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Emotion Regulation Strategies and Effects in Art-Making A Narrative Synthesis
Emotion Regulation Strategies and Effects in Art-Making A Narrative Synthesis
Emotion Regulation Strategies and Effects in Art-Making A Narrative Synthesis
PII: S0197-4556(17)30005-9
DOI: https://doi.org/10.1016/j.aip.2017.12.006
Reference: AIP 1498
Please cite this article as: Gruber, Harald., & Oepen, Renate., Emotion regulation
strategies and effects in art-making: a narrative synthesis.The Arts in Psychotherapy
https://doi.org/10.1016/j.aip.2017.12.006
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Title Page:
Title:
Emotion Regulation Strategies and Effects in art-making: A Narrative Synthesis
Author:
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Prof. Dr. Harald Gruber,
Alanus University of Arts and Social Sciences, Department of Arts Therapies and Therapy
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Science
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Villestrasse 3, 53347 Alfter/Bonn, Germany
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Phone: +49-(0)2222-9321-1800; Fax: +49-(0)2222-9321-1860
Email: harald.gruber@alanus.edu
Alanus University of Arts and Social Sciences, Department of Arts Therapies and Therapy
Science
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Email: renate.oepen@alanus.edu
Short biographical note:
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Acknowledgements
This work was conducted at Alanus University of Arts and Social Sciences, Alfter. It was
supported by Alanus University.
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The author and co-author declare that there are no conflicts of interest in relation to the subject
of this study.
Highlights:
the mood-elevating effects of art-making were stronger when art was used to distract
art therapy interventions are most effective when they entail a structured task leading
to a specific end result or goal state
the importance of psychological models of emotion regulation for research in art
therapy
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Abstract
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Questions concerning the regulation or dysregulation of emotions in mental distress
states are not only of fundamental concern in psychotherapy research but also a key issue in
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the art therapy field. Nevertheless, few studies have investigated the effectiveness of artistic
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activities in emotion regulation. This review aims to identify and analyze studies that
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investigate art-making to regulate emotions. Most studies to date have examined the effects of
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short-term mood repair, but some did investigate emotion regulation models in a
psychotherapy setting. They revealed that in positive mood enhancement resulted from art-
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making. A few comparative studies suggested that art-making was more effective than other
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Future research on emotion regulation in art therapy should also address psychological
Keywords
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Introduction
Scientific knowledge in the creative arts therapies (art, music, dance and drama
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on various arts therapies have been published, for example, on oncology (Boehm, Cramer,
Staroszynski, & Ostermann, 2014; Bradt, Dileo, Grocke & Magill, 2011; Gruber, Rose,
Manheim, & Weis, 2011), psychiatry (Crawford, H.J., Killapsy, H., Barnes, T.R., Barrett,
B., Byford, S., Clayton, K., & Waller, A., 2012; Montag, C., Haase, L., Seidel, D., Bayerl,
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M., Galliant, J., Herrmann, U., & Dannecker, K., 2014) and on child therapy (Geretsegger,
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Elefant, Mössler, & Gold, 2014). In a systematic meta-analysis, Boehm et al. (2014) were
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able to demonstrate a significant decrease in anxiety in individuals living with a diagnosis of
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cancer. Nevertheless, the extant corpus in this relatively young research discipline suggests a
need for studies that are better controlled by adhering to the requirements of evidence-based
psychotherapy (Greenberg, 2011). The connection between art and emotion regulation has
been described, studied and confirmed in art therapy literature (Dannecker & Herrmann,
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2017; Kramer, 1958; Naumburg, 1966; Rubin, 1984). Thus, Franklin (2010) pointed out that
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creating art helps to modulate emotions that arise concomitantly with attachment
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with borderline personality disorders, Springham, Findlay, Woods & Harris (2012)
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showed that art therapy is an essential factor in helping to develop greater mentalization
capabilities. Killick & Schaverien (1997) found that, for the psychotic individual, pictures
mediate in the actual space in-between psychotic client and therapist. This relationship
mediated by an object seems to create a less threatening environment for the client with a
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fragile personality than having to relate directly to another human being. Man & Ho (2014)
also asserted that art therapy – as one major, nonverbal psychotherapeutic approach –
has attracted growing attention got its efficiency in treating depression and anxiety.
Another study explored the relationship between prevention and art therapy for clients
suffering from burnout and found a significant increase in positive mood after just one art
therapy project day (Oepen & Gruber, 2012; 2014). Nonetheless, despite the growing number
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of studies on art therapy, little systematic, fundamental research has been carried out to date to
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investigate the connection between art-making interventions and emotion regulation.
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Psychotherapy has shed additional light on this problem. Finding by Berking &
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Wuppermann (2012), by Berking, Ebert, Cuijpers & Hofmann (2013) and Webb, Miles, &
Sheeran (2012) point out lead to the conclusion that new studies addressing emotion
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regulation in the fields of psychotherapy and neuro-psychotherapy need to be validated and
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integrated with the development of treatment concepts and art therapy research. Current
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(dys)regulation of emotions in the presence of mental distress (Gross & Munoz, 1995).
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Research questions
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Given the significant questions involved in functional emotion regulation and the
hypothesized regulation of emotions through art, we scanned relevant databases for studies
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that investigated emotion regulation or emotion regulation effects stemming from artistic
activities to synthesize them in this study. By doing so, the present review seeks to answer
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- What are the identifying characteristics (e.g. research questions, sample population,
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describe?
- In the studies reviewed, what specific active therapeutic factors in art therapy (see
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- What do the present review’s findings imply for the future development of studies on
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art therapy and its effects on emotion regulation?
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Theoretical Background
in the psychological literature (Eisenberg & Fabes, 1992; Thompson, 1994; Huang & Guo,
2001; Cole, Martin & Dennis, 2004; Meng, 2005 as cited in Hu, Zhang, Wang, Mistry, Ran,
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& Wang, 2014). There is general agreement, however, that “emotion regulation is the set
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modification of the occurrence, intensity, and duration of feeling states” (Webb et al.,
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2012, p. 775). Strategies for regulating emotions focus on positive and negative emotions
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moderating emotional reactions may lead to emotion regulation in association with processes
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that influence experience and the expression of emotions (Gross & John, 2003; ibid.).
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affect transactions that maximize positive affects und minimize negative affects cocreate
a safe attachment between mother and child. “The responsive relationship supports
context of art therapy, Kramer (1971) informs us that considerations of sublimation and
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the use of art materials demonstrate how art regulates affects. Arnheim (1966) also saw
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expression and perception as intimately related.
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The psychological literature describes various models for classifying emotion
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regulation strategies. In this respect, the studies by Gross & Thompson (2007) are
fundamental in the field of psychology (Barnow, 2012). The model proposed by Gross et al.
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(2007) differentiates five emotion regulation processes in a temporal dimension of antecedent-
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focused and response-focused strategies (see Fig. 1). The antecedent-focused strategies
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include situation selection (choosing more positive characteristics and the avoidance of
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attentional deployment (e.g., reacting to positive, neutral or negative aspects) and cognitive
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Figure 1. The process model of emotion regulation (adapted from Gross & Thomson, 2007, quoted in
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Based on the model proposed by Gross et al. (2007), Webb et al. (2012) in their meta-
regulation strategies. The taxonomy also contained subtypes that eventually yielded different
outcomes within the same process (Webb et al., 2012). In the context of the strategy of
"attentional deployment" (“how individuals direct their attention within a given situation so as
to influence their emotions” [Gross & Thompson, 2007, p. 13]), "distraction" was revealed as
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an effective regulation strategy and "concentration" on the current feeling as an ineffective
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one. Distraction strategy focuses “on different aspects of the situation or moves attention
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away from the situation altogether” and “may also involve changing internal focus, such as
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when individuals invoke thoughts or memories that are inconsistent with the undesirable
(sadness, anxiety, etc.), the type and timing of inducing emotion (type of medium, personality
based vs. neutral, before or after the intervention), the frequency of application (single,
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multiple times), the intended outcome (e.g. positive vs. neutral), the strategy used, the study
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design (object of the control group) and study parameters (e.g., gender, age of subjects)
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A major problem with this model is that the strategies developed by Gross &
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Thompson (2007) partially operate in a similar manner. Furthermore, no safe statements about
the importance of specific emotion regulation strategies for coping with mental distress can be
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assumed, since their findings are based on interventions with healthy students (Barnow,
2012). Webb et al. (2012) confined their meta-analysis to studies of healthy subjects because,
in their view, clinical subjects may resort to different emotion regulation processes. For
example, they held that rumination (i.e., “self-immersed, directed attention toward feelings
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subjects are already in a “dysphoric mood” (Webb et al., 2012). More recent studies dealing
with the relationship between emotion regulation and mental health tend to show inconsistent
A few studies have investigated how the type of artistic intervention technique
correlates with emotion regulation. Positive emotional experiences were generated especially
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if subjects of the art therapy intervention were instructed to focus on positive personal issues,
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such the positive feelings stimulated by common and decorative objects (Oepen & Gruber,
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2012; Wilkinson & Chilton, 2013), or to “create artwork about ‘you at your best’” (Chilton &
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Wilkinson, 2009, p. 36).
Since studies in this field have not paid much attention to the importance of
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effective emotion regulation for mental health and of art-making activities (Berking,
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2010), it seems reasonable to call for future studies that not only focus on demonstrating
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and the kind of emotion regulation strategies realized, but that also dwell on how they
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may relate to observed outcomes. We applied these preferences as criteria during our
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Method
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Database search
We employed the narrative synthesis methodology for our review. One of the
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For our review, we did an extensive search of the Psyndex, PsycINFO, Medline
and PsycARTICLES data bases spanning the period 1933-2015 on “art therapy” and
“mood” as the search terms. As they imply, the first search cast a very wide net designed
to let us capture an overview of all the application areas and target groups (clinical and
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Figure 2. Information flow during all review phases.
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Inclusion/Exclusion criteria
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The initial search resulted in identifying 478 studies (Psycinfo 315, Medline 107,
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Psyndex 49, PsycArticles 7), of which 442 studies remained for further investigation after
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duplications had been eliminated. The studies were selected against the so-called "PICOS
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criteria" (patient, intervention, control, outcome, study design) (Al-Nawas, Baulig, &
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Krummenauer, 2010). For the “patient” criterion, following the review articles by Gross et al.
(2007) and Webb et al. (2012), we only included studies referencing healthy, mentally
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unburdened subjects on the grounds that emotion regulation based on different kinds of
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healthy subjects made it possible to concentrate on the emotion regulation process supported
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Under the “intervention” criterion, we only included studies that intervened with art
making to keep the focus on art therapy. Hence, we excluded studies that dealt with other
forms of artistic therapy, such as dance, music, poetry and drama therapy. Since research on
emotion regulation is relatively rare in the art therapy field, psychological studies that
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examined emotion regulation strategies and a specific connection to artistic activity were
included. Also included in the sample were studies in psychotherapy that did not investigate
emotion regulation strategies per se, but that did explore other emotion regulation
mechanisms, for instance, the application of art media techniques, specific active factors of
art as plausible emotion regulation strategies and that also addressed the how and the degree
of the emotional change. In this way, the present study incorporates the part of the
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psychological research realm that focuses on specific emotion regulation mechanisms in the
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context of art therapy.
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Studies that did not cover outcome-oriented investigations, such as studies dealing
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with how pictures express different emotions, were excluded, as were pure case studies.
As previously noted, art therapy research is still a nascent research field. Hence, in
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designing the study, we expanded our search to identify studies of all evidence types (I-IV).
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The study design did not include the use of a control group. An additional, important selection
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criterion was that the studies employed established, validated empirical methods, e.g., by
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Ultimately, we identified a total of 10 studies for the period 1933–2015 (see Table 1).
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The studies were carried out in non-clinical areas with healthy, normal adult subjects and their
findings pertained to the regulation of one or multiple emotions through artistic activity.
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Results
Overview
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essential to describe the characteristics of the interventions and the outcomes since our
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The 10 studies comprising our sample were completed in the United States during the
past decade. Each examined the regulation of short-term mood through art-making. Four
studies compared the effects of applying artistic versus non-artistic activities (De Petrillo &
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Winner, 2005; Drake, Coleman &Winner, 2011; Drake & Winner, 2012; Drake & Hodge,
2015; Kimport & Robbins, 2012). Two studies by Drake and colleagues (2011; 2015)
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compared writing with drawing activity, while Kimport et al. (2012) examined the effects of
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working with clay versus ball handling (throwing a stress softball). Three studies (Kimport &
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Robbins, 2012; Sandmire, Gorham, Rankin, & Grimm, 2012; Van der Vennett & Serice,
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2012) were conducted in university art therapy departments. They all clearly feature research
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into emotion regulation from a psychological research perspective.
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Target groups
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The study subjects were healthy adult university students and artists (Nageeb, 2013).
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Interestingly, a majority of the experimental subjects were women. Seven studies had more
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The sampled studies primarily investigated the effect of artistic activities on the
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process of emotion regulation. The majority of the studies used the approach of testing
To induce an initial negative mood in the subject, most of the interventions screened a film
with negative content. Alternatively, subjects were verbally prompted to recall negative
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personal life events. In both cases, the negative mood had to be described in writing (Kimport
& Robbins, 2012; Drake et al., 2011, 2012). In one study only, it was not necessary for the
researchers to induce a negative mood, given that the student subjects suffered from anxiety
because of impending final examinations the next week (Sandmire et al., 2012).
Design
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Nine of the studies investigated the degree of mood change by applying quantitative
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methods in a controlled pre-post design. One pilot study (Nageeb, 2013) relied exclusively on
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qualitative methods for the investigation. Three studies (Kimport & Robbins, 2012; Sandmire
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et al., 2012; Van der Vennett & Serice, 2012), centered on measuring anxiety, while two
studies (Drake et al., 2011; 2012) examined mood modification in the subjects. Eight studies
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were performed as randomized controlled trials (inter alia, Drake et al., 2011; 2012; Kimport
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et al., 2012; Van der Vennett et al., 2012).
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repair through art-making. A longer-term emotion regulation through art-making could not be
definitively described (Nageeb, 2013). The most successful short-term mood repair was
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achieved by using artistic techniques instead of other activities such as writing, throwing a
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ball, or sitting (Drake et al., 2011; Kimport & Robbins, 2012; Drake & Hodge, 2015).
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With reference to the Gross model, it was suggested that the mood-elevating effects of
art-making were stronger when art was used as a distraction, i.e., by focusing on a neutral
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topic such as drawing a house rather than as a vehicle for venting negative feelings, or in
various strategic settings such as sitting quietly (Drake & Winner, 2012).
The same study, in examining positive and negative affects, found using art-making
for distraction induced positive emotions. This effect was significant as compared with a
second type of strategy (sitting quietly). A stronger effect on mood improvement was further
achieved by making associations with positive emotions (Dalebroux et al., 2008). Use of the
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venting strategy resulted in the most negative affects being recorded, with higher negative
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values than were measured for the control group using the sitting strategy. Gender also
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impacted use of the venting strategy: the impact was worse for men using the strategy than for
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women (Drake et al., 2012). The preferred distraction strategy was artistic activity; writing
activity was preferred for expressing feelings (Drake & Hodge, 2015).
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Directive approach in art therapy
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Regarding the methods used, the studies suggest that art therapy interventions are most
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effective in alleviating negative mood states when they entail a structured task leading to a
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specific outcome or goal state (Kimport & Robbins, 2012). The strength of the regulatory
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effect appears to depend on the specific type of pattern to be colored: coloring a mandala
reduced anxiety significantly more than did coloring a plaid pattern or blank sheet of paper
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(Van der Vennett et al., 2012; Babouchkina & Robbins, 2015). Thus, art-making activities
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seem to be superior to other methods for elevating short-term mood enhancement. The
distraction strategy had more impact than venting when using art-making activities. Some
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studies noted the influence exerted by the artistic method and form of instruction on the extent
Discussion
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We examined the “intervention” and “outcome” parameters of the ten studies that met
our criteria for this narrative synthesis, to develop starting points for further research
As noted previously, the studies in our sample only examined healthy subjects, mostly
students and, in one study, artists. Most of the subjects were women. We found that emotion
regulation strategies as described and observed in psychological models and studies (e.g.,
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Gross & Thompson, 2007) had been examined in half of the ten selected studies (Dalebroux
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et al., 2008; De Petrillo & Winner, 2005; Drake et al., 2011; 2012; 2015). The authors
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primarily investigated two emotion regulation strategies based on findings from psychological
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research: the venting of negative feelings and distraction strategy, a form of attentional
deployment that focuses on positive or neutral emotions to distract from negative emotions
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(Gross & Thompson, 2007; Gross & John, 2003; Larsen, 2000; Parkinson & Totterdell, 1999;
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Thayer, et al, 1994 quoted in Drake et al., 2011).
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In addition, our review confirmed the results produced by Gross & Thompson (2007),
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who found that distraction strategy, a form of attentional deployment, is better suited for
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short-term mood repair than a strategy of concentrating on current emotion. Applying the
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distraction strategy through artistic activities while stressing positive emotions proved to be
particularly effective (Dalebroux et al., 2008). The positive effect of distraction strategy was
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also demonstrated in other studies that examined subjects suffering from illness or mental
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burdens (Dalebroux et al, 2008; Oepen & Gruber, 2012; 2014; Oepen, 2015).
Our review therefore points to the need for further research on distraction strategy with a
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focus both on positive and neutral emotions. Our findings confirm that it is possible to
observe efficient emotion regulation strategies (Webb et al., 2012) resulting from the use of
art-making. Participants who often used the reappraisal strategy showed more positive than
negative emotions (see Gross & John, 2003; Gross & Thompson, 2007; Hu et al., 2014).
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The type of artistic tasks and of art-making instructions appear to influence the degree
of mood enhancement. Thus, the results strongly suggest a need for investigating different
collage making, drawing still life pictures, etc. Clearly, it will be important to carry out more
fundamental art therapy research. “Creative activity has also been used in psychotherapy and
counseling, not only because it serves as another language but also because of its inherent
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ability to help people of all ages explore emotions and beliefs, reduce stress, resolve problems
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and conflicts, and enhance their sense of well-being” (Malchiodi, 2003). The power of art
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therapy lies in its ability to evoke a practically-oriented experience with primarily nonverbal
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access embedded in artistic activities (Koch & Eberhard-Kaechele, 2014; Koch, Steinhage,
art therapy in acute psychotic episodes (Montag et al. 2014), more detailed research into
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which (art) intervention has the most potential for helping clients recommends itself as a topic
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of interest. Current attempts to identify the function of the arts from a health perspective
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(Koch, 2017), would benefit from investigating which active factors of the arts therapies are
of key importance (Tüpker & Gruber, 2017). As Crawford et al. (2012) point out in the
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MATISSE study, which found no difference between art therapy and standard care in
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arts therapies (for example, music therapy and body movement therapy) may be more
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effective.
Worth mentioning in this context also is the debate on whether a directive or non-
directive approach is to be preferred in art therapy. According to McNeilly (1983), the non-
directive approach in art therapy plays an additional, important role in art therapy
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interventions. He argues that resorting to direct suggestions in theme-centered art therapy may
possibly result in uncovering a powerful feeling too rapidly, creating a problem for the client ,
the group and/or the art therapist in containing or understanding it. This argument contrasts
with the results of other studies represented in this narrative synthesis that argue instead for
positively focused instruction (inter alia, Dalebroux, Goldstein, & Winner, 2008; Kimport &
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Robbins, 2012).
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In practice, falling between these two poles are a variety of group experiences which
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use art structures that can be interesting, revealing, and, moreover, enjoyable (Liebmann,
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1999 quoted in Edwards, 2004). In this regard, the experiences of clients in art therapy
efficiently.
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Limitations
We took this approach because we conducted our research based on current models of
emotion regulation used by psychologists (Gross et al., 2012), that favored the study of
healthy subjects first as a way of gaining initial, fundamental insights into emotion regulating
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processes before moving on to study subjects with varying illnesses. Our rationale for
emulating the psychologist’s approach was that it allowed us to make consistent, valid
comparisons.
Unquestionably, studying the change of emotions in an art therapy setting over longer periods
of time will be useful. It may be relevant here that the subjects in the studies we reviewed
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were mostly women and younger people (students). The study by Shella (2018), with a
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sample composed mostly of women, found significant improvements in pain, mood, and
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anxiety levels for all patients during their stay in a hospital regardless of gender, age, or
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diagnosis.
subjects, because these variables can be assumed to possibly correlate with the degree of
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Conclusion
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regulation in conducting art therapy research. Investigating the specific active factors at work
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in art appears to be another promising avenue for future research. However, it should also be
pointed out that, while our findings are useful for describing and evaluating emotion
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regulation, they are nonetheless preliminary. Further research with larger research teams and
patient groups is called for. Also, priority should be given to conducting research into
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Van der Vennet, R., & Serice, S. (2012). Can Coloring Mandalas Reduce Anxiety? A
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Figure 1. The process model of emotion regulation (adapted from Gross & Thomson, 2007 quoted in
Webb et al., 2012).
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Figure 2. Flow of information through the different phases of the review.
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Table 1. Overview of the sample studies.
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Author Size (n) Aims/Hypothesis/ Interventions Measures/ Outcomes Study
Questions Tools Design
N
Babouchkina 67 Efficacy of mandala 1. Induction of negative mood, Profile of Mood Significantly greater mood Randomized
& Robbins painting for reducing 2. Coloring, four conditions: States improvement of the two
female controlled
A
(2015) negative mood states circle (mandala) groups
=51 A) Coloring a blank circle with instructions to
Drawing Task compared to the two
male= 16 express feelings
M
B) Coloring a blank circle with instructions to square conditions
age: 18-42 draw freely
C) Coloring a square with instructions to
ED express feelings
D) Coloring a square with instruction to draw
freely
Dalebroux et 57 Examination of two Induction of negative mood by a war film Affect grid No effect on arousal, effect Randomized
PT
al. (2008) f=53 mechanisms of short- on mood valence; most
Three conditions: controlled
m=22 term mood repair: effective when association
age: 18-22 arousal and valence 1. Venting: drawing a picture that expresses to positive emotions pre-post
the feelings in reaction to the movie
E
27
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Drake et al. 40 1. Comparison of short 1. Induction of negative mood by a film 1. Affect Grid 1. Short-term mood repair Randomized
(2011) term-mood repair effects better by drawing than by
of drawing vs. writing 2. writing or drawing condition about anything 2. Self-reported writing
U
f=23; m=17 one would like questionnaire: controlled
2. Determination whether decision whether 2. Drawing better strategy
age:
N
mood is more effectively distraction or for distraction than for pre-post
18-22 repaired when the venting is the venting
medium is used to vent
A
better strategy
negative feelings or to 3. Concerning both
distract oneself from activities:
M
negative feelings better mood repair by
distraction than by venting
Drake &
Winner
80
ED
1. Using art to
distract more
Study 1:
1. Induction of negative mood by a film
PANAS
(positive and
1. Distraction better
strategy than venting and
Randomized
3. Negative affect:
CC
2. Three conditions: using art for venting, for 1): more negative affect
distraction, control: quietly sitting after using art to vent than
to distract themselves
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Drake & 80 One’s preference for 1. Indication of preference: drawing or writing Experience Negative affect Pilot study
Hodge regulating short-term Questionnaire significantly lower after
(2015) f=62; affect: drawing or 2. Sad mood induction by a film (preference for drawing than after writing
U
writing drawing or (even when the preferred controlled
m=18 3. Half were assigned to their preferred
age: 18-22 activity, half to their non-preferred activity writing); activity indicated was
N
Investigation of emotion Mood Induction writing)
regulation strategy pre-post
Measure (rating
(distraction vs.
A
sadness of the Participants were more
expression) film); likely to use drawing to
PANAS (Positive distract and writing to
M
and Negative express
Affect Schedule);
ED Strategy
Questionnaire
(venting or
distraction or
other-specify)
PT
Kimport & 102 1. More mood 1. Induction of negative mood by a film, POMS 1. More mood Randomized
Robbins enhancement by working writing about the negative feelings (Profile of Mood enhancement by
(2012) f=74; m=28 with clay than holding States) manipulating clay than
E
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Nageeb 10 Role of emotion in the Creative process of visual artists from Qualitative, Results do not strongly Pilot study
U
creative process of visual conception to completion of a creative work phenomenological support either side of the
(2013) (information artists (positive or positive vs. negative mood
s about
N
negative emotion)
gender, age
not
A
available)
M
Sandmire et 57 Significant reduction of 5 groups with different art-making tasks: STAI Mean state anxiety score Not
al. anxiety one week before A) Coloring a pre-designed mandala (State-Trait between pre-activity and randomized
(2012) f=45; m=12 final exam by an art- B) Painting free form Anxiety post-activity decreased
making activity
ED C) Making a collage Inventory) significantly in the art- controlled
mean age: compared to a control D) Drawing a still life picture and coloring it making group, no
18,8 group that did not with sepia ink difference in the control pre-post
participate in art-making E) Control group: no activity group
PT
Van der 50 Significantly more 1. Induction of an anxious mood (personal SAI 1. Reduction of anxiety by Randomized
Vennett & reduction of anxiety by experience) by verbal instructions/writing (State Anxiety coloring a mandala to a
Serice f=41; coloring pre-drawn Inventory) greater degree than controlled
(2012) m=9 mandalas than coloring a 2. Three art-making groups: coloring free form pre-post
E
30