5.

Audit Checklist

ABC Rubber Processing Plant Limited

“Process Approach” Audit Checklist

S/N Clause Requirements Remarks

Y N
1 4.1 Understanding the organization and its context
Has the organization determined external and internal issues that
are relevant to your purpose and that affected its abllity to achieve
the intended outcomes of your environmental management
system?
2 4.2 4.2 Understanding the needs and expectations of interested parties
Has the organization determined the interested parties that are
relevant to the Environment Management System?
3 4.3 Determining the scope of the Environment management system
Has the organization established the boundaries and applicability of
the environmental management system to establish its scope?
4 4.4 Environment management system
Have the organization established, implemented and have the
system in place to maintain and continually improve it's an
environmental management system, including the processes
needed and their interactions, in accordance with the requirements
of ISO 14001?
5 5.1 Leadership and commitment
Does the top management demonstrate leadership and
commitment by taking accountability for the effectiveness of its
EMS?
6 5.2 Policy
Has top Management established, implemented and maintained an
Environmental Policy that is appropriate to the purpose and context
of the organization, including the nature, scale and environmental
impacts of its activities, products and services?
7 5.3 Organizational roles, responsibilities and authorities
Has the Top management ensured that the responsibilities and
authorities for relevant roles are assigned and communicated within
the organization?
8 6.1 Actions to address risks and opportunities
Has the organisation determined potential emergency situations
that have an environmental impact and are they included in the
scope of the environmental management system?
9 6.1.2 Environmental Aspects
Has the organisation determined the environmental aspects of its
activities, products, and services that it can control and influence
and their associated impacts considering the life cycle perspective?

Figure 5.1: Audit Checklist for ABC Rubber Processing Plant Limited