Spaceship Earth's Odyssey To A Circular Economy

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Resources, Conservation & Recycling 163 (2020) 105076

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Resources, Conservation & Recycling


journal homepage: www.elsevier.com/locate/resconrec

Full length article

Spaceship earth's odyssey to a circular economy - a century long perspective T


Willi Haas , Fridolin Krausmann, Dominik Wiedenhofer, Christian Lauk, Andreas Mayer

Institute for Social Ecology, Department for Economic and Social Sciences, University of Natural Resources and Life Sciences (BOKU), Schottenfeldgasse 29, 1070Vienna,
Austria

ARTICLE INFO ABSTRACT

Keywords: The circular economy is a rapidly emerging concept promoted as transformative approach towards sustainable
Social metabolism resource use within Planetary Boundaries. It is gaining traction with policymakers, industry and academia
Material and energy flow analysis worldwide. It promises to slow, narrow and close socioeconomic material cycles by retaining value as long as
Sustainable resource use possible, thereby minimizing primary resource use, waste and emissions.
Recycling
Herein, we utilize a sociometabolic systems approach to investigate the global economy as embedded into a
Sustainable biomass
materially closed “spaceship earth” and to scrutinize the development of circularity during industrialization. We
quantify primary material and energy inputs into the economy, as well as all outputs to the environment from
1900-2015. The assessment includes two fundamental cycles: a socioeconomic cycle of secondary materials from
end-of-life waste and an ecological cycle in which resulting waste and emissions are assessed against re­
generative capacities of biogeochemical systems. In a first approximation, we consider only the carbon-neutral
fraction of biomass as renewable. We find that from 1900-2015, socioeconomic and ecological input cycling
rates decreased from 43% (41-51%) to 27% (25-30%), while non-circular inputs increased 16-fold and non-
circular outputs 10-fold. The contribution of ecological cycling to circularity declined from 91% to 76%.
We conclude that realizing the transformative potential of the circular economy necessitates addressing four
key challenges by research and policy: tackling the growth of material stocks, defining clear criteria for eco­
logical cycling and eliminating unsustainable biomass production, integrating the decarbonization of the energy
system with the circular economy and prioritizing absolute reductions of non-circular flows over maximizing (re)
cyclingrates.

1. Introduction Boulding's notion of environmental limits and an economy without


waste has prepared the ground not only for the circular economy, but
In the circular economy (CE) debate, the dominant linear take- also for prominent concepts in modern sustainability science, such as
make-dispose mindset is seen as underlying cause of the perpetual the Planetary Boundaries (Steffen et al., 2015a, 2015b; Steffen et al.,
growth of the demand for primary material and energy resources and 2007, 2007)or a recent reformulation of the Gaia hypothesis (Lenton &
the resulting waste and emissions and thus, for the unfolding global Latour, 2018) and underpins efforts towards a new sustainability eco­
environmental crisis (Blomsma & Brennan, 2017; Geng et al., 2019b; nomics fit for the 21st century (Costanza et al., 2017; Jackson, 2017;
Schandl et al., 2018; Webster, 2017). Already half a century ago, Raworth, 2018). Both the metaphor of the spaceman economy and the
Kenneth Boulding (1966) coined the iconic image of “spaceship earth” more elaborate formulations of a safe operating space for humanity
as a metaphor for the material constraints humanity faces on earth. His within Planetary Boundaries suggest, that the ultimate aim of a sus­
diagnosis was that industrial society acts like a “cowboy economy”, tainable CE has to be absolute reduction of the total scale of both re­
where a herd can simply be moved to a new pasture once the grass is source extraction and outputs of waste and emissions (Aguilar-
grazed. Instead, he argued, humanity needs to acknowledge that the Hernandez et al., 2019; Geissdoerfer et al., 2017; Korhonen et al., 2018;
earth is “a single spaceship, without unlimited reservoirs of anything, Steffen et al., 2015a; Temesgen et al., 2019).
either for extraction or for pollution” (Boulding, 1966, p. 7). In such a While the CE is promoted as a promising strategy towards sustain­
“spaceman economy“, where sources and sinks are two sides of the able resource use and has gained traction within industry and policy,
same coin, endless growth is not feasible and materials need to circulate assessments of the achievements of CE are often focused on specific
as long as possible within the socioeconomic system. materials, substances or products and usually limited to applying


Corresponding author.
E-mail address: willi.haas@boku.ac.at (W. Haas).

https://doi.org/10.1016/j.resconrec.2020.105076
Received 28 February 2020; Received in revised form 27 July 2020; Accepted 28 July 2020
Available online 04 August 2020
0921-3449/ © 2020 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/BY-NC-ND/4.0/).
W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

relative indicators or rates (Elia et al., 2017; Parchomenko et al., 2019; within Planetary Boundaries (Geissdoerfer et al., 2017; Kirchherr et al.,
Pauliuk, 2018; Saidani et al., 2019). Clearly, these assessments provide 2017), the CE needs to prove its validity (Blomsma & Brennan, 2017;
important contributions to the design and implementation of a growing Geng et al., 2019a). This requires comprehensive assessments at the
multitude of CE activities, from businesses to local and national gov­ macro systems level, which comprehensively situates and quantifies
ernments. However, the ultimate aim of the CE as a sustainability circularity across material and energy inputs into socioeconomic sys­
strategy (Cullen, 2017; De Wit et al., 2020; Elia et al., 2017; tems, as well as all resulting outputs of waste and emissions.
Geissdoerfer et al., 2017; Korhonen et al., 2018; Suárez-Eiroa et al.,
2019) might get out of sight: can it actually and decisively mitigate the 3. Material and methods
scale of environmental pressures and impacts by reducing primary re­
source use and resulting waste and emissions through slowing, nar­ 3.1. A material stock-flow model of the global economy
rowing, and closing loops?
Herein, we investigate the circularity rate and scale of the global Our analysis is grounded in the concept of socioeconomic metabo­
biophysical economy over the last 115 years, employing a socio­ lism, a systems approach to studying the biophysical basis of society
metabolic systems approach covering all socioeconomic material and following thermodynamic principles (Haberl et al., 2019; Pauliuk &
energy flows, all material stocks of buildings, infrastructure and ma­ Hertwich, 2015). An operationalization at the macro-level is economy-
chinery and the resulting waste and emissions (Haas et al., 2015; wide material and energy flow accounting (MEFA), which provides
Mayer et al., 2019). For this purpose, we further develop previous work headline indicators for strictly mass balanced material inputs, con­
on the global socioeconomic metabolism (Krausmann 2018) and a fully sumption and outputs, but treats the economy as a black box
consistent inflow-driven dynamic modelling of socioeconomic material (Krausmann, Schandl, et al., 2017; Schandl et al., 2018).
stocks (Wiedenhofer 2019). We also conduct an uncertainty assessment We use an advanced version of this framework developed for the
for the main indicators. Based on this comprehensive analysis, we assessment of circularity at the national scale (Haas et al., 2015;
provide a critical assessment of the decreasing circularity of the global Mayer et al., 2019) and adapt it for the purpose of this global long term
socioeconomic system, discuss structural barriers hindering improved study. We build on previous work integrating accounting and modelling
loop closing and subsequent reductions of the total scale of resource of global resource use, material stocks, waste and emissions
flows. We conclude with four fundamental and challenging leverage (Krausmann 2018, Wiedenhofer 2019). The conceptual stock-flow
points for research and policy towards realizing the claimed synergies model of the global economy shown in Fig. 1 consistently opens up the
between the CE and sustainability within Planetary Boundaries. black box and integrates the flow of secondary materials into the MEFA
framework. The framework we refer to does not consider unused ex­
2. The strive for a circular economy traction. It traces used extracted materials including energy carriers
through the economy by assessing annual flows of primary and sec­
The idea of a CE is not a new concept, and traces back into the 18th ondary materials through different socioeconomic uses to the output of
century (Schivelbusch, 2015). The modern notion of the CE first ap­ waste and emissions. The sum of all primary materials including energy
peared in the 1970s and 1980s (Stahel, 2016) and reached new popu­ carriers extracted from the environment and all secondary materials is
larity at the turn of the 21st century, when Germany, China, Japan and defined as processed materials. Trade flows are not relevant at the
later also the European Union began to make it the cornerstones of their global scale. Processed materials split into different use paths. Energy
sustainable resource use policy (Geissdoerfer et al., 2017; Geng et al., use of materials comprises technical (combustion) and endosomatic
2019a; Moraga et al., 2019). The proponents of a CE argue that closing (food and feed) energy use. Material use splits into dissipative use (e.g.,
loops creates green jobs and stimulates economic growth, while miti­ fertilizers) and materials used to manufacture material stocks (stock-
gating pressures on the environment (Korhonen et al., 2018; building). Material stocks comprise all materials accumulated in
Webster, 2017). Recently, prominent CE scholars called for a global buildings, infrastructure and durable goods (e.g., machinery, electronic
strategy towards institutional support and better integration of CE devices, furniture, containers), where they remain in use for one or
strategies as well as appropriate monitoring, ultimately leading to an several years, sometimes centuries. The outflows of solid and liquid
international agreement on sustainable resource management waste and of emissions and water vapour from material processing, the
(Geng et al., 2019a). different use types and discarded stocks are summarized as interim
The high expectations about the potentials of the CE are also met outputs. These can either be re- or downcycled into secondary materials
with concern, that the CE rather appears as a “perpetual motion ma­ or returned to the environment through different gateways. Landfilled
chine” (Cullen, 2017) than a practically achievable reality. Critique, waste is regarded an output to the environment. Ecological cycling
firstly, relates to thermodynamic limits for loop-closing due to material refers to outputs from the use of renewable biomass which can re-enter
losses, dissipation and the potentially escalating energy requirements biogeochemical cycles and contribute to new plant growth.
for overcoming entropy and reversing the dilution of chemical elements
in products and the environment (Cullen, 2017; Geyer et al., 2016; 3.2. Socioeconomic cycling
Korhonen et al., 2018; Reck & Graedel, 2012).Secondly, as a systematic
review on targets for a circular economy diagnosed, most existing tar­ Socioeconomic cycling comprises all types of re- and downcycled
gets relate to waste recovery and recycling. Thus, they may set mis­ end-of-life waste which is fed back into production as secondary ma­
guided incentives and do not necessarily promote a CE since recycling terial. Recycled waste from material processing and manufacturing
activities destroy products’ integrity and do not help to retain value of (e.g., recycled steel scrap from autobody manufacturing) is considered
products at the highest level possible (Morseletto, 2020a). Thirdly, CE an industry internal flow and not accounted for as secondary material.
concepts are criticized for their assumptions that all biomass materials In this model of the physical economy secondary materials originate
are renewable and that waste and emissions from their production and from discarded material stocks only. The outflows from the dissipative
use completely re-enter ecological cycles (McDonough & use of materials and combusted materials (energy use) can, by defini­
Braungart, 2010; Morseletto, 2020b; Webster, 2017). Finally, closing tion, not be recycled. This assumption may lead to a minor under­
loops via re-use and recycling is often falsely assumed to automatically estimation of downcycled materials, when solid wastes from the com­
reduce primary resource demand, neglecting prevalent downcycling, bustion of fossil materials are used in construction. Energy recovery
co-use of primary and secondary materials and the ‘circular economy (electricity, district heat) from the incineration of fossil or biomass
rebound’ (Zink & Geyer, 2017). waste is not considered as recycling since it does not generate sec­
To avoid dilution of the transformative vision of a sustainable CE ondary materials.

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

Fig. 1. Comprehensive material flow analysis of the circularity of the global economy. Processed materials comprise extracted primary and recycled secondary
materials which are either used for energy provision or material applications. Energy use comprises technical energy, food and feed. Material use includes expansion
and maintenance of material stocks of manufactured capital, as well as dissipative uses. Interim outputs comprise all waste and emissions including water vapour.
They are either cycled within the socioeconomic system (secondary materials) or disposed to the environment where outputs of renewable biomass re-enter bio­
geochemical cycles and contribute to new plant growth (ecological cycling). Both socioeconomic and ecological cycling are measured at the input and output side.

3.3. Ecological cycling matter using appropriate information on moisture content of different
biomass types and further into C assuming a carbon content of 50% in
Ecological cycling is commonly assumed, but hardly operationalized dry matter biomass (Krausmann et al., 2008). The share of biomass that
in CE assessments (McDonough & Braungart, 2010; Morseletto, 2020b; does not qualify for ecological cycling in a specific year is then calcu­
Webster, 2017). However, using biomass does not automatically imply lated as the ratio of net-emissions of C from LULCC to the C content of
safe ecological loop closing, as negative environmental impacts from primary biomass inputs and to the C content of the output of wastes and
land-use indicate (Foley et al., 2011; Tilman, 1999;UNEP, 2014). So far, emissions from biomass use, respectively, in that year. These shares are
neither robust criteria nor comprehensive indicators are available than applied to split the biomass flow in fresh weight shown in Fig. 2
which enable identifying the fraction of biomass production which (see results section) into circular and non-circular biomass on the input
qualifies for sustainable ecological cycling. As a first approximation for and output side.
renewable biomass we only consider carbon neutral biomass. We in­
terpret this as a minimum requirement, while more comprehensive
assessments should be developed, as we elaborate in the discussion 3.4. Rate and scale indicators of circularity
section.
To estimate the flow of primary biomass which cannot be regarded Following Mayer and colleagues (2019) we propose a set of rate and
carbon neutral, we deduct the biomass related net-emissions of carbon scale indicators to measure the circularity of the global economy at the
from land use and land cover change (LULCC) from socioeconomic input and output side (Fig. 1 and Table 1).
biomass flows, consistently re-estimated as tons of carbon content. For While rates are very illustrative and can provide important or­
global net-emissions from LULCC we use time-series data compiled by ientation, it is ultimately the overall scale of non-circular flows that
Houghton & Nassikas (2017), who estimate that the net-emission of matters whether humanity remains within Planetary Boundaries. For
carbon from LULCC increased from 0.8 GtC/yr in 1900 to a peak of 1.9 this reason, the scale indicators used measure the absolute mass flow of
GtC/yr in 1997 and then declined to 1.1 GtC/yr in 2015. This estimate non-circular materials.
is conservative and the calculated net-emissions are substantially lower Rate indicators at the input side measure the share of secondary and
than those reported by another study (Hansis et al., 2015). ecologically cycled materials in processed materials (defined as primary
To calculate the amount of circular and non-circular biomass, the and secondary material inputs) and at the output side the share of so­
flow of primary biomass through the economy is converted into dry cioeconomically and ecologically cycled materials in interim outputs
(defined as all waste and emissions before recovery and recycling or

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

Table 1
Scale and rate indicators to measure the circularity of the global economy.
Type Name Definition

Input side Output side

Scale Non circular flows Non-circular inputs comprise fossil fuels for energy use, non- Non-circular outputs comprise all waste and emissions released
indicators [t/yr] renewable biomass and non-recycled metals, fossil and mineral to the environment (including those landfilled) except those
materials including those materials that remain in the from renewable biomass.
socioeconomic system as stocks.

Rate Socioeconomic Input socioeconomic cycling rate is defined as the share of Output socioeconomic cycling rate is defined as the share of
indicators [%] cycling secondary materials (re-and downcycled) in processed materials secondary materials (re-and downcycled materials) in interim
(input of all primary and secondary materials). output.
Ecological cycling Input ecological cycling rate is defined as the share of renewable Output ecological cycling rate is defined as the share of waste
primary biomass inputs (excluding socioeconomic cycling) in and emissions from renewable biomass outputs (excluding
processed materials. socioeconomic cycling) in interim output.

discharge to the environment) (Table 1). Material provides detailed data in yearly resolution and Fig. S1 an
The rate indicators measure the circularity performance from 0% in animated graph showing the evolution of the metabolism of the global
a linear economy with neither socioeconomic nor ecological cycling to economy and its circularity from 1900 to 2015.
100% in a (thermodynamically unfeasible) perfect circular economy, To reduce complexity and because the flow of metals is very small
where all processed materials are cycled without losses in loops compared to the other material types, we only show the aggregate of
(Cullen, 2017). We distinguish the socioeconomic and the ecological metals and minerals in the Sankey diagrams. In mass balancing inputs
cycling rate; both rates are derived from the same underlying system and outputs, we omit so called “balancing items” (Fischer-
definition and relate the respective cycled flows to the same reference Kowalski et al., 2011). These comprise the oxygen taken up during
flow (e.g. on the input side to processed materials). They are therefore combustion and respiration and contained e.g., in CO2 emissions and
consistent, additive and applicable across scales. Socioeconomic cycling water consumed by humans and livestock and contained in excrements.
refers to the flow of re- and downcycled end-of-life waste (secondary Here we only show that part of waste and emissions that actually ori­
materials). Solid and liquid waste from the food and feed pathway ginates from material inputs e.g., carbon and oxygen emissions con­
which are subject to further use (e.g., composting, manure production, tained in the combusted fuels or the water content of excrements that
gasification) are accounted for as ecological cycling (corrected by ap­ stems from the respective food and feed inputs (Krausmann et al.,
plying the minimum criteria of no net-emissions from LULCC). Ecolo­ 2018).
gical cycling refers to the flow of renewable biomass, in our case carbon
neutral biomass, and the resulting outflows to the environment which
3.6. Uncertainties
re-enter global biogeochemical cycles.
The circularity indicators we propose can be positioned in what
To assess uncertainties of cyclical flows and the resulting circularity
Moraga et al. (2019) denote as measurement scope one, which looks at
rates from the underlying datasets, we quantify minimum and max­
physical properties of technological cycles with a full or partial Life
imum likely bounds for key headline indicators. For socioeconomic
Cycle Thinking approach. Referring to the systematic suggested in the
cycling, we build on uncertainty estimates derived via error propaga­
review by Moraga et al. (2019), our indicators measure recycling spe­
tion through 103 Monte-Carlo Simulations (Krausmann et al., 2018;
cifically (strategy 4) and other strategies non-specifically. The latter
Krausmann, Wiedenhofer, et al., 2017; Wiedenhofer et al., 2019). We
concerns strategies that aim at an increase in service lifetimes (strate­
use these estimates as minimum and maximum bounds from 1900 to
gies 1 to 3: preservation of function, of products and of product com­
2015 (Fig. S1). For ecological cycling, biomass flows are assessed
ponents) or at the preservation of embodied energy through energy
against the latest estimates of the long term development of global
recovery at incineration facilities (strategy 5). If these strategies are
carbon fluxes from land use and land cover change (Houghton &
effective, they reduce material inputs and processed materials and thus
Nassikas, 2017). Likely ranges and uncertainties are a debated issue in
improve circularity rates in our model. However, we are not able to
the literature and no probabilistic uncertainty estimates can be derived
explicitly delineate the contribution of strategies to circularity.
(Houghton & Nassikas, 2017; Le Quéré et al., 2018). Therefore, we
utilize the results of an intercomparison study of five global carbon flux
3.5. Data and sources estimates covering 1850 to 2000 (Houghton & Nassikas, 2017), to de­
rive respective minimum and maximum bounds for annual carbon
As an empirical basis for our assessment presented herein, we ex­ fluxes from land (Fig. S2). We extrapolate the range until 2015 by
pand upon an existing database of global material and energy flows and keeping the deviation from the estimate that we use in this study
stocks providing yearly data for the period 1900 to 2015 and distin­ constant from 2000-2015 at 96% and 108%, respectively.
guishing around 150 materials/material groups. The database was Note that the most recent and used data set for net-emissions of
compiled by integrating a dynamic, inflow-driven stock-flow model carbon from LULCC covering the period 1900 to 2015 is especially in
(Krausmann et al., 2018; Krausmann, et al., 2017; Wiedenhofer et al., the period 1950 to 1990 the one with the lowest net carbon fluxes
2019) which calculates stocks, end-of-life waste from discarded stock compared to the other four studies. When this data set is used to correct
and the flow of re-and downcycled secondary materials consistently biomass for its carbon neutral part, it presents for this period the upper
with the standardized MEFA framework (Fischer-Kowalski et al., 2011). end of uncertain ecological cycling.
The sources and methods used to compile this database and the model To obtain uncertainty ranges for absolute input and output cycling,
have been described in detail in previous publications the respective minimum and maximum bounds for socioeconomic and
(Krausmann et al., 2018; Wiedenhofer et al., 2019). We use this data to ecological cycling flows were added (Fig. S3). These were then also
produce strictly mass balanced accounts for four main material types used to calculate the minimum and maximum share of cyclical flows in
(biomass, fossil materials, metals and minerals) and all stocks and flows processed material and interim output to arrive at the lower and upper
required to fill the Sankey diagrams in Fig. 2.Table S1 in the Supporting bound of input and output cycling rates, respectively (Fig. S4 and S5).

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

Fig. 2. Global socioeconomic flows of fossil materials, biomass, metals and (non-metallic) minerals through the global economy between 1900 and 2015. The years
1945, 1973 and 2002 mark important turning points in the growth of global socioeconomic metabolism as identified in Krausmann et al. (2009, 2018). All flows are
shown true to scale in Gt/yr; stocks shown in the box in the centre as grey bar are in Gt and scale differently than flows. See Supporting Material for an animated
graph.

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

All data and figures are provided in the Supporting Material Fig S1-S5 Bringezu, 2015; Erb et al., 2016; Kerr, 2014; Steffen et al., 2015a;
and Table S1. Torres et al., 2017; Van Zanten et al., 2018).

4. Results
4.2. The last century's odyssey of declining circularity
The long-term transformation of the biophysical economy
During the last century the global biophysical economy changed As visible from Fig. 3, the decreasing circularity of the global
radically (Fig. 2), especially with respect to three key characteristics of economy was not a continuous process. Quite unexpectedly already in
high significance for circularity. Firstly, the scale of all inputs and 1900, input and output cycling were well below 50%, in spite of con­
outputs of the socioeconomic metabolism grew by one order of mag­ siderable efforts to maintain value and utility of products and primary
nitude. In 1900 processed materials were only 7.6 Gt/yr; until 2015 this resources through extensive reuse, repair and recycling during early
flow had surged to 95.0 Gt/yr. On the output side, interim outputs rose industrialization (Reith, 2001). The low overall circularity then was
from 7.1 to 63.8 Gt/yr. Secondly, the composition of flows changed: In mainly due to an already substantial share of both non-renewable
1900 biomass was the dominant resource, comprising 70% of all pro­ biomass and fossil materials in processed materials (Fig. 3a).
cessed materials. By 2015 its share was down to only 24%. The loss of Throughout the first half of the 20th century circularity remained re­
significance of biomass was, however, only a relative loss, owed to the latively stable, fluctuating around 43%, while the physical economy
rapidly growing consumption of fossil materials, metals and minerals, grew at a moderate pace. The end of World War II marks the first
which outpaced the rise in biomass (Fig. 2). In absolute terms, biomass turning point. Within only two decades both input and output cycling
extraction increased fourfold to 23 Gt/yr in 2015. Finally, the analysis fell by 30% and 14%, respectively, and non-circular flows increased
reveals that the global economy turned from a throughput to a stock- 3.4-fold to 25 Gt/yr on the input and 2.4-fold to 14.4 Gt/yr on the
piling economy: While in 1900 94% of processed materials ended up as output side until 1973 (Fig. 3). This period has been described as take-
waste and emissions to the environment, in 2015 only 65% of processed off of the Great Acceleration (Steffen, Broadgate, et al., 2015) and was
materials were returned to the environment in the same year. This is characterized by far reaching sociometabolic changes
due to an increasing amount of materials accumulating in material (Schaffartzik et al., 2014). It was the combination of a fast rise in the
stocks of infrastructure, buildings and durable goods. Consequently, use of fossil fuels, the accumulation of large amounts of metals and
material stocks increased 27-fold to nearly 1000 Gt in 2015. minerals in rapidly expanding stocks of infrastructures, buildings and
machinery and the relative decline in the significance of renewable
4.1. Development of the circularity of the global economy biomass in societies metabolism (Fig. 2) that led to the fast loss of
circularity. In this period of seemingly limitless economic growth and
Taken together, the changes in scale and composition of the socio­ the emergence of mass production and consumption issues of resource
economic metabolism have resulted in a decline of circularity of the limits vanished from the public and political agenda and frugality, re-
global economy (Fig. 3). From 1900 to 2015, input cycling dropped use, repair and recycling lost significance (McNeill & Engelke, 2014).
from 43% (41-51%) to 27% (25-30%) (Fig. 3a), and output cycling from Input socioeconomic cycling fell from 3.3% to 1.8%, in spite of a
46% (44-54%) to 40% (37-44%) (Fig. 3b). Based on our uncertainty slightly growing flow of secondary materials (Fig. 3).
assessment (see method section and Fig. S1-S5), we find the overall The early 1970s mark another turning point in the socio-metabolic
declining trends of circularity to be robust. transition (Krausmann et al., 2009; Krausmann, Schandl, et al., 2017):
The input cycling rate is considerably lower than the output cycling After the oil price shocks, growth in the scale of material inputs slowed
rate because a growing part of the yearly material input accumulated in down markedly, roughly to the pace of population growth
stocks (net-additions to stock in Fig. 3). A major factor for the observed (Krausmann et al., 2018; Wiedenhofer et al., 2013). Growing awareness
decline was the loss of relative weight of biomass in processed materials of resource limitations and emerging environmental problems in high-
which halved the ecological cycling rate from 40% to only 20% on the income countries triggered a debate about energy efficiency, waste
input side (Fig. 3a). Gains in socioeconomic cycling could not com­ reduction and environmental protection to counteract the ‘throwaway
pensate for this decline. While the nearly 20-fold increase of secondary society’ (Young, 1991). Recycling was promoted throughout Europe
materials from 0.3 Gt/yr in 1900 to 6.1 Gt/yr in 2015 is impressive and North America (McNeill & Engelke, 2014) and socioeconomic cy­
(Fig. 3c), the socioeconomic cycling rate remained at a modest level due cling increased both in absolute and relative terms, while ecological
to the concurrent growth of the scale of processed materials and interim cycling remained roughly stable. Circularity slightly improved until the
outputs. On the input side socioeconomic cycling increased from 4% to mid-1980s when another downswing set in. As a result of a strong
6% (Fig. 3a) and on the output side from 4% to 10% (Fig. 3b), in spite of growth in the flow of non-circular biomass related to deforestation in
relatively high end-of-life recycling rates, for example, of 49% for me­ the tropics, input and output cycling rates declined by 18% and 11%,
tals and 34% for minerals. While end-of-life recycling rates measure the respectively, until the end of the 1990s (Fig. 3).
ratio between recycled quantities and end-of-life waste of that specific The so far last turning point coincided with the turn of the millen­
material, e.g. recycled metals of 0.4 Gt/yr in relation to end-of-life nium, when circularity rates stabilized while a new period of rapid
metal waste of 0.8 Gt/yr in 2015, the comprehensive socioeconomic physical growth set in. The acceleration of growth in input and output
output cycling rate shown in Fig. 3b relates all recycling flows of 6.1 flows (Fig. 3c/d) has been attributed to growth in the emerging
Gt/yr to the overall interim outputs of 63.7 Gt/yr, which also includes economies, above all in China, where material stocks expanded rapidly
waste and emissions from the energy use of fossil fuels, food and feed and a new middle class emerged, while in the high income countries the
and from dissipative use. scale of the socioeconomic metabolism stabilized (Dong et al., 2017;
The scale indicators in Fig. 3c/d reveal the full outcome of a Krausmann, Schandl, et al., 2017; Schaffartzik et al., 2014). From 2002
growing socioeconomic metabolism combined with declining cycling to 2015, processed materials and interim outputs as well as material
rates: annual inputs of non-circular primary materials increased 16- stocks grew substantially by annual growth rates of around 3.5%
fold, from 4.3 Gt/yr in 1900 to 69.6 Gt/yr in 2015. Non-circular outputs (Figs. 2 and 3c/d). In spite of efforts to promote CE, in particular in
increased 10-fold, from 3.8 Gt/yr to 38.6 Gt/yr. Overall, the results China (Geng et al., 2019a), input and output cycling rates did not im­
show how the global economy gradually moves away from the vision of prove but remained roughly stable at about 27% and 40%, respectively,
a “spaceman economy”. Both inputs and outputs grow irrespective of while the size of non-circular flows surged: non-circular inputs rose
the limited source and sink capacities of the earth system, contributing from 44.6 to 69.6 Gt/yr and non-circular outputs from 26.0 to 38.6 Gt/
to the transgression of Planetary Boundaries (Akenji et al., 2016; yr (Fig. 3c/d).

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

Fig. 3. Development of the circularity of the global economy from 1900 to 2015. a) input cycling rates as share of processed materials and the remaining shares of
non-circular inputs, b) output cycling rates as share of interim outputs and the remaining shares of non-circular outputs, c) and d) show absolute flows instead of
rates. We distinguish socioeconomic cycling (solid grey) and ecological cycling (solid green) and for non-circular flows (numbers in grey boxes) combusted fossil
energy carriers which cannot be recycled (orange with white dots), non-renewable biomass (green with white dots), all other not-recycled materials (light grey with
white dots) and at the input side also net-additions to stock (dark grey with white dots). The marked years indicate important turning points in the development of
global material flows (Krausmann et al., 2009, 2018). Uncertainty ranges for cyclical flows and cycling rates are shown in Figure S1-S5 in the Supporting Material.

5. Discussion or indicators for sustainable ecological cycling are available.


Here, as a first approximation, we define as minimum criterion for
5.1. Ecological cycling, the blind spot of the circular economy ecological cycling that biomass production is carbon neutral, i.e., that
no net-emissions from land use and land cover change (LULCC) occur.
In the past 115 years, ecological cycling was key to material loop This first step towards a more realistic consideration reduces input
closing, contributing between 91% (1900) and 76% (2015) of all cir­ ecological cycling from 70% to 40% in 1900 and from 24% to 20% in
cular flows. In most CE strategies biomass does not receive critical at­ 2015. Output ecological cycling is reduced from 74% to 42% in 1900
tention, but is assumed to be renewable and therefore per definition and from 35% to 30% in 2015.
circular. When biomass is mentioned in CE strategies (e.g. EU CE plan As next steps, additional barriers for sustainable ecological cycling
2015), this generally does not go beyond a problem statement. should be factored in. An example, for which also good data exists are
Ecological cycling implies that outputs of biomass re-enter biogeo­ anthropogenic disruptions of biogeochemical cycles through the input
chemical cycles and contribute to new plant growth. In practice this is, of atmospheric nitrogen and lithospheric phosphorous into agricultural
however, not always the case. The multiplication of global biomass systems and the large losses that occur due to leaching, erosion and
harvest from 5 to 23 Gt/yr in the last century came at considerable emissions, in spite of improvements in the efficiency of fertilizer ap­
ecological cost related to agricultural expansion into natural grass- and plication (Lassaletta et al., 2014; Reijnders, 2014). The yearly inputs
woodlands and land-use intensification based on external inputs dis­ through industrial fertilizers (IFA, 2019) exceed the Planetary Bound­
rupting biogeochemical cycles and driving biodiversity loss aries for phosphorus and nitrogen proposed by Steffen and colleagues
(Foley et al., 2011; IPBES, 2019; Tilman, 1999). While it is evident that (Steffen et al., 2015) already since the 1970s. Also non-renewable water
not all biomass harvest qualifies as renewable, so far, no explicit criteria inputs and soil degradation should be taken into account in the

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

correction for non-circular biomass flows (Aeschbach-Hertig & 6. Conclusions: Sociometabolic leverage points for a sustainable
Gleeson, 2012; UNCCD, 2017) to provide guidance for realizing the CE
potentials of biomass in a sustainable circular economy making use of
bioeconomy strategies. When taking the transformative sustainability claims of the CE
seriously, it promises to perpetuate value and to increase service pro­
5.2. Structural barriers for improving socioeconomic cycling vision from resource use, while also reducing primary resource ex­
traction as well as waste and emissions as required for humanity to
Despite the observed 20-fold increase in the flow of secondary remain within Planetary Boundaries. Our findings indicate that in order
materials and serious efforts to further recycling since the 1980s, the to realize these promises it is necessary to go beyond advancing proper
socioeconomic cycling rate remains modest at currently 10% (7-12%) reuse and recycling and apply strategies to overcome fundamental
output and only 6% (5-8%) input cycling. Our findings reveal that this structural barriers for improving the CE. From the sociometabolic
is only partly due to poor recycling performance, but structural barriers perspective, we have identified four important leverage points:
in the dynamics, scale and composition of socioeconomic metabolism First, research and policy on the CE need to adopt a system-wide
can be identified that keep rates low. perspective including the relation of material stocks and flows
First of all, closing material loops completely is not compatible with (Fellner et al., 2017; OECD, 2015; Pauliuk, 2018; Stahel, 2016): stocks
physical growth, since the additional material demand can't be satisfied play a key role in determining size, composition and cycling potential of
from lower material outputs of previous years, unless this growth is past, present and future material flows. Due to their longevity, stocks of
based on rising inputs of renewable biomass, which is, however, also a buildings, infrastructure and machinery have a long-lasting impact on
limited resource. As discussed in the previous section, even the current the option spaces for change. To achieve progress towards sustainable
level of biomass production is not sustainable, so that increasing bio­ circularity, it is necessary to decisively slow down the growth of global
mass input while respecting ecological limits is not a viable option in material stocks. It requires the consistent use of the full range of cir­
the near future. In the period from 1900 to 2015 the extraction of cularity strategies while bearing in mind priorities according to their
primary minerals, metals and fossil materials has already increased by levels of circularity. Following the assessment of Potting et al., 2017,
factor 30. Until 2050, even when considering continuation of efficiency smarter product use and manufacture (e.g. refuse, rethink, reduce) and
gains, global resource use has been projected to double or even triple the extension of the lifespan of products and parts should be given
(Krausmann 2018; Schandl 2016). When considering current growth priority over actual recycling. Finally, it calls for reducing the material
rates, resource use will double within only two decades. Under these and energy demand for the operation of material stocks by improving
conditions even complete recycling at the output side could not satisfy the efficiency with which they transform resource flows into services
the demand for resource inputs and environmental pressures and im­ (Hertwich et al., 2019).
pacts can be expected to further increase, undermining prospects for Second, ecological cycling, which often appears as a corner stone of
global sustainability. the CE and bioeconomy strategies, requires more and critical attention
The high share of fossil materials used for energy provision is an­ (D'Amato et al., 2017; Hausknost et al., 2017; Keegan et al., 2013):
other barrier. In 2015 one out of six tons of extracted primary resources biomass and ultimately land is already in high and competing demand,
were fossil fuels for energy use. Since these materials are combusted from providing food and feed for a growing population with changing
and not recycled, their use systematically lowers the circularity of the diets, for biofuels, as a substitute for non-renewable materials in energy
economy. Carbon capture and utilization is debated, but has high en­ and material applications (bioeconomy) (Erb et al., 2016; Kalt et al.,
ergy costs (Bringezu, 2014) and its potential to contribute to the large- 2020) and for biodiversity conservation (Smith et al., 2010). Clearly,
scale recycling of carbon from fossil fuel combustion is considered low renewable biomass is a limited resource and further unsustainable
(Mac Dowell et al., 2017). Also, the sequestration of carbon from fossil disruptions of biogeochemical cycles have to be mitigated, as well as
fuel combustion through e.g., forest re-growth (ecological cycling) biodiversity conservation needs to be respected (IPBES, 2019). A sus­
could help to mitigate this effect, but so far LULCC rather contributes tainable scale of biomass production has to become a precondition in
net-emissions of carbon at the global scale. The rising input of fossil CE strategies and corresponding targets and monitoring instruments
fuels has contributed to declining circularity in the past and prevents need to be developed.
further loop closing. Third, the CE needs to contribute to absolute emissions reductions
A key factor behind these metabolic patterns and the low circularity required to avoid catastrophic climate change, mainly by more sys­
of the global economy is the continuous expansion of stocks. A large tematically considering energy use (Cullen, 2017; R. B. Jackson et al.,
fraction of the rising input of materials and technical energy is required 2018). This starts from a clear focus on reducing fossil fuel consumption
to build up stocks; once in place, a persistent input of materials and which currently makes up 16% of global extraction of resources to­
energy is needed for their maintenance and operation wards a far-reaching decarbonisation of the energy system, because
(Krausmann, Wiedenhofer et al., 2017). Taken together, 86% of all loop closing for fossil fuels is hardly possible apart from unproven large-
processed metals, minerals and fossil materials are currently used to scale technologies for negative emission technologies (Anderson &
manufacture or operate stocks. Additionally, stock growth withdraws Peters, 2016; Minx et al., 2017). A systematic energy perspective will
materials from potential recycling. Of the 1484 Gt of metals and mi­ also help to avoid unintended side-effects of CE strategies. This ranges
nerals which have been extracted between 1900 and 2015, around 942 from critically assessing trade-offs between prolonging lifetimes of
Gt are still bound in material stocks, another 49 Gt are added each year. material stocks versus improving their energy efficiency (Allwood et al.,
These materials are not available in the near future for socioeconomic 2012), to only maximizing recovery and recycling potentially resulting
cycling at the output side. The example of metals may illustrate this: in escalating energy requirements for collection, separation and pro­
Compared to 1.4 Gt of primary metals which were processed in 2015, cessing or an unsustainable increase in biomass production to substitute
only 0.8 Gt accrued as end-of-life waste, of which 49% were recycled. fossil fuels. One example for such counterproductive energy effects of
These secondary metals contributed no more than 22% to all metal recycling is cement, where recycled products can require as much en­
inputs. Even if a thermodynamically impossible 100% end-of-life re­ ergy as new cement, but are of lower quality (Allwood, 2014). Another
cycling rate is assumed, this would only substitute 57% of primary example is the recycling of metals, where, in addition to problems of
metal inputs under current rates of stock growth. Overall, growing contamination such as copper in the case of steel (Cooper et al., 2020),
stocks, therefore, appear as a fundamental structural barrier for thermodynamics are a limitation for some metals. Thus, the recovery of
achieving a CE (Krausmann, Wiedenhofer, et al., 2017; Lanau et al., pure nickel and tin for reprocessing, which usually occur as alloys in
2019). end-of-life waste, is either very energy-intensive or essentially

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W. Haas, et al. Resources, Conservation & Recycling 163 (2020) 105076

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Author contributions org/10.1111/jiec.12582.
Fischer-Kowalski, M., Krausmann, F., Giljum, S., Lutter, S., Mayer, A., Bringezu, S.,
Moriguchi, Y., Schütz, H., Schandl, H., Weisz, H., 2011. Methodology and Indicators
W.H. and F.K. designed the research; A.M., D.W., W.H. and F.K. of Economy-wide Material Flow Accounting: State of the Art and Reliability Across
contributed to the development of the assessment framework and cir­ Sources. J. Indust. Ecol. 15 (6), 855–876. https://doi.org/10.1111/j.1530-9290.
cularity indicators; C.L., D.W., W.H. and F.K. contributed to data 2011.00366.x.
Foley, J.A., Ramankutty, N., Brauman, K.A., Cassidy, E.S., Gerber, J.S., Johnston, M.,
compilation and analysis; all authors contributed writing the text. Mueller, N.D., O'Connell, C., Ray, D.K., West, P.C., Balzer, C., Bennett, E.M.,
Carpenter, S.R., Hill, J., Monfreda, C., Polasky, S., Rockström, J., Sheehan, J., Siebert,
Declaration of Competing Interest S., Zaks, D.P.M., 2011. Solutions for a cultivated planet. Nature 478 (7369), 337–342.
https://doi.org/10.1038/nature10452.
Geissdoerfer, M., Savaget, P., Bocken, N.M.P., Hultink, E.J., 2017. The Circular Economy
The authors declare no competing financial interests. – A new sustainability paradigm. J. Clean. Prod. 143, 757–768. https://doi.org/10.
1016/j.jclepro.2016.12.048.
Geng, Y., Sarkis, J., Bleischwitz, R., 2019a. Globalize the circular economy. Nat. Publish.
Acknowledgements Group 565, 153–155.
Geng, Y., Sarkis, J., Bleischwitz, R., 2019b. How to globalize the circular economy. Nature
We thank Doris Virag for assistance with data organisation and 565 (7738), 153–155. https://doi.org/10.1038/d41586-019-00017-z.
Geyer, R., Kuczenski, B., Zink, T., Henderson, A., 2016. Common Misconceptions about
preparation of the Sankey diagrams and Barbara Plank for literature Recycling: Common Misconceptions about Recycling. J. Indust. Ecol. 20 (5),
research. The research was funded by the Austrian Science Fund (FWF), 1010–1017. https://doi.org/10.1111/jiec.12355.
Project P27590 (MISO) and by the European Research Council ERC Haas, W., Krausmann, F., Wiedenhofer, D., Heinz, M., 2015. How circular is the global
economy? An assessment of material flows, waste production and recycling in the EU
(MAT_STOCKS, grant 741950). and the world in 2005. J. Indust. Ecol. 19 (5), 765–777. https://doi.org/10.1111/
jiec.12244.
Supplementary materials Haberl, H., Wiedenhofer, D., Pauliuk, S., Krausmann, F., Müller, D.B., Fischer-Kowalski,
M., 2019. Contributions of sociometabolic research to sustainability science. Nat.
Sustain. 2 (3), 173–184. https://doi.org/10.1038/s41893-019-0225-2.
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the online version, at doi:10.1016/j.resconrec.2020.105076. counting of land use change carbon fluxes. Glob. Biogeochem. Cycles 29 (8),
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