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Geomechanical Modeling of An Anisotropic
Geomechanical Modeling of An Anisotropic
1- Dept. of Geology and Geological Engineering, University of North Dakota, Grand Forks, ND, USA,
Email: mehdi.ostadhassan@UND.edu
2- Dept. of Geology and Geological Engineering, University of North Dakota, Grand Forks, ND, USA
3- Department of Civil Engineering, Southern Illinois University Carbondale, IL, USA, Email:
zamiran@siu.edu, zamirans@gmail.com, Website: www.zamiran.net, Phone: +1 (618) 334-4572
ABSTRACT: Production of hydrocarbon causes changes in pore pressure and effective stresses acting on the reservoir
rocks. This will be followed by reservoir compaction, surface subsidence and may lead to fault reactivation, casing or
wellbore failure and closure of micro-cracks. Nonetheless, acquiring a good understanding of rock strength, pore
pressure and in-situ stress will be critical to successful horizontal drilling and hydraulic fracturing. Bakken Formation
of Williston Basin, North Dakota, which is identified by three distinct members, is a huge unconventional, self-
sourced, naturally-fractured reservoir. It is one of the least studied sedimentary rock units in the basin. The over
pressured nature of this formation have made the study of its geomechanical properties even more important. Natural
fractures are also considered as another major source of problems in this reservoir. To investigate these problems,
Mechanical Earth Model (MEM), a numerical representation of the reservoir properties, was built. This enabled to
predict the alterations and changes of the geomechanical properties in the reservoir. The results show that the lower
and upper members are mechanically transverse isotropic whereas the middle member is isotropic. Besides, the
numerical geomechanical modeling demonstrate that the elastic anisotropic characteristics of the upper and lower
members will result in elastic failure of the region around the wellbore following a shear failure phase but the elastic
isotropic middle member will mostly stay in the shear failure state.
Keywords: Williston Basin, Bakken Formation, Unconventional reservoir, Anisotropic shale, FLAC3D
1. INTRODUCTION
Unconventional reservoirs, especially tight shales, are becoming an important target in hydrocarbon
exploration. Oil companies cannot neglect the huge amount of their recoverable reserves. Since the very
low matrix permeability and primary porosity, conventional techniques in drilling, production and
characterization may not be applicable to these reservoirs; new stimulation methods should be applied.
Successful field development and enhanced recovery operation need a comprehensive understanding of
geomechanical properties of the reservoir. Geomechanical study may generate information about rock
strength, pore pressure, in-situ stress and elastic properties. Besides, drilling through the formation will
cause stress alteration around the borehole and even in a radius into the formation, consequently these
changes should be simulated prior to drilling. A good estimation of formation elastic properties will lead to
an accurate stress analysis and can prevent future financial losses.
2. METHODOLOGY
2.1. Mechanical Earth Model (MEM)
To carry out a complete geomechanical study, Mechanical Earth Model (MEM) should be built. MEM is a
numerical representation of reservoir properties in 1D, 2D or even 3D style. MEM contains data related to
the rock failure mechanisms, in-situ stresses, stratigraphy and geologic structure of the reservoir [1-4]. As
aforementioned, MEM should be built any time before the drilling. It will be also upgraded with new
information anytime when drilling is in progress and later during the production. Figure 1 depicts the
flowchart for constructing a proper MEM.
3. THEORY
3.1. Stress Determination
3.1.1. Vertical Stress
Total vertical stress is defined as the combination of weight of the rock matrix which is the vertical effective
stress plus the pressure exerted by the fluids in the pore spaces overlying the depth of interest as shown in
Eq. (1):
ℎ
ℎ = ∫ � � ��� (1)
where ℎ is the total vertical stress at depth ℎ, � � is the density at depth � below the surface and � is
the acceleration due to the gravity. Eq. (1) can also be rearranged in the form of Eq. (2):
� = ℎ −� (2)
Where � is the vertical effective stress and � is the pore pressure which is caused by the fluid in the pore
spaces.
ℎ can be computed by integrating bulk densities from the density logs data. It should be noticed that if
water column exists above the surface, � �� should be added to Eq. (1); � is water density and � is
water depth.
3.1.2. Pore Pressure
A good knowledge of pore pressure is necessary to prevent blow outs and to ensure a safe well design [14].
Pore pressure (� ) can be measured directly from Repeated Formation Test (RFT) and Drill Stem Test
(DST) with high accuracy during drilling. When these data are not available, qualitative pore pressure
estimation from velocity data can be utilized. Several methods for velocity-based pore pressure estimation
have been proposed in the literature [15, 16]. The most widely used one in the petroleum industry is the
Eaton formalism [17]. This approach has been discussed thoroughly in the literature and is based on the
fact that the relationship between the ratio of the observed sonic log value (or slowness) to the normal
velocity value (or slowness) with the pore pressure follows Eq. (3) [18, 19]:
�
� = − − �ℎ �
(3)
�
where � is pore pressure (MPa) , �ℎ is hydrostatic pressure (MPa), is total vertical stress (MPa) and �� is
slowness (µs/ft).
3.1.3. Horizontal Stress
Horizontal stress calculations for an isotropic medium have been extensively used in the industry and were
derived from the solution of the linear poro-elastic equation [20]. Horizontal stresses for an isotropic
poroelastic medium under uniform tectonic horizontal strain can be expressed as follows, Eq. (4) and (5),
[6,7]:
� � ��
�ℎ − �� = −�
(� − �� ) + −�
�ℎ + −�
� (4)
� � ��
� − �� = (� − �� ) + � + �ℎ (5)
−� −� −�
where � is Young’s modulus, is Poisson’s ratio, �ℎ is the minimum horizontal stress, � is the maximum
horizontal stress, � is the vertical (overburden) stress, α is Biot’s constant, �ℎ is the minimum horizontal
strain and � is the maximum horizontal strain.
Horizontal stresses for a transversely isotropic medium with vertical axis of symmetry under uniform
tectonic horizontal strain can be developed as [6, 7, 21]:
�ℎ � � � �ℎ � �ℎ � � ℎ �
�ℎ − �� = �� −�ℎ �
[� − � − � ]+ −�ℎ �
�ℎ + −�ℎ �
� (6)
�ℎ � � � �ℎ � �ℎ � � ℎ �
� − �� = �� −�ℎ �
[� − � − � ]+ −�ℎ �
� + −�ℎ �
�ℎ (7)
where �ℎ is Young’s modulus in the plane of isotropy, � is Young’s modulus along the axis of
symmetry which is the direction of anisotropy, ℎ is Poisson’s ratio in the plane of isotropy, is
Poisson’s ratio along the axis of symmetry. α is Biot’s constant and is the poroelastic constant. It isclear
that the variants of Eqs. (4) and (5) are very well improved from isotropic � and to anisotropic ones in
Eqs. (6) and (7).
� −
�= −
(9)
where � is the formation density, � is compressional wave velocity and � is shear wave velocity.
3.2.2. Anisotropic Elastic Parameters
For an anisotropic elastic medium assuming vertical transverse isotropy (VTI), by applying linear Hook’s
law expressed in Eq. (10) and taking � as the axis of rotational symmetry the stiffness matrix becomes Eq.
(11) in the conventional two-index Nye notation [25]:
� =� � (10)
where � is the stress tensor, � is the forth rank stiffness tensor and � is strain tensor.
C 11
C 12 C 13 0 0 0
C 21 C 22 C 23 0 0 0
C 31
C ij
C 32 C 33 0 0 0 (11)
0 0
0 0
0 0 C 44 0
C 66
0 0 0 C 55
0 0 0 0 0
From Eq. (11) it’s found that five independent nonvanishing elastic stiffness coefficients plus
� governing on the elastic transverse isotropic medium are: � = � , � , � = � , � =
� −�
� =� =� ,� =� and � = [24], in the conventional two-index Nye notation [25].
The inverse version of Eq. (10) known as compliance tensor in which the strain is expressed as the linear
function of stress can be written as � = � where = � − . Thus the nonvanishing elastic compliance
coefficients for a linear elastic transverse isotropic medium become: = , , =
, = = = , = and = − in the two index notation.
The compliance tensor of a vertical transverse isotropic medium can be expressed in terms of Young’s
modulus and Poisson’s ratio as follows [26, 27]:
−� −�
� � �
−� −�
� � �
−� −�
� � �
= (12)
µ
[ µ ]
If � is taken as the axis of vertical rotational symmetry and � � the plane of symmetry then � = �ℎ
is horizontal Young’s modulus in the plane of symmetry, � = � is the vertical Young’s modulus
along the axis of symmetry, = = ℎ is the horizontal Poisson’s ratio in the plane of symmetry
(isotropy) and = = is the vertical Poisson’s ratio along the vertical axis of symmetry. The
anisotropic Young’s modulus and Poisson’s ratio for a vertically transverse isotropic medium in terms of
elastic stiffness coefficients � , Eqs. (13)- (16) are obtained by mathematical calculations after re-
−
inversing the compliance tensor Eq. (12), � = . Thus the horizontal and vertical � and will be as
follows [6, 13, 23, 28]:
� −� � � − � +� �
�ℎ = (13)
� � −�
�
� =� −� +�
(14)
� � −�
ℎ =� � −�
(15)
�
=� +�
(16)
To evaluate the anisotropic elastic parameters from Eqs. (13-16), elastic stiffness coefficients (� ) are
needed. Cross-dipole sonic log is capable to capture those required elastic stiffness coefficients (� ) of a
transverse isotropic medium azimuthally and radially deep into the formation [24, 29, 30, 31].
Fig. 7. Anisotropic horizontal and vertical static Young's modulus of the Bakken Formation.
Fig. 8. Anisotropic Poisson's ratio of the Bakken Formation.
It’s evident that the Young’s modulus values measured in the horizontal direction (in the plane of symmetry)
are much greater than that in the vertical direction (along the axis of symmetry) for both upper and lower
shales (Figure 7). This phenomenon reflects their VTI behavior. Accordingly the dynamic Poisson’s ratio
measured in the vertical direction was slightly larger than that in the horizontal direction for the upper and
lower shale members. These two evidences strongly demonstrate the anisotropic behavior of shales and the
presence of horizontal planes of weakness. This signifies that a VTI material is typically stiffer in the plane
of isotropy than in the direction of anisotropy [27]. In the Middle Bakken overlapping the horizontal and
vertical static Young’s modulus curves for most part of this interval stands for its isotropic behavior. This
represents that Young’s modulus and Poisson’s ratio are not dependent to the direction of measurement
(Figure 7). However a closer look to the lower section of the Middle Bakken (9760ft to 9780ft), the cross-
over of the vertical and horizontal static Young’s modulus curves (green and blue curves in Figure 7)
indicates the occurrence of anisotropy. This type of anisotropy which is known as Horizontal Transverse
Isotropy (HTI) makes the vertical Young’s modulus greater than the horizontal Young’s modulus. It was
interpreted as the existence of the vertical fractures in this specific zone. In order to confirm this
interpretation, the available drilling cores from this zone were analyzed; obviously the existence of vertical
fractures was confirmed (red circle in Figure 9). The presence of vertical fractures in this specific zone
makes it a perfect candidate for hydraulic fracturing operations. To evaluate the mechanical properties of
this specific section, horizontal transverse isotropy (HTI) assumptions should be applied. HTI is a type of
anisotropy which exists in a medium with vertical parallel fractures [5].Therefore the plane of symmetry
will be vertical and the axis of rotational symmetry is set to be horizontal.
Isotropic static shear modulus (Figure 10) and the anisotropic static shear modulus in the horizontal plane
(Figure 11) for the lower and upper members were derived from Eq. (18) [27]. This equation defines the
relationship between static Young’s modulus, Poisson’s ratio and the static shear modulus:
�
�= +�
(18)
where � is static Young’s modulus, � is static shear modulus in and is Poisson’s ratio.
Fig. 9. Core view from the well with the existence of a vertical fracture in the Middle Bakken.
�� �ℎ �
� =� (19)
ℎ � + �� +��
where �ℎ ,� are static Young’s moduli in the plane of symmetry and in the direction of anisotropy
(vertical), respectively and is Poisson’s ratio in the direction of anisotropy.
Fig. 11. Anisotropic static shear modulus of the Bakken Formation in horizontal and vertical directions.
Tables 1 and 2 are the summary of the average values of the calculated static elastic parameters in the three
members of the Bakken Formation under anisotropic and isotropic assumptions respectively.
It should be emphasized that due to the equal values of the average elastic parameters in horizontal and
vertical directions of MB (Table 1), it is considered isotropic in the numerical modeling (section 5).
Fig 13. Displacements in meters in UB, MB and UB-MB interface under isotropic assumptions.
Fig 14. Displacements in meters in UB, MB and UB-MB interface under anisotropic assumptions.
The third step was to run the model under the elasto-plastic Mohr-Coulomb failure criterion. The common
Mohr-Coulomb formulation is expressed as follows [27, 38]:
= + � tan � (20)
�
� = � + � tan ˚+ (21)
In Eq. (20), � is the normal stress and is the shear stress, is cohesion and � is the angle of internal
friction. In Eq. (21), � is the maximum principal stress and � is the minimum principal stress. � the
unconfined compressive strength is given by [1,27]:
�
� = tan ˚+ (22)
In order to model the medium under elasto-plastic Mohr-Coulomb failure the unconfined compressive
strength (UCS,� ) is required to be established. To achieve this goal, two separate methodologies were
tested. The first method is to acquire the compressional sonic velocity or slowness [1, 39], while the second
method uses Young’s modulus to predict the UCS [38].
In the first method, for the Lower and Upper Bakken Shale intervals Eq. (23) was applied to generate the
UCS profile [39]:
.
� = . � (23)
Eq. (23) is defined between compressional sonic velocity (km/s) and UCS (MPa) for shales [39]. For the
Middle Bakken, core lithology investigation like acid treatment was carried out and indicated that the
dominant lithology in MB is limestone; so a relevant correlation, Eq. (24) between compressional sonic
slowness (μsec/ft) and UCS for limestone was applied to calculate the UCS [40]:
⁄� .8
� = (24)
The second method uses the static Young’s modulus (GPa) to predict the UCS (MPa). Separate empirical
correlations were acquired: one for upper-lower shales, Eq. (25) [38] and the other one for middle limestone,
Eq. (26) [38]. Figure 15 is the UCS profile of the Bakken Formation generated from each of those methods.
.
� = . � (25)
.
� = . � (26)
Based on the fact that the generated UCS log from the Young’s modulus is more reliable than that from the
velocity data [41] and also to keep consistency of using static elastic data until the end of this study it was
decided to use Young’s modulus to create the unconfined compressive strength profile. The average UCS
values (Table 3) from Eqs. (25) and (26) were set as the input parameters in Mohr-Coulomb failure analysis
in the geomechanical modeling.
Table 3. Elastic parameters used for elasto-plastic Mohr-Coulomb failure criterion in the Bakken Formation.
Cohesion UCS from
�˚
(MPa) E (MPa)
UB 6.4 22.63 31
The average friction angle in Table 3 was calculated from two separate correlations: Eq. (27) for the lower-
upper members [42] and Eq. (28) for the middle member [38].
.
�= . � (27)
�− � ⁄µ ℎ + �ℎ − � ⁄µ
� = tan− � ℎ − �
(28)
In Eq. (27), � is the internal angle of friction in degree and � is the compressional wave velocity in km/s.
In Eq. (28), � is the gamma ray readings of the formation. � � and � ℎ� are the gamma ray
reference values for sand and shale layers, respectively. µ ℎ� and µ � are the internal friction
coefficients defined as µ = tan � for pure sand and pure shale. Eq. (28) principally uses gamma ray log for
the estimation of the internal friction angle. As gamma ray measures the amount of clay volume content of
a formation, Eq. (28) implies that a shalier rock possess a lower value of internal friction angle. It’s also
identified that internal friction angle decreases with increase of porosity, clay volume or the sum of both
properties within a rock [41]. It should be mentioned that relative low values of friction angle was
interpreted due to the presence of hydrocarbon in the middle member and high Total Organic Content
(TOC) of the upper and lower shale members.
The following figures display the final results of the anisotropic and isotropic geomechanical modeling.
These figures are the outcomes of the third step of the modeling process. Figures 16 and 17 depict the
variation of principal stresses in Pascal around the well in UB, MB and UB-MB interface under anisotropic
medium stress assumptions. Figures 18 and 19 show the variations of principal stresses (Pa) around the
well under the isotropic medium stress calculations. It should be noticed that due to the similar elastic
behavior of UB and LB, only the results from UB were displayed.
Fig. 16. Stresses (Pa) in UB, MB and UB-MB interface Fig.17. Stresses (Pa) in UB, MB and UB-MB interface
under anisotropic stress assumptions. under anisotropic stress assumptions.
Fig.18. Stresses (pa) in UB, MB and UB-MB interface Fig.19. Stresses (pa) in UB, MB and UB-MB interface
under isotropic stress assumptions under isotropic stress assumptions.
Plastic region around the borehole in the formation under isotropic UB, anisotropic UB and isotropic MB
are shown in Figures 20-22:
.
Fig. 20. Plastic region around the borehole in isotropic MB.
Fig. 21. Plastic region around the borehole in UB under anisotropic medium assumptions.
Fig.22. Plastic region around the borehole in UB under isotropic medium assumptions.
Figure 21 indicates that using anisotropic parameters such as elastic mechanical properties and the stresses
for the UB will cause the formation behave elastically after undergoing a shear failure in the vicinity of the
borehole (brown region). On the opposite, Figure 22 points out that under isotropic assumptions for the UB,
blocks will stay in the shear failure state (red region).
6. SUMMARY
Mechanical Earth Model (MEM) of the Bakken Formation was built. This task was performed by
calculating the elastic parameters and the effective stresses in the three different members of the Bakken
Formation. These parameters were generated by running cross-dipole sonic log in a vertical well in North
Dakota. The dynamic elastic moduli—Young’s modulus and Poisson’s ratio—were converted to static
ones through empirical correlations. These values were calculated under isotropic and anisotropic formulae.
It’s found that UB and LB are highly VTI with �ℎ >� and > ℎ . Although MB is assumed
to follow mechanical isotropy in most portions of the interval, in some deeper sections it shows � >
�ℎ and ℎ > . This warrants the HTI behavior of this portion which is related to the presence
of vertical fractures. The existence of the vertical fractures was also proved by core analysis.
In-situ stressws and pore pressure profile were generated under isotropic and anisotropic conditions. It was
well understood that UB-LB is highly overpressured due to the kerogen to hydrocarbon transformation in
low porosity-permeability shales. Middle Bakken was found to be less overpressured due to the migration
of hydrocarbon from UB and LB in to this member. In addition, anisotropic stress model was found to
better describe the stress conditions in these two layers.
Geomechanical modeling (coding) was performed under isotropic and anisotropic medium conditions in
three main steps to evaluate the deformations and horizontal stresses around the borehole. As a result of the
final step -- the Mohr-Coulomb failure analysis-- it was found that in anisotropic models for UB, the
formation will undergo a shear failure followed by an elastic behavior compared to the isotropic models
that show typically shear failure. Finally we found that anisotropic approximations will highly improve the
geomechanical modeling results and better represent the true behavior of the Bakken Formation.
It’s noteworthy that performing laboratory experiments on the core plugs is highly recommended to confirm
the calibration of dynamic to static transforms and to better represent the elastic parameters.
5. ACKNOWLEGEMENT
The authors would like to thank the following sponsors for financial support: US DOE through
contract of DE-FC26-08NT0005643 (Bakken Geomechanics), North Dakota Industry Commision
together with five industrial sponsors (Denbury Resources Inc., Hess Corporation, Marathon Oil
Company, St. Mary Land & Exploration Company, and Whiting Petroleum Corporation) under
contract NDIC-G015-031, and North Dakota Department of Commerce through UND’s Petroleum
Research, Education and Entrepreneurship Center of Excellence (PREEC). The authors would like
to express special appreciation to Jack Breig from Whiting Petroleum Corporation for providing
the data and permission to publish.
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