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Jun 2012
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Article history: Pre-extraction of hemicelluloses before commercial pulping processes such as kraft
Received 4 February 2011 pulping has been considered as one potential approach to generate fermentable sugars as
Received in revised form feedstock for biofuels and bioproducts. In this study kraft white liquor with 18% active
11 October 2011 alkali and 25% sulfidity was used to partially extract xylan from commercial aspen chips.
Accepted 9 December 2011 Reaction temperatures of 70e90 C and reaction times of 1e4 h were explored. Amount of
Available online 29 December 2011 xylan extracted increased with increasing time and temperature. The extracted xylan was
recovered using ultrafiltration. We were able to recover xylan at levels of up to 48 g kg1 of
Keywords: dry original chips. Pre-extracted chips were used for subsequent kraft pulping. The ultra-
Hemicellulose filtration permeate was utilized as cooking liquor without any additional processing and
Pre-extraction without additional chemical addition. Due to the pre-extraction the lignin removal in
Ultrafiltration subsequent kraft processes was significantly faster; offering the option of reducing cooking
Permeate time and increasing mill throughput. Pulp yield remained in the same range as the control.
Kraft pulping Physical properties of pulps made from pre-extracted aspen chips showed similar strength
properties as the control runs if compared at given lignin content. Pre-extraction of aspen
chips using existing kraft white liquor appears to be a viable approach in an attempt to
produce a side stream of fermentable sugars in an existing pulp mill.
ª 2011 Elsevier Ltd. All rights reserved.
* Corresponding author. Tel.: þ1 612 624 8798; fax: þ1 612 625 6286.
E-mail addresses: aixxx012@umn.edu (A. Jun), ulrike@umn.edu (U.W. Tschirner), tauer025@umn.edu (Z. Tauer).
0961-9534/$ e see front matter ª 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.biombioe.2011.12.008
230 b i o m a s s a n d b i o e n e r g y 3 7 ( 2 0 1 2 ) 2 2 9 e2 3 6
cellulose thus obtained after the “dissolving” process has 60e80 g kg1 of wood material removed in this case is ex-
significantly lower degree of polymerization (DP) than the pected to be the acetyl groups since hardwoods contain
original raw material. Since dissolving pulps are processed approximately 40 g kg1 of acetyl groups based on dry wood
into products such as cellulose nitrate, cellulose xanthate mass which are rapidly released under alkaline conditions
(rayon fibers) and cellulose acetate, the shorter cellulose [14,15]. This mild alkali pre-treatment process uses high
chains are an advantage. In pulping, on the other hand, temperatures and hence requires costly pressurized vessels
shorter cellulose chains translate into lower pulp yield, and significantly increases capital costs. In addition, the final
strength loss, and lower quality fiber. The most common pH of the mild alkali process is around 7.0 and the extracted
commercial processes for extracting hemicellulose from dis- xylans are recovered in the form of low molecular weight
solving pulps are pre-steaming to release natural wood acids oligosugars, which are more difficult to concentrate than
(autohydrolysis) followed by water extraction or acid hydro- higher molecular polymers.
lysis with small amounts of mineral acids. To overcome some of the drawback of the low alkali pre-
Pre-extraction of hemicellulose before subsequent extraction we have developed a novel pre-extraction process
commercial pulping has been considered for some time now [3]. for hardwoods, using highly alkaline systems, completely
Several research groups are exploring various pre-treatments of compatible and synergistic with commercial kraft processes
lignocellulosic materials including the use of water or steam. [16]. We used NaOH at levels of 160 g kg1 to 330 g kg1 based
These processes are called autohydrolysis, hydrothermolysis or on dry wood mass at atmospheric pressure and low tempera-
hydrothermal pre-treatment [4e9]. Autohydrolysis generally tures (below 100 C). In addition to higher xylan yield (40 g kg1
requires a treatment temperature of 180e200 C. Due to the to 50 g kg1 dry wood) while maintaining fiber yield and
formation of natural wood acids (pH 3.5e4.5), autohydrolysis quality and thereby the overall paper properties, our approach
results in removal of hemicellulose in the form of oligosugars. also has the potential for lower operating and capital costs
Unfortunately, at high temperatures the sugar yield is reduced since the pre-extraction is done at atmospheric pressures and
due to side reactions generating byproducts such as furfurals. In low temperatures [16].
addition, the low pH initiates significant random chain cleavage Subsequent kraft pulping of the extracted wood chips
of the cellulose chain, resulting in lower degree of polymeriza- demonstrated that the pulp yield could be maintained or even
tion and the formation of new reducing end groups. Wood chips increased by (10e20) g kg1 dry wood as compared to the
pre-extracted with acid or hot water at low pH show signifi- control (not pre-extracted wood chips), alleviating one of the
cantly increased peeling reactions in the subsequent high key concerns for pulp and paper manufacturers. In addition to
alkaline kraft process, resulting in unacceptably high yield loss maintaining quality and yield, we also demonstrated
[9]. Yoon and Van Heiningen [8] observed an additional mass decreased residence times in the kraft process thus resulting
fraction loss based on the weight of dry original wood mass of in potentially increased pulping capacity or the option of using
3e6% in subsequent pulping for southern pine chips pretreated lower cooking temperatures [16]. Although hemicellulose
with autohydrolysis. Autohydrolysis of aspen chips in our extraction can have negative impact on pulp properties
laboratory showed an additional mass fraction loss of up to 12% [17,18], optimizing the extraction and pulping conditions
[9]. Acid or autohydrolysis pre-treatment before kraft pulping allowed full control over the cellulose/hemicellulose ratio and
suffers from serious drawbacks and hence is not likely to be hence fiber and pulp properties [16]. In order to make the high
suitable for commercial biofuel production from hemicellulose alkaline pre-extraction approach commercially viable and
in concert with an existing bio-based operation such as a pulp economically feasible, all the chemicals from the extraction
mill. Acid and autohydrolysis, instead, due to the degrading stage have to be recovered and reused. We concluded that
effects on cellulose, appears to be better suited for processes a logical step forward for a high alkaline pre-extraction
where the remaining biomass (cellulose and hemicellulose) is process would be to replace the NaOH used in our earlier
converted to fermentable sugars, not papermaking fiber. studies with white liquor, already present in the pulp mill. The
Other methods for hemicellulose extraction include mild results of pre-extraction with white liquor before subsequent
alkaline solutions with and without addition of cations such kraft pulping are presented in this study.
as Na, K, Li and borate at low temperatures [10e12]. As re-
ported by Yoon et al. [13], mild alkali extraction of mixed
hardwood with green liquor or 30 g kg1 NaOH (based on dry
mass of wood) or with Na2CO3 at 140 C and 90 min reaction 2. Materials and methods
time removed a mass fraction of about 6e8% of the starting
wood material and resulted in a final pH close to neutral. In 2.1. Materials
a subsequent kraft pulping step the pulp yield was lowered by
a mass fraction of approximately 1% as compared to the All experiments were conducted using commercial aspen
control. A modified pre-extraction through addition of wood chips (Populus tremuloides) donated by Sappi Fine Paper
0.5 g kg1 AQ with 30 g kg1 Na2CO3 or 30 g kg1 green liquor (Cloquet, MN). The chips were screened and fractions >12 mm
(all based on dry wood mass), however, increased the yield to and <25 mm were collected, air dried, sorted to remove knots
a mass fraction 1% higher than conventional kraft pulp. This and bark, and then stored in plastic drums. Moisture content
process showed no significant difference in paper strength in of chips was determined immediately before use, using TAPPI
handsheet tests except for a minor change in tear resistance. test methods T210-cm-03 [19]. Chemicals used for pre-
Unfortunately, the hemicellulose yield for this mild alkali extraction and pulping (NaOH, Na2S 9H2O) were purchased
process appears to be very low. The majority of the from SigmaeAldrich and used as is.
b i o m a s s a n d b i o e n e r g y 3 7 ( 2 0 1 2 ) 2 2 9 e2 3 6 231
Liquor
Proposed
Process
White
Liquor
Fig. 1 e Process of pulping with hemicelluloses extraction unit using white liquor.
and process changes. Fig. 1 describes the proposed process wood components during the extraction (Table 2). The extrac-
flow. Aspen chips will be pre-extracted with white liquor tion pre-treatment did not show a significant effect on cellulose
under atmospheric conditions, the liquor will be drained from loss, but as expected strongly influenced the hemicelluloses
the chips and the chips are moved to the digester without any content (Table 1 and Table 2). At lower temperatures and shorter
further treatment (no washing). The extraction liquor will reaction times the observed cellulose mass fraction loss was
undergo an ultrafiltration process to remove the majority of 0.2e0.4%, only at the most severe treatment of 90 C and 4 h did it
the extracted hemicelluloses. The permeate is added as increase to 0.9%. The standard error for glucan mass fraction
cooking liquor to the chips in the digester. No additional loss in our experiments was determined to be 0.4e0.8% (out of
chemical addition is proposed. three runs). As expected for aspen chips galactose, mannose and
arabinose have very low starting concentrations (mass fraction
3.1. Hemicellulose extraction below 2%) and do not significantly contribute to material loss
during extraction pre-treatment. There is a reduction in Klason
The overall goal of this research is the pre-extraction of xylan lignin mass fraction of 0.8e1.2% (standard error for lignin mass
from commercial aspen chips using existing white liquor before fraction loss 0.2e0.5%). The loss of Klason lignin is fairly
subsequent kraft pulping. After pre-extraction at varying constant at all extraction treatments and does not appear to be
temperatures and times all chip residues were analyzed to significantly influenced by reaction time or temperature. The
determine overall composition of the pre-extracted chips as majority of material loss in the pretreated chips clearly comes
compared to the starting material (Table 1). Mass fraction from xylan (34e73 g kg1 of dry chip mass) and “others”
recovered after the pre-extraction was 84.7e90.4% based on (50e57 g kg1 of dry chip mass). Our category “others” includes
oven dried mass of chips going into the extraction process. Chip acetyl and uronic acid groups from hemicelluloses and inor-
yield clearly was decreased with increasing reaction time and ganics. Inorganic mass fraction of the original wood chips was
increasing reaction temperature. The composition analysis and determined to be only 0.6% and is not expected to contribute
chip yield allowed us to calculate actual loss of the different significantly to material loss. On the other hand, the acetyl group
Table 1 e Composition of aspen chips (P. tremuloides) untreated and after pre-treatments with white liquor under varying
conditions.
Mass fraction, % of Mass fraction, % (based on dry chip mass) after pre-treatment
original dry chips
70 C 4 h 90 C 1 h 90 C 2 h 90 C 3 h 90 C 4 h
Glucan 44.10 0.6 49.77 0.6 49.72 0.4 50.70 0.8 51.53 0.8 52.36 0.5
Xylan 19.60 0.3 18.37 0.4 18.20 0.4 17.63 0.4 15.57 0.4 14.91 0.5
Galactan 1.80 0.1 2.04 0.1 2.05 0.1 2.09 0.1 2.12 0.1 2.18 0.1
Arabinan 0.80 0.04 0.91 0.03 0.91 0.03 0.81 0.05 0.71 0.04 0.85 0.1
Mannan 2.00 0.2 2.27 0.2 2.28 0.4 2.32 0.4 2.48 0.5 2.30 0.4
Klason lignin 21.20 0.2 22.90 0.4 23.09 0.3 23.67 0.2 23.94 0.5 24.24 0.3
Acid soluble lignin 3.02 0.5 2.21 0.2 2.01 0.3 1.95 0.5 1.78 0.4 2.03 0.2
Othersa 5.28 0.5 1.53 0.2 1.74 0.30 1.83 0.3 1.88 0.2 1.12 0.2
Total recovered 100 90.4 90.4 88.4 87.0 84.7
a “Others” includes extractives, acetyl and uronic acids groups and inorganics. Mass fraction of inorganic material of original chips was
determined to be 0.6% based on dry chip mass. Acetyl group mass fraction of original chips was determined to be 4% based on dry chip mass.
b i o m a s s a n d b i o e n e r g y 3 7 ( 2 0 1 2 ) 2 2 9 e2 3 6 233
mass fraction in our original aspen chips was determined to be 3.2. Subsequent pulping
4% (0.1%) on o.d. wood. It is well know that saponification of
acetyl groups occurs rapidly under alkaline conditions [16,17], After pre-treatment the chips were directly moved to the
which explains the rapid large loss in our “others” category. digester and pulped using the permeate of the ultrafiltration
Most important of course is the observed removal of xylan. obtained from the same chip batch. Adjustments were made
Xylan extraction clearly depends on reaction time as well as to take into consideration that during the pre-treatment
reaction temperatures. At the pre-treatment temperature of process the chips absorbed white liquor which stayed with the
90 C xylan removal increases steadily with increased chips since we did not wash or dry the chips. In addition, the
extraction time. The lower reaction temperature of 70 C overall chip solid mass changed due to material loss in the
shows the same xylan content removal rate at 4 h extraction pre-treatment stage and permeate addition rate was adjusted
time than the 90 C extraction at only 1 h. It should be noted to account for this material loss. The permeate had a pH of
that all reaction temperatures used allowed for atmospheric 12.89 (original white liquor pH 13.98) and was used as is, no
reaction conditions and did not require pressurized vessels. additional chemicals were added to the system. Clearly, the
The xylan extracted under these strongly alkaline condi- permeate has a reduced alkalinity as compared to the original
tions is in polymeric form. We were able to determine that the kraft white liquor, but due to the pre-treatment overall
molecular weight of this polymer is higher than 21,000 Da. The consumption of alkali is reduced in the subsequent pulping
higher molecular weight allowed the use of ultrafiltration with process. For example the majority of acetyl groups have been
fairly large membrane pores (10,000 Da) and low pressure removed during pre-treatment, resulting in lower alkali
(310e345 kPa). Since concentration of hemicelluloses clearly consumption during the actual pulping process. All pulping
will be a requirement to obtain a useful starting material for and paper testing experiments were performed using chips
biofuels fermentation processes or other applications this that had been exposed to extraction at 90 C and varying
improvement will have a significant positive impact on the reaction times (1e4 h). We selected the higher temperature
economics of the proposed process. due to the potential of extracting higher levels of xylan in
Analysis of the concentrated retentate, the material shorter amount of time.
retained by the membrane in the filtration step, showed high Several different H-factor conditions were chose for the
xylan content (Table 3); it contained 75e96 g L1 xylan and pulping (Table 4). H-factor is a pulping variable combining
20e60 g L1 glucan. Considering the total amount of retentate time and temperature into one variable. In our studies we did
recovered, this equals a xylan mass fraction of 3.8e4.8% based not vary pulping temperature; all cooks were performed at
on the original dry aspen chips. These xylan yield calculations 170 C. This means H-factor variation simply expresses vari-
only include the hemicelluloses recovered in the retentate, they ations in cooking time. The pulp properties observed with
Table 3 e Xylan and glucan content of retentate remaining after ultrafitration concentration.
Pre-treatment Concentration in Mass fraction, Mass fraction of extracted xylan,
conditions retentate g L1 of retentate % in o.d retentate % based on original dry chip mass
a H-factor is a variable combining time and temperature into one variable during Kraft pulping. All our Kraft cooks were performed at 170 . Here
variations in H-factor express variations in cooking time.
b Yield calculations are based on dry mass of original chips.
varying pre-treatment conditions and designated H-factors control chips (no pre-treatment) the cook has to be extended
are summarized in Table 4 and Fig. 2. The control samples to an 824 H-factor. For a pulping temperature at 170 C this
(without pre-treatment) showed the highest Kappa number means an 18 min longer cooking time for the control.
and the highest Klason lignin content for all H-factors. Lower
lignin content translates in reduced need of bleaching chem-
icals. Fig. 2 demonstrates the relationship between the 3.3. Effect of pre-treatment on physical properties of
H-factor and Klason lignin content under different pre-treat- paper
ment conditions. As expected, for a given H-factor the lignin
content and the Kappa number decrease with increasing pre- Using the pulps generated in Section 3.2 standard handsheets
treatment severity (Fig. 3, Table 4). For example, at an H-factor were made following TAPPI test methods T205-88 [21].The
of 558, the Klason lignin mass fraction for the control chips physical properties of the papers with different pre-treatments
was 3.31%. It decreased to mass fraction of 3.25% with 90 C and different H-factors are summarized in Table 5. At given H-
and 1 h pre-treatment and to 3.7% and 2.81% with 2 h and 4 h factor tensile index, burst and tear index all improved with the
pre-treatment at 90 C respectively. It is clearly demonstrated, pre-treatment. This of course is due to the reduced lignin
that the longer the pre-treatment time, the higher the reduc- content. For mechanical properties of paper, lignin content is
tion of lignin content at given cooking conditions. Another a critical factor. The main purpose of chemical pulping is to
way of considering these findings is the potential for reduced remove lignin, to allow easy fiber separation and easy bleach-
cooking time to given lignin content. For example, Klason ing. Up to some point, the more lignin is removed, the more
lignin mass fraction at 558 H-factor and 4 h 90 C pre-treat- bonding will take place between the cellulosic fibers to improve
ment is 2.81%. To reach the same lignin mass fraction with the 25.0
Reduction of Klason lignin mass fraction, %
Residual lignin mass fraction, %
3.5 20.0
based on reference
3
2.5 15.0
2
10.0
1.5
1
5.0
0.5
0
0.0
558 671 711 824 558 671 711 824
H factor H-factor
Reference 90 °C-1 h 90 °C-2 h 90 °C-4 h 90°C 1 h 90°C 2 h 90°C 4 h
Fig. 2 e Effect of pre-treatment on residue lignin under Fig. 3 e Effect of pre-treatment on reduction rate of residual
different H-factors. Klason lignin.
b i o m a s s a n d b i o e n e r g y 3 7 ( 2 0 1 2 ) 2 2 9 e2 3 6 235
Reference 558 37.5 2.8 158.0 11.2 6 0.5 3.31 0.10 25 0.1.2
90 C 1 h 558 39.4 3.4 159.5 10.8 6 1.2 3.25 0.08 24.3 0.8
90 C 2 h 558 40.3 2.8 164.8 10.5 8 0.8 3.17 0.12 23.8 0.7
90 C 4 h 558 44.8 3.0 177.6 9.5 7 0.9 2.81 0.07 23 0.7
Reference 671 39.8 2.0 159.3 13.5 5 0.8 3.28 0.05 22.5 0.9
90 C 1 h 671 41.3 3.1 155.5 12.8 7 1.0 3.2 0.10 21.7 0.7
90 C 2 h 671 40.8 3.5 170.1 10.4 7 1.2 3.07 0.11 20.9 1.2
90 C 4 h 671 46.6 2.6 187.5 15.7 8 0.8 2.67 0.11 19.8 0.9
Reference 711 42.3 3.5 160.2 11.2 5 1.1 3.08 0.10 21.9 1.1
90 C 1 h 711 44.5 3.8 176.0 12.4 7 2.3 2.75 0.08 20.8 1.0
90 C 2 h 711 45.4 4.1 184.5 15.6 7 1.8 2.71 0.15 19.8 0.8
90 C 4 h 711 44.8 3.8 190.4 14.1 9 2.1 2.40 0.15 18.6 0.7
Reference 824 41.7 3.0 169.7 12.4 7 0.4 2.87 0.07 19.2 1.0
90 C 1 h 824 40.2 3.5 176.6 9.4 7 0.8 2.53 0.09 17.1 0.8
90 C 2 h 824 40.8 2.8 179.8 15.6 9 1.1 2.43 0.10 16.2 0.8
90 C 4 h 824 42.9 2.5 185.8 14.1 9 1.0 2.27 0.06 17.8 1.2
the mechanical properties of paper. However, as the pulping pre-extracted pulps is small (Table 6). Pulps from pre-
progresses and less lignin is present, cellulose becomes more extracted chips show slightly increased cellulose content
susceptible to degradation, resulting in decreased paper (maximum difference between cellulose mass fraction of
strength. It therefore is advisable to compare strength prop- control and pre-extracted 1.5%) and slightly decreased xylan
erties at given lignin content instead of given H-factor. For content (maximum mass fraction difference 1.7%). We expect
example, the control cook at H-factor 824 resulted in a Klason these differences to impact beating, but we do not expect
lignin mass fraction of 2.87% and tensile index of them to be detrimental. Walton et al. was able to show that
41.7 kNm kg1, while a 4 h pre-treatment at 90 C with an H- strength properties of mixed southern hardwoods after mild
factor of 558 and similar lignin mass fraction (2.81%) gave alkali pre-extraction actually increased after beating [23].
handsheet with a tensile strength of 44.8 kNm kg1. Burst Interestingly, the pulp yield (based on dry mass of original
strength and Tear index follow the same pattern. Obviously the chips) remains essentially unaffected throughout all of our
shorter exposure to high temperatures and the reduced alka- experiments (pulp mass fraction 51e53% with standard error
linity in the actual cooking stage helped reduce cellulose of 2% to 4%) based on original dry chip mass. All reject
degradation. Kappa number of lower than 19 and lignin mass levels were low (mass fraction below 1%), indicating that all
fraction of less than 2.4% resulted in pulps with slightly cooks reached the fiber separation point.
decreased strength properties. As mentioned before excessive
lignin removal will result in cellulose degradation and strength
loss. For our given pre-treatment times cooking should not be
extended past H-factor 711 to avoid cellulose degradation. 4. Conclusion
It is known that hemicelluloses content of pulps influences
the beating behavior and therefore the final strength proper- This preliminary study demonstrated that the use of existing
ties of paper. Conventional kraft pulping is known to degrade kraft white liquor to pre-extract aspen wood chips before
significant amounts of the xylan present in wood; xylan mass commercial kraft pulping is a viable option to obtain a stream
fraction in the control pulp at H-factor 711 was only 18.3%. of fermentable sugars. Our process showed acceptable yields
Since our pre-treatment removed low levels of hemicelluloses of polymeric hemicelluloses (mass fraction up to 4.8% based
the difference in pulp composition between control and on o.d chips) that could effectively be concentrated in an
ultrafiltration stage to concentrations of up to 97 g L1 using
high pore sizes and low pressure. Considering the need for
highest possible hemicelluloses yield pre-extraction at 90 C
Table 6 e Composition analysis of pulps from H-factor had a clear advantage as compared to the lower 70 C condi-
711 cooks; comparison of control pulp with pre-extracted tions. The permeate from the ultrafitration can effectively be
pulps. used as pulping liquor without any additional treatments and/
Concentration in % or additional chemical addition. It also was shown that paper
properties after subsequent kraft pulping actually benefited
control 90C 1 h 90C 2 h 90 C 4 h from the pre-treatment. If compared at the same lignin
Glucan 74.6 1.4 75.3 2.1 76.4 1.8 76.1 2.0 content pulps originating from runs with pre-extraction
Xylan 18.3 0.5 16.5 0.6 16.1 0.5 16.6 0.5 required shorter cooking times and resulted in paper with
Galactan 1 0.1 1 0.08 0.8 0.1 0.8 0.1 the same or slightly improved strength properties. This effect
Arabinan 0.3 0.05 0.5 0.08 0.4 0.1 0.5 0.08
is likely due to the reduced exposure to high temperature at
Mannan 0.8 0.05 0.7 0.04 0.7 0.04 0.7 0.05
high pH in the cooking stage. No change in overall pulp yield
Klason Lignin 3.08 0.10 2.75 0.08 2.81 0.15 2.4 0.15
was observed.
236 b i o m a s s a n d b i o e n e r g y 3 7 ( 2 0 1 2 ) 2 2 9 e2 3 6