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TunellingUndergrSpacTechn-V13n2-1998-Strategic Study On The Utilization of Space-Edelenbos Et Al
TunellingUndergrSpacTechn-V13n2-1998-Strategic Study On The Utilization of Space-Edelenbos Et Al
TunellingUndergrSpacTechn-V13n2-1998-Strategic Study On The Utilization of Space-Edelenbos Et Al
Abstract--In the Netherlands, interest in utilization of underground space has been increasing over the
past decade. T• examine the p•tential f•r subsurface space use• a nati•nal "Strategic Study •n the Utilizati•n
of Underground Space" was carried out by the Centre for Underground Construction (Centrum Ondergronds
Bouwen, COB) and Delft University of Technology (TUD), on the initiative of the National Physical Planning
Service (Rijksplanologische Dienst, RPD) of the Ministry of Housing, Spatial Planning and the Environment.
The paper describes the objectives of the study, the characteristics of underground space use in the
Netherlands, positive and negative influences on the potential use of such space, and conclusions of the
Strategic Study, including likely prospective applications of subsurface space in the Netherlands.
© 1998 Published by Elsevier Science Ltd. All rights reserved.
1. Increasing Interest in Utilization of tal resources in the Netherlands, while at the same time
Underground Space increasing the functionality of the country's spatial devel-
opment and infrastructure.
otwithstanding the adverse conditions for utiliza-
Tunnelling and Underground Space Technology,Vol. 13, No. 2, pp. 159-165, 1998
0886-7798/98/S--see front matter C 1998Published by Elsevier Science Ltd.
All rights reserved.
Pergamon
PH:S0886-7798(98)00043-1
Table 1. Primary functions and function types The impediments mentioned are indicated here aspoten-
tial impediments because in many cases measures are
Primary
conceivable that would (at least in part) reduce the impedi-
functions Function types ment. The potential impediments and possible measures
are summarized in Table 2.
The principal impediment beyond doubt is the cost as-
Residential - urban residential pect, illustrated by the following "Delft Case" example
- rural/suburban residential (SOVI 1993). This case study involves the comparative
Work - business and services assessment of the underground and aboveground options
- industrial manufacturing and utilities for enlargement of an extremely busy railway track passing
- retailing straight through the city, the results of which are shown in
- small-scale manufacturing and Table 3.
research The good news that viaducts and tunnels are virtually
identical in costs if the nuisance costs are included is
Leisure - "indoor" sports and recreation clouded by the u n c e r t a i n t y a b o u t f u n d s r e q u i r e d to
- culture p a y for t h e r e d u c t i o n in n u i s a n c e . The government
- entertainment facilities (e.g. bars, might be expected to provide such financial compensation in
discos etc.) the light of the public interest aspect of such projects.
Transport - passenger transport
Another possibility could be t h e p o t e n t i a l for m u l t i p l e
- vehicular goods transport l a n d u s e in t h e b r o a d sense; siting the railway track
- non-vehicular transport (substances,
underground generates highly attractive (long-term) devel-
bulk cargo, waste, electricity, digital opment opportunities for the city, to such an extent indeed
data, etc. by cabling, piping and tubing) that t h e a d d i t i o n a l c o s t s o f t h e u n d e r g r o u n d o p t i o n s
c o u l d be m o r e t h a n c o m p e n s a t e d .
Storage - goods Furthermore, it is essential to realize that the (geo-)
- (hazardous) waste conditions, the selected construction method, and the con-
- oil, gas and chemicals cept have a very strong impact on the costs. The price per
square metre for a basement structure may vary by up to a
factor of two (often contrary to all expectations) due to local
conditions. Another relevant factor is the very strong influ-
2. Characteristics of Utilization of Underground ence of bored tunnel diameter on costs (see Table 4).
Space in the Netherlands
In the Netherlands, underground construction has to 5. Impediments Relating to Enabling Factors
cope with soft soil conditions, w i t h - - a t certain locations In addition to the above-mentioned potential impedi-
(notably in the western Netherlands)---poor to very poor ments, impediments relating to enabling factors can also be
ground conditions, often in combination with high ground- distinguished. These are factors concerning anything that
water levels. In spite of these adverse conditions, there are is societally and institutionally defined as being relevant to
no obstacles in engineering terms for construction below the execution of underground projects and the use of under-
ground level. However, in urban areas the adverse condi- ground space. These impediments are connected with legal
tions with regard to ground and groundwater are increased aspects, spatial planning aspects and zoning plans, the lack
by the presence of a wide variety of objects in the under- of a (dynamic) integrated assessment framework, inte-
ground domain, such as wooden foundation piles, cables grated decision-making processes, and unfamiliarity with
and sewers. This situation has a major impact on the costs the possibilities of underground construction among plan-
of underground construction, which is of great importance ners and administrators. In this context, too, measures are
as feasibility is determined largely by affordability. conceivable that can (in part) reduce the impediment (see
Table 5).
3. Relevant Functions and Facilities for
Underground Construction 6. Motive F o r c e s for U n d e r g r o u n d C o n s t r u c t i o n
When analysing the role which underground construc- As mentioned above, there are no technological limita-
tion may have for the development of the built environment, tions on underground construction, hut in most cases the
it is necessary to differentiate certain functions therein. aboveground option is the easiest way to execute a project,
Table i lists the primary functions and function types that technically, financially and administratively alike. There
were considered relevant to the strategic study. must, therefore, be clear motives for choosing the under-
ground option on the basis of its specific advantages. In
that respect, various actors or groupings will have various
4. Potential Impediments to the Utilization of motives.
Underground Space In an underground project, generally speaking, the fol-
When comparing underground with "ordinary" above- lowing societal groupings can be differentiated: users, in-
ground constructions, a number of potential impediments vestors and operators; nearby residents and nearby work-
to the realization and utilization of underground construc- ers; and the community or the public as a whole. Table 6
tions can be identified. These impediments relate, first, to outlines in a broad sense what motives are most relevant to
the relatively high costs of underground construction and which groupings.
the fact that societal and policy aspects are difficult to Many of the motives for underground construction are
quantify (e.g, monetarize) when making a comparative related to the q u a l i t y of the physical environment. This is
assessment between underground or aboveground. Addi- a very important factor because quality aspects receive
tionally, impediments are concerned with aspects of percep- more and more attention as society and the economy con-
tion connected with the use of underground facilities, uncer- tinue to develop. In the Netherlands, for some considerable
tainties regarding the application of certain technologies, time we have clearly seen a process of progressive aware-
safety and service aspects, possible nuisance and damage ness about quality aspects such as the environment, the
during and after the construction process, and lastly, the landscape and liveability. In recent years, a number of
often unfavourable geo-conditions. different groupings have moreover focused growing atten-
Impediments Nuances/PossibleSolutions
I. Costs
• Underground construction is relatively expensive An objective cost comparison of aboveground and un-
derground options must include not only the "standard"
construction costs but also those costs and benefits that
are less easily expressed in monetary terms (e.g., mul-
tiple land use, forms of nuisance, physical lifetime);
these must be assessed in relation to the financial
investments
Volume 13, Number 2, 1998 TUNSELLn~O AND UNDERGROUND SPACE TECHNOLOGY 161
Table 3. Case study of underground options for construction of an extremely busy railway track passing straight through
the city of Delft.
liveability for neighbourhood residents, i n t e r n a l neering possibilities for use of the underground do-
safety, user aspects (perception aspects, functionality, main, and enables the resultant experience and inno-
etc.), spatial utilization, and environmental impact. vations to have a cost-reducing effect;
Because the possibilities for underground construction de- 6 An active government: a strict policy on spatial,
pend not only on the function but also on the location, a environmental and safety matters, a spearhead tech-
number of relevant location types have been formulated, nology policy, selective investments in infrastructure,
each with their own characteristic features in relation to and increasing "underground" experience and educa-
inter alia population, traffic and urban development. tion of administrators will result in increased utiliza-
By applying the above-mentioned criteria and location tion of underground space.
types, a strategic analysis was performed in order to gain
insight into future uses of underground space. This analysis 9. Conclusions of the Strategic Analysis
was performed as objectively and systematically as possible
for four different scenarios. The methodological aspects of On the basis of the characteristics of the individual
the analysis are elaborated upon in the following article in function types, it can be concluded that goods transport,
this issue (Monnikhof et al. 1998). non.vehicular transport and storage of oil, gas, water, waste
and hazardous materials (industrial, radioactive, chemical)
appear a priori to be the best candidates to assign to the
8. What Trends Tend to Increase Demand for underground domain. The only function types that ap-
Underground Space Utilization? peared to be a priori non-candidates were residential (both
In the four scenarios, different developments have been urban and rural/suburban) and business and services.
assumed for a number of factors considered relevant. The Criteria that generally disfavour underground construc-
strategic analysis has revealed that, as a result, the (ex- tion are: costs, internal safety and user aspects. Criteria
pected) demand for underground space utilization also that generally favour underground construction of a func-
works out differently for each scenario, that demand vary- tion type are: external safety, living conditions for
ing according to location type and function type. One general neighbourhood residents, and space utilization. The "envi-
conclusion of this scenario-based analysis is that demand ronmental impact" criterion yields mixed recommenda-
for the utilization of underground space will rise (strongly) tions, but nevertheless it more often favours underground
if the following developments occur (Nos. 1-3 are demand- than aboveground construction of a function type.
defining, Nos. 4-6 stimulating): The strategic analysis of the utilization of underground
1 An increasing quality consciousness, largely as- space for various function types at the specific location types
s0ciatod with higher standards being generally set on yielded the following results:
external safety, the physical living conditions, and the
environment in general;
2 An increasing pressure on the space available, Table 4. The influence of diameter on the cost of bored
resulting in increasing importance of efficient space tunnels (indicative). source: K1VI-report 1993 (see
utilization and compaction. Even at the current rate references)
of increase of demand for space, the utilization of
underground space in populated areas will become
more and more necessary in the coming decades; Dla. of tunnel
3 R i s i n g m o b i l i t y , resulting in increased nuisance, cross-section (m) Percentage cost
space occupancy by infrastructure and environmen- 12.0 114%
tal pollution caused in particular by road traffic; 10.0 100%
4 Strong economic g r o w t h , because this will create
more financial room but also because it will lead to 7.5 63%
increases in both mobility and quality consciousness; 6.0 50%
5 T e c h n o l o g i c a l p r o g r e s s , which creates more engi- 4.5 38%
I. Legal aspects
• Unclear legislation and regulation concerning Harmonization and synchronization of legal procedures
decisionmaking on (major projects) concerning decisionmaking on (major) projects is under
study
• Unclear public and private law provisions concerning Legislation and regulation concerning underground con-
underground construction struction should be transparently presented and if nec-
essary allowed to be amended
For each scenario t:he following conclusions can be drawn: c e n t r e s and mi~ed r e s i d e n t i a l areas, besides
(a) underground accommodation of a substantial propor- goods t r a n s p o r t underground infrastructure for
tion of g o o d s t r a n s p o r t , n o n - v e h i c t f l a r t r a n s p o r t p a s s e n g e r t r a n s p o r t will also be capable of yield-
and goods s t o r a g e in busy urban a r e a s (mixed ing major advantages, including the construction of
residential areas, historical city contres and (large- underground (railway) stations.
scale) central urban areas) will increasingly be the (b) In busy urban areas and r e s i d e n t i a l areas, it is
preferred option, because of the many positive effects probable that larger-scale underground construc-
expected with regard to the mobility problem and tion of parts of the function types "industrial manu-
quality of the physical environment; facture and utility plants", and "retailing and small-
(b) for m a i n i n f r a s t r u c t u r e a n d t r a n s h i p m e n t loca- scale manufacture", "education and research ~, "in-
tions, underground construction of n e w i n t e r s e c t - door sport and recreation ~, "culture ~and "entertain-
ing i n f r a s t r u c t u r e for goods t r a n s p o r t will in- ment facilities ~ (e.g. bars, discos, etc.) will yield
creasingly bec¢,me the preferred option; major benefits; the main opportunities here lie in
(c) underground ~,torage of oil, gas, waste and haz- facilities c a u s i n g n u i s a n c e (smell, noise) and
ardous m a t e r i a l s , particularly for safety consider- s a f e t y risks and which need not n e c e s s a r i l y b e
ations and on account of the substantial benefits of located a b o v e g r o u n d (shopping arcades, labora-
dual land utilization will become more and more tories, concert halls, pop-music podiumR, gymnasi-
ums, snack bars, urban workshops, etc.). This cre-
preferred. Indvlstrial and hazardous (e.g. radioactive)
ates scope for efficient space utilization, mutually
waste must, however, remain retrievable.
enhancing functional combinations, and spatial qual-
For the "Growth" and =Quality" scenarios, the following ity. The same applies equally to facilities that ben-
additional conclusions can be drawn: efit from constant temperature and humidity levels
(a) In large-scale urban centres, historical city (storage areas, archives, etc.).
(c) For m a i n i n f r a s t r u c t u r e a n d t r a n s h i p m e n t lo- applications which can still be considered prospective when
cations, on large-scale industrial complexes assessed on the basis of mainly economic return are: (i)
and on business estates underground construc- underground goods transportation systems in urban areas
tion of new intersectinginfrastructure for both goods and areas featuring high levels of business activity and
and passenger transport will also be the preferred traffic density (e.g. around Schiphol Airport); (ii) under-
option in many cases. ground storage; and (iii) underground construction of a
(d) In areas of o u t s t a n d i n g landscape value, it range of functions at strategic locations with the purpose of
may realistically be expected t h a t (longer term) all creating spatial compaction. Relative to the investment
infrastructural facilities relating to goods trans- requirements, these applications moreover yield a com-
port will be (partly) constructed underground. In paratively high societal return:
these areas, p a s s e n g e r transport will also have (i) In the case of underground goods transportation
to be accommodated underground more often. systems, examples include UTP (unit transport by
pipeline), ULS (underground logistic system) and
10. Prospective Potential Applications PWT (pneumatic waste transport), which enable
goods or waste to be carried through an unmanned
The prospectiveness of underground construction appli- underground system consisting of tubes and collec-
cations is defined at the strategic level by those applications' tion points. Depending on the location and circum-
societal and economic return in the long(er) term by stances, this type of system can be developed into
comparison with a corresponding above-ground alterna- economically competitive alternatives to the existing
tive. The economic return is defined above all by the criteria aboveground systems because of its high efficiency in
"costs", "user aspects", "(efficient) space utilization", and carrying goods and materials.
the scope for larger-scale application. The societal return is The development of these systems requires a struc-
defined above all by the criteria "external and internal
tured approach, in which large-scale application is
safety", "physical living conditions for neighbourhood resi- pursued and s t a n d a r d i z a t i o n is essential in order to
dents", "space utilization (quality)", "environmental im- enable them to be matched to other systems and
pact", and the scale on which positive effects can be achieved modalities. The development of these systems can be
with regard to these aspects. The results of an assessment further promoted by means of supporting policy, for
based on economic and societal returns will vary according example, in the form of a ban on disruptive freight
to function type, location type and scenario. transport in relevant area zones and by favourable
Particularly in the weaker e c o n o m y scenarios, the funding arrangements.
importance of the e c o n o m i c return o u t w e i g h s the
societal return. Above all, under these circumstances, it (ii) Underground storage may relate to goods storage
will be necessary to set priorities because of the relatively (combined with transport), storage of waste, hazard-
high costs of underground construction. The underground ous materials, chemicals, water, oil and gas. In the
long(er) term, underground storage can also become