Professional Documents
Culture Documents
SSRN Id2148596
SSRN Id2148596
Mauro Gatti*
Published in L.S. Rossi and G. Di Federico (eds), Fundamental Rights in Europe and China.
Regional Identities and Universalism, Editoriale Scientifica, 2013: 132-153.
Abstract
The right of believers to freedom of religion encompasses the expectation that they will be allowed
to associate freely without interference from public authorities. This implies that religious
organisations should enjoy a certain degree of autonomy in their internal management and in the
formulation of their doctrines. In the context of European religious pluralism, however, such right
to autonomy may conflict with the interests of society and the rights of others.
This contribution examines the management and doctrinal dimensions of religious autonomy. It
demonstrates that the European Court of Human Rights (ECtHR) and EU institutions recognise the
relevance and non-absoluteness of religious autonomy and pragmatically balance it against other
rights and interests. Nonetheless, the current practice raises two issues. In the field of management
autonomy, the most recent jurisprudence of the ECtHR may jeopardise the protection of the rights
of others. In the area of doctrinal autonomy, European institutions may prevent minority groups
from enjoying their rights, by adopting a restrictive definition of belief and its manifestation and by
evaluating the legitimacy of religious beliefs.
1. Introduction
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are necessary in a democratic society in the interests of public safety, for the protection of public
order, health or morals, or for the protection of the rights and freedoms of others”.
As affirmed by the European Court of Human Rights (ECtHR) “the right of believers to freedom of
religion, which includes the right to manifest one‟s religion in community with others, encompasses
the expectation that believers will be allowed to associate freely, without arbitrary State
intervention.”4 Therefore, religious autonomy is protected by the right to manifest religion or belief,
interpreted in the light of Article 11 of the Convention, which safeguards associative life against
unjustified State interference. This implies that religious autonomy is a non-absolute right, since the
manifestation of freedom or belief is subject to the limitations that are prescribed by law and are
necessary in a democratic society, in order to pursue legitimate objectives. In other words, the
internal affairs of religious organisations cannot be completely shielded off from State interference. 5
The internal affairs of religious organisations concern aspects related to the organisations‟
management, such as the selection of leaders, the performance of ceremonies and the relation with
ministers. Moreover, they encompass the doctrinal side of the organisations‟ activity, in areas such
as the definition of religion or belief, its manifestation and its legitimacy. 6 Whereas attention has
recently been focused mainly on the autonomy of management of religious organisations,7 doctrinal
autonomy received relatively less attention. This contribution seeks to fill this gap, by examining
both the management and doctrinal sides of religious autonomy. It demonstrates that religious
autonomy is a crucial European value, which cannot be considered as absolute, for both theoretical
and practical reasons. It is submitted that the current practice raises some issues: the protection of
the autonomy of internal management is affected by some inconsistencies, while doctrinal
autonomy is too often neglected, to the detriment of minority religious movements.
This paper is divided in two parts. In the first, we address the autonomy of internal management of
religious organisations, namely by examining the role of the „balancing approach‟ in the European
experience and the challenges it faces in the most recent jurisprudence of the ECtHR. In the second
part, we turn to the „doctrinal‟ side of religious autonomy, by analysing the capacity of religious
organisations to determine what constitutes belief and its manifestation, and to assess the legitimacy
of beliefs.
4
Metropolitan Church of Bessarabia v. Moldova, no. 45701/99, ECHR Reports 2001-XII, 13 December 2001, par. 118.
The Court also held that “the autonomous existence of religious communities is indispensable for pluralism in a
democratic society and is thus an issue at the very heart of the protection which Article 9 affords”, Branch of the
Salvation Army v. Russia, no. 72881/01, Reports 2006-XI, 5 October 2006, par. 58.
5
Cf. European Commission for Democracy through Law (Venice Commission), Guidelines for legislative reviews of
laws affecting religion or belief, CDL-AD(2004)028, 19 July 2004: “it is reasonable to suggest that the State should be
very reluctant to involve itself in any matters regarding issues of faith, belief, or the internal organisation of a religious
group. However, when the interests of religious or belief groups conflict with other societal interests, the State should
engage in a careful and nuanced weighing of interests, with a strong deference towards autonomy, except in those cases
where autonomy is likely to lead to a clear and identifiable harm.” Cf. also M. Kiviorg, Collective religious autonomy
under the European Convention on Human Rights: the UK Jewish Free School case in international perspective, EUI
Working Paper MWP 2010/40, p. 7.
6
Alternatively, religious autonomy may be broken down into three categories: the inner domain of faith, the core
ministry, the core administration, cf. W. C. Durham, „The right to autonomy in religious affairs: a comparative view‟, in
G. Robbers (Ed.), Church Autonomy, Peter Lang, 2001, pp. 686-714, and Kiviorg, op. cit., p. 5. As it is evident, we
simplified this categorisation by merging the last two aspects, i.e. the core ministry and the core administration, in so far
as they both relate to the performance of activities, rather than to the formulation of ideas, such as the doctrinal side of
autonomy, i.e. the inner domain of faith.
7
Cf., e.g., Evans and A. Hood, „Religious Autonomy and Labour Law: A Comparison of the Jurisprudence of the
United States and the European Court of Human Rights‟, in Oxford journal of law and religion, vol. 1 no. 1, 2012, pp.
81-10; I. Leigh, „Balancing religious autonomy and other human rights under the European Convention‟, in Oxford
Journal of Law and Religion, vol. 1 no. 1, 2012, pp. 1–17.
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Religious organisations can only be capable of administering their own internal religious affairs if
they can determine and implement the rules that govern their functioning. This aspect of religious
autonomy may be referred to as „autonomy of internal management‟.
The autonomy of internal management of religious organisations has numerous dimensions, several
of which have been addressed by ECHR bodies. For instance, the Strasbourg Court gave protection
to the capacity of religious organisations to operate autonomously from the State, by holding that,
when legal recognition is necessary for religious organisations to operate, the refusal to recognise a
religious organisation constitutes an interference with freedom to manifest religion, whose
proportionality must be evaluated in the light of its seriousness and the State‟s motives.8 In addition,
the Court protected the capacity of organisations to select their leadership, by affirming that States
may interfere with the nomination of a religious leader only if such interference responds to a
pressing social need.9 Moreover, the ECtHR addressed the autonomy of religious organisations in
the establishment of their places of worship, by specifying that the refusal to grant an authorisation
to establish a place of worship constitutes an interference with religious autonomy and it cannot be
justified when it is used in order to impose rigid conditions on practice of religious beliefs by a
religious organisation.10
Notwithstanding the above, it must be stressed that this dimension of religious autonomy does
not receive absolute protection: the Court never excluded a priori the possibility of restraining the
autonomy of internal management of religious organisations. The relative nature of this protection
was confirmed by the subsequent jurisprudence concerning the employment within religious
organisations, which introduced the „balancing approach‟, in order to square religious autonomy
with the rights of others. Two recent Chamber judgements, however, seem to question the
application of this approach.
The EHCR Commission originally addressed the relation between religious autonomy and
employment in 1989, in Rommelfanger v Germany, a case concerning the conflict between religious
autonomy and freedom of expression.11 The ECHR Commission found that the Convention allows
for the stipulation of contractual obligations whereby a party renounces freedom of expression to a
certain extent, since an employer whose activities are based on certain convictions would not be
able to effectively exercise its own freedoms without imposing certain duties of loyalty on its
employees.
The jurisprudence of the Court recently innovated with respect to Rommelfanger, by introducing
the balancing of the religious autonomy of internal management against other rights. The terrain for
the „balancing approach‟ was prepared in Lombardi Vallauri v Italy, where the Court affirmed that
the autonomy of religious organisations cannot impinge on the very essence of the procedural
protection granted by the right to freedom of expression. 12
The findings of Lombardi Vallauri were built upon in three subsequent judgements:13 Obst v
Germany, Schüth v Germany and Siebenhaar v Germany. 14 In these cases, the applicants were
8
Church of Bessarabia v Moldova, cit. supra, par. 105. Notice that Member States can invoke the lack of knowledge
about a new organisation as a „compelling motive‟ for deferring the conferral of legal personality, cf.
Religionsgemeinschaft der Zeugen Jehovas v. Austria, no. 40825/98, 30 July 2008.
9
Serif v Greece, No. 38178/97, Reports 1999-IX, 14 December 1999, par. 51-53; see also Hasan and Chaush v.
Bulgaria [GC] no. 30985/96, Reports 2000-XI, 26 October 2000, par. 82.
10
Manoussakis v Greece, no. 18748/91, Reports 1996-IV, 26 September 1996, par. 48-53.
11
No. 12242/86, D.R. No. 62, p. 151, 6 September 1989.
12
Lombardi Vallauri v. Italy, no. 39128/05, 20 October 2009, par. 55. In this sense, see also Pellegrini v. Italy, no.
30882/96, Reports 2001-VIII, 20 July 2001.
13
Notice that “while Lombardi Vallauri focused on the procedural limitations on the right to religious autonomy, the
three German cases went a step further and arguably started to develop a substantive limitation on employment
autonomy”, Evans and Hood, op. cit. According to the same authors, “The procedural approach developed in Lombardi
Vallauri certainly represents an intrusion into religious autonomy. It may provide, however, a reasonable balance
between the rights of employees and religious groups”, id.
14
Obst v Germany, no. 425/03, 23 September 2010 and Schüth v Germany, no. 425/03, 23 September 2010, Siebenhaar
v Germany, no. 18136/02, 20 June 2011.
15
Cf. Schüth v Germany, par. 67, 69 and 73.
16
Council Directive 93/104/EC of 23 November 1993, OJ L 307, 13 December 1993, p. 18–24, Article 17.
17
Council Directive 2000/78/EC of 27 November 2000, OJ L 303, 2 December 2000, p. 16–22.
18
Moreover, the same provision affirms that the directive does not prejudice the right of churches and other public or
private organisations, the ethos of which is based on religion or belief to require individuals working for them to act in
good faith and with loyalty to the organisation's ethos.
19
Arguably, such interpretation of Directive 2000/78/EC is shared by the European Commission, which sent a reasoned
opinion to the German government in 2009, claiming that German law was incompatible with EU law precisely because
it allowed for unequal treatment in the field of employment within religion organisations, independently from the nature
of the activities performed by employees. Remarkably, this position of the European Commission was cited in the
Schüth judgement of the ECtHR. Cf. Schüth v Germany, cit. supra, par. 70. However, it must be stressed that this
Directive does not require Member States to take into consideration the consequences of the organisations‟ decisions on
the professional life of their employees, as the ECtHR affirmed in Schüth.
The approach contained in Obst, Schüth and Siebenhaar appears to have been challenged in two
most recent Chamber judgements: Sindicatul Pastorul Cel Bun v. Romania (January 2012) and
Fernandez Martinez v. Spain (May 2012).20
Pastorul Cel Bun originated from the request of some Orthodox priests and non-religious
employees of the Romanian Orthodox Church to give recognition to their trade union. The
competent departmental tribunal rejected the demand, by arguing that the creation of such a trade
union would have hampered the autonomy of the Romanian Church. The ECtHR affirmed that
Romania interfered with the freedom of association of the applicant‟s members, in a manner which
was not „necessary in a democratic society‟: the demands of the union did not challenge public
policy, since they concerned economic interests and they did not challenge religious beliefs.21
Pastorul Cel Bun may seem not to be consistent with Schüth: whereas the ECtHR formerly
construed religious autonomy as a corollary of manifestation of belief, in Pastorul Cel Bun the
Court interpreted autonomy as part of public policy.22 This evolution may be criticisable, since it
does not take into account the strict relation between religious autonomy and manifestation of
belief. However, the departure from the „balancing approach‟ may be more apparent than real: in
Pastorul Cel Bun the ECtHR did acknowledge the relevance of the church‟s rights and it mentioned
the limited threat posed by the trade union to freedom to manifest religion; 23 therefore, the Court
may have implicitly balanced the rights of the church against those of the applicant.24
The Fernandez Martinez case may be more troublesome. This case originated from the dismissal
of the applicant, a teacher of religion, at the demand of the Catholic Church. The Church motivated
such dismissal by arguing that the applicant had generated a „scandal‟, since he rendered his
personal situation as a married priest „public and manifest‟ 25 . Indeed, he had participated in a
meeting of a progressive Catholic group, known for its criticism of the Church‟s hierarchy, and a
picture of him and his family had been published in a local newspaper.
The ECtHR did not solve the case by balancing the applicant‟s right to private life against the
Catholic Church‟s right to freedom of religion: according to the Court, this case was different from
Obst, Siebenhaar and Schüth because the applicant was a priest; therefore, his status required
increased loyalty on his part. Such difference enabled the ECtHR to conclude that the national judge
was not required to balance the rights of the applicant against the religious autonomy of the Church,
but that the issue could be solved on the basis of the duty of loyalty, 26 in assonance with
Rommelfanger.
20
Pastorul Cel Bun v. Romania, No. 2330/09, 31 January 2012; Fernandez Martinez v. Spain, no. 56030/07, 15 May
2012.
21
Pastorul Cel Bun v. Romania, cit. supra, par. 75.
22
In all circumstances, the members of the trade union had not contractually renounced their rights under Article11
ECHR; in fact, the creation of the trade union was rendered impossible, in the view of the Romanian judiciary, by a
provision of the church‟s statute, which entered into force in 2008, when the members of the trade union had already
been hired. In the view of the Court, such conclusion is supported also by the fact that, prior to the entry into force of
the church‟s statute, two trade unions participated by church‟s employees had been recognised and such recognition was
not deemed to be contrary to the democratic regime.
23
Pastorul Cel Bun v. Romania, cit. Supra, par. 75 and 84.
24
In fact, the Court hints at the need to “procéder à une mise en balance effective des intérêts en jeu”, Id., par. 80.
25
“Se hizo pública y notoria la situación de D. José Antonio Fernández Martínez”, Obispado de Cartagena, nota official,
11 November 1997, available on the website of the Movimiento Pro-celibato Opcional, http://www.moceop.net.
26
Fernandez Martinez v. Spain, cit. supra, par. 83-86.
The capacity of religious organisations to decide upon and administer their own internal religious
affairs is obviously dependent on their ability to formulate their doctrines and beliefs and to define
the latter‟s nature, modes of expression and legitimacy. This ability may be termed as „doctrinal
autonomy‟.
The practice of European institution may be problematic in three areas: the determination of the
„religious‟ nature of their beliefs, the identification of the latter‟s modes of expression and the
assessment of their legitimacy.
27
On the role of the „ministerial exception‟ in the US, see the Supreme Court judgement Hosanna-Tabor Evangelical
Lutheran Church & School v. Equal Employment Opportunity Commission, 132 S. Ct. 694 (2012). For a comparison of
the US and European experiences in this area, see C. Evans and A. Hood, op. cit.
28
This would be in direct contradiction of the Schuth jurisprudence, cit. supra. Incidentally, it may be noted that the
Court defined the applicant as a “prêtre sécularisé” (Fernandez Martinez v. Spain, cit. supra, par. 83), but it did not
discuss this, rather puzzling, definition.
29
Cf. partially dissenting opinion of judge Saiz Arnaiz in judgement Fernandez Martinez v. Spain, op. cit., par. 2.
30
Cf. ib.: “[La Cour] ne met pas en balance les droits du requérant avec [les principes de liberté religieuse et de
neutralité de l‟État], car cela l‟obligerait à expliquer les raisons pour lesquelles la condition publique de prêtre marié et
de père de famille, également connue de l‟évêché, est devenue un motif d‟inaptitude à l‟enseignement. L‟absence de
mise en balance implique que la Cour admet, à l‟instar de l‟évêché, que la publication de la situation personnelle du
requérant constitue une raison suffisante pour faire d‟un professeur apte à l‟enseignement un individu qui ne l‟est plus,
sans qu‟il soit nullement nécessaire de justifier la thèse du scandale devant l‟administration chargée de
l‟éducation, laquelle était d‟ailleurs seule compétente pour engager et rémunérer ce professeur.”
31
Cf. Leigh, op. cit, p. 15: “proportional balancing acknowledges the relevance of the various rights and even where
one is displaced by another, this is because of factors that tip the scales in that direction rather than on the artificial basis
that the right outweighed was not relevant in the first place.”
32
Cf. Venice Commission, Guidelines for legislative reviews of laws affecting religion or belief, cit. supra: “there is no
generally accepted definition for such terms in international law, and many States have had difficulty in defining these
terms. It has been argued that such terms cannot be defined in a legal sense because of the inherent ambiguity of the
concept of religion”, p. 4.
33
Indeed, freedom of religion is protected alongside freedom of thought and conscience, and its manifestation is
addressed along with the manifestation of belief. Since thought comprises belief, and the latter comprises religion, it is
evident that Strasbourg organs only had to define what constitutes „belief‟ in order to identify the manifestations of
thought that are protected by Article 9 ECHR, and those that are not.
34
X v. Germany, no. 8741/79, D.R. 24 p. 137, 10 March 1981.
35
Campbell and Cosans v UK, No. 7511/76, 7743/76, Series A60, 22 March 1983.
36
E.g. Druidism: Chappell v. the United Kingdom, no. 12587/86, D.R. 53, p. 241; Scientology: X and Church of
Scientology v. Sweden, 7805/77, DR16 p. 68. See also Bratza, „The „Precious Asset‟: Freedom of Religion Under the
European Convention on Human Rights‟, in Ecclesiastical law journal, vol. 14 n. 2, 2012, pp. 256–271, at p. 259.
37
The potentially negative effects of this jurisprudence may be exacerbated by the procedural onus placed on believers,
which are requested to provide facts making it possible to establish the existence of a religion, cf. X v UK, no. 7291/75,
D.R. 11 p. 55, 4 October 1977.
38
Such shortcomings would not be solved by the approach the Court adopted in Kimlya and others v. Russia (nos.
76836/01 and 32782/03, 01 March 2010) where it stated that, since the characterisation of the applicant‟s views as a
“religion” is a matter of controversy among the member States, the Court relied on the position of the domestic
authorities in the matter. Not only does this approach not protect the autonomy of the organisations that are not
recognised as such by the States where they operate, but it seems not to be likely to substitute the Campbell
jurisprudence, as testified by the subsequent case Jacobski v. Poland, no. 18429/06, 7 March 2011, par. 44.
39
X v UK, cit. supra.
40
Cf. Article 52(3) of the Charter.
41
Directive 2011/95/EU, OJ L 337, 20 December 2011, Article 10(1)(b).
42
Cf. M. Introvigne, „Religion as claim: social and legal controversies‟, in J. G. Platvoet and A. L. Molendijk, The
pragmatics of defining religion: context, concepts and contests, BRILL 1999, pp. 41-72, at p. 72.
43
No. 7050/75, 16 May 1977, D.R. 8, p. 123.
44
Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in
employment and occupation, OJ L 303 , 02 December 2000, pp. 16-22, Article 4.
45
Directive 2011/95/EU, OJ L 337, 20 December 2011, pp. 9–26.
46
Council Directive 93/119/EC of 22 December 1993, OJ L 340 , 31/12/1993, pp. 21–34, Article 5.
47
Cf. Bratza, op. cit., p. 260.
48
Leyla Sahin, no. 44774/98, Reports 2005-XI, 29 June 2004.
49
Leyla Sahin, cit. supra, par. 71; see also Ahmet Arslan v Turkey, no. 41-135/98, 23 February 2010, par. 35. However,
the potentialities of this jurisprudence probably should not be overestimated, because the religious nature of the practice
was accepted by both the applicant and the defendant States; See Leyla Sahin, par. 38.
The last controversial aspect of doctrinal autonomy addressed in this contribution concerns the
assessment of the legitimacy of religious doctrines. The capacity of religious organisations to decide
upon and administer their internal religious affairs would be hampered if public authorities
denigrated the doctrines that regulate their management. Consistently with this view, the ECtHR
held that public authorities cannot discretionally determine whether religious beliefs or the means
used to express such beliefs are legitimate.52
Nonetheless, the ECtHR allowed for the evaluation of the legitimacy of religious beliefs in some
cases concerning Islam and new religious movements. In the Refah Partisi judgement the Court
affirmed that the dissolution of a Turkish party advocating the application of sharia, eventually
through the recourse to force, was compatible with the ECHR, because the objectives of the party
could not be reconciled with the “fundamental principles of democracy”.53 This judgement has been
criticised because it implies that sharia as such is contrary to the principles of secularism and
equality.54 However, in this case the evaluation of the beliefs of the applicant has, at least, the merit
of relying upon a rather accurate analysis of the actions of the applicant‟s leaders and the positions
they embrace.55
In other judgements, the ECtHR did not even try to reconstruct the applicants‟ belief. In its
jurisprudence on the Islamic scarf, the ECtHR held that one of the arguments that support the
necessity of the ban against this symbol is the impossibility to reconcile it with core European
50
No. 48420/10 and 59842/10, lodged on 10 August and 29 September 2010.
51
Cf. Eweida v British Airways Plc EWCA [2010] Civ 80, 12 February 2010, par. 8.
52
Hasan and Chaush v. Bulgaria, cit. supra, par. 78.
53
Refah Partisi and others v Turkey [GC], no. 41340/98, 41342/98, 41343/98 and 41344/98, Reports 2003-II, 24
February 2003; see in particular par. 119 and 123. Notice that the Court considers that the mere fact of defending sharia,
without calling for violence to establish it, cannot be regarded as “hate speech”, cf. Case of Gündüz v. Turkey, no.
35071/97, 14 December 2003, Reports 2003-XI, par. 51. For a discussion of these cases, see P. Manzini, „libertà di
espressione e sentimento religioso nella civiltà giuridica europea‟, in G. Gozzi and G. Dongiovanni, Popoli e civiltà:
per una storia e filosofia del diritto internazionale, Il Mulino, 2006, pp. 123-153, at pp. 144-150.
54
K. Meerschaut & S. Gutwirth, „Legal pluralism and Islam in the scales of the European Court of Human Rights : the
limits of categrorical balancing‟ in E. Brems, Conflicts between fundamental rights, Intersentia, 2008, pp. 431- 465 at p.
439. See also F. Tulkens, „The European Convention on Human Rights and Church-State relations: pluralism vs.
pluralism‟, in Cardozo Law Review, vol. 30 no. 6, pp. 2575-2591, at p. 2588.
55
Cf. Refah Partisi v. Turkey, cit. supra, par. 101.
10
11
4. Conclusion
This contribution addresses the autonomy of religious organisations by considering aspects related
to their internal management and issues concerning the formulation of their doctrines. It
demonstrates that both aspects of religious autonomy are protected by European law, even if this
protection cannot be absolute. On the one hand, religious autonomy is part of manifestation of
religion and it is consequently subject to limitations. On the other hand, its ubiquitous protection
would jeopardise the safeguarding of the rights of others.
Even if the practice of the EU is limited and the jurisprudence of the ECtHR is not completely clear,
it would seem that European institutions are aware of the relevance of religious autonomy and the
contradictions it raises in pluralistic societies. Hence, they generally address this issue in a
pragmatic manner, by trying to balance it against other rights and interests.
Nonetheless, the current practice raises two issues. First, the jurisprudence of the Strasbourg Court
on the autonomy of internal management of religious organisations is not completely
straightforward, and recent judgements may question the protection of the rights provided for in the
ECHR. Secondly, the doctrinal autonomy of religious minorities does not appear to be sufficiently
protected. The definition of belief and its manifestation adopted by European institutions may
deprive minority groups of the protection afforded by European instruments. In addition, the
assessment of the legitimacy of religious beliefs operated by European institutions may delegitimise
small and controversial groups and hamper their doctrinal autonomy.
performed by the Commission, see M. Rynkowski, „Remarks on ArticleI-52 of the Constitutional Treaty: New Aspects
of the European Ecclesiastical Law?‟, in German Law Journal, vol. 6 n. 11, pp. 1719-1730, at p. 1726.
71
Cf. the opinion expressed by Rynkowski, cit. supra: “since there is no definition of „sect‟ some „new religious
movements‟ are present during meetings, even those concerning combating illegal activities of sects. There is no legal
reason for not inviting them, but their presence seems to be inappropriate.”
12