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Sympatheia in Basil of Caesarea's Hexameron
Sympatheia in Basil of Caesarea's Hexameron
Hypothesis
N. Joseph Torchia
Journal of Early Christian Studies, Volume 4, Number 3, Fall 1996, pp. 359-378
(Article)
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Sympatheia in Basil
of Caesarea’s Hexameron:
A Plotinian Hypothesis
N. JOSEPH TORCHIA
gory of Nyssa, Ambrose, and Jerome shed great praise upon these writ-
ings for their penetrating insights.2 When Ambrose acknowledged those
“more expert authors who have precedence over us” in his own rich
Hexameron (IV.3.11), he clearly had Basil in mind.
Basil set out to interpret Scripture in its most literal sense.3 As he af-
firms, “when I hear ‘grass,’ I think of grass, and in the same manner I un-
derstand everything as it is said. . . .”4 In contrast to those who apply the
allegorical method of interpretation, Basil seeks to understand the text be-
fore him precisely “as it has been written.”5 For him, the authoritative
character of Genesis is traceable directly to Moses, an author whose
words of truth are expressed in “the teachings of the Spirit,” and not in
the “persuasive language of human wisdom.”6 Despite this avowed com-
mitment to literal exegesis, however, Basil’s commentary on Genesis re-
veals a reliance upon insights derived from a range of sources that include
Plato, Aristotle, and the Stoics. But investigations focusing upon its pos-
sible Neoplatonic heritage (and more specifically, its Plotinian back-
ground) are relatively sparse.7
The paucity of research in this area is evident when we consider that
only small portions of two homilies in Basil’s Hexameron (that is, 2.7 and
6.9) have been isolated as possible indicators of a Plotinian influence.8 Ac-
cordingly, the Hexameron homilies offer a potentially fertile field for fur-
ther assessments of the scope and extent of Basil’s intellectual dependence
Dorrie (Münster Westfalen, 1983), 307. In addition to his nine homilies on the Hexa-
meron, Basil’s exegetical writings include his seventeen homilies on the Psalms, and his
Enarratio in prophetam Isaiam (comprising sixteen chapters).
2. Cf. Gregory Nazianzus, hom. 43. For Gregory of Nyssa’s remarks, see PL 44.61;
for Ambrose’s quotes of Basil, see PL 29.209–210; for Jerome’s remarks, see PL 29.1–2.
3. Basil of Caesarea, hex. 9.1 (SC 26, 2e Edition).
4. hex. 9.1.
5. hex. 9.1.
6. hex. 1.1.
7. The question of Basil’s Neoplatonic background is treated in great detail by John
Rist, “Basil’s ‘Neoplatonism’: Its Background and Nature,” in Paul Jonathan Fedwick,
ed., Basil of Caesarea: Christian, Humanist, Ascetic: A Sixteen-Hundreth Anniversary
Symposium (Toronto, 1981), 137–220. Rist (190ff.) minimizes the extent of the influ-
ence of Neoplatonism upon Basil (both as a student in Athens and as a theologian and
exegete), citing A. Jahn’s Basilius Magnus plotinizans (Bern, 1838) and the elaboration
of the thesis in Paul Henry’s Les Etats du texte de Plotin (Paris, 1938), 159–166.
8. According to Rist, (“Basil’s ‘Neoplatonism,’” 191), Henry contended that Basil
utilized Plotinus in the following manner: (a) EGNaz. uses Enn. V.1 and VI.9; (b) hex.
uses Enn. I.6 and II.8; (c) C.Eun. uses Enn. II.8 and V.1; (d) HFide uses Enn. I.6, V.1,
VI.9; (e) Spir. uses Enn. I.6, I.7, II.9, V.1, V.8, VI.7, VI.9; (f) HFide uses Enn. V.1. This
list was later reduced to Spir. (with Enn. V.1 as a referent) and HFide (with Enn. V.1
and VI.9 as referents).
TORCHIA/A PLOTINIAN HYPOTHESIS 361
upon the Enneads. This paper will undertake such an assessment within
the context of Basil’s discussion of the act of creation. In this way, I hope
to expand the rather short list of Plotinus’ writings which have been sug-
gested as Basil’s sources. I begin with a brief consideration of his treat-
ment of the opening lines of Genesis, as found in the first and second hom-
ilies of Basil’s Hexameron.
Basil’s point of departure is the teaching that “In the beginning God creat-
ed the heavens and the earth” (Gen l.l). In a manner consistent with Divine
omnipotence, God brought the world into being by the mere inclination of
His will, like potters who make vessels without diminishing their art or
their power.9 Such an analogue, of course, must be used with caution. Like
other Christian writers, Basil was critical of any depiction of God’s role as
Creator along Platonic lines as an Artisan or Craftsman.10 Indeed, such a
characterization merely suggests the imposition of a rational plan upon a
material that exists independently of its Creator. From this standpoint, the
creation of the world would amount to no more than a fashioning, where-
by God is reduced to something of a “member of a partnership” and placed
on an equal footing with a preexistent material substrate.11
By virtue of his affirmation that God creates in the most literal sense of
the term, Basil denies that the world and the matter of which it was
formed are coeternal with God. God not only informs matter but creates
“the nature of that which exists.”12 The “nature” in question here con-
stitutes those realities which the mind can grasp only by contemplation—
that is, rational, invisible natures and the entire orderly arrangement of
spiritual creation.13 The visible universe (along with the temporal process
attuned to a changing, corruptible world) was added to what already ex-
isted as a kind of training ground for human souls.14
Basil’s understanding of time as an extension of eternity (hex. 2.8) is
consistent with his view of creation as an orderly arrangement of parts
which contribute to the goodness of all things. Basil’s cosmos is a vast net-
work of distinct but closely interrelated components. God harmonizes
these components for the perfection of the whole:
He joined the whole cosmos, having dissimilar parts, by an unbroken law of
love into one communion and concord (™Olon dè tòn küsmon aà nomoiomerh̃
tugqÜnonta arrŒÃ hktÓ w tinì cilßav jesmw
Ó̃ eÃiv mßan koinwnßan kaì aÄrmonßan
sunÝdhsen), so that things at the greatest distance from one another in place
appear to be united through a universal affinity, that is, sympatheia (™ wste
kaé̀ tà pleĩston aà llŒhlwn tŸ̃ jÝsei diesthküta h Ä nw̃sjai dokeĩn dià t ç̃ v
sumpajeßav).15
ekÜteron,
Ä a
à llà Â
olon oÃuranòn kaì o Âlhn gh̃n, aÃuth̀n th̀n oÃusßan tÓù̃ e‰idei sunei-
lhmmÝnhn. OÃuqì gàr sqhmÜtwn estßn à euÄ rÝthv, aà llà aÃuth̃v th̃v cýsewv tù̃n ‰
ontwn
dhmiourgüv. Basil specifically challenges this thesis in his exegesis of Gen 1.2 that the
earth was invisible and unfinished. In opposition to those who interpret this teaching
as referring to uncreated matter, Basil presents the following argument: if matter is un-
created, then it would be comparable to God, and thereby, it could serve as a standard
against which the Divine Intelligence is measured (hex. 2.2). But even if uncreated mat-
ter was recognized as inferior in respect to God, a serious error still remains. If God
acted upon an inferior preexistent substrate, then the product would be unworthy of
the power and dignity of its Creator. In effect, the inferior material upon which God
was constrained to act would result in the creation of an inferior product (hex. 2.2).
13. hex. 1.5.
14. hex. 1.5, 1.6. For Basil, the Scriptural dictum that God created in the beginning
refers to a beginning according to time. The beginning in question does not pertain to
the start of everything which exists, but encompasses only those visible, empirical re-
alities which emerged after the creation of invisible, spiritual reality. In this regard,
Basil draws a clear distinction between the creation of an eternal, spiritual order ex-
isting outside of time and a visible universe exhibiting temporal process. Basil also in-
terprets the phrase in the beginning in much broader terms, that is, the beginning of
creation as a whole that is prompted by an instantaneous, timeless act on the part of
God. In this respect, the beginning of time is viewed as atemporal, just as the “begin-
ning of the road is not yet the road, and the beginning of the house not yet the house”
(hex. 1.6). Basil could have found an important precedent for this thesis in the Patris-
tic tradition. Origen contends (hom. in Gen. I.11) that “Scripture does not speak here
of a temporal beginning” when it teaches that in the beginning God made heaven and
earth. Instead, the true beginning must be traced to the Divine Word who was with
God before the creation of the visible universe. Earlier, Philo Judaeus had also denied
that Genesis teaches a temporal origin of the world. For Philo, the phrase in the be-
ginning is not construed chronologically, but rather, in terms of an order established
by God for the realization of the good (hom. opif. VII.26–27).
15. hex. 2.2.
TORCHIA/A PLOTINIAN HYPOTHESIS 363
Proceeding from this overview of Basil’s theory of creation, let us now con-
sider the question of possible philosophical sources and influences. At the
outset, it is important to recognize that when Basil expounded upon the
opening lines of Genesis, he was working within an intellectual tradition
that can be traced to the very beginning of the Patristic period. By the time
that Basil wrote these homilies, attempts to explicate the act of creation in
terms of a formation of created (but amorphous) matter had become a
commomplace in Christian exegesis. The early Fathers freely drew upon a
Platonic model of creation as a formation or ordering of matter, but adapt-
ed it to suit their own doctrinal requirements. In a very real sense, Basil’s
Hexameron reflects such a shift between two traditions, or as Giet has ob-
served, it encompasses a “double tradition”—that is, the tradition of
Christian exegesis on Genesis and the tradition of Greek philosophical
speculation about the origin and constitution of the world.17
But precisely which philosophical writings exerted a decisive influence
upon Basil in this context? Giet presents an excellent survey of possible
sources, citing Plato (especially, the Timaeus), Aristotle’s cosmological,
geographical, and naturalist writings, and the understanding of finality
and universal order derived from the Stoics (along with Epitomes of clas-
16. While Basil affirms that God is causally responsible for creation, he never casts
this teaching in the language of creation ex nihilo. In this respect, however, his Scrip-
tural referent assumes a real importance. Basil, it must be remembered, relies exclu-
sively upon the teaching of Genesis 1.1, a text where creation ex nihilo appears to have
been assumed by its Priestly writers but not explicitly articulated (as it is in II Mac
7.28). Unlike Theophilus of Antioch and Origen, Basil never refers to II Maccabees
and its depiction of creation in terms of an ontological transition from non-being to
being. Basil’s literal exegesis goes only as far as the text of Genesis permits. But while
Genesis does not explicitly define creation in these terms, it leaves no doubt that God
is the ultimate Cause of everything which exists. And this is precisely the way in which
Basil interprets the text.
17. Stanislas Giet, Basile de Césaree, Homelies Sur L’Hexaéméron (Paris, 1968), In-
troduction, 49: “L’Hexaemeron s’apparente à une double tradition: les commentaires
de la Genèse, et les oeuvres païennes sur l’origine et la constitution du monde.”
364 JOURNAL OF EARLY CHRISTIAN STUDIES
As we have seen, Basil held that the components of creation are united
under the influence of Divine love (hex. 2.2). This union finds expression
in sympatheia—the affinity or kinship of all created being. This organic
vision of reality is discernible in Patristic writing as early as Clement’s
Epistle to the Corinthians (c. c.e. 95). For Clement, the harmony observ-
able in nature is an outgrowth of God’s concern for all of creation.19 Such
an emphasis upon the regulation of natural processes and celestial move-
ments reflects a Stoic influence upon the Fathers that was operative from
the Apostolic Age onward.20
The Stoic commitment to a rationally ordered and animated cosmos
was closely aligned with the notion of the sympathetic interaction of
things: if the cosmos is animated, then its parts must be responsive to each
other.21 This thesis assumed a prominent role in the physical theory of the
Stoic philosopher Posidonius. According to Diogenes Laertius, Posidonius
18. Giet, Basile de Césaree, Introduction, 56, 61–63. Giet (69) contends that Basil
used both the Epitomes of classical philosophers, as well as the original philosophical
works on which the Epitomes were based.
19. I Clem. XXI.3. There is strong scholarly support for the contention that
I Clement exhibits a marked Stoic influence in its emphasis upon the operation of Di-
vine Law and the exercise of Providence in the universe. In this connection, see
R. Knopf, Die Lehre der zwölf Apostel in die zwei Klemensbriefe (Tübingen, 1920);
G. Bardy, “Expressions stoiciennes dans la Prima Clementis,” RecSR 13 (1922):
73–85; L. Sanders, L’hellénisme de saint Clément de Rome et le paulinisme (Louvain,
1943); J. J. Thierry, “Note Sur t à elÜqista
à tw̃n zþwn au Chaptre XX de la I Clemen-
tis,” VChr 14 (1960): 235–244. For a critique of this thesis, see W. C. Van Unnik, “Is
I Clement 20 Purely Stoic?” VChr 4(1950): 184.
20. In regard to the scope and extent of Stoic influences upon the Fathers, Gerard
Verbeke (The Presence of Stoicism in Medieval Thought [Washington, D.C., 1983], 5),
offers the following observations: “. . . Stoicism’s . . . influence may already be noticed
in Rome during the second century B.C. and is connected with names such as Panaetius
and Posidonius. Therefore, it is not surprising that Stoicism exercised some influence
on Christian authors at a very early point. Christian moral teaching was influenced by
Stoic categories at an early date. Among Greek Christian writers one may cite Clement
of Alexandria, Origen, Gregory of Nyssa, and Nemesius of Emesa. Some of their works
were eventually translated into Latin and could be read directly by Western philoso-
phers and theologians. Some Latin Christian writers also passed on the Stoic legacy to
TORCHIA/A PLOTINIAN HYPOTHESIS 365
held that reason governs every part of the cosmos, a living, self-contained
creature.22 For Posidonius, a phenomenon such as the lunar influence
upon the tides revealed the sympatheia that permeated a hierarchically
arranged universe.23
The influence of Posidonius was wide-ranging, and extended well into
the early centuries of the Christian era. In this connection, Karl Gronau
argued that Posidonius’ lost Commentary on the Timaeus (along with Phi-
lo’s De opificio mundi) provided one of the major sources for the Hexa-
meron tradition, specifically as it found expression in the writings of Gre-
gory of Nyssa and Basil.24 If Gronau was correct in his assessment, then
Posidonius might well have provided the inspiration for Basil’s use of
sympatheia. Posidonius’ understanding of this notion could effectively
complement Basil’s interest in natural phenomena and the orderly arrange-
ment of all aspects of the visible universe. Basil, of course, would have re-
jected the excessively deterministic connotations that sympatheia as-
sumed in Stoic thought. For the Stoics, the sympathetic interaction of
things allowed for the possibility of divination and the prediction of fu-
ture events.25 In Basil’s Christianized version of the concept, however,
sympatheia is the manifestation of God’s providential ordering of creation
into a harmonious whole. In this teleological scheme, each part con-
tributes to the good and completion of the totality.
But the divergence between Stoic thought and Basil’s Christian outlook
raises an important question: did Basil derive his understanding of sympa-
theia directly from Posidonius or was it channelled through other sources?
Indeed, much of what we know about Posidonius’ teaching is based upon
later generations. Among these may be mentioned Tertullian, Lactantius, Saint Jerome,
Saint Ambrose, and Saint Augustine.”
21. John M. Rist, Stoic Philosophy (Cambridge, 1969), 176.
22. Diogenes Laertius, Lives of Eminent Philosophers VII.139–140.
23. Frederick Copleston, A History of Philosophy, Volume I, Part II (Garden City,
New York, 1962), 166–167.
24. Karl Gronau, Posidonius und die jüdisch-christliche Genesisexegese (Leipzig-
Berlin, 1914). For a recent assessment of the influence of Philo’s De opificio mundi
upon Basil’s exegetical method in his Hexameron, see David T. Runia’s Philo in Early
Christian Literature (Minneapolis, 1993), 235–241. Criticisms of Gronau’s thesis were
developed by P. J. Levie and Yves Courtonne. According to Levie’s Le sources de la 7e
et de la 8e homelies de saint Basile sur l’Hexaéméron (Musée belge, 1920), the key
source of Basil’s Hexameron (specifically, hex. 7 and 8) was an Epitome of Aristotle,
rather than Posidonius’ Commentary on the Timaeus. In S. Basil et l’Hellénisme (Paris,
1934), however, Courtonne argues that Basil relied upon original philosophical writings
(i.e., Plato’s Timaeus; Aristotle’s cosmological, meterological, and zoological works;
Theophrastus’ botanical writings; Posidonian Stoicism; Plotinian Neoplatonism).
25. John Rist, Stoic Philosophy, 176.
366 JOURNAL OF EARLY CHRISTIAN STUDIES
testimony found in writers with whom Basil would have been acquaint-
ed (that is, Diogenes Laertius, Cicero, Strabo, Seneca, and Galen).26 Like-
wise, the fact that Posidonius exerted such a profound influence upon lat-
er thinkers makes the possibility of such a mediation highly likely.
An important thinker apparently influenced by Posidonius was Ploti-
nus. But this possible line of influence opens the door for some intriguing
speculation in the present context: perhaps Basil did not obtain the no-
tion of sympatheia directly from Posidonius or other Stoic sources; in-
stead, he might have derived it from Plotinus, or, from a familiarity with
Plotinian insights. In this connection, however, Theiler argued that Ploti-
nus’ own understanding of sympatheia was derived from none other than
Posidonius.27 If this were the case, then Basil would have been exposed
to an interpretation of sympatheia which not only bore a definite Stoic
imprint, but which was also decisively shaped by the more sophisticated
metaphysics of Plotinian Neoplatonism. In assessing this hypothesis, let
us first consider Plotinus’ treatment of the concept.
SYMPATHEIA IN PLOTINUS
On the basis of the foregoing survey, a key question presents itself: to what
extent could Basil have found the inspiration for his Christian under-
standing of sympatheia in a Plotinian framework? At best, such a ques-
tion only allows for a provisional response. Accordingly, I will proceed on
a strictly hypothetical level, assuming that Basil was familiar with at least
Enneads IV.3 and IV.4. If this were the case, then, how promising was
Plotinus’ interpretation of sympatheia for adaptation in Christian terms?
Let us first assess the compatibility between Basil and Plotinus on this top-
ic before considering the extent to which Basil might have been acquaint-
ed with the Enneads.
Clearly, Basil would have rejected Plotinus’ treatment of sympatheia in
connection with magic and occult practices. Equally unacceptable from a
Christian perspective were Plotinus’ depiction of the universe as a living
creature, his theory of the shared experience of all things, and his belief
in the perception of the physical world. But once such objectionable fea-
tures are distilled from his deliberations, we find several elements that ex-
hibit a kinship with sympatheia as it is used in Hexameron 2.2. Like Plo-
tinus, Basil speaks of the harmony of the cosmos in its entirety. For both
thinkers, sympatheia provides a harmonizing of parts in the interest of the
whole. So also, both thinkers view sympatheia as the outgrowth of a uni-
fying bond of love which unites things that are far removed from each
other. According to Basil, “things at the greatest distance . . . in place ap-
41. This phase of my investigation was reinforced by means of a search of the Basil-
ian corpus of writings through the Thesaurus Linguae Graecae (TLG). In this regard,
special thanks must be extended to Mr. Sam Hughes (Department of Classical Studies
of the University of Pennsylvania) for his generous assistance in implementing this re-
search on my behalf. The following citations were derived from a search headed by
the notation “sympathei—in Basil Caesariensis”: hex. 1.2.2; HSp.S. 26.61, 30.78;
EGNaz.[2].2; ENect.cons.[5].1; ENeoc.ec.[28].2,3; EAnc.[29].1; EEusbn.[31].11;
EMon.laps.[45].1; EAtarb.[65].1; EAth.[66].2; EOccid.[90].2; EItal. [92].1;3; ECons.
[101].1; ETars.pb.[113].1; EAmph.[188].7; EAmph. [217].75; E.Eust.[223].2; EItal.
[242].3; EItal.[243].1; EEpiph. [258].1; EOccid.[263].1; EBris.[302].1; Etres.[2].40;
HAtt. at PG 31. 216.19–22; Enarr. in Is. (Trevisan) 1.18.61–62, 5.157.18–19,
5.167.4–5, 7.194.31, 8.223.8–9, 13.259.21–22; HPs. at PG 29.233.48–50; HGrat. at
PG 31.257.47–48; HIul. at PG 31.257.47–48; Asc. at PG 31.1104, 1137, 1152, 1289;
S.Mor. at PG 32.1140, 1217, 1268, 1357. In addition, searches were conducted for ci-
tations containing such closely related terms as harmonia and koinonia. Searches head-
ed by the notations “ermoni—in Basil Caesariensis” and “koinvni—in Basil Cae-
sariensis” yielded an extremely large range of references, too numerous to mention on
an individual basis here. Relevant results of this search have been incorporated into
the discussion which follows.
42. In the vast majority of the places where sympatheia (or its related forms) appear,
the terms assume the ordinary connotations of a sharing of feelings, or a compassion
toward those experiencing misfortune.
370 JOURNAL OF EARLY CHRISTIAN STUDIES
chapter of his Homilia in illud: “Attende tibi ipsi.” Here, Basil enjoins us
to consider the power which the soul imparts to the body, and recipro-
cally, the sympathy whereby the body enables the soul to experience
pain.43 Once again, his remarks find an illuminating referent in Ennead
IV. As Plotinus asserts, “the entire soul perceives the affection in the body
without being affected itself.”44 For both thinkers, the soul constitutes
the directing principle in human nature, while remaining receptive to the
body’s influence, and thereby, sharing its life.
This passage effectively compliments Hexameron 2.2. In both in-
stances, Basil emphasizes that the points of contact between realities of
disparate natures are rooted in a sympathetic bond which ultimately links
all things. In this respect, the interaction of soul and body underscores the
order inherent in the very structure of the universe. Basil also applies this
understanding of cosmic order to the human body alone: in this case, the
organization of bodily parts reflects the same part-to-whole relationship
that is discernible on a universal scale.
God arranged the bodily organs . . . so that the members may care for one
another in the same way, since from the beginning they are conjoined spiritu-
ally by sympathy (katà th̀n pneumatikh̀n koinwnßan th̃v sumpajeßav auà to~iv
uÄ parqoýshv).45
many moving members, Plotinus refers to the pantomimi for purposes of illustration.
These artists provided solo performances of mythological stories to the accompani-
ment of a chorus and orchestra. In this context, Plotinus likens the life of the cosmos
(whereby the parts are moved and continually rearranged in relation to each other) to
the movement of these dancers (who cannot maintain the same position if they are to
follow the pattern of the dance, but nonetheless, contribute to the completion of the
performance).
52. hex. 3.9.
53. hex. 4.5.
54. Enn. IV.4.38.17–20 (trans. A. H. Armstrong, LCL 4:257).
55. HPs. 14 on Psalm 29.1 (PG 29.305.1–6).
56. Hps. 15 on Psalm 32.2 (PG 29.325.3–4).
TORCHIA/A PLOTINIAN HYPOTHESIS 373
rhythms from that higher realm (tò yalth́rion dè toũto tw̃n aÄ rmonikw̃n
57
rÄ ujmw̃n Õanwjen eÕqei tàv acormÜv).
Ã
In the face of some significant parallels between Basil and Plotinus, a
question arises: do such conceptual and terminological similarities point
to a first-hand acquaintance with Enneads IV.3–4 on Basil’s part? At the
outset, it should be observed that it is entirely feasible that Basil had di-
rect access to these treatises. Porphyry’s edition of the Enneads, it must be
remembered, was available by the beginning of the fourth century—well
before the composition of the Hexameron. But aside from a direct read-
ing of Plotinus, Basil might have drawn upon ideas in circulation among
Christian intellectuals in the latter half of the fourth century. By this time,
Plotinus and other Platonists were exercising a significant impact upon
Christian thinkers.58 This group was comprised of Basil, Gregory of Nys-
sa (Basil’s younger brother), Gregory Nazianzus, and Amphilochius of
Iconium. In this connection, another possibility must be considered: per-
haps Basil derived his knowledge of insights found in Enneads IV.3–4
from the Cappodocian circle of which he was a member.
that it was Gregory himself who familiarized Basil with Plotinus.60 Since
an intellectual link between these thinkers has already been proposed, let
us consider the extent to which Gregory might have been the source of
Basil’s knowledge of the Plotinian conception of cosmic sympatheia. Do
we find any references to sympatheia in Gregory’s writings or other con-
ceptual parallels which reflect an acquaintance with Plotinus? An affirma-
tive answer to this question can further strengthen the Plotinian hypoth-
esis that I have formulated in regard to Basil. In this case, the identification
of relevant Plotinian elements in Gregory would lend credence to the pro-
posal that the Cappodocian circle had exposed Basil to insights that
shaped his use of sympatheia and related terminology.
Gregory displays a clear affinity with Plotinus in his treatment of the
mind/body relationship. This kinship is evident in the De hominis opifi-
cio, in connection with his attempted refutation of materialistic theories
of human nature. According to Gregory (hom. opif. XII.8), the intellec-
tual faculty cannot be limited to any particular place in the body, but pass-
es over the whole “instrument” and touches each of the parts in its en-
tirety. A similar position is found in Ennead IV.3.20, in connection with
Plotinus’ affirmation of the omnipresence of Soul.
In Plotinian terms, Soul is active in every psychic principle which shares
its life. But Soul itself is not contained in any of these principles, in the
way that wine is contained in a jar, or a gallon inserted in a gallon jar.61
Rather, it remains present in its entirety in all its participants, but not as
a part in relation to a whole, or even as a whole that is confined to any
particular place. The De hominis opificio clearly echoes such Plotinian
sentiments. For Gregory, the mind cannot be limited to one part of hu-
mans, but must permeate the whole person; those who depict it as “sur-
rounding” or being “enclosed” in something are relying upon images used
to describe casks or things placed inside each other.62 So too, Gregory
contends that “the mind is not confined to any bodily member, but touch-
es the whole equally.”63 Like Plotinus (as well as Basil), Gregory relies
upon musical analogues in depicting the relationship between these prin-
ciples.64 In this connection, Gregory depicts the operations of the body in
terms of the harmony exhibited by such musical instruments as the flute
and lyre. “The music of the human instrument,” he asserts, “is a com-
mingling of the flute and lyre, joining with one another, in the same way
as singing in unison.”65
Gregory’s analysis of the relationship between the parts of the body pro-
vides an added suggestion of a familiarity with Plotinian insights on his
part. In the Contra Fatum, he refers to a philosophical position which rec-
ognizes a “certain mutual sympathy of things” (mßa tßv estin
à en
à toĩv oÃ̃usi
sumpÜjeia), whereby “the universe coheres from every part,” just as the
body exhibits a certain agreement of all members in harmony with each
other.66 Is not such language highly reminiscent of Plotinus’ contention
(Ennead IV.4.19, IV.4.13–15, IV.4.32.15–21) that different experiences
affect the totality of things by mutual sympatheia in the way that some
bodily organs affect others not proximate to them? In the De perfectione,
Gregory adopts a similar line of reasoning in explaining the unity of a
body composed of distinct components: since the head has the same na-
ture as the body, “there is a unity of each part in relation to the whole”
(kaì mßa tßv esti
à tw̃n kajà e olon çÄ sumcuia) which
Ôkaston melw̃n pròv tò Ô
allows for a “complete sympathy of all the individual parts” (pròv tà
mÝrh tÓ̃w pantì th̀n sumpÜjeian).67
While these parallels do not necessarily provide any firm proof of Gre-
gory’s knowledge of Plotinus, they do demonstrate a consonance with the
latter’s ideas. Accordingly, it can be said that a writer with whom Basil
was personally acquainted might have provided a conduit to certain Plo-
tinian insights that were relevant to his discussions of the harmony of the
universe. In this respect, we find sufficient evidence to assume (at least
with some probability) that Enneads IV.3–4 were known to the Cap-
podocian circle.
A SUMMARY OF EVIDENCE
This paper has proposed the following hypothesis: perhaps Basil derived
his interpretation of sympatheia from Plotinus, rather than from a direct
reading of the Stoic philosopher Posidonius (as Karl Gronau’s study
would suggest). If Posidonius exerted an influence on Plotinus (as Theil-
er maintained), then Basil’s knowledge of this key Stoic concept might well
have been mediated through the Enneads. Let us review the supporting
evidence for this contention.
But it was not simply Plotinus’ use of this isolated concept that would
have appealed to Basil. In point of fact, sympatheia was used by any num-
ber of writers with whom Basil would have been acquainted.68 By the
same token, one writer rarely (if ever) influences another on the basis of
a single idea or solitary passage. Rather, “influences” operate in much
broader terms; on the one hand, they reveal the spirit or tenor of their
68. Cf. Plato, Tim. 32A; Cleomedes, De motu circ. I.I.4.8 Ziegler; Sextus Empiri-
cus, Adv. math. IX 5 C. phys. I.78–80. Likewise, the possible influence of Philo Ju-
daeus cannot be overlooked. Philo (Migr. 32.179–179) describes the astronomical the-
ory of the Chaldeans in terms of an establishment of a harmony between earthly and
heavenly things, whereby the universe is depicted according to the laws of musical pro-
portion, as a “perfect concord or symphony produced by a sympathy between parts
that are spatially separated, but related as housemates” (t h̀n emmelestÜthn
à sumcw-
nßan toœu pantòv epideiknýmenoi
à tÞ twn
œ merœ wn pròv Õ
allhla koinwnßÓa kaì sumpajeßÓa
tüpoiv mèn diezeugmÝnwn, suggeneßÓa dè oÃu di wkismÝnwn).
Ó
TORCHIA/A PLOTINIAN HYPOTHESIS 377
source; on the other hand, they enter into the very fabric of the recipient’s
thought. What would have attracted Basil, then, was the context in which
Plotinus used sympatheia. As we have seen, Plotinus fully integrated this
concept into a metaphysics of participation whereby all things share in
the diffusiveness of the One. In this respect, the Plotinian universe is per-
meated with rationality and goodness on all levels. This optimistic out-
look must be considered in conjunction with several other features that
were highly amenable to adaptation in a Christian context: first, the no-
tion of a good and providential Godhead; second, an extremely positive
understanding of reality as a whole; third, an emphasis upon the ratio-
nality and intelligibility of the universe; fourth, the idea of an order of love
proceeding from an ultimate causal principle wherein all things are har-
monized for the common good.
If Plotinus did influence Basil in regard to his use of sympatheia, then
this influence should be discernible in a wide range of writings. Indeed,
Basil’s incorporation of such a deterministic notion into his supposedly
literal interpretation of Genesis says something significant about his rela-
tionship to the Greek philosophical tradition in general. In this connec-
tion, it is interesting to observe the way in which Basil uses this rather
alien idea (at least from a Christian perspective). In my estimation, this
usage reveals certain metaphysical presuppositions regarding creation
which are more akin to what we find in Enneads IV.3–4 than any other
source. Basil, as we have seen, attaches great importance to the harmony
of creation as a whole. This harmony not only encompasses things that
are spatially distant, but ontologically disparate as well. In this sense, he
depicts creation in terms of a hierarchical arrangement of spiritual and
visible reality. Such an arrangement presupposes a continuity between the
eternal and temporal modes of being. This understanding of creation
stands in marked contrast to those dualistic outlooks which would define
reality in terms of a tension between radically opposing principles.
In the final analysis, Hexameron 2.2 can be viewed as a highly illumi-
nating passage for probing the scope and extent of Basil’s receptivity to
Plotinus. A Plotinian reading of Basil’s commentary on the creation ac-
count of Genesis can open the way for a richer appreciation of the un-
derstanding of reality that emerges throughout the Basilian corpus. In a
very real sense, then, this passage provides a window into Basil’s writings
which reveals a marked Plotinian dimension in his discussions of the har-
mony, order, and unity of the cosmos.