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Article history: Engineering rock mass classification, based on empirical relations between rock mass parameters and
Received 18 June 2016 engineering applications, is commonly used in rock engineering and forms the basis for designing rock
Received in revised form structures. The basic data required may be obtained from visual observation and laboratory or field tests.
9 November 2016
However, owing to the discontinuous and variable nature of rock masses, it is difficult for rock engineers
Accepted 14 November 2016
Available online 8 December 2016
to directly obtain the specific design parameters needed. As an alternative, the use of geophysical
methods in geomechanics such as seismography may largely address this problem. In this study, 25
seismic profiles with the total length of 543 m have been scanned to determine the geomechanical
Keywords:
Rock mass classification
properties of the rock mass in blocks I, III and IV-2 of the Choghart iron mine. Moreover, rock joint
P-wave velocity measurements and sampling for laboratory tests were conducted. The results show that the rock mass
Q system rating (RMR) and Q values have a close relation with P-wave velocity parameters, including P-wave
Rock mass rating (RMR) velocity in field (VPF), P-wave velocity in the laboratory (VPL) and the ratio of VPF to VPL (i.e. KP ¼ VPF/VPL).
Geophysical methods However, Q value, totally, has greater correlation coefficient and less error than the RMR. In addition, rock
mass parameters including rock quality designation (RQD), uniaxial compressive strength (UCS), joint
roughness coefficient (JRC) and Schmidt number (RN) show close relationship with P-wave velocity. An
equation based on these parameters was obtained to estimate the P-wave velocity in the rock mass with
a correlation coefficient of 91%. The velocities in two orthogonal directions and the results of joint study
show that the wave velocity anisotropy in rock mass may be used as an efficient tool to assess the strong
and weak directions in rock mass.
Ó 2017 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting by
Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/
licenses/by-nc-nd/4.0/).
http://dx.doi.org/10.1016/j.jrmge.2016.11.006
1674-7755 Ó 2017 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND
license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
M. Hemmati Nourani et al. / Journal of Rock Mechanics and Geotechnical Engineering 9 (2017) 318e328 319
in rock mass to that in intact rock. Moreover, Bery and Saad (2012) In order to determine the density of blocks (Table 1), the mass
found a relation between RQD and compression wave velocity us- and volume were measured by digital scale and graduated cylinder,
ing linear regression. respectively.
The primary objective of this study is to obtain equations to
calculate the RMR and Q at level 1150 of block I, level 1110 of block 3. Rock mass characteristics measurement
III and levels 1130 and 1140 of block IV-2 in Choghart iron mine
(Fig. 1) as a function of P-wave velocities in rock mass and intact The rating and values of the parameters of the RMR and Q
rock. The estimations of P-wave velocity in rock mass as a function systems depend on the characteristics of rock mass, such as RQD,
of RQD, uniaxial compressive strength (UCS), joint roughness co- discontinuity conditions and spacing.
efficient (JRC) and Schmidt number (RN), as well as the relation
between discontinuity orientation and anisotropy of P-wave ve- 3.1. Joint study
locity in rock mass, are additional objectives.
To investigate the relation between Q and RMR classification Joint study of blocks I, III and IV-2 was carried out to measure
systems and P-wave velocity in rock mass, first of all, the required the required parameters such as RMR, RQD, joint spacing (SP),
parameters of these two classification systems are measured in the number of joint set, joint orientation and degree of weathering and
field. Then, the two systems are calculated for the 5-m pieces of the roughness by image processing of surfaces, Schmidt hammer,
surfaces by multivariate regressions among Q, RMR and P-wave compass and Barton profile meter. The results are shown in
velocities in rock mass and intact rock. In addition, some relations Tables 2e7.
are obtained to calculate the values of Q and RMR in the blocks of
studied area. The relations between parameters of rock mass and 3.2. Seismology
intact rock and P-wave velocity are also focused on.
In this study, 25 seismic profiles with a total length of 543 m
2. Measurement of intact rock properties were studied. To investigate the influence of discontinuity orien-
tation on P-wave velocity at blocks I and III, the seismic profiles are
Since block III was extremely fractured, it was not possible to set perpendicular to each other. Therefore, one longitudinal profile
prepare standard cylindrical samples of the intact rock. The RN and several transverse profiles were taken for each step. The
reflected on 5-m pieces of the surfaces was measured and the UCS number of transverse profiles depends on the anisotropy of dis-
values were estimated by the graph as shown in Fig. 2. The P-wave continuities in the studied area. The number of geophones for each
velocity in intact rock samples was also measured. The fracture study was 6 or 12. In long benches, the longitudinal profiles were
intensity in rock mass may be estimated by comparing the P-wave studied in several steps to avoid wave attenuation. Based on the
velocity in intact rock with the one in rock mass. High ratio of the P- wave attenuation in the field, the space between geophones varied
wave velocity in rock mass to that in intact rock indicates good from 2 m to 5 m, and 6 shots per profile were recorded. Data
quality of rock mass. analysis was performed using the zoned software ST2D. This soft-
The strength of intact rock was measured by uniaxial ware is portable and free, which can recognize non-standard or bad
compression test on rock cores. A loading rate of 1 kN/s was data. It determines the velocity changes relative to depth and
adopted, and the ratio of length to diameter of samples was length. The results for different blocks are illustrated in Figs. 3e6.
approximately 2.5. The results are shown in Table 1. Since the cores Velocity changes along the length and width of the blocks are also
of block III did not have standard dimensions, the Schmidt hammer shown in Table 8.
over the bench was used instead. At level 1140 of block IV-2, point The topographic analysis results of blocks I and III show that the
load strength test was applied due to the lack of standard cylin- velocities along the length and width of benches are not equal in
drical shape. some profiles. This phenomenon is mostly attributed to the
The P-wave velocity in intact rock was measured by putting the anisotropy of joint orientations in the benches because the rock is
ultrasonic transducers on either side of the rock core. It was of the same type across the width of the bench. In all analyses, the
calculated by dividing the core length by transmission time. The highest and lowest velocities were 1.1 km/s and 0.7 km/s,
results for different cores are shown in Table 1. respectively.
Fig. 2. Relationship between the uniaxial compressive strength and Schmidt hardness (L hammer) and unit weight of rock (Miller, 1965).
4. Relations between rock mass parameters and P-wave intact rock strength, and even orientation of discontinuities,
velocity have been studied. In addition, the research seeks to estimate
the P-wave velocity in the rock mass by multivariate regression
In this section, the relations between the P-wave velocity and between P-wave velocity and parameters such as UCS, JRC, RN
some important parameters of rock mass, such as the RQD, and RQD.
Table 1
Uniaxial compressive strength, P-wave velocity and density values of different blocks.
Interval (m) Block Level UCS (MPa) Velocity (m/s) Density (kg/m3) Interval (m) Block Level UCS (MPa) Velocity (m/s) Density (kg/m3)
Table 2 Table 5
Orientation of joint sets and face at level 1150 of block I. RMR values at level 1110 of block III.
Table 7
RMR parameters values at level 1130 of block IV-2.
0e5 42.21 41.11 Discontinuity length 98 cm, separation <5 mm, rough, hard filling, slightly weathered
5e10 42.11 36.53 Discontinuity length 40 cm, separation <5 mm, rough, hard filling, slightly weathered
10e15 50.01 34.80 Discontinuity length 75 cm, separation <5 mm, rough, hard filling, slightly weathered
15e20 46.14 35.66 Discontinuity length 84 cm, separation <5 mm, rough, hard filling, slightly weathered
20e25 50.40 36.28 Discontinuity length 56 cm, separation <5 mm, rough, hard filling, slightly weathered
25e27.5 50.32 36.17 Discontinuity length 85 cm, separation <5 mm, rough, hard filling, slightly weathered
Fig. 3. Variations of P-wave velocity in two perpendicular directions at level 1150 of block I.
Fig. 4. Variations of P-wave velocity in two perpendicular directions at level 1110 of block III.
M. Hemmati Nourani et al. / Journal of Rock Mechanics and Geotechnical Engineering 9 (2017) 318e328 323
Table 8
The average P-wave velocities along the length and width of the levels.
Level 1110 of block III Level 1150 of block I Levels 1130 and 1140 of block IV-2
Interval (m) Average velocity (m/s) Interval (m) Average velocity (m/s) Interval (m) Average velocity (m/s)
Along the length Along the width Along the length Along the width Along the length Along the width
Since KP2 in near-surface rock is very close to the RQD with a number of random joints were identified. Fig. 12 shows the
(Deere et al., 1967), the regression analysis was also carried out for results of seismic tomography in two strikes N5 W and N85 E at
the RQD values in every 5 m along the block and KP2 values (Fig. 9): level 1110 of block III. The approximate velocity uniformity in-
dicates the fragmentation uniformity in these two strikes. In
RQD ¼ 1:28KP2 þ 0:3326 R2 ¼ 63:7% (4) practice, we can achieve higher accuracy by increasing the number
of sample profiles in different directions.
In Figs. 7 and 8, the data are applied to all blocks. Comparison of
the results of regression shows that KP has a better relation with 4.4. P-wave velocity estimation
RQD than KP2 . So, hereafter we will use KP in equations.
As noted before, the transmitting velocity of seismic wave
through the rock mass depends on some parameters such as den-
4.3. Relation between wave velocity anisotropy and discontinuity sity, intact rock strength, water condition and tension, joint fre-
orientation quency, orientation, separation, roughness, alteration and type of
filling material of discontinuity. In this section, the relation be-
In this study, the seismic profiles in blocks I and III are tween VPF and UCS, RQD, JRC and RN parameters is studied using
perpendicular to each other. According to the impact of discon- linear multivariate regression analysis, and the following equation
tinuity orientation on P-wave velocity, it is possible to estimate is obtained with a correlation coefficient of 91% and standard error
the joint orientation by the difference in two orthogonal veloc- of 0.057:
ities. According to Fig. 10, in a discontinuity, P-wave velocity in-
creases when the discontinuity is parallel to the direction of wave VPF ¼ 0:464 þ 0:018RQD þ 0:001UCS 0:01JRC þ 0:003RN
propagation, and reduces when they are perpendicular to each
(5)
other. Seismic tomography results show that the velocity differ-
ences along the width and length of the benches in block III are The values of parameters UCS, RQD, JRC and RN are 0, 0.003,
minor, which may be due to rather uniform fragmentation of this 0.004 and 0, respectively. It is shown that VPF is very relevant to
block; while in block I, the velocities significantly vary along the these parameters at almost one level. Considering Eq. (5),
width and length of the bench, and the velocity along the width increasing JRC values has a negative effect on VPF. This is normal
reaches even two times that along the length. Fig. 11 shows the because when the roughness increases, discontinuities separation
average velocity difference along the bench length with the di- increases, and the passage of the seismic wave becomes more
rection of N53 E and along the bench width with the direction of difficult as well.
N37 E.
According to the rose diagram of discontinuity orientations at 5. Engineering rock mass classification in Choghart iron mine
level 1150 of block I, comparing this with velocity variations, it is
observed that the velocity in direction parallel to joints is larger In this section, the engineering rock mass classification in
than that in the perpendicular direction. Choghart iron mine is based on Q and RMR systems. As the ranges
The joint study in block III was carried out somehow to avoid of rating in RMR system for some parameters such as UCS, RQD,
studying random joints as far as possible. However, four joint sets and SP are large (Bieniawski, 1989), the following equation and
Table 9 are proposed for calculating the rating of these
parameters:
Fig. 10. Velocity changes relative to discontinuity orientation (Delbecq et al., 2013).
Fig. 11. (a) P-wave velocity differences along two perpendicular directions at level 1150 of block I, and (b) Rose diagram of discontinuity orientations at level 1150 of block I.
Table 9 Table 14
Constant values for Eq. (6). RMR parameters ratings in levels 1130 and 1140 of block IV-2.
Parameter bi ti Level Interval (m) UCS (MPa) RQD (%) SP (cm) JC RMR
Table 16
Equations obtained by linear univariate and multivariate regressions for single and all blocks.
VPL KP VPF
Q values over levels 1130 and 1140 of block IV-2 are presented in parameters. As an alternative, the use of geophysical methods in
Table 15. geomechanics such as seismography may largely overcome this
limitation. In this paper, the practical possibility of using seis-
mography methods to estimate rock mass quality at Choghart iron
6. Relationship among RMR, Q and P-wave velocity
mine is studied based on the results as follows:
As discussed in previous sections, important parameters
involved in classification are well related to P-wave velocities in (1) In order to estimate RMR and Q values in different blocks of
rock mass and intact rock. Therefore, some equations for estimating the mine, several equations were obtained as a function of P-
Q and RMR on the basis of VP, KP and VPF were obtained by multi- wave velocity parameters including VPF, VPL and Kp. Accord-
variate regression analysis. These equations are listed in Table 16. A ing to correlation coefficients, there are close relations
review of this table shows that: among them.
(2) In the equations obtained, Q value has greater correlation
(1) The equations for single blocks have less errors and greater coefficient and less error than RMR.
correlation coefficients than those calculated together. (3) The equations for single blocks have less errors and higher
(2) Using Q system, there is totally a better correlation among correlation coefficients than those calculated together.
the variables. (4) It is possible to predict discontinuities orientation of blocks I
(3) Using VPL along with VPF yields less errors and better corre- and III by velocity differences in orthogonal directions;
lation coefficients. however, more precision is achievable by increasing the
(4) In the cases where KP is used to calculate Q, better results are number of radial profiles.
obtained compared to the cases where VPL is used. This is (5) Using linear multivariate regression, an equation was pro-
because of the RQD relevance to KP as investigated before. posed for estimating the P-wave velocity by the values of JRC,
UCS, RQD and RN with correlation coefficient of 91% and
In Table 16, standard error means standard deviation that is standard deviation of 0.057%. This equation may be useful for
calculated by the following equation: the cases where measuring the P-wave velocity is not
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi possible.
(6) The results show that the larger the roughness of discontinu-
ðA A0 Þ2
E ¼ (8) ities is, the lower the P-wave velocity in rock mass would be.
n
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mass classification in urban tunnel design. Exploration Geophysics 2006;37(1): Mining Engineering, Birjand University of Technology from
108e13. 2010 to present. His research interests include mining
Chary KB, Sarma LP, Prasanna Lakshmi KJ, Vijayakumar NA, Naga Lakshmi V, economy and management, risk analysis, multi-criterion
Rao MVMS. Evaluation of engineering properties of rock using ultrasonic pulse analysis, decision analysis, optimization, mine planning,
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Seminar on Non-Destructive Evaluation. Indian Society for Non-destructive fari has published more than 5 journal papers and 35 con-
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