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Thayer South China Sea Code of Conduct, 2018-23: Bibliography
Thayer South China Sea Code of Conduct, 2018-23: Bibliography
Thayer South China Sea Code of Conduct, 2018-23: Bibliography
Code of Conduct,
2018-23: A
Bibliography
Carlyle A. Thayer
Table of Contents
Introduc+on ......................................................................................................................... 2
Mari+me Security: South China Sea and Developing a Code of Conduct ............................ 2
ASEAN and China Set to Agree on Single DraA South China Sea Code of Conduct .............. 2
ASEAN & China Senior Officials Agree on Single DraA South China Sea Code of Conduct ... 3
A Closer Look at the ASEAN-China Single DraA South China Sea Code of Conduct ............. 3
ASEAN-China South China Sea Code of Conduct – Content, Legal Status and Likelihood .... 3
South China Sea: Fisheries in the ASEAN-China DraA COC................................................... 3
South China Sea: Who Are the ‘Par+es Concerned’ in Joint Military Exercises? .................. 3
South China Sea: China’s 9-Dash Line and Code of Conduct ................................................ 3
From Confidence Building, Preven+ve Diplomacy and Dispute Resolu+on to the ASEAN-
China South China Sea Code of Conduct .............................................................................. 3
South China Sea Dynamics and Regional Trends? ................................................................ 4
South China Sea: Thailand as ASEAN Chair & Prospects for a Code of Conduct .................. 4
South China Sea: Interna+onal Law, Mari+me Mili+a and Prospects for a COC .................. 4
South China Sea: China Seek to Exclude ‘Outside Countries’ ............................................... 4
South China Sea: Prospects for Code of Conduct ................................................................. 4
South China Sea: China Seek to Exclude ‘Outside Countries’ ............................................... 5
Diploma+c Challenges in the South China Sea ..................................................................... 5
ASEAN, China and the Code of Conduct ............................................................................... 5
South China Sea: China and the Code of Conduct................................................................ 5
ASEAN-China Code of Conduct in the South China Sea: A Tool for Conflict Resolu+on? ..... 5
ASEAN-China Code of Conduct in the South China Sea: A Tool for Conflict Resolu+on? ..... 5
South China Sea: Submissions to the Commission on the Limits of Con+nental Shelf ........ 6
Contending Submissions to the Commission on the Limits of the Con+nental ................... 6
Background, Context and Developments in the South China Sea ........................................ 6
Code of Conduct in the South China Sea.............................................................................. 6
Building Codes to Prevent Incidents at Sea: What the ASEAN-China DraA COC Tells Us ..... 6
ASEAN, China and the Code of Conduct ............................................................................... 7
More Work to Do: The South China Sea Code of Conduct ................................................... 7
Code of Conduct in the South China Sea.............................................................................. 7
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China-ASEAN South China Sea Code of Conduct – ‘Don’t Hold Your Breath’ ....................... 7
Will the ASEAN-China South China Sea Code of Conduct Address IUUF? ............................ 7
Cambodia as ASEAN Chair & the South China Sea Code of Conduct ................................... 7
Code of Conduct in the South China Sea.............................................................................. 8
South China Sea Code of Conduct by the End of this Year? ................................................. 8
ASEAN-China Code of Conduct in the South China Sea: The Journey is More Important
than the Des+na+on ............................................................................................................ 8
Diploma+c Challenges in the South China Sea ..................................................................... 8
Forthcoming 2023 ................................................................................................................ 8
Carlyle A. Thayer Biography ................................................................................................. 9
Introduction
This Bibliography marks the fiAh anniversary of the announcement on August 3, 2018 by the
foreign ministers of the Associa+on of South East Asian Na+ons (ASEAN) members states and
China that the par+es had agreed to a Single Dra+ Code of Conduct in the South China Sea
(COC) Nego8a8ng Text (SDNT).
A copy of the SDNT document was leaked to the author prior to the announcement. This
Bibliography contains references to all of the author’s thirty-five publica+ons and
interna+onal conference papers that draws extensively on the SDNT. These references are
listed in chronological order from 2018 to August 2023.
A detailed overview of nego+a+ons between ASEAN member states and China to achieve a
final Code of Conduct over this five year period will appear later this year: Carlyle A. Thayer,
“The ASEAN-China Code of Conduct in the South China Sea: The Journey is More Important
than the Des+na+on,” in Jörg Thomas Engelbert, ed., Indo-Pacific Strategies and the South
China Sea: Views from the Region (Hamburg: Hamburg Universität, forthcoming 2023).
ASEAN and China Set to Agree on Single Draft South China Sea Code of Conduct
“ASEAN and China Set to Agree on Single DraA South China Sea Code of Conduct,” The
Diplomat, July 27, 2018. hlps://thediplomat.com/2018/07/asean-and-china-set-to-agree-
on-single-draA-south-china-sea-code-of-conduct/.
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ASEAN & China Senior Officials Agree on Single Draft South China Sea Code of Conduct
“ASEAN & China Senior Officials Agree on Single DraA South China Sea Code of Conduct,”
Thayer Consultancy Background Report, July 31, 2018.
hlps://www.scribd.com/document/385151995/Thayer-ASEAN-and-China-Senior-Officials-
Agree-on-Single-DraA-South-China-Sea-Code-of-Conduct.
A Closer Look at the ASEAN-China Single Draft South China Sea Code of Conduct
“A Closer Look at the ASEAN-China Single DraA South China Sea Code of Conduct,” The
Diplomat, August 3, 2018. hlps://thediplomat.com/2018/08/a-closer-look-at-the-asean-
china-single-draA-south-china-sea-code-of-conduct/.
ASEAN-China South China Sea Code of Conduct – Content, Legal Status and Likelihood
“ASEAN-China South China Sea Code of Conduct – Content, Legal Status and Likelihood,”
Thayer Consultancy Background Brief, August 4, 2018.
hlps://www.scribd.com/document/386246963/Thayer-ASEAN-China-South-China-Sea-
Code-of-Conduct-Content-Legal-Status-and-Likelihood.
South China Sea: Who Are the ‘Parties Concerned’ in Joint Military Exercises?
“South China Sea: Who Are the ‘Par+es Concerned’ in Joint Military Exercises?” Thayer
Consultancy Background Brief, August 7, 2018.
hlps://www.scribd.com/document/386247388/Thayer-South-China-Sea-Who-Are-the-
Par+es-Concerned-in-Joint-Military-Exercises.
From Confidence Building, Preventive Diplomacy and Dispute Resolution to the ASEAN-
China South China Sea Code of Conduct
"From Confidence Building, Preven+ve Diplomacy and Dispute Resolu+on to the ASEAN-China
South China Sea Code of Conduct,” Presenta+on to Session 6, Confidence Building, Preven+ve
Diplomacy and Dispute Resolu+on, The Tenth South China Sea Interna+onal Conference on
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South China Sea: Thailand as ASEAN Chair & Prospects for a Code of Conduct
“South China Sea: Thailand as ASEAN Chair & Prospects for a Code of Conduct,” Thayer
Consultancy Background Brief, January 16, 2019.
hlps://www.scribd.com/document/397699526/Thayer-South-China-Sea-Thailand-as-
ASEAN-Chair-Prospects-for-a-Code-of-Conduct.
South China Sea: International Law, Maritime Militia and Prospects for a COC
“South China Sea: Interna+onal Law, Mari+me Mili+a and Prospects for a Code of Conduct,”
Thayer Consultancy Background Brief, July 27, 2019.
hlps://www.scribd.com/document/420701558/Thayer-South-China-Sea-Interna+onal-Law-
Mari+me-Mili+a-and-Prospects-for-a-Code-of-Conduct.
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ASEAN-China Code of Conduct in the South China Sea: A Tool for Conflict Resolution?
“The ASEAN-China Code of Conduct in the South China Sea: A Tool for Conflict Resolu+on?”
Keynote Presenta+on to Conference on Updates on the South China Sea Conflict: COC, A Tool
for Conflict Resolu+on, sponsored by World Future, Eas+n Hotel, Petaling Jaya, Malaysia,
January 13, 2020. hlps://www.scribd.com/document/442816757/Thayer-The-ASEAN-China-
Code-of-Conduct-in-the-South-China-Sea-A-Tool-for-Conflict-Resolu+on-l.
ASEAN-China Code of Conduct in the South China Sea: A Tool for Conflict Resolution?
“The ASEAN-China Code of Conduct in the South China Sea: A Tool for Conflict Resolu+on?
ANI NewsleJer, January 19, 2020. hlps://navalins+tute.com.au/south-china-sea-conduit-
code-closer/.
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South China Sea: Submissions to the Commission on the Limits of Continental Shelf
“South China Sea: Submissions to the Commission on the Limits of Con+nental Shelf,” Thayer
Consultancy Background Brief, April 9, 2020.
hlps://www.scribd.com/document/456148416/Thayer-South-China-Sea-Submissions-to-
the-Commission-on-the-Limits-of-Con+nental-Shelf.
Building Codes to Prevent Incidents at Sea: What the ASEAN-China Draft COC Tells Us
“Building Codes to Prevent Incidents at Sea: What the ASEAN-China DraA Code of Conduct
Tells Us,” Paper presented to Session 5, Maintaining Peace and Coopera+on Through Time of
Turbulence, 12th Interna+onal Conference on the South China Sea, Diploma+c Academy of
Vietnam, Hanoi, Vietnam, November 17, 2020.
hlps://www.scribd.com/document/484628919/Thayer-Unplanned-or-Planned-Encounters-
Building-Codes-to-Prevent-Incidents-at-Sea.
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China-ASEAN South China Sea Code of Conduct – ‘Don’t Hold Your Breath’
“China-ASEAN South China Sea Code of Conduct – ‘Don’t Hold Your Breath’,” Thayer
Consultancy Background Brief, July 15, 2021.
hlps://www.scribd.com/document/516166431/Thayer-China-ASEAN-South-China-Sea-
Code-of-Conduct-Don-t-Hold-Your-Breath.
Will the ASEAN-China South China Sea Code of Conduct Address IUUF?
“Will the ASEAN-China South China Sea Code of Conduct Address Illegal, Unreported and
Unregulated Fishing?” Presenta+on to Interna+onal Conference on Illegal, Unregulated and
Unreported Fishing, Indo-Mari+me Security Exchange IMSE 2021, hosted by Navy League of
the United States Honolulu Council, Webinar, Honolulu, Hawaii, September 8-9, 2021.
hlps://www.scribd.com/presenta+on/523850335/Carlyle-A-Thayer-Will-the-ASEAN-China-
South-China-Sea-Code-of-Conduct-Address-Illegal-Unreported-and-Unregulated-Fishing-
Presenta+on-to-Interna.
Cambodia as ASEAN Chair & the South China Sea Code of Conduct
“Cambodia as ASEAN Chair & the South China Sea Code of Conduct,” Thayer Consultancy
Background Brief, October 29, 2021. hlps://www.scribd.com/document/536363716/Thayer-
Cambodia-as-ASEAN-Chair-the-South-China-Sea-Code-of-Conduct.
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ASEAN-China Code of Conduct in the South China Sea: The Journey is More Important
than the Destination
“The ASEAN-China Code of Conduct in the South China Sea: The Journey is More Important
than the Des+na+on,” Presenta+on to Indo-Pacific Strategies and the South China Sea: Views
from the Region,” Hybrid Conference hosted by Hamburg Universität, Hamburg, Germany,
November 18, 2022. hlps://www.scribd.com/document/608712741/Thayer-The-ASEAN-
China-Code-of-Conduct-in-the-South-China-Sea-The-Journey-is-More-Important-than-the-
Des+na+on.
Forthcoming 2023
“The ASEAN-China Code of Conduct in the South China Sea: The Journey is More Important
than the Des+na+on,” in Jörg Thomas Engelbert, ed., Indo-Pacific Strategies and the South
China Sea: Views from the Region (Hamburg: Hamburg Universität, forthcoming 2023).
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During his career, Professor Thayer undertook special study leave at the ANU’s Strategic and
Defence Studies Centre; Harvard’s Center for Interna+onal Affairs; Interna+onal Ins+tute of
Strategic Studies in London; Ins+tute of Strategic and Interna+onal Studies, Chulalongkorn
University in Thailand; Ins+tute of Southeast Asian Studies in Singapore; and the Department
of Poli+cal Science at Yale.
In 1993, in a career highlight, he was appointed a United Na+ons Observer for elec+ons in
Cambodia.
Service to the Profession
Thayer was a founding member of the Vietnam Studies Associa+on of Australia and served
three terms as Na+onal Secretary/Treasurer (1994-98). He also served as Na+onal Secretary
of the Asian Studies Associa+on of Australia (1996-98).
Professional Recogni:on
In June 1971, Thayer was the Graduate School Flag Bearer for the 270th commencement
ceremonies at Yale University.
In 2003, Thayer was conferred the Joint Meritorious Service Award by the Chairman of the
Joint Chiefs of Staff for his contribu+ons to the Asia-Pacific Center for Security Studies, U.S.
Pacific Command.
In 2005, Thayer was appointed the C. V. Starr Dis+nguished Visi+ng Professor of Southeast
Asian Studies at The Paul H. Nitze School of Advanced Interna+onal Studies, Johns Hopkins
University in Washington, D.C.
In 2006, Thayer was awarded the Rector’s Commenda+on for Excellence in Classroom
Teaching at UNSW Canberra.
In 2008, Thayer was appointed the Inaugural Frances M. and Stephen H. Fuller Dis+nguished
Visi+ng Professor of Southeast Asian Studies conjointly at the Center for Interna+onal Affairs
and Center for Southeast Asian Studies at Ohio University, Athens, Ohio.
In 2014, Thayer was invited as a Subject Maler Expert to address the 2nd Expanded ASEAN
Mari+me Forum in Da Nang, Vietnam.
In 2015, Thayer was invited as a Subject Maler Expert to address the ASEAN-China Joint=
Working Group on the Implementa+on of the DOC Seminar-Workshop on the
Implementa+on of the 2002 ASEAN-China Declara+on on the Conduct of Par+es in the South
China Sea (DOC-SCS) in Manila, The Philippines.
In April 2015, Thayer was appointed Eminent Person by the Department of Defence Australian
Civil-Military Centre, to facilitate the East Asia Summit mandated Rapid Disaster Response:
Lessons Learned Seminar held in Sydney in September that was alended by senior officials=
from fiAeen countries. Thayer wrote the Seminar Discussion Paper.
In April 2020, Professor Thayer was inducted into the Marquis Who’s Who Biographical
Registry and in Marquis Who’s Who Top Professionals.
In 2023, Professor Thayer was the Mace Bearer for gradua+on ceremonies at UNSW
Canberra.
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