator

• Labuan FSA is a member of several international organization's that

promote conformity to regulatory standards and best practices amongst
international financial centers'. These organizations' include:
Compliance Requirement to carry on
Money Broking Licence

• Submission of Audited Financial Statement to LFSA within 6 months after the Company’s financial
year end. (Account must be audited by the approved Auditor by LFSA). (Non-Compliance may result
to a fine not exceeding (RM10,000.00) and administrative penalty of (RM500.00) per day.
• To report Financial Position to LFSA every 3 months.
• To report Income Statement to LFSA every 3 months.
• To report List of Introducing Broker to LFSA every 6 months.
• To report client complaints to LFSA every 6 months.
• To report the details of client and client trading transaction to LFSA every 6 months.
• To submit the AML/CFT report (anti money laundering and counter financing of terrorism) to LFSA
every 31 March Annually.

(Non-Compliance) with regulatory requirement may result in enforcement actions, including but not
limited to Imprisonment, Compound and Penalty.
Fine not exceeding (RM1,500,000.00) or Imprisonment not exceeding (3) years.
 Why UW Global Inc?

International Regulation Transparent Management

If you’re looking for a broker in Malaysia, make sure you Managements’ significant experiences across the
pick one which has gone to the trouble of becoming IBFC international financial markets. Solid presence of Broker
licensed and regulated, as this will be a broker which enjoys a premise as well as the Regulator.
good reputation in the industry.

Global Banks and Reputable Financial Institutions Best Customer Service

Partnership Our Dedicated customer service team works 24/5 to
UW Global Inc has established partnerships only with reputed provide you with an exceptional level of Support.
Global Banks and Financial Institutions.

Advance Trading Platform

Safety of Funds MetaTrader5 is a more versatile software. It offers a wider
All customer funds are segregated completely from the choice of analysis tools, supports trading of stocks and
operation funds of the Company and kept in Trust Account. commodities apart from currencies, and additional
timeframes.
 Why UW Global Inc?

Labuan FSA also allows

regulated brokers to work with
some of the Global banks for
segregating client funds, which
helps to improve trader
confidence and trust.

Labuan FSA also ensure all

Brokers Licensed under the
Labuan Financial Services and
Securities Act 2010, follow the
STP (Straight Through
Processing) model of trading,
which prevents brokers from
acting as the counterparty to a
client’s trade.
 The Company Legality

UW Global Inc is authorized

and regulated under the Labuan
Financial Services and
Securities Act 2010 in the
Federal Territory Labuan,
Malaysia with a License
Number: MB/19/0040

Becoming Labuan FSA

Licensed and Authorized
Money broker is very
challenging as they need to
ensure the Broker is capable
and competent.
 How to check the Broker existence in
Regulator Website
Please go to Regulator Official
Website:
https://www.labuanfsa.gov.my/

Click > Areas of Business >

Labuan Structures > Labuan
Company

Click > Labuan Company Search

> Click this link
https://www.lfsacoral.gov.my/reef
s/ and enter the Company name
UW Global Inc OR the Company
Registration Number LL13316
and Click Search
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